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Julian McAuley

Julian McAuley contributes to research discovery and scholarly infrastructure.

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Published work

37 published item(s)

preprint2026arXiv

A Low-Latency Fraud Detection Layer for Detecting Adversarial Interaction Patterns in LLM-Powered Agents

Large Language Model (LLM)-powered agents demonstrate strong capabilities in autonomous task execution, tool use, and multi-step reasoning. However, their increasing autonomy also introduces a new attack surface: adversarial interactions can manipulate agent behavior through direct prompt injection, indirect content attacks, and multi-turn escalation strategies. Existing defense strategies focus on prompt-level filtering and rule-based guardrails, which are often insufficient when risk emerges gradually across interaction sequences. In this work, we propose a complementary defense mechanism: a low-latency fraud detection layer for detecting adversarial interaction patterns in LLM-powered agents. Instead of determining whether a single prompt is malicious, our approach models risk over interaction trajectories using structured runtime features derived from prompt characteristics, session dynamics, tool usage, execution context, and fraud-inspired signals. The detection layer can be implemented using lightweight models leading to low-latency real-time deployments. To evaluate the framework, we construct a synthetic corpus of 12,000 multi-turn agent interactions generated from parameterized templates that simulate realistic agentic workflows. Using 42 structured features and an XGBoost classifier, our detector achieves over 9 times faster than LLM-based detectors. Through the experiment and ablation studies, our work suggests that interaction-level behavioral detection should become a core component of deployment-time defense for LLM-powered agents.

preprint2026arXiv

Expressiveness Limits of Autoregressive Semantic ID Generation in Generative Recommendation

Generative recommendation (GR) models generate items by autoregressively producing a sequence of discrete tokens that jointly index the target item. However, this autoregressive generation process also induces a structured decoding space whose impact on model expressiveness remains underexplored. Specifically, token-by-token generation can be viewed as traversing a decoding tree induced by semantic ID tokens, where leaf nodes correspond to candidate items. We observe that the item probabilities produced by GR models are strongly correlated with this tree structure: items that are close in the tree tend to receive similar probabilities for any given user, making it difficult to distinguish among them based on user-specific preferences. We further show theoretically that such structural correlations prevent GR models from representing even simple patterns that can be well captured by conventional collaborative filtering models. To mitigate this issue, we propose Latte, a simple modification that injects a latent token before each semantic ID, reshaping the decoding space from a single tree into multiple latent-token-conditioned trees. This design creates multiple paths with varying tree distances between items, relaxing tree-induced probability coupling and yielding an average of 3.45% relative improvement on NDCG@10. Our code is available at https://github.com/hyp1231/Latte.

preprint2026arXiv

F-GRPO: Factorized Group-Relative Policy Optimization for Unified Candidate Generation and Ranking

Traditional retrieval pipelines optimize utility through stages of candidate retrieval and reranking, where ranking operates over a predefined candidate set. Large Language Models (LLMs) broaden this into a generative process: given a candidate pool, an LLM can generate a subset and order it within a single autoregressive pass. However, this flexibility introduces a new optimization challenge: the model must search a combinatorial output space while receiving utility feedback only after the full ranked list is generated. Because this feedback is defined over the completed sequence, it cannot distinguish whether a poor result arises from failing to generate a relevant subset or from failing to rank that subset correctly. This credit assignment gap makes end-to-end optimization unstable and sample-inefficient. Existing systems often address this by separating candidate generation from ranking. However, such decoupling remains misaligned with downstream utility because ranking is limited by the candidate set it receives. To bridge this gap, we propose a unified framework that performs both within a single autoregressive rollout and optimizes them end-to-end via factorized group-relative policy optimization (F-GRPO). Our framework factorizes the policy into candidate generation and ranking while sharing a single LLM backbone, and jointly trains them with an order-invariant coverage reward and a position-aware utility reward. To address the resulting phase-specific credit assignment problem, we use separate group-relative advantages for generation and ranking within a two-phase sequence-level objective. Across sequential recommendation and multi-hop question answering benchmarks, F-GRPO improves top-ranked performance over GRPO and decoupled baselines, outperforms supervised alternatives, and remains competitive with strong zero-shot rerankers, with no architectural changes at inference time.

