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Dan Jurafsky

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Published work

31 published item(s)

preprint2026arXiv

Accommodation and Epistemic Vigilance: A Pragmatic Account of Why LLMs Fail to Challenge Harmful Beliefs

Large language models (LLMs) frequently fail to challenge users' harmful beliefs in domains ranging from medical advice to social reasoning. We argue that these failures can be understood and addressed pragmatically as consequences of LLMs defaulting to accommodating users' assumptions and exhibiting insufficient epistemic vigilance. We show that social and linguistic factors known to influence accommodation in humans (at-issueness, linguistic encoding, and source reliability) similarly affect accommodation in LLMs, explaining performance differences across three safety benchmarks that test models' ability to challenge harmful beliefs, spanning misinformation (Cancer-Myth, SAGE-Eval) and sycophancy (ELEPHANT). We further show that simple pragmatic interventions, such as adding the phrase "wait a minute", significantly improve performance on these benchmarks while preserving low false-positive rates. Our results highlight the importance of considering pragmatics for evaluating LLM behavior and improving LLM safety.

preprint2026arXiv

Categorize Early, Integrate Late: Divergent Processing Strategies in Automatic Speech Recognition

In speech language modeling, two architectures dominate the frontier: the Transformer and the Conformer. However, it remains unknown whether their comparable performance stems from convergent processing strategies or distinct architectural inductive biases. We introduce Architectural Fingerprinting, a probing framework that isolates the effect of architecture on representation, and apply it to a controlled suite of 24 pre-trained encoders (39M-3.3B parameters). Our analysis reveals divergent hierarchies: Conformers implement a "Categorize Early" strategy, resolving phoneme categories 29% earlier in depth and speaker gender by 16% depth. In contrast, Transformers "Integrate Late," deferring phoneme, accent, and duration encoding to deep layers (49-57%). These fingerprints suggest design heuristics: Conformers' front-loaded categorization may benefit low-latency streaming, while Transformers' deep integration may favor tasks requiring rich context and cross-utterance normalization.

preprint2026arXiv

PreFT: Prefill-only finetuning for efficient inference

Large language models can now be personalised efficiently at scale using parameter efficient finetuning methods (PEFTs), but serving user-specific PEFTs harms throughput, even with specialised kernels and memory management techniques. This is because, theoretically and empirically, a mismatch exists between prefill (processing a large number of tokens at once) and decode (generating a single token autoregressively): the latter has far lower throughput when serving multiple adapters. Rather than optimising performance relative to parameter count, for efficient multi-adapter serving, we instead ought to optimise performance relative to serving throughput. We therefore propose PreFT (Prefill-only Finetuning), wherein we only apply the adapter to prefill tokens and discard it afterwards. PreFT significantly increases throughput with minimal effect on performance. We develop and release an efficient implementation of two prefill-only PEFTs, LoRA and ReFT, on the vLLM inference engine. We first show that serving multi-user PreFTs is more efficient than traditional PEFTs ($1.9\times$ the throughput when serving $512$ adapters on Llama 3.1 70B). Then, we compare the performance of prefill-only vs. all-token adapters on a variety of supervised finetuning and reinforcement learning tasks with LMs at varying scales. On SFT, we observe that the evaluation loss of PreFTs is higher than PEFTs, but can be compensated by increasing rank with nearly no reduction in throughput. On RL, we consistently find that PreFTs approach parity with standard PEFTs. Together, this work validates prefill-only adaptation of LLMs as a more favourable accuracy-throughput tradeoff than existing PEFTs for personalised serving.

preprint2022arXiv

Automated speech tools for helping communities process restricted-access corpora for language revival efforts

