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Guan-Ting Lin

Guan-Ting Lin contributes to research discovery and scholarly infrastructure.

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Published work

6 published item(s)

preprint2026arXiv

Multiobjective Model Predictive Control for Residential Demand Response Management Under Uncertainty

Residential users in demand response programs must balance electricity costs and user dissatisfaction under real-time pricing. This study proposes a multiobjective model predictive control approach for home energy management systems with battery storage, aiming to minimize both objectives while mitigating uncertainties. Laguerre functions parameterize control signals, transforming the optimization problem into one with linear inequalities for efficient exploration. A constrained multiobjective evolutionary algorithm, incorporating convex sampler-based crossover and mutation, is developed to ensure feasible solutions. Simulations show that the proposed method outperforms existing approaches, limiting cost increases to 0.52\% under uncertainties, compared to at least 2.3\% with other methods.

preprint2026arXiv

Rethinking Entropy Minimization in Test-Time Adaptation for Autoregressive Models

Test-Time Adaptation (TTA) via entropy minimization (EM) has proven effective for classification tasks, yet its application to generative autoregressive models remains theoretically fragmented. Existing approaches typically rely on distinct heuristics, such as teacher forcing with pseudo labels or policy-gradient-based reinforcement learning, without a unified mathematical foundation. In this work, we resolve this discrepancy by deriving a rigorous formulation of EM tailored to autoregressive models. We show that the exact objective naturally decomposes into a token-level policy gradient loss and a token-level entropy loss, and we reinterpret prior methods as partial realizations of this unified formulation. Using Whisper ASR as a testbed, we demonstrate that our approach consistently improves performance across more than 20 diverse domains, including acoustic noise, accents, and multilingual settings.

preprint2024arXiv

Towards ASR Robust Spoken Language Understanding Through In-Context Learning With Word Confusion Networks

In the realm of spoken language understanding (SLU), numerous natural language understanding (NLU) methodologies have been adapted by supplying large language models (LLMs) with transcribed speech instead of conventional written text. In real-world scenarios, prior to input into an LLM, an automated speech recognition (ASR) system generates an output transcript hypothesis, where inherent errors can degrade subsequent SLU tasks. Here we introduce a method that utilizes the ASR system's lattice output instead of relying solely on the top hypothesis, aiming to encapsulate speech ambiguities and enhance SLU outcomes. Our in-context learning experiments, covering spoken question answering and intent classification, underline the LLM's resilience to noisy speech transcripts with the help of word confusion networks from lattices, bridging the SLU performance gap between using the top ASR hypothesis and an oracle upper bound. Additionally, we delve into the LLM's robustness to varying ASR performance conditions and scrutinize the aspects of in-context learning which prove the most influential.

preprint2022arXiv

Analyzing the Robustness of Unsupervised Speech Recognition

Unsupervised speech recognition (unsupervised ASR) aims to learn the ASR system with non-parallel speech and text corpus only. Wav2vec-U has shown promising results in unsupervised ASR by self-supervised speech representations coupled with Generative Adversarial Network (GAN) training, but the robustness of the unsupervised ASR framework is unknown. In this work, we further analyze the training robustness of unsupervised ASR on the domain mismatch scenarios in which the domains of unpaired speech and text are different. Three domain mismatch scenarios include: (1) using speech and text from different datasets, (2) utilizing noisy/spontaneous speech, and (3) adjusting the amount of speech and text data. We also quantify the degree of the domain mismatch by calculating the JS-divergence of phoneme n-gram between the transcription of speech and text. This metric correlates with the performance highly. Experimental results show that domain mismatch leads to inferior performance, but a self-supervised model pre-trained on the targeted speech domain can extract better representation to alleviate the performance drop.

preprint2022arXiv

DUAL: Discrete Spoken Unit Adaptive Learning for Textless Spoken Question Answering

Spoken Question Answering (SQA) is to find the answer from a spoken document given a question, which is crucial for personal assistants when replying to the queries from the users. Existing SQA methods all rely on Automatic Speech Recognition (ASR) transcripts. Not only does ASR need to be trained with massive annotated data that are time and cost-prohibitive to collect for low-resourced languages, but more importantly, very often the answers to the questions include name entities or out-of-vocabulary words that cannot be recognized correctly. Also, ASR aims to minimize recognition errors equally over all words, including many function words irrelevant to the SQA task. Therefore, SQA without ASR transcripts (textless) is always highly desired, although known to be very difficult. This work proposes Discrete Spoken Unit Adaptive Learning (DUAL), leveraging unlabeled data for pre-training and fine-tuned by the SQA downstream task. The time intervals of spoken answers can be directly predicted from spoken documents. We also release a new SQA benchmark corpus, NMSQA, for data with more realistic scenarios. We empirically showed that DUAL yields results comparable to those obtained by cascading ASR and text QA model and robust to real-world data. Our code and model will be open-sourced.

preprint2022arXiv

Listen, Adapt, Better WER: Source-free Single-utterance Test-time Adaptation for Automatic Speech Recognition

Although deep learning-based end-to-end Automatic Speech Recognition (ASR) has shown remarkable performance in recent years, it suffers severe performance regression on test samples drawn from different data distributions. Test-time Adaptation (TTA), previously explored in the computer vision area, aims to adapt the model trained on source domains to yield better predictions for test samples, often out-of-domain, without accessing the source data. Here, we propose the Single-Utterance Test-time Adaptation (SUTA) framework for ASR, which is the first TTA study on ASR to our best knowledge. The single-utterance TTA is a more realistic setting that does not assume test data are sampled from identical distribution and does not delay on-demand inference due to pre-collection for the batch of adaptation data. SUTA consists of unsupervised objectives with an efficient adaptation strategy. Empirical results demonstrate that SUTA effectively improves the performance of the source ASR model evaluated on multiple out-of-domain target corpora and in-domain test samples.