preprint2026arXiv

FERA: Uncertainty-Aware Federated Reasoning for Large Language Models

Large language models (LLMs) exhibit strong reasoning capabilities when guided by high-quality demonstrations, yet such data is often distributed across organizations that cannot centralize it due to regulatory, proprietary, or institutional constraints. We study federated reasoning, where a server improves multi-step reasoning by coordinating with heterogeneous clients holding private demonstrations, without centralized training or raw data sharing. The key challenge is that client reliability is query-dependent, while the server cannot inspect client data to determine which contributions are trustworthy. To address this, we propose Uncertainty-Aware Federated Reasoning (FERA), a training-free framework based on iterative server-client co-refinement. Across communication rounds, clients generate reasoning traces with lightweight uncertainty estimates, and the server synthesizes them into improved reasoning that is redistributed as context for the next round, progressively improving both server outputs and client-side reasoning. Within each round, Uncertainty-Aware Self-Critique Aggregation (UA-SCA) resolves conflicts among heterogeneous client traces through query-dependent trust weighting and structured cross-client verification. Rather than simply discarding low-quality traces, UA-SCA revises flawed reasoning steps to recover useful information. We provide theoretical guarantees showing that the proposed iterative protocol converges and that uncertainty-aware weighting accelerates convergence. Experiments on multiple reasoning benchmarks show that FERA consistently outperforms both federated training and training-free baselines, achieving progressively higher accuracy across rounds while maintaining communication and computational efficiency.

preprint2026arXiv

FusID: Modality-Fused Semantic IDs for Generative Music Recommendation

Generative recommendation systems have achieved significant advances by leveraging semantic IDs to represent items. However, existing approaches that tokenize each modality independently face two critical limitations: (1) redundancy across modalities that reduces efficiency, and (2) failure to capture inter-modal interactions that limits item representation. We introduce FusID, a modality-fused semantic ID framework that addresses these limitations through three key components: (i) multimodal fusion that learns unified representations by jointly encoding information across modalities, (ii) representation learning that brings frequently co-occurring item embeddings closer while maintaining distinctiveness and preventing feature redundancy, and (iii) product quantization that converts the fused continuous embeddings into multiple discrete tokens to mitigate ID conflict. Evaluated on a multimodal next-song recommendation (i.e., playlist continuation) benchmark, FusID achieves zero ID conflicts, ensuring that each token sequence maps to exactly one song, mitigates codebook underutilization, and outperforms baselines in terms of MRR and Recall@k (k = 1, 5, 10, 20).

preprint2026arXiv

MASS-DPO: Multi-negative Active Sample Selection for Direct Policy Optimization

Multi-negative preference optimization under the Plackett--Luce (PL) model extends Direct Preference Optimization (DPO) by leveraging comparative signals across one preferred and multiple rejected responses. However, optimizing over large negative pools is costly, and many candidates contribute redundant gradients due to their similar effects on policy updates. We introduce MASS-DPO, a multi-negative active sample selection method that derives a PL-specific Fisher-information objective for selecting compact, informative negative subsets within each prompt. The resulting log-determinant objective selects negatives that contribute complementary information for policy updates, yielding compact subsets that retain the full pool's information while reducing redundancy. In practice, this favors negatives whose gradients cover different update directions, reducing redundant signal from near-duplicate candidates while preserving the most useful training information. Across four benchmarks spanning recommendation and multiple-choice QA and three model families, MASS-DPO consistently exceeds or matches existing methods in accuracy, improves Recall/NDCG and margin-based optimization dynamics, and delivers stronger alignment with substantially fewer negatives.

preprint2026arXiv

MLPs are Efficient Distilled Generative Recommenders

Generative recommendation models employing Semantic IDs (SIDs) exhibit strong potential, yet their practical deployment is bottlenecked by the high inference latency of beam-expanded autoregressive decoding. In this work, we identify that standard attention-heavy Transformer decoders represent a structural overkill for this task: the hierarchical nature of SIDs makes prediction difficulty drops sharply after the first token, rendering repeated attention computations highly redundant. Driven by this insight, we propose SID-MLP, a lightweight MLP-centric distillation framework that fundamentally simplifies the decoding paradigm for GR. Instead of executing complex, step-by-step attention mechanisms, our approach captures the global user context in a single operation, decoupled from sequential token prediction. We then distill the heavy autoregressive teacher into position-specific MLP heads, eliminating the dense attention overhead while preserving prefix and context dependencies. Extensive experiments demonstrate that SID-MLP matches the accuracy of teacher models while accelerating inference by 8.74x. Crucially, this distillation strategy can serve as a plug-and-play accelerator for different backbones and tokenizer settings. Furthermore, we introduce SID-MLP++, extending our distillation framework to replace the Transformer encoder, unlocking further latency reductions. Ultimately, our work reveals that decoder-side MLPs distillation is an effective acceleration path for structured SID recommendation, while full encoder replacement offers an additional speed--accuracy trade-off.

preprint2026arXiv

OLIVIA: Online Learning via Inference-time Action Adaptation for Decision Making in LLM ReAct Agents