Many archival recordings of speech from endangered languages remain unannotated and inaccessible to community members and language learning programs. One bottleneck is the time-intensive nature of annotation. An even narrower bottleneck occurs for recordings with access constraints, such as language that must be vetted or filtered by authorised community members before annotation can begin. We propose a privacy-preserving workflow to widen both bottlenecks for recordings where speech in the endangered language is intermixed with a more widely-used language such as English for meta-linguistic commentary and questions (e.g. What is the word for 'tree'?). We integrate voice activity detection (VAD), spoken language identification (SLI), and automatic speech recognition (ASR) to transcribe the metalinguistic content, which an authorised person can quickly scan to triage recordings that can be annotated by people with lower levels of access. We report work-in-progress processing 136 hours archival audio containing a mix of English and Muruwari. Our collaborative work with the Muruwari custodian of the archival materials show that this workflow reduces metalanguage transcription time by 20% even given only minimal amounts of annotated training data: 10 utterances per language for SLI and for ASR at most 39 minutes, and possibly as little as 39 seconds.

preprint2022arXiv

Computationally Identifying Funneling and Focusing Questions in Classroom Discourse

Responsive teaching is a highly effective strategy that promotes student learning. In math classrooms, teachers might "funnel" students towards a normative answer or "focus" students to reflect on their own thinking, deepening their understanding of math concepts. When teachers focus, they treat students' contributions as resources for collective sensemaking, and thereby significantly improve students' achievement and confidence in mathematics. We propose the task of computationally detecting funneling and focusing questions in classroom discourse. We do so by creating and releasing an annotated dataset of 2,348 teacher utterances labeled for funneling and focusing questions, or neither. We introduce supervised and unsupervised approaches to differentiating these questions. Our best model, a supervised RoBERTa model fine-tuned on our dataset, has a strong linear correlation of .76 with human expert labels and with positive educational outcomes, including math instruction quality and student achievement, showing the model's potential for use in automated teacher feedback tools. Our unsupervised measures show significant but weaker correlations with human labels and outcomes, and they highlight interesting linguistic patterns of funneling and focusing questions. The high performance of the supervised measure indicates its promise for supporting teachers in their instruction.

preprint2022arXiv

Modular Domain Adaptation

Off-the-shelf models are widely used by computational social science researchers to measure properties of text, such as sentiment. However, without access to source data it is difficult to account for domain shift, which represents a threat to validity. Here, we treat domain adaptation as a modular process that involves separate model producers and model consumers, and show how they can independently cooperate to facilitate more accurate measurements of text. We introduce two lightweight techniques for this scenario, and demonstrate that they reliably increase out-of-domain accuracy on four multi-domain text classification datasets when used with linear and contextual embedding models. We conclude with recommendations for model producers and consumers, and release models and replication code to accompany this paper.

preprint2022arXiv

On the Opportunities and Risks of Foundation Models

AI is undergoing a paradigm shift with the rise of models (e.g., BERT, DALL-E, GPT-3) that are trained on broad data at scale and are adaptable to a wide range of downstream tasks. We call these models foundation models to underscore their critically central yet incomplete character. This report provides a thorough account of the opportunities and risks of foundation models, ranging from their capabilities (e.g., language, vision, robotics, reasoning, human interaction) and technical principles(e.g., model architectures, training procedures, data, systems, security, evaluation, theory) to their applications (e.g., law, healthcare, education) and societal impact (e.g., inequity, misuse, economic and environmental impact, legal and ethical considerations). Though foundation models are based on standard deep learning and transfer learning, their scale results in new emergent capabilities,and their effectiveness across so many tasks incentivizes homogenization. Homogenization provides powerful leverage but demands caution, as the defects of the foundation model are inherited by all the adapted models downstream. Despite the impending widespread deployment of foundation models, we currently lack a clear understanding of how they work, when they fail, and what they are even capable of due to their emergent properties. To tackle these questions, we believe much of the critical research on foundation models will require deep interdisciplinary collaboration commensurate with their fundamentally sociotechnical nature.

preprint2022arXiv

Problems with Cosine as a Measure of Embedding Similarity for High Frequency Words

