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Chuan-Xian Ren

Chuan-Xian Ren contributes to research discovery and scholarly infrastructure.

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Published work

10 published item(s)

preprint2026arXiv

Locality-aware Private Class Identification for Domain Adaptation with Extreme Label Shift

Domain adaptation aims to transfer knowledge from a labeled source domain to an unlabeled target domain with different distributions. In real-world scenarios, the label spaces of the two domains often have an inclusion relationship, where some classes exist only in one domain but not the other. These non-overlapping classes are referred to as private classes. Identifying private class samples and mitigating their adverse effects is critical in the literature. Existing methods rely on the assumption that shifts in private classes are large enough to be considered outliers. However, the variance within a single shared class can be significantly larger than the difference between a private class and another shared class, challenging this assumption. Consequently, private classes substantially increase the difficulty of cross-domain classification. To address these issues, based on local transportation and metric properties of optimal transport (OT), a locality-aware private class identification approach is proposed in the form of a score function on transport mass. The effectiveness of the proposed approach is theoretically proven, highlighting the score function's strong ability to distinguish between shared and private class samples. Building on this, we introduce a reliable OT-based method (ReOT) for domain adaptation under severe label shift. ReOT minimizes classification risk while learning the separated cluster structure between the identified shared classes and private classes, effectively avoiding mismatch between shared-private sample pairs, thus ensuring that important knowledge is reliably transported intra-class to mitigate class-conditional discrepancy. Furthermore, a generalization upper bound of the target risk is provided for extreme label shift scenarios, which can be minimized by ReOT. Extensive experiments on benchmarks validate the effectiveness of ReOT.

preprint2022arXiv

Bures Joint Distribution Alignment with Dynamic Margin for Unsupervised Domain Adaptation

Unsupervised domain adaptation (UDA) is one of the prominent tasks of transfer learning, and it provides an effective approach to mitigate the distribution shift between the labeled source domain and the unlabeled target domain. Prior works mainly focus on aligning the marginal distributions or the estimated class-conditional distributions. However, the joint dependency among the feature and the label is crucial for the adaptation task and is not fully exploited. To address this problem, we propose the Bures Joint Distribution Alignment (BJDA) algorithm which directly models the joint distribution shift based on the optimal transport theory in the infinite-dimensional kernel spaces. Specifically, we propose a novel alignment loss term that minimizes the kernel Bures-Wasserstein distance between the joint distributions. Technically, BJDA can effectively capture the nonlinear structures underlying the data. In addition, we introduce a dynamic margin in contrastive learning phase to flexibly characterize the class separability and improve the discriminative ability of representations. It also avoids the cross-validation procedure to determine the margin parameter in traditional triplet loss based methods. Extensive experiments show that BJDA is very effective for the UDA tasks, as it outperforms state-of-the-art algorithms in most experimental settings. In particular, BJDA improves the average accuracy of UDA tasks by 2.8% on Adaptiope, 1.4% on Office-Caltech10, and 1.1% on ImageCLEF-DA.

preprint2022arXiv

Domain Adaptation and Image Classification via Deep Conditional Adaptation Network

Unsupervised domain adaptation aims to generalize the supervised model trained on a source domain to an unlabeled target domain. Marginal distribution alignment of feature spaces is widely used to reduce the domain discrepancy between the source and target domains. However, it assumes that the source and target domains share the same label distribution, which limits their application scope. In this paper, we consider a more general application scenario where the label distributions of the source and target domains are not the same. In this scenario, marginal distribution alignment-based methods will be vulnerable to negative transfer. To address this issue, we propose a novel unsupervised domain adaptation method, Deep Conditional Adaptation Network (DCAN), based on conditional distribution alignment of feature spaces. To be specific, we reduce the domain discrepancy by minimizing the Conditional Maximum Mean Discrepancy between the conditional distributions of deep features on the source and target domains, and extract the discriminant information from target domain by maximizing the mutual information between samples and the prediction labels. In addition, DCAN can be used to address a special scenario, Partial unsupervised domain adaptation, where the target domain category is a subset of the source domain category. Experiments on both unsupervised domain adaptation and Partial unsupervised domain adaptation show that DCAN achieves superior classification performance over state-of-the-art methods.