Large language model agents interleave reasoning, action selection, and observation to solve sequential decision-making tasks. In deployed settings where agents repeatedly handle related multi-step tasks, small action-selection errors can accumulate into wasted tool calls, latency, and reduced reliability. Despite this need for deployment-time improvement, existing inference-time adaptation methods for LLM agents mainly rely on prompting or retrieval, which influence behavior indirectly through context manipulation. For ReAct-style agents, such approaches do not expose an explicit decision layer that can score candidate actions, represent uncertainty, or be updated online from action-level feedback. As a result, they provide limited support for trackable, fine-grained, and uncertainty-aware adaptation during deployment. We propose OLIVIA, an inference-time action adaptation framework for ReAct-style agents. OLIVIA models the LLM's final action-selection layer as a contextual linear bandit over candidate actions, with frozen hidden states as decision contexts. This choice is particularly suitable for deployment because it adapts behavior directly at the action-selection interface, preserves the underlying reasoning process, and provides explicit uncertainty estimates and lightweight online updates from action-level feedback. With upper-confidence-bound exploration, OLIVIA improves the policy sample-efficiently with minimal computational overhead. We instantiate OLIVIA on four benchmarks and show that it consistently improves task performance over static ReAct and prompt-based inference-time baselines. Our results suggest that explicit online decision layers provide an effective alternative to purely prompt- or retrieval-based adaptation for LLM agents during deployment.

preprint2026arXiv

Reddit2Deezer: A Scalable Dataset for Real-World Grounded Conversational Music Recommendation

Conversational music recommendation (CMR) research currently faces a tradeoff between authentic dialogue corpora that are limited in scale and synthesized corpora that scale up but whose conversations are artificially constructed rather than naturally observed. In this paper, we introduce Reddit2Deezer, a reality-grounded CMR resource derived from 190k unique {thread, leaf-comment} pairs. We release the resource in two versions: a raw version that preserves authenticity, and a paraphrased version that maximizes long-term reproducibility. Each musical entity is linked to a Deezer identifier, which provides straightforward access to audio previews and rich metadata (e.g., genre tags, popularity, BPM), opening the door to future research on content-grounded conversational recommendation. A human validation confirms the quality of the dialogues, item grounding, and paraphrases. The dataset is available at https://huggingface.co/datasets/McAuley-Lab/Reddit2Deezer.

preprint2026arXiv

SceneAlign: Aligning Multimodal Reasoning to Scene Graphs in Complex Visual Scenes

Multimodal large language models often struggle with faithful reasoning in complex visual scenes, where intricate entities and relations require precise visual grounding at each step. This reasoning unfaithfulness frequently manifests as hallucinated entities, mis-grounded relations, skipped steps, and over-specified reasoning. Existing preference-based approaches, typically relying on textual perturbations or answer-conditioned rationales, fail to address this challenge as they allow models to exploit language priors to bypass visual grounding. To address this, we propose SceneAlign, a framework that leverages scene graphs as structured visual information to perform controllable structural interventions. By identifying reasoning-critical nodes and perturbing them through four targeted strategies that mimic typical grounding failures, SceneAlign constructs hard negative rationales that remain linguistically plausible but are grounded in inaccurate visual facts. These contrastive pairs are used in Direct Preference Optimization to steer models toward fine-grained, structure-faithful reasoning. Across seven visual reasoning benchmarks, SceneAlign consistently improves answer accuracy and reasoning faithfulness, highlighting the effectiveness of grounding-aware alignment for multimodal reasoning.

preprint2026arXiv

Skill-CMIB: Multimodal Agent Skill for Consistent Action via Conditional Multimodal Information Bottleneck

While LLM-based agents excel at planning and executing long action sequences, their execution often remains inconsistent across trials, limiting reliability. Consolidating agent consistency requires distilling trial-error trajectories into reusable skills that preserve task-relevant invariants while discarding trajectory-specific noise. However, in multimodal settings, the key challenge is not only that useful invariants are distributed across vision and language information, but that different modalities support different kinds of reusable skill content: while some skills are verbalizable and interpretable, others reside in perceptual evidence beyond text. Text-only skills may lose perceptual cues, whereas storing text and perception naively introduces redundancy and noise. Existing inference-time methods, such as self-consistency, improve reliability through costly multi-sample decoding, while internalization strategies lack a way to separate verbalizable skill content from residual perceptual information. To address this, we introduce Conditional Multimodal Information Bottleneck (CMIB), a method for multimodal skill construction. CMIB begins with a joint bottleneck over multimodal skills and derives an exact sequential decomposition: (1) a text-stage bottleneck distilling interpretable skill cards, and (2) a conditional multimodal bottleneck compressing only residual information in perception that remains predictive beyond text. Unlike naive two-stream formulations, CMIB explicitly conditions the multimodal latent on the text skill, thus structurally reducing cross-modal redundancy and enabling independent control over textual and perceptual compression. We instantiate CMIB with a variational objective that makes its conditional decomposition tractable to optimize, yielding reusable multimodal skills that improve execution stability without incurring multi-sample inference overhead.

