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Craig Macdonald

Craig Macdonald contributes to research discovery and scholarly infrastructure.

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Published work

12 published item(s)

preprint2026arXiv

RAQG-QPP: Query Performance Prediction with Retrieved Query Variants and Retrieval Augmented Query Generation

Query Performance Prediction (QPP) estimates the retrieval quality of ranking models without the use of any human-assessed relevance judgements, and finds applications in query-specific selective decision making to improve overall retrieval effectiveness. Although unsupervised QPP approaches are effective for lexical retrieval models, they usually perform weaker for neural rankers. Recent work shows that leveraging query variants (QVs), i.e., queries with potentially similar information needs to a given query, can enhance unsupervised QPP accuracy. However, existing QV-based prediction methods rely on query variants generated by term expansion of the input query, which is likely to yield incoherent, hallucinatory and off-topic QVs. In this paper, we propose to make use of queries retrieved from a log of past queries as QVs to be subsequently used for QPP. In addition to directly applying retrieved QVs in QPP, we further propose to leverage large language models (LLMs) to generate QVs conditioned on the retrieved QVs, thus mitigating the limitation of relying only on existing queries in a log. Experiments on TREC DL'19 and DL'20 show that QPP enhanced with RAQG outperform the best-performing existing QV-based prediction approach by as much as 30% on neural ranking models such as MonoT5.

preprint2022arXiv

A Systematic Review and Replicability Study of BERT4Rec for Sequential Recommendation

BERT4Rec is an effective model for sequential recommendation based on the Transformer architecture. In the original publication, BERT4Rec claimed superiority over other available sequential recommendation approaches (e.g. SASRec), and it is now frequently being used as a state-of-the art baseline for sequential recommendations. However, not all subsequent publications confirmed this result and proposed other models that were shown to outperform BERT4Rec in effectiveness. In this paper we systematically review all publications that compare BERT4Rec with another popular Transformer-based model, namely SASRec, and show that BERT4Rec results are not consistent within these publications. To understand the reasons behind this inconsistency, we analyse the available implementations of BERT4Rec and show that we fail to reproduce results of the original BERT4Rec publication when using their default configuration parameters. However, we are able to replicate the reported results with the original code if training for a much longer amount of time (up to 30x) compared to the default configuration. We also propose our own implementation of BERT4Rec based on the Hugging Face Transformers library, which we demonstrate replicates the originally reported results on 3 out 4 datasets, while requiring up to 95% less training time to converge. Overall, from our systematic review and detailed experiments, we conclude that BERT4Rec does indeed exhibit state-of-the-art effectiveness for sequential recommendation, but only when trained for a sufficient amount of time. Additionally, we show that our implementation can further benefit from adapting other Transformer architectures that are available in the Hugging Face Transformers library (e.g. using disentangled attention, as provided by DeBERTa, or larger hidden layer size cf. ALBERT).

preprint2022arXiv

Adaptive Re-Ranking with a Corpus Graph

Search systems often employ a re-ranking pipeline, wherein documents (or passages) from an initial pool of candidates are assigned new ranking scores. The process enables the use of highly-effective but expensive scoring functions that are not suitable for use directly in structures like inverted indices or approximate nearest neighbour indices. However, re-ranking pipelines are inherently limited by the recall of the initial candidate pool; documents that are not identified as candidates for re-ranking by the initial retrieval function cannot be identified. We propose a novel approach for overcoming the recall limitation based on the well-established clustering hypothesis. Throughout the re-ranking process, our approach adds documents to the pool that are most similar to the highest-scoring documents up to that point. This feedback process adapts the pool of candidates to those that may also yield high ranking scores, even if they were not present in the initial pool. It can also increase the score of documents that appear deeper in the pool that would have otherwise been skipped due to a limited re-ranking budget. We find that our Graph-based Adaptive Re-ranking (GAR) approach significantly improves the performance of re-ranking pipelines in terms of precision- and recall-oriented measures, is complementary to a variety of existing techniques (e.g., dense retrieval), is robust to its hyperparameters, and contributes minimally to computational and storage costs. For instance, on the MS MARCO passage ranking dataset, GAR can improve the nDCG of a BM25 candidate pool by up to 8% when applying a monoT5 ranker.

preprint2022arXiv

Effective and Efficient Training for Sequential Recommendation using Recency Sampling

Many modern sequential recommender systems use deep neural networks, which can effectively estimate the relevance of items but require a lot of time to train. Slow training increases expenses, hinders product development timescales and prevents the model from being regularly updated to adapt to changing user preferences. Training such sequential models involves appropriately sampling past user interactions to create a realistic training objective. The existing training objectives have limitations. For instance, next item prediction never uses the beginning of the sequence as a learning target, thereby potentially discarding valuable data. On the other hand, the item masking used by BERT4Rec is only weakly related to the goal of the sequential recommendation; therefore, it requires much more time to obtain an effective model. Hence, we propose a novel Recency-based Sampling of Sequences training objective that addresses both limitations. We apply our method to various recent and state-of-the-art model architectures - such as GRU4Rec, Caser, and SASRec. We show that the models enhanced with our method can achieve performances exceeding or very close to stateof-the-art BERT4Rec, but with much less training time.

preprint2022arXiv

Reproducing Personalised Session Search over the AOL Query Log

Despite its troubled past, the AOL Query Log continues to be an important resource to the research community -- particularly for tasks like search personalisation. When using the query log these ranking experiments, little attention is usually paid to the document corpus. Recent work typically uses a corpus containing versions of the documents collected long after the log was produced. Given that web documents are prone to change over time, we study the differences present between a version of the corpus containing documents as they appeared in 2017 (which has been used by several recent works) and a new version we construct that includes documents close to as they appeared at the time the query log was produced (2006). We demonstrate that this new version of the corpus has a far higher coverage of documents present in the original log (93%) than the 2017 version (55%). Among the overlapping documents, the content often differs substantially. Given these differences, we re-conduct session search experiments that originally used the 2017 corpus and find that when using our corpus for training or evaluation, system performance improves. We place the results in context by introducing recent adhoc ranking baselines. We also confirm the navigational nature of the queries in the AOL corpus by showing that including the URL substantially improves performance across a variety of models. Our version of the corpus can be easily reconstructed by other researchers and is included in the ir-datasets package.

preprint2021arXiv

Leveraging Review Properties for Effective Recommendation

Many state-of-the-art recommendation systems leverage explicit item reviews posted by users by considering their usefulness in representing the users' preferences and describing the items' attributes. These posted reviews may have various associated properties, such as their length, their age since they were posted, or their item rating. However, it remains unclear how these different review properties contribute to the usefulness of their corresponding reviews in addressing the recommendation task. In particular, users show distinct preferences when considering different aspects of the reviews (i.e. properties) for making decisions about the items. Hence, it is important to model the relationship between the reviews' properties and the usefulness of reviews while learning the users' preferences and the items' attributes. Therefore, we propose to model the reviews with their associated available properties. We introduce a novel review properties-based recommendation model (RPRM) that learns which review properties are more important than others in capturing the usefulness of reviews, thereby enhancing the recommendation results. Furthermore, inspired by the users' information adoption framework, we integrate two loss functions and a negative sampling strategy into our proposed RPRM model, to ensure that the properties of reviews are correlated with the users' preferences. We examine the effectiveness of RPRM using the well-known Yelp and Amazon datasets. Our results show that RPRM significantly outperforms a classical and five state-of-the-art baselines. Moreover, we experimentally show the advantages of using our proposed loss functions and negative sampling strategy, which further enhance the recommendation performances of RPRM.

preprint2020arXiv

Declarative Experimentation in Information Retrieval using PyTerrier

The advent of deep machine learning platforms such as Tensorflow and Pytorch, developed in expressive high-level languages such as Python, have allowed more expressive representations of deep neural network architectures. We argue that such a powerful formalism is missing in information retrieval (IR), and propose a framework called PyTerrier that allows advanced retrieval pipelines to be expressed, and evaluated, in a declarative manner close to their conceptual design. Like the aforementioned frameworks that compile deep learning experiments into primitive GPU operations, our framework targets IR platforms as backends in order to execute and evaluate retrieval pipelines. Further, we can automatically optimise the retrieval pipelines to increase their efficiency to suite a particular IR platform backend. Our experiments, conducted on TREC Robust and ClueWeb09 test collections, demonstrate the efficiency benefits of these optimisations for retrieval pipelines involving both the Anserini and Terrier IR platforms.

preprint2020arXiv

Deep Reinforced Query Reformulation for Information Retrieval

Query reformulations have long been a key mechanism to alleviate the vocabulary-mismatch problem in information retrieval, for example by expanding the queries with related query terms or by generating paraphrases of the queries. In this work, we propose a deep reinforced query reformulation (DRQR) model to automatically generate new reformulations of the query. To encourage the model to generate queries which can achieve high performance when performing the retrieval task, we incorporate query performance prediction into our reward function. In addition, to evaluate the quality of the reformulated query in the context of information retrieval, we first train our DRQR model, then apply the retrieval ranking model on the obtained reformulated query. Experiments are conducted on the TREC 2020 Deep Learning track MSMARCO document ranking dataset. Our results show that our proposed model outperforms several query reformulation model baselines when performing retrieval task. In addition, improvements are also observed when combining with various retrieval models, such as query expansion and BERT.

preprint2020arXiv

Exploring Data Splitting Strategies for the Evaluation of Recommendation Models

Effective methodologies for evaluating recommender systems are critical, so that such systems can be compared in a sound manner. A commonly overlooked aspect of recommender system evaluation is the selection of the data splitting strategy. In this paper, we both show that there is no standard splitting strategy and that the selection of splitting strategy can have a strong impact on the ranking of recommender systems. In particular, we perform experiments comparing three common splitting strategies, examining their impact over seven state-of-the-art recommendation models for two datasets. Our results demonstrate that the splitting strategy employed is an important confounding variable that can markedly alter the ranking of state-of-the-art systems, making much of the currently published literature non-comparable, even when the same dataset and metrics are used.

preprint2020arXiv

Negative Confidence-Aware Weakly Supervised Binary Classification for Effective Review Helpfulness Classification

The incompleteness of positive labels and the presence of many unlabelled instances are common problems in binary classification applications such as in review helpfulness classification. Various studies from the classification literature consider all unlabelled instances as negative examples. However, a classification model that learns to classify binary instances with incomplete positive labels while assuming all unlabelled data to be negative examples will often generate a biased classifier. In this work, we propose a novel Negative Confidence-aware Weakly Supervised approach (NCWS), which customises a binary classification loss function by discriminating the unlabelled examples with different negative confidences during the classifier's training. We use the review helpfulness classification as a test case for examining the effectiveness of our NCWS approach. We thoroughly evaluate NCWS by using three different datasets, namely one from Yelp (venue reviews), and two from Amazon (Kindle and Electronics reviews). Our results show that NCWS outperforms strong baselines from the literature including an existing SVM-based approach (i.e. SVM-P), the positive and unlabelled learning-based approach (i.e. C-PU) and the positive confidence-based approach (i.e. P-conf) in addressing the classifier's bias problem. Moreover, we further examine the effectiveness of NCWS by using its classified helpful reviews in a state-of-the-art review-based venue recommendation model (i.e. DeepCoNN) and demonstrate the benefits of using NCWS in enhancing venue recommendation effectiveness in comparison to the baselines.

preprint2020arXiv

Supporting Interoperability Between Open-Source Search Engines with the Common Index File Format

There exists a natural tension between encouraging a diverse ecosystem of open-source search engines and supporting fair, replicable comparisons across those systems. To balance these two goals, we examine two approaches to providing interoperability between the inverted indexes of several systems. The first takes advantage of internal abstractions around index structures and building wrappers that allow one system to directly read the indexes of another. The second involves sharing indexes across systems via a data exchange specification that we have developed, called the Common Index File Format (CIFF). We demonstrate the first approach with the Java systems Anserini and Terrier, and the second approach with Anserini, JASSv2, OldDog, PISA, and Terrier. Together, these systems provide a wide range of implementations and features, with different research goals. Overall, we recommend CIFF as a low-effort approach to support independent innovation while enabling the types of fair evaluations that are critical for driving the field forward.

preprint2013arXiv

Intent Models for Contextualising and Diversifying Query Suggestions

The query suggestion or auto-completion mechanisms help users to type less while interacting with a search engine. A basic approach that ranks suggestions according to their frequency in the query logs is suboptimal. Firstly, many candidate queries with the same prefix can be removed as redundant. Secondly, the suggestions can also be personalised based on the user's context. These two directions to improve the aforementioned mechanisms' quality can be in opposition: while the latter aims to promote suggestions that address search intents that a user is likely to have, the former aims to diversify the suggestions to cover as many intents as possible. We introduce a contextualisation framework that utilises a short-term context using the user's behaviour within the current search session, such as the previous query, the documents examined, and the candidate query suggestions that the user has discarded. This short-term context is used to contextualise and diversify the ranking of query suggestions, by modelling the user's information need as a mixture of intent-specific user models. The evaluation is performed offline on a set of approximately 1.0M test user sessions. Our results suggest that the proposed approach significantly improves query suggestions compared to the baseline approach.