Cosine similarity of contextual embeddings is used in many NLP tasks (e.g., QA, IR, MT) and metrics (e.g., BERTScore). Here, we uncover systematic ways in which word similarities estimated by cosine over BERT embeddings are understated and trace this effect to training data frequency. We find that relative to human judgements, cosine similarity underestimates the similarity of frequent words with other instances of the same word or other words across contexts, even after controlling for polysemy and other factors. We conjecture that this underestimation of similarity for high frequency words is due to differences in the representational geometry of high and low frequency words and provide a formal argument for the two-dimensional case.

preprint2022arXiv

Prompt-and-Rerank: A Method for Zero-Shot and Few-Shot Arbitrary Textual Style Transfer with Small Language Models

We propose a method for arbitrary textual style transfer (TST)--the task of transforming a text into any given style--utilizing general-purpose pre-trained language models. Our method, Prompt-and-Rerank, is based on a mathematical formulation of the TST task, decomposing it into three constituent components: textual similarity, target style strength, and fluency. Specifically, our method first uses zero-shot or few-shot prompting to obtain a set of candidate generations in the target style, and then re-ranks these candidates according to a combination of the three components above. Empirically, our method enables small pre-trained language models to perform on par with state-of-the-art large-scale models while consuming two orders of magnitude less compute and memory. Finally, we conduct a systematic investigation of the effect of model size and prompt design (e.g., prompt paraphrasing and delimiter-pair choice) on style transfer quality across seven diverse textual style transfer datasets.

preprint2022arXiv

Richer Countries and Richer Representations

We examine whether some countries are more richly represented in embedding space than others. We find that countries whose names occur with low frequency in training corpora are more likely to be tokenized into subwords, are less semantically distinct in embedding space, and are less likely to be correctly predicted: e.g., Ghana (the correct answer and in-vocabulary) is not predicted for, "The country producing the most cocoa is [MASK].". Although these performance discrepancies and representational harms are due to frequency, we find that frequency is highly correlated with a country's GDP; thus perpetuating historic power and wealth inequalities. We analyze the effectiveness of mitigation strategies; recommend that researchers report training word frequencies; and recommend future work for the community to define and design representational guarantees.

preprint2021arXiv

Detecting Stance in Media on Global Warming

Citing opinions is a powerful yet understudied strategy in argumentation. For example, an environmental activist might say, "Leading scientists agree that global warming is a serious concern," framing a clause which affirms their own stance ("that global warming is serious") as an opinion endorsed ("[scientists] agree") by a reputable source ("leading"). In contrast, a global warming denier might frame the same clause as the opinion of an untrustworthy source with a predicate connoting doubt: "Mistaken scientists claim [...]." Our work studies opinion-framing in the global warming (GW) debate, an increasingly partisan issue that has received little attention in NLP. We introduce Global Warming Stance Dataset (GWSD), a dataset of stance-labeled GW sentences, and train a BERT classifier to study novel aspects of argumentation in how different sides of a debate represent their own and each other's opinions. From 56K news articles, we find that similar linguistic devices for self-affirming and opponent-doubting discourse are used across GW-accepting and skeptic media, though GW-skeptical media shows more opponent-doubt. We also find that authors often characterize sources as hypocritical, by ascribing opinions expressing the author's own view to source entities known to publicly endorse the opposing view. We release our stance dataset, model, and lexicons of framing devices for future work on opinion-framing and the automatic detection of GW stance.