preprint2026arXiv

Skill-R1: Agent Skill Evolution via Reinforcement Learning

Agentic large language models often rely on skills, reusable natural language procedures that guide planning, action, and tool use. In practice, skills are typically improved through prompt engineering or by aligning the task LLM itself, which is costly, model-specific, and often infeasible for closed-source models. Skill optimization is not a one-step problem but a recurrent process with two coupled levels of credit assignment: a useful skill must improve rollout quality under current conditioning, while a useful revision must turn observed outcomes into a better skill for the next round. We propose Skill-R1, a reinforcement learning framework for instance-level recurrent skill optimization from verifiable rewards. Rather than updating the task LLM, Skill-R1 trains a lightweight skill generator that conditions on the task context, prior rollouts, and their verified outcomes to produce skills that steer a frozen task LLM. This preserves black-box compatibility with both open- and closed-source models while making adaptation substantially cheaper than model-level updates. Skill-R1 proceeds over multiple generations: at each step, the current skill induces rollouts whose verified outcomes are fed back to produce the next revision. To optimize this recurrent process, we introduce a bi-level group-relative policy optimization objective combining intra-generation and inter-generation advantages. The intra-generation term compares rollouts under shared skill conditioning, while the inter-generation term rewards revisions that improve behavior across successive generations. Together, these provide a principled objective for directional skill evolution rather than one-shot self-refinement. Empirically, Skill-R1 achieves consistent gains over no-skill baselines and standard GRPO across benchmarks with verifiable rewards, with particularly strong improvements on complex, multi-step tasks.

preprint2022arXiv

Automatic Multi-Label Prompting: Simple and Interpretable Few-Shot Classification

Prompt-based learning (i.e., prompting) is an emerging paradigm for exploiting knowledge learned by a pretrained language model. In this paper, we propose Automatic Multi-Label Prompting (AMuLaP), a simple yet effective method to automatically select label mappings for few-shot text classification with prompting. Our method exploits one-to-many label mappings and a statistics-based algorithm to select label mappings given a prompt template. Our experiments demonstrate that AMuLaP achieves competitive performance on the GLUE benchmark without human effort or external resources.

preprint2022arXiv

BERT Learns to Teach: Knowledge Distillation with Meta Learning

We present Knowledge Distillation with Meta Learning (MetaDistil), a simple yet effective alternative to traditional knowledge distillation (KD) methods where the teacher model is fixed during training. We show the teacher network can learn to better transfer knowledge to the student network (i.e., learning to teach) with the feedback from the performance of the distilled student network in a meta learning framework. Moreover, we introduce a pilot update mechanism to improve the alignment between the inner-learner and meta-learner in meta learning algorithms that focus on an improved inner-learner. Experiments on various benchmarks show that MetaDistil can yield significant improvements compared with traditional KD algorithms and is less sensitive to the choice of different student capacity and hyperparameters, facilitating the use of KD on different tasks and models.

preprint2022arXiv

Bundle MCR: Towards Conversational Bundle Recommendation

Bundle recommender systems recommend sets of items (e.g., pants, shirt, and shoes) to users, but they often suffer from two issues: significant interaction sparsity and a large output space. In this work, we extend multi-round conversational recommendation (MCR) to alleviate these issues. MCR, which uses a conversational paradigm to elicit user interests by asking user preferences on tags (e.g., categories or attributes) and handling user feedback across multiple rounds, is an emerging recommendation setting to acquire user feedback and narrow down the output space, but has not been explored in the context of bundle recommendation. In this work, we propose a novel recommendation task named Bundle MCR. We first propose a new framework to formulate Bundle MCR as Markov Decision Processes (MDPs) with multiple agents, for user modeling, consultation and feedback handling in bundle contexts. Under this framework, we propose a model architecture, called Bundle Bert (Bunt) to (1) recommend items, (2) post questions and (3) manage conversations based on bundle-aware conversation states. Moreover, to train Bunt effectively, we propose a two-stage training strategy. In an offline pre-training stage, Bunt is trained using multiple cloze tasks to mimic bundle interactions in conversations. Then in an online fine-tuning stage, Bunt agents are enhanced by user interactions. Our experiments on multiple offline datasets as well as the human evaluation show the value of extending MCR frameworks to bundle settings and the effectiveness of our Bunt design.

preprint2022arXiv

Coarse-to-Fine Sparse Sequential Recommendation

Sequential recommendation aims to model dynamic user behavior from historical interactions. Self-attentive methods have proven effective at capturing short-term dynamics and long-term preferences. Despite their success, these approaches still struggle to model sparse data, on which they struggle to learn high-quality item representations. We propose to model user dynamics from shopping intents and interacted items simultaneously. The learned intents are coarse-grained and work as prior knowledge for item recommendation. To this end, we present a coarse-to-fine self-attention framework, namely CaFe, which explicitly learns coarse-grained and fine-grained sequential dynamics. Specifically, CaFe first learns intents from coarse-grained sequences which are dense and hence provide high-quality user intent representations. Then, CaFe fuses intent representations into item encoder outputs to obtain improved item representations. Finally, we infer recommended items based on representations of items and corresponding intents. Experiments on sparse datasets show that CaFe outperforms state-of-the-art self-attentive recommenders by 44.03% NDCG@5 on average.

