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Chenhao Tan

Chenhao Tan contributes to research discovery and scholarly infrastructure.

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Published work

10 published item(s)

preprint2026arXiv

Iterative Finetuning is Mostly Idempotent

If a model has some behavioral tendency, such as sycophancy or misalignment, and it is trained on its own outputs, will the tendency be amplified in the next generation of models? We study this question by training a series of models where each model is finetuned on data generated by its predecessor, and the initial model is seeded with some persona or belief. We test three settings: supervised finetuning (SFT) on instruct models, synthetic document finetuning (SDF) on base models, and direct preference optimization (DPO). In the SFT and SDF settings, traits mostly decay or remain constant so that further finetuning cycles do nothing. In rare cases when amplification occurs, it generally comes at the cost of coherence. In the DPO setting, trait amplification can reliably occur when a model is continually trained with a preference for its own outputs, but vanishes when models are reinitialized at each cycle. Overall, our results suggest that amplification most likely comes from continual post-training, and limiting this stage may be an effective defense. For non-RL finetuning, trait amplification is rare and very sensitive to data quantity, making it significantly less likely to occur accidentally. Finally, the amplification-coherence tradeoff serves as a natural deterrent against trait amplification.

preprint2026arXiv

The Text Uncanny Valley: Non-Monotonic Performance Degradation in LLM Information Retrieval

Existing Large Language Model (LLM) benchmarks primarily focus on syntactically correct inputs, leaving a significant gap in evaluation on imperfect text. In this work, we study how word-boundary corruption affects how LLMs detect targeted information. By inserting whitespace characters within words to break them into fragments, LLMs' detection accuracy follows a U-shaped curve with the increase in insertion rate. We refer to this curve as the Text Uncanny Valley. To explain such observation, we propose a mode transition hypothesis: LLMs operate in a word-level mode for near-normal text and a character-level mode for heavily fragmented text, with the valley marking the disordered transition where neither mode is effective. Four experiments and one analysis are consistent with this account: in-context learning fails to rescue valley-bottom performance; regularizing the perturbation substantially reduces the U-shape; a math reasoning task replicates the U-shape for Gemini 3.0 Flash but not for stronger models, suggesting the effect is attenuated when tasks rely less on exact lexical alignment; and tokenization entropy peaks before the F1 minimum, consistent with a regime-conflict interpretation. These findings reveal a failure mode invisible to clean-text benchmarks yet directly relevant to any deployment scenario involving noisy or uncurated text inputs.

preprint2022arXiv

Human-AI Collaboration via Conditional Delegation: A Case Study of Content Moderation

Despite impressive performance in many benchmark datasets, AI models can still make mistakes, especially among out-of-distribution examples. It remains an open question how such imperfect models can be used effectively in collaboration with humans. Prior work has focused on AI assistance that helps people make individual high-stakes decisions, which is not scalable for a large amount of relatively low-stakes decisions, e.g., moderating social media comments. Instead, we propose conditional delegation as an alternative paradigm for human-AI collaboration where humans create rules to indicate trustworthy regions of a model. Using content moderation as a testbed, we develop novel interfaces to assist humans in creating conditional delegation rules and conduct a randomized experiment with two datasets to simulate in-distribution and out-of-distribution scenarios. Our study demonstrates the promise of conditional delegation in improving model performance and provides insights into design for this novel paradigm, including the effect of AI explanations.

preprint2022arXiv

On the Diversity and Limits of Human Explanations

A growing effort in NLP aims to build datasets of human explanations. However, the term explanation encompasses a broad range of notions, each with different properties and ramifications. Our goal is to provide an overview of diverse types of explanations and human limitations, and discuss implications for collecting and using explanations in NLP. Inspired by prior work in psychology and cognitive sciences, we group existing human explanations in NLP into three categories: proximal mechanism, evidence, and procedure. These three types differ in nature and have implications for the resultant explanations. For instance, procedure is not considered explanations in psychology and connects with a rich body of work on learning from instructions. The diversity of explanations is further evidenced by proxy questions that are needed for annotators to interpret and answer open-ended why questions. Finally, explanations may require different, often deeper, understandings than predictions, which casts doubt on whether humans can provide useful explanations in some tasks.

preprint2022arXiv

Rethinking Explainability as a Dialogue: A Practitioner's Perspective

As practitioners increasingly deploy machine learning models in critical domains such as health care, finance, and policy, it becomes vital to ensure that domain experts function effectively alongside these models. Explainability is one way to bridge the gap between human decision-makers and machine learning models. However, most of the existing work on explainability focuses on one-off, static explanations like feature importances or rule lists. These sorts of explanations may not be sufficient for many use cases that require dynamic, continuous discovery from stakeholders. In the literature, few works ask decision-makers about the utility of existing explanations and other desiderata they would like to see in an explanation going forward. In this work, we address this gap and carry out a study where we interview doctors, healthcare professionals, and policymakers about their needs and desires for explanations. Our study indicates that decision-makers would strongly prefer interactive explanations in the form of natural language dialogues. Domain experts wish