preprint2021arXiv

Utility is in the Eye of the User: A Critique of NLP Leaderboards

Benchmarks such as GLUE have helped drive advances in NLP by incentivizing the creation of more accurate models. While this leaderboard paradigm has been remarkably successful, a historical focus on performance-based evaluation has been at the expense of other qualities that the NLP community values in models, such as compactness, fairness, and energy efficiency. In this opinion paper, we study the divergence between what is incentivized by leaderboards and what is useful in practice through the lens of microeconomic theory. We frame both the leaderboard and NLP practitioners as consumers and the benefit they get from a model as its utility to them. With this framing, we formalize how leaderboards -- in their current form -- can be poor proxies for the NLP community at large. For example, a highly inefficient model would provide less utility to practitioners but not to a leaderboard, since it is a cost that only the former must bear. To allow practitioners to better estimate a model's utility to them, we advocate for more transparency on leaderboards, such as the reporting of statistics that are of practical concern (e.g., model size, energy efficiency, and inference latency).

preprint2020arXiv

Generalization through Memorization: Nearest Neighbor Language Models

We introduce $k$NN-LMs, which extend a pre-trained neural language model (LM) by linearly interpolating it with a $k$-nearest neighbors ($k$NN) model. The nearest neighbors are computed according to distance in the pre-trained LM embedding space, and can be drawn from any text collection, including the original LM training data. Applying this augmentation to a strong Wikitext-103 LM, with neighbors drawn from the original training set, our $k$NN-LM achieves a new state-of-the-art perplexity of 15.79 - a 2.9 point improvement with no additional training. We also show that this approach has implications for efficiently scaling up to larger training sets and allows for effective domain adaptation, by simply varying the nearest neighbor datastore, again without further training. Qualitatively, the model is particularly helpful in predicting rare patterns, such as factual knowledge. Together, these results strongly suggest that learning similarity between sequences of text is easier than predicting the next word, and that nearest neighbor search is an effective approach for language modeling in the long tail.

preprint2020arXiv

Pretraining with Contrastive Sentence Objectives Improves Discourse Performance of Language Models

Recent models for unsupervised representation learning of text have employed a number of techniques to improve contextual word representations but have put little focus on discourse-level representations. We propose CONPONO, an inter-sentence objective for pretraining language models that models discourse coherence and the distance between sentences. Given an anchor sentence, our model is trained to predict the text k sentences away using a sampled-softmax objective where the candidates consist of neighboring sentences and sentences randomly sampled from the corpus. On the discourse representation benchmark DiscoEval, our model improves over the previous state-of-the-art by up to 13% and on average 4% absolute across 7 tasks. Our model is the same size as BERT-Base, but outperforms the much larger BERT- Large model and other more recent approaches that incorporate discourse. We also show that CONPONO yields gains of 2%-6% absolute even for tasks that do not explicitly evaluate discourse: textual entailment (RTE), common sense reasoning (COPA) and reading comprehension (ReCoRD).

preprint2020arXiv

Social Bias Frames: Reasoning about Social and Power Implications of Language

Warning: this paper contains content that may be offensive or upsetting. Language has the power to reinforce stereotypes and project social biases onto others. At the core of the challenge is that it is rarely what is stated explicitly, but rather the implied meanings, that frame people's judgments about others. For example, given a statement that "we shouldn't lower our standards to hire more women," most listeners will infer the implicature intended by the speaker -- that "women (candidates) are less qualified." Most semantic formalisms, to date, do not capture such pragmatic implications in which people express social biases and power differentials in language. We introduce Social Bias Frames, a new conceptual formalism that aims to model the pragmatic frames in which people project social biases and stereotypes onto others. In addition, we introduce the Social Bias Inference Corpus to support large-scale modelling and evaluation with 150k structured annotations of social media posts, covering over 34k implications about a thousand demographic groups. We then establish baseline approaches that learn to recover Social Bias Frames from unstructured text. We find that while state-of-the-art neural models are effective at high-level categorization of whether a given statement projects unwanted social bias (80% F1), they are not effective at spelling out more detailed explanations in terms of Social Bias Frames. Our study motivates future work that combines structured pragmatic inference with commonsense reasoning on social implications.

preprint2020arXiv

The Role of Verb Semantics in Hungarian Verb-Object Order

Hungarian is often referred to as a discourse-configurational language, since the structural position of constituents is determined by their logical function (topic or comment) rather than their grammatical function (e.g., subject or object). We build on work by Komlósy (1989) and argue that in addition to discourse context, the lexical semantics of the verb also plays a significant role in determining Hungarian word order. In order to investigate the role of lexical semantics in determining Hungarian word order, we conduct a large-scale, data-driven analysis on the ordering of 380 transitive verbs and their objects, as observed in hundreds of thousands of examples extracted from the Hungarian Gigaword Corpus. We test the effect of lexical semantics on the ordering of verbs and their objects by grouping verbs into 11 semantic classes. In addition to the semantic class of the verb, we also include two control features related to information structure, object definiteness and object NP weight, chosen to allow a comparison of their effect size to that of verb semantics. Our results suggest that all three features have a significant effect on verb-object ordering in Hungarian and among these features, the semantic class of the verb has the largest effect. Specifically, we find that stative verbs, such as fed "cover", jelent "mean" and övez "surround", tend to be OV-preferring (with the exception of psych verbs which are strongly VO-preferring) and non-stative verbs, such as bírál "judge", csökkent "reduce" and csókol "kiss", verbs tend to be VO-preferring. These findings support our hypothesis that lexical semantic factors influence word order in Hungarian.

preprint2016arXiv

A Simple, Fast Diverse Decoding Algorithm for Neural Generation

In this paper, we propose a simple, fast decoding algorithm that fosters diversity in neural generation. The algorithm modifies the standard beam search algorithm by adding an inter-sibling ranking penalty, favoring choosing hypotheses from diverse parents. We evaluate the proposed model on the tasks of dialogue response generation, abstractive summarization and machine translation. We find that diverse decoding helps across all tasks, especially those for which reranking is needed. We further propose a variation that is capable of automatically adjusting its diversity decoding rates for different inputs using reinforcement learning (RL). We observe a further performance boost from this RL technique. This paper includes material from the unpublished script "Mutual Information and Diverse Decoding Improve Neural Machine Translation" (Li and Jurafsky, 2016).

preprint2016arXiv

Citation Classification for Behavioral Analysis of a Scientific Field

Citations are an important indicator of the state of a scientific field, reflecting how authors frame their work, and influencing uptake by future scholars. However, our understanding of citation behavior has been limited to small-scale manual citation analysis. We perform the largest behavioral study of citations to date, analyzing how citations are both framed and taken up by scholars in one entire field: natural language processing. We introduce a new dataset of nearly 2,000 citations annotated for function and centrality, and use it to develop a state-of-the-art classifier and label the entire ACL Reference Corpus. We then study how citations are framed by authors and use both papers and online traces to track how citations are followed by readers. We demonstrate that authors are sensitive to discourse structure and publication venue when citing, that online readers follow temporal links to previous and future work rather than methodological links, and that how a paper cites related work is predictive of its citation count. Finally, we use changes in citation roles to show that the field of NLP is undergoing a significant increase in consensus.

preprint2016arXiv

Cultural Shift or Linguistic Drift? Comparing Two Computational Measures of Semantic Change

Words shift in meaning for many reasons, including cultural factors like new technologies and regular linguistic processes like subjectification. Understanding the evolution of language and culture requires disentangling these underlying causes. Here we show how two different distributional measures can be used to detect two different types of semantic change. The first measure, which has been used in many previous works, analyzes global shifts in a word's distributional semantics, it is sensitive to changes due to regular processes of linguistic drift, such as the semantic generalization of promise ("I promise." -> "It promised to be exciting."). The second measure, which we develop here, focuses on local changes to a word's nearest semantic neighbors; it is more sensitive to cultural shifts, such as the change in the meaning of cell ("prison cell" -> "cell phone"). Comparing measurements made by these two methods allows researchers to determine whether changes are more cultural or linguistic in nature, a distinction that is essential for work in the digital humanities and historical linguistics.