preprint2022arXiv

Contrastive Learning for Interactive Recommendation in Fashion

Recommender systems and search are both indispensable in facilitating personalization and ease of browsing in online fashion platforms. However, the two tools often operate independently, failing to combine the strengths of recommender systems to accurately capture user tastes with search systems' ability to process user queries. We propose a novel remedy to this problem by automatically recommending personalized fashion items based on a user-provided text request. Our proposed model, WhisperLite, uses contrastive learning to capture user intent from natural language text and improves the recommendation quality of fashion products. WhisperLite combines the strength of CLIP embeddings with additional neural network layers for personalization, and is trained using a composite loss function based on binary cross entropy and contrastive loss. The model demonstrates a significant improvement in offline recommendation retrieval metrics when tested on a real-world dataset collected from an online retail fashion store, as well as widely used open-source datasets in different e-commerce domains, such as restaurants, movies and TV shows, clothing and shoe reviews. We additionally conduct a user study that captures user judgements on the relevance of the model's recommended items, confirming the relevancy of WhisperLite's recommendations in an online setting.

preprint2022arXiv

FaceSigns: Semi-Fragile Neural Watermarks for Media Authentication and Countering Deepfakes

Deepfakes and manipulated media are becoming a prominent threat due to the recent advances in realistic image and video synthesis techniques. There have been several attempts at combating Deepfakes using machine learning classifiers. However, such classifiers do not generalize well to black-box image synthesis techniques and have been shown to be vulnerable to adversarial examples. To address these challenges, we introduce a deep learning based semi-fragile watermarking technique that allows media authentication by verifying an invisible secret message embedded in the image pixels. Instead of identifying and detecting fake media using visual artifacts, we propose to proactively embed a semi-fragile watermark into a real image so that we can prove its authenticity when needed. Our watermarking framework is designed to be fragile to facial manipulations or tampering while being robust to benign image-processing operations such as image compression, scaling, saturation, contrast adjustments etc. This allows images shared over the internet to retain the verifiable watermark as long as face-swapping or any other Deepfake modification technique is not applied. We demonstrate that FaceSigns can embed a 128 bit secret as an imperceptible image watermark that can be recovered with a high bit recovery accuracy at several compression levels, while being non-recoverable when unseen Deepfake manipulations are applied. For a set of unseen benign and Deepfake manipulations studied in our work, FaceSigns can reliably detect manipulated content with an AUC score of 0.996 which is significantly higher than prior image watermarking and steganography techniques.

preprint2022arXiv

Generating Negative Samples for Sequential Recommendation

To make Sequential Recommendation (SR) successful, recent works focus on designing effective sequential encoders, fusing side information, and mining extra positive self-supervision signals. The strategy of sampling negative items at each time step is less explored. Due to the dynamics of users' interests and model updates during training, considering randomly sampled items from a user's non-interacted item set as negatives can be uninformative. As a result, the model will inaccurately learn user preferences toward items. Identifying informative negatives is challenging because informative negative items are tied with both dynamically changed interests and model parameters (and sampling process should also be efficient). To this end, we propose to Generate Negative Samples (items) for SR (GenNi). A negative item is sampled at each time step based on the current SR model's learned user preferences toward items. An efficient implementation is proposed to further accelerate the generation process, making it scalable to large-scale recommendation tasks. Extensive experiments on four public datasets verify the importance of providing high-quality negative samples for SR and demonstrate the effectiveness and efficiency of GenNi.

preprint2022arXiv

Improving Choral Music Separation through Expressive Synthesized Data from Sampled Instruments

Choral music separation refers to the task of extracting tracks of voice parts (e.g., soprano, alto, tenor, and bass) from mixed audio. The lack of datasets has impeded research on this topic as previous work has only been able to train and evaluate models on a few minutes of choral music data due to copyright issues and dataset collection difficulties. In this paper, we investigate the use of synthesized training data for the source separation task on real choral music. We make three contributions: first, we provide an automated pipeline for synthesizing choral music data from sampled instrument plugins within controllable options for instrument expressiveness. This produces an 8.2-hour-long choral music dataset from the JSB Chorales Dataset and one can easily synthesize additional data. Second, we conduct an experiment to evaluate multiple separation models on available choral music separation datasets from previous work. To the best of our knowledge, this is the first experiment to comprehensively evaluate choral music separation. Third, experiments demonstrate that the synthesized choral data is of sufficient quality to improve the model's performance on real choral music datasets. This provides additional experimental statistics and data support for the choral music separation study.

preprint2022arXiv

Instilling Type Knowledge in Language Models via Multi-Task QA

Understanding human language often necessitates understanding entities and their place in a taxonomy of knowledge -- their types. Previous methods to learn entity types rely on training classifiers on datasets with coarse, noisy, and incomplete labels. We introduce a method to instill fine-grained type knowledge in language models with text-to-text pre-training on type-centric questions leveraging knowledge base documents and knowledge graphs. We create the WikiWiki dataset: entities and passages from 10M Wikipedia articles linked to the Wikidata knowledge graph with 41K types. Models trained on WikiWiki achieve state-of-the-art performance in zero-shot dialog state tracking benchmarks, accurately infer entity types in Wikipedia articles, and can discover new types deemed useful by human judges.