preprint2022arXiv

Generalized Label Shift Correction via Minimum Uncertainty Principle: Theory and Algorithm

As a fundamental problem in machine learning, dataset shift induces a paradigm to learn and transfer knowledge under changing environment. Previous methods assume the changes are induced by covariate, which is less practical for complex real-world data. We consider the Generalized Label Shift (GLS), which provides an interpretable insight into the learning and transfer of desirable knowledge. Current GLS methods: 1) are not well-connected with the statistical learning theory; 2) usually assume the shifting conditional distributions will be matched with an implicit transformation, but its explicit modeling is unexplored. In this paper, we propose a conditional adaptation framework to deal with these challenges. From the perspective of learning theory, we prove that the generalization error of conditional adaptation is lower than previous covariate adaptation. Following the theoretical results, we propose the minimum uncertainty principle to learn conditional invariant transformation via discrepancy optimization. Specifically, we propose the \textit{conditional metric operator} on Hilbert space to characterize the distinctness of conditional distributions. For finite observations, we prove that the empirical estimation is always well-defined and will converge to underlying truth as sample size increases. The results of extensive experiments demonstrate that the proposed model achieves competitive performance under different GLS scenarios.

preprint2020arXiv

Discriminative Residual Analysis for Image Set Classification with Posture and Age Variations

Image set recognition has been widely applied in many practical problems like real-time video retrieval and image caption tasks. Due to its superior performance, it has grown into a significant topic in recent years. However, images with complicated variations, e.g., postures and human ages, are difficult to address, as these variations are continuous and gradual with respect to image appearance. Consequently, the crucial point of image set recognition is to mine the intrinsic connection or structural information from the image batches with variations. In this work, a Discriminant Residual Analysis (DRA) method is proposed to improve the classification performance by discovering discriminant features in related and unrelated groups. Specifically, DRA attempts to obtain a powerful projection which casts the residual representations into a discriminant subspace. Such a projection subspace is expected to magnify the useful information of the input space as much as possible, then the relation between the training set and the test set described by the given metric or distance will be more precise in the discriminant subspace. We also propose a nonfeasance strategy by defining another approach to construct the unrelated groups, which help to reduce furthermore the cost of sampling errors. Two regularization approaches are used to deal with the probable small sample size problem. Extensive experiments are conducted on benchmark databases, and the results show superiority and efficiency of the new methods.

preprint2020arXiv

Dual Adversarial Auto-Encoders for Clustering

As a powerful approach for exploratory data analysis, unsupervised clustering is a fundamental task in computer vision and pattern recognition. Many clustering algorithms have been developed, but most of them perform unsatisfactorily on the data with complex structures. Recently, Adversarial Auto-Encoder (AAE) shows effectiveness on tackling such data by combining Auto-Encoder (AE) and adversarial training, but it cannot effectively extract classification information from the unlabeled data. In this work, we propose Dual Adversarial Auto-encoder (Dual-AAE) which simultaneously maximizes the likelihood function and mutual information between observed examples and a subset of latent variables. By performing variational inference on the objective function of Dual-AAE, we derive a new reconstruction loss which can be optimized by training a pair of Auto-encoders. Moreover, to avoid mode collapse, we introduce the clustering regularization term for the category variable. Experiments on four benchmarks show that Dual-AAE achieves superior performance over state-of-the-art clustering methods. Besides, by adding a reject option, the clustering accuracy of Dual-AAE can reach that of supervised CNN algorithms. Dual-AAE can also be used for disentangling style and content of images without using supervised information.

preprint2020arXiv

Learning Kernel for Conditional Moment-Matching Discrepancy-based Image Classification