preprint2016arXiv

Deep Reinforcement Learning for Dialogue Generation

Recent neural models of dialogue generation offer great promise for generating responses for conversational agents, but tend to be shortsighted, predicting utterances one at a time while ignoring their influence on future outcomes. Modeling the future direction of a dialogue is crucial to generating coherent, interesting dialogues, a need which led traditional NLP models of dialogue to draw on reinforcement learning. In this paper, we show how to integrate these goals, applying deep reinforcement learning to model future reward in chatbot dialogue. The model simulates dialogues between two virtual agents, using policy gradient methods to reward sequences that display three useful conversational properties: informativity (non-repetitive turns), coherence, and ease of answering (related to forward-looking function). We evaluate our model on diversity, length as well as with human judges, showing that the proposed algorithm generates more interactive responses and manages to foster a more sustained conversation in dialogue simulation. This work marks a first step towards learning a neural conversational model based on the long-term success of dialogues.

preprint2016arXiv

Inducing Domain-Specific Sentiment Lexicons from Unlabeled Corpora

A word's sentiment depends on the domain in which it is used. Computational social science research thus requires sentiment lexicons that are specific to the domains being studied. We combine domain-specific word embeddings with a label propagation framework to induce accurate domain-specific sentiment lexicons using small sets of seed words, achieving state-of-the-art performance competitive with approaches that rely on hand-curated resources. Using our framework we perform two large-scale empirical studies to quantify the extent to which sentiment varies across time and between communities. We induce and release historical sentiment lexicons for 150 years of English and community-specific sentiment lexicons for 250 online communities from the social media forum Reddit. The historical lexicons show that more than 5% of sentiment-bearing (non-neutral) English words completely switched polarity during the last 150 years, and the community-specific lexicons highlight how sentiment varies drastically between different communities.

preprint2016arXiv

Mutual Information and Diverse Decoding Improve Neural Machine Translation

Sequence-to-sequence neural translation models learn semantic and syntactic relations between sentence pairs by optimizing the likelihood of the target given the source, i.e., $p(y|x)$, an objective that ignores other potentially useful sources of information. We introduce an alternative objective function for neural MT that maximizes the mutual information between the source and target sentences, modeling the bi-directional dependency of sources and targets. We implement the model with a simple re-ranking method, and also introduce a decoding algorithm that increases diversity in the N-best list produced by the first pass. Applied to the WMT German/English and French/English tasks, the proposed models offers a consistent performance boost on both standard LSTM and attention-based neural MT architectures.

preprint2016arXiv

Neural Language Correction with Character-Based Attention

Natural language correction has the potential to help language learners improve their writing skills. While approaches with separate classifiers for different error types have high precision, they do not flexibly handle errors such as redundancy or non-idiomatic phrasing. On the other hand, word and phrase-based machine translation methods are not designed to cope with orthographic errors, and have recently been outpaced by neural models. Motivated by these issues, we present a neural network-based approach to language correction. The core component of our method is an encoder-decoder recurrent neural network with an attention mechanism. By operating at the character level, the network avoids the problem of out-of-vocabulary words. We illustrate the flexibility of our approach on dataset of noisy, user-generated text collected from an English learner forum. When combined with a language model, our method achieves a state-of-the-art $F_{0.5}$-score on the CoNLL 2014 Shared Task. We further demonstrate that training the network on additional data with synthesized errors can improve performance.

preprint2016arXiv

Visualizing and Understanding Neural Models in NLP

While neural networks have been successfully applied to many NLP tasks the resulting vector-based models are very difficult to interpret. For example it's not clear how they achieve {\em compositionality}, building sentence meaning from the meanings of words and phrases. In this paper we describe four strategies for visualizing compositionality in neural models for NLP, inspired by similar work in computer vision. We first plot unit values to visualize compositionality of negation, intensification, and concessive clauses, allow us to see well-known markedness asymmetries in negation. We then introduce three simple and straightforward methods for visualizing a unit's {\em salience}, the amount it contributes to the final composed meaning: (1) gradient back-propagation, (2) the variance of a token from the average word node, (3) LSTM-style gates that measure information flow. We test our methods on sentiment using simple recurrent nets and LSTMs. Our general-purpose methods may have wide applications for understanding compositionality and other semantic properties of deep networks , and also shed light on why LSTMs outperform simple recurrent nets,

preprint2015arXiv

A Hierarchical Neural Autoencoder for Paragraphs and Documents

Natural language generation of coherent long texts like paragraphs or longer documents is a challenging problem for recurrent networks models. In this paper, we explore an important step toward this generation task: training an LSTM (Long-short term memory) auto-encoder to preserve and reconstruct multi-sentence paragraphs. We introduce an LSTM model that hierarchically builds an embedding for a paragraph from embeddings for sentences and words, then decodes this embedding to reconstruct the original paragraph. We evaluate the reconstructed paragraph using standard metrics like ROUGE and Entity Grid, showing that neural models are able to encode texts in a way that preserve syntactic, semantic, and discourse coherence. While only a first step toward generating coherent text units from neural models, our work has the potential to significantly impact natural language generation and summarization\footnote{Code for the three models described in this paper can be found at www.stanford.edu/~jiweil/ .

preprint2015arXiv

Do Multi-Sense Embeddings Improve Natural Language Understanding?

Learning a distinct representation for each sense of an ambiguous word could lead to more powerful and fine-grained models of vector-space representations. Yet while `multi-sense' methods have been proposed and tested on artificial word-similarity tasks, we don't know if they improve real natural language understanding tasks. In this paper we introduce a multi-sense embedding model based on Chinese Restaurant Processes that achieves state of the art performance on matching human word similarity judgments, and propose a pipelined architecture for incorporating multi-sense embeddings into language understanding. We then test the performance of our model on part-of-speech tagging, named entity recognition, sentiment analysis, semantic relation identification and semantic relatedness, controlling for embedding dimensionality. We find that multi-sense embeddings do improve performance on some tasks (part-of-speech tagging, semantic relation identification, semantic relatedness) but not on others (named entity recognition, various forms of sentiment analysis). We discuss how these differences may be caused by the different role of word sense information in each of the tasks. The results highlight the importance of testing embedding models in real applications.

preprint2015arXiv

When Are Tree Structures Necessary for Deep Learning of Representations?

Recursive neural models, which use syntactic parse trees to recursively generate representations bottom-up, are a popular architecture. But there have not been rigorous evaluations showing for exactly which tasks this syntax-based method is appropriate. In this paper we benchmark {\bf recursive} neural models against sequential {\bf recurrent} neural models (simple recurrent and LSTM models), enforcing apples-to-apples comparison as much as possible. We investigate 4 tasks: (1) sentiment classification at the sentence level and phrase level; (2) matching questions to answer-phrases; (3) discourse parsing; (4) semantic relation extraction (e.g., {\em component-whole} between nouns). Our goal is to understand better when, and why, recursive models can outperform simpler models. We find that recursive models help mainly on tasks (like semantic relation extraction) that require associating headwords across a long distance, particularly on very long sequences. We then introduce a method for allowing recurrent models to achieve similar performance: breaking long sentences into clause-like units at punctuation and processing them separately before combining. Our results thus help understand the limitations of both classes of models, and suggest directions for improving recurrent models.

preprint2014arXiv

How to Ask for a Favor: A Case Study on the Success of Altruistic Requests

Requests are at the core of many social media systems such as question & answer sites and online philanthropy communities. While the success of such requests is critical to the success of the community, the factors that lead community members to satisfy a request are largely unknown. Success of a request depends on factors like who is asking, how they are asking, when are they asking, and most critically what is being requested, ranging from small favors to substantial monetary donations. We present a case study of altruistic requests in an online community where all requests ask for the very same contribution and do not offer anything tangible in return, allowing us to disentangle what is requested from textual and social factors. Drawing from social psychology literature, we extract high-level social features from text that operationalize social relations between recipient and donor and demonstrate that these extracted relations are predictive of success. More specifically, we find that clearly communicating need through the narrative is essential and that that linguistic indications of gratitude, evidentiality, and generalized reciprocity, as well as high status of the asker further increase the likelihood of success. Building on this understanding, we develop a model that can predict the success of unseen requests, significantly improving over several baselines. We link these findings to research in psychology on helping behavior, providing a basis for further analysis of success in social media systems.

preprint2014arXiv

Inferring User Preferences by Probabilistic Logical Reasoning over Social Networks

We propose a framework for inferring the latent attitudes or preferences of users by performing probabilistic first-order logical reasoning over the social network graph. Our method answers questions about Twitter users like {\em Does this user like sushi?} or {\em Is this user a New York Knicks fan?} by building a probabilistic model that reasons over user attributes (the user's location or gender) and the social network (the user's friends and spouse), via inferences like homophily (I am more likely to like sushi if spouse or friends like sushi, I am more likely to like the Knicks if I live in New York). The algorithm uses distant supervision, semi-supervised data harvesting and vector space models to extract user attributes (e.g. spouse, education, location) and preferences (likes and dislikes) from text. The extracted propositions are then fed into a probabilistic reasoner (we investigate both Markov Logic and Probabilistic Soft Logic). Our experiments show that probabilistic logical reasoning significantly improves the performance on attribute and relation extraction, and also achieves an F-score of 0.791 at predicting a users likes or dislikes, significantly better than two strong baselines.

preprint2013arXiv

A Computational Approach to Politeness with Application to Social Factors

We propose a computational framework for identifying linguistic aspects of politeness. Our starting point is a new corpus of requests annotated for politeness, which we use to evaluate aspects of politeness theory and to uncover new interactions between politeness markers and context. These findings guide our construction of a classifier with domain-independent lexical and syntactic features operationalizing key components of politeness theory, such as indirection, deference, impersonalization and modality. Our classifier achieves close to human performance and is effective across domains. We use our framework to study the relationship between politeness and social power, showing that polite Wikipedia editors are more likely to achieve high status through elections, but, once elevated, they become less polite. We see a similar negative correlation between politeness and power on Stack Exchange, where users at the top of the reputation scale are less polite than those at the bottom. Finally, we apply our classifier to a preliminary analysis of politeness variation by gender and community.

preprint2012arXiv

Learning Attitudes and Attributes from Multi-Aspect Reviews

The majority of online reviews consist of plain-text feedback together with a single numeric score. However, there are multiple dimensions to products and opinions, and understanding the `aspects' that contribute to users' ratings may help us to better understand their individual preferences. For example, a user's impression of an audiobook presumably depends on aspects such as the story and the narrator, and knowing their opinions on these aspects may help us to recommend better products. In this paper, we build models for rating systems in which such dimensions are explicit, in the sense that users leave separate ratings for each aspect of a product. By introducing new corpora consisting of five million reviews, rated with between three and six aspects, we evaluate our models on three prediction tasks: First, we use our model to uncover which parts of a review discuss which of the rated aspects. Second, we use our model to summarize reviews, which for us means finding the sentences that best explain a user's rating. Finally, since aspect ratings are optional in many of the datasets we consider, we use our model to recover those ratings that are missing from a user's evaluation. Our model matches state-of-the-art approaches on existing small-scale datasets, while scaling to the real-world datasets we introduce. Moreover, our model is able to `disentangle' content and sentiment words: we automatically learn content words that are indicative of a particular aspect as well as the aspect-specific sentiment words that are indicative of a particular rating.