preprint2022arXiv

Intent Contrastive Learning for Sequential Recommendation

Users' interactions with items are driven by various intents (e.g., preparing for holiday gifts, shopping for fishing equipment, etc.).However, users' underlying intents are often unobserved/latent, making it challenging to leverage such latent intents forSequentialrecommendation(SR). To investigate the benefits of latent intents and leverage them effectively for recommendation, we proposeIntentContrastiveLearning(ICL), a general learning paradigm that leverages a latent intent variable into SR. The core idea is to learn users' intent distribution functions from unlabeled user behavior sequences and optimize SR models with contrastive self-supervised learning (SSL) by considering the learned intents to improve recommendation. Specifically, we introduce a latent variable to represent users' intents and learn the distribution function of the latent variable via clustering. We propose to leverage the learned intents into SR models via contrastive SSL, which maximizes the agreement between a view of sequence and its corresponding intent. The training is alternated between intent representation learning and the SR model optimization steps within the generalized expectation-maximization (EM) framework. Fusing user intent information into SR also improves model robustness. Experiments conducted on four real-world datasets demonstrate the superiority of the proposed learning paradigm, which improves performance, and robustness against data sparsity and noisy interaction issues.

preprint2022arXiv

LaPraDoR: Unsupervised Pretrained Dense Retriever for Zero-Shot Text Retrieval

In this paper, we propose LaPraDoR, a pretrained dual-tower dense retriever that does not require any supervised data for training. Specifically, we first present Iterative Contrastive Learning (ICoL) that iteratively trains the query and document encoders with a cache mechanism. ICoL not only enlarges the number of negative instances but also keeps representations of cached examples in the same hidden space. We then propose Lexicon-Enhanced Dense Retrieval (LEDR) as a simple yet effective way to enhance dense retrieval with lexical matching. We evaluate LaPraDoR on the recently proposed BEIR benchmark, including 18 datasets of 9 zero-shot text retrieval tasks. Experimental results show that LaPraDoR achieves state-of-the-art performance compared with supervised dense retrieval models, and further analysis reveals the effectiveness of our training strategy and objectives. Compared to re-ranking, our lexicon-enhanced approach can be run in milliseconds (22.5x faster) while achieving superior performance.

preprint2022arXiv

Leashing the Inner Demons: Self-Detoxification for Language Models

Language models (LMs) can reproduce (or amplify) toxic language seen during training, which poses a risk to their practical application. In this paper, we conduct extensive experiments to study this phenomenon. We analyze the impact of prompts, decoding strategies and training corpora on the output toxicity. Based on our findings, we propose a simple yet effective method for language models to "detoxify" themselves without an additional large corpus or external discriminator. Compared to a supervised baseline, our proposed method shows better toxicity reduction with good generation quality in the generated content under multiple settings. Warning: some examples shown in the paper may contain uncensored offensive content.

preprint2022arXiv

On Faithfulness and Coherence of Language Explanations for Recommendation Systems

Reviews contain rich information about product characteristics and user interests and thus are commonly used to boost recommender system performance. Specifically, previous work show that jointly learning to perform review generation improves rating prediction performance. Meanwhile, these model-produced reviews serve as recommendation explanations, providing the user with insights on predicted ratings. However, while existing models could generate fluent, human-like reviews, it is unclear to what degree the reviews fully uncover the rationale behind the jointly predicted rating. In this work, we perform a series of evaluations that probes state-of-the-art models and their review generation component. We show that the generated explanations are brittle and need further evaluation before being taken as literal rationales for the estimated ratings.

preprint2022arXiv

On Sampling Collaborative Filtering Datasets

We study the practical consequences of dataset sampling strategies on the ranking performance of recommendation algorithms. Recommender systems are generally trained and evaluated on samples of larger datasets. Samples are often taken in a naive or ad-hoc fashion: e.g. by sampling a dataset randomly or by selecting users or items with many interactions. As we demonstrate, commonly-used data sampling schemes can have significant consequences on algorithm performance. Following this observation, this paper makes three main contributions: (1) characterizing the effect of sampling on algorithm performance, in terms of algorithm and dataset characteristics (e.g. sparsity characteristics, sequential dynamics, etc.); (2) designing SVP-CF, which is a data-specific sampling strategy, that aims to preserve the relative performance of models after sampling, and is especially suited to long-tailed interaction data; and (3) developing an oracle, Data-Genie, which can suggest the sampling scheme that is most likely to preserve model performance for a given dataset. The main benefit of Data-Genie is that it will allow recommender system practitioners to quickly prototype and compare various approaches, while remaining confident that algorithm performance will be preserved, once the algorithm is retrained and deployed on the complete data. Detailed experiments show that using Data-Genie, we can discard upto 5x more data than any sampling strategy with the same level of performance.

preprint2022arXiv

Rank List Sensitivity of Recommender Systems to Interaction Perturbations

Prediction models can exhibit sensitivity with respect to training data: small changes in the training data can produce models that assign conflicting predictions to individual data points during test time. In this work, we study this sensitivity in recommender systems, where users' recommendations are drastically altered by minor perturbations in other unrelated users' interactions. We introduce a measure of stability for recommender systems, called Rank List Sensitivity (RLS), which measures how rank lists generated by a given recommender system at test time change as a result of a perturbation in the training data. We develop a method, CASPER, which uses cascading effect to identify the minimal and systematical perturbation to induce higher instability in a recommender system. Experiments on four datasets show that recommender models are overly sensitive to minor perturbations introduced randomly or via CASPER - even perturbing one random interaction of one user drastically changes the recommendation lists of all users. Importantly, with CASPER perturbation, the models generate more unstable recommendations for low-accuracy users (i.e., those who receive low-quality recommendations) than high-accuracy ones.

preprint2022arXiv

UCTopic: Unsupervised Contrastive Learning for Phrase Representations and Topic Mining

High-quality phrase representations are essential to finding topics and related terms in documents (a.k.a. topic mining). Existing phrase representation learning methods either simply combine unigram representations in a context-free manner or rely on extensive annotations to learn context-aware knowledge. In this paper, we propose UCTopic, a novel unsupervised contrastive learning framework for context-aware phrase representations and topic mining. UCTopic is pretrained in a large scale to distinguish if the contexts of two phrase mentions have the same semantics. The key to pretraining is positive pair construction from our phrase-oriented assumptions. However, we find traditional in-batch negatives cause performance decay when finetuning on a dataset with small topic numbers. Hence, we propose cluster-assisted contrastive learning(CCL) which largely reduces noisy negatives by selecting negatives from clusters and further improves phrase representations for topics accordingly. UCTopic outperforms the state-of-the-art phrase representation model by 38.2% NMI in average on four entity cluster-ing tasks. Comprehensive evaluation on topic mining shows that UCTopic can extract coherent and diverse topical phrases.

preprint2021arXiv

Expressive Neural Voice Cloning

Voice cloning is the task of learning to synthesize the voice of an unseen speaker from a few samples. While current voice cloning methods achieve promising results in Text-to-Speech (TTS) synthesis for a new voice, these approaches lack the ability to control the expressiveness of synthesized audio. In this work, we propose a controllable voice cloning method that allows fine-grained control over various style aspects of the synthesized speech for an unseen speaker. We achieve this by explicitly conditioning the speech synthesis model on a speaker encoding, pitch contour and latent style tokens during training. Through both quantitative and qualitative evaluations, we show that our framework can be used for various expressive voice cloning tasks using only a few transcribed or untranscribed speech samples for a new speaker. These cloning tasks include style transfer from a reference speech, synthesizing speech directly from text, and fine-grained style control by manipulating the style conditioning variables during inference.

preprint2021arXiv

WaveGuard: Understanding and Mitigating Audio Adversarial Examples

There has been a recent surge in adversarial attacks on deep learning based automatic speech recognition (ASR) systems. These attacks pose new challenges to deep learning security and have raised significant concerns in deploying ASR systems in safety-critical applications. In this work, we introduce WaveGuard: a framework for detecting adversarial inputs that are crafted to attack ASR systems. Our framework incorporates audio transformation functions and analyses the ASR transcriptions of the original and transformed audio to detect adversarial inputs. We demonstrate that our defense framework is able to reliably detect adversarial examples constructed by four recent audio adversarial attacks, with a variety of audio transformation functions. With careful regard for best practices in defense evaluations, we analyze our proposed defense and its strength to withstand adaptive and robust attacks in the audio domain. We empirically demonstrate that audio transformations that recover audio from perceptually informed representations can lead to a strong defense that is robust against an adaptive adversary even in a complete white-box setting. Furthermore, WaveGuard can be used out-of-the box and integrated directly with any ASR model to efficiently detect audio adversarial examples, without the need for model retraining.

preprint2021arXiv

Zero-shot Generalization in Dialog State Tracking through Generative Question Answering

Dialog State Tracking (DST), an integral part of modern dialog systems, aims to track user preferences and constraints (slots) in task-oriented dialogs. In real-world settings with constantly changing services, DST systems must generalize to new domains and unseen slot types. Existing methods for DST do not generalize well to new slot names and many require known ontologies of slot types and values for inference. We introduce a novel ontology-free framework that supports natural language queries for unseen constraints and slots in multi-domain task-oriented dialogs. Our approach is based on generative question-answering using a conditional language model pre-trained on substantive English sentences. Our model improves joint goal accuracy in zero-shot domain adaptation settings by up to 9% (absolute) over the previous state-of-the-art on the MultiWOZ 2.1 dataset.

preprint2020arXiv

Developing a Recommendation Benchmark for MLPerf Training and Inference

Deep learning-based recommendation models are used pervasively and broadly, for example, to recommend movies, products, or other information most relevant to users, in order to enhance the user experience. Among various application domains which have received significant industry and academia research attention, such as image classification, object detection, language and speech translation, the performance of deep learning-based recommendation models is less well explored, even though recommendation tasks unarguably represent significant AI inference cycles at large-scale datacenter fleets. To advance the state of understanding and enable machine learning system development and optimization for the commerce domain, we aim to define an industry-relevant recommendation benchmark for the MLPerf Training andInference Suites. The paper synthesizes the desirable modeling strategies for personalized recommendation systems. We lay out desirable characteristics of recommendation model architectures and data sets. We then summarize the discussions and advice from the MLPerf Recommendation Advisory Board.

preprint2020arXiv

How Useful are Reviews for Recommendation? A Critical Review and Potential Improvements

We investigate a growing body of work that seeks to improve recommender systems through the use of review text. Generally, these papers argue that since reviews 'explain' users' opinions, they ought to be useful to infer the underlying dimensions that predict ratings or purchases. Schemes to incorporate reviews range from simple regularizers to neural network approaches. Our initial findings reveal several discrepancies in reported results, partly due to (e.g.) copying results across papers despite changes in experimental settings or data pre-processing. First, we attempt a comprehensive analysis to resolve these ambiguities. Further investigation calls for discussion on a much larger problem about the "importance" of user reviews for recommendation. Through a wide range of experiments, we observe several cases where state-of-the-art methods fail to outperform existing baselines, especially as we deviate from a few narrowly-defined settings where reviews are useful. We conclude by providing hypotheses for our observations, that seek to characterize under what conditions reviews are likely to be helpful. Through this work, we aim to evaluate the direction in which the field is progressing and encourage robust empirical evaluation.

preprint2020arXiv

Improving Neural Story Generation by Targeted Common Sense Grounding

Stories generated with neural language models have shown promise in grammatical and stylistic consistency. However, the generated stories are still lacking in common sense reasoning, e.g., they often contain sentences deprived of world knowledge. We propose a simple multi-task learning scheme to achieve quantitatively better common sense reasoning in language models by leveraging auxiliary training signals from datasets designed to provide common sense grounding. When combined with our two-stage fine-tuning pipeline, our method achieves improved common sense reasoning and state-of-the-art perplexity on the Writing Prompts (Fan et al., 2018) story generation dataset.

preprint2020arXiv

Interview: A Large-Scale Open-Source Corpus of Media Dialog

Existing conversational datasets consist either of written proxies for dialog or small-scale transcriptions of natural speech. We introduce 'Interview': a large-scale (105K conversations) media dialog dataset collected from news interview transcripts. Compared to existing large-scale proxies for conversational data, language models trained on our dataset exhibit better zero-shot out-of-domain performance on existing spoken dialog datasets, demonstrating its usefulness in modeling real-world conversations. 'Interview' contains speaker role annotations for each turn, facilitating the development of engaging, responsive dialog systems. In fact, experiments on two dialog tasks show that leveraging such labels improves performance over strong speaker-agnostic baselines, and enabling models to generate more specific and inquisitive responses in interview-style conversations.

preprint2020arXiv

MusPy: A Toolkit for Symbolic Music Generation

In this paper, we present MusPy, an open source Python library for symbolic music generation. MusPy provides easy-to-use tools for essential components in a music generation system, including dataset management, data I/O, data preprocessing and model evaluation. In order to showcase its potential, we present statistical analysis of the eleven datasets currently supported by MusPy. Moreover, we conduct a cross-dataset generalizability experiment by training an autoregressive model on each dataset and measuring held-out likelihood on the others---a process which is made easier by MusPy's dataset management system. The results provide a map of domain overlap between various commonly used datasets and show that some datasets contain more representative cross-genre samples than others. Along with the dataset analysis, these results might serve as a guide for choosing datasets in future research. Source code and documentation are available at https://github.com/salu133445/muspy .

preprint2020arXiv

ReZero is All You Need: Fast Convergence at Large Depth

Deep networks often suffer from vanishing or exploding gradients due to inefficient signal propagation, leading to long training times or convergence difficulties. Various architecture designs, sophisticated residual-style networks, and initialization schemes have been shown to improve deep signal propagation. Recently, Pennington et al. used free probability theory to show that dynamical isometry plays an integral role in efficient deep learning. We show that the simplest architecture change of gating each residual connection using a single zero-initialized parameter satisfies initial dynamical isometry and outperforms more complex approaches. Although much simpler than its predecessors, this gate enables training thousands of fully connected layers with fast convergence and better test performance for ResNets trained on CIFAR-10. We apply this technique to language modeling and find that we can easily train 120-layer Transformers. When applied to 12 layer Transformers, it converges 56% faster on enwiki8.