Conditional Maximum Mean Discrepancy (CMMD) can capture the discrepancy between conditional distributions by drawing support from nonlinear kernel functions, thus it has been successfully used for pattern classification. However, CMMD does not work well on complex distributions, especially when the kernel function fails to correctly characterize the difference between intra-class similarity and inter-class similarity. In this paper, a new kernel learning method is proposed to improve the discrimination performance of CMMD. It can be operated with deep network features iteratively and thus denoted as KLN for abbreviation. The CMMD loss and an auto-encoder (AE) are used to learn an injective function. By considering the compound kernel, i.e., the injective function with a characteristic kernel, the effectiveness of CMMD for data category description is enhanced. KLN can simultaneously learn a more expressive kernel and label prediction distribution, thus, it can be used to improve the classification performance in both supervised and semi-supervised learning scenarios. In particular, the kernel-based similarities are iteratively learned on the deep network features, and the algorithm can be implemented in an end-to-end manner. Extensive experiments are conducted on four benchmark datasets, including MNIST, SVHN, CIFAR-10 and CIFAR-100. The results indicate that KLN achieves state-of-the-art classification performance.

preprint2020arXiv

Learning Target Domain Specific Classifier for Partial Domain Adaptation

Unsupervised domain adaptation~(UDA) aims at reducing the distribution discrepancy when transferring knowledge from a labeled source domain to an unlabeled target domain. Previous UDA methods assume that the source and target domains share an identical label space, which is unrealistic in practice since the label information of the target domain is agnostic. This paper focuses on a more realistic UDA scenario, i.e. partial domain adaptation (PDA), where the target label space is subsumed to the source label space. In the PDA scenario, the source outliers that are absent in the target domain may be wrongly matched to the target domain (technically named negative transfer), leading to performance degradation of UDA methods. This paper proposes a novel Target Domain Specific Classifier Learning-based Domain Adaptation (TSCDA) method. TSCDA presents a soft-weighed maximum mean discrepancy criterion to partially align feature distributions and alleviate negative transfer. Also, it learns a target-specific classifier for the target domain with pseudo-labels and multiple auxiliary classifiers, to further address classifier shift. A module named Peers Assisted Learning is used to minimize the prediction difference between multiple target-specific classifiers, which makes the classifiers more discriminant for the target domain. Extensive experiments conducted on three PDA benchmark datasets show that TSCDA outperforms other state-of-the-art methods with a large margin, e.g. $4\%$ and $5.6\%$ averagely on Office-31 and Office-Home, respectively.

preprint2020arXiv

Unsupervised Domain Adaptation via Discriminative Manifold Embedding and Alignment

Unsupervised domain adaptation is effective in leveraging the rich information from the source domain to the unsupervised target domain. Though deep learning and adversarial strategy make an important breakthrough in the adaptability of features, there are two issues to be further explored. First, the hard-assigned pseudo labels on the target domain are risky to the intrinsic data structure. Second, the batch-wise training manner in deep learning limits the description of the global structure. In this paper, a Riemannian manifold learning framework is proposed to achieve transferability and discriminability consistently. As to the first problem, this method establishes a probabilistic discriminant criterion on the target domain via soft labels. Further, this criterion is extended to a global approximation scheme for the second issue; such approximation is also memory-saving. The manifold metric alignment is exploited to be compatible with the embedding space. A theoretical error bound is derived to facilitate the alignment. Extensive experiments have been conducted to investigate the proposal and results of the comparison study manifest the superiority of consistent manifold learning framework.

preprint2020arXiv

Unsupervised Domain Adaptation via Discriminative Manifold Propagation

Unsupervised domain adaptation is effective in leveraging rich information from a labeled source domain to an unlabeled target domain. Though deep learning and adversarial strategy made a significant breakthrough in the adaptability of features, there are two issues to be further studied. First, hard-assigned pseudo labels on the target domain are arbitrary and error-prone, and direct application of them may destroy the intrinsic data structure. Second, batch-wise training of deep learning limits the characterization of the global structure. In this paper, a Riemannian manifold learning framework is proposed to achieve transferability and discriminability simultaneously. For the first issue, this framework establishes a probabilistic discriminant criterion on the target domain via soft labels. Based on pre-built prototypes, this criterion is extended to a global approximation scheme for the second issue. Manifold metric alignment is adopted to be compatible with the embedding space. The theoretical error bounds of different alignment metrics are derived for constructive guidance. The proposed method can be used to tackle a series of variants of domain adaptation problems, including both vanilla and partial settings. Extensive experiments have been conducted to investigate the method and a comparative study shows the superiority of the discriminative manifold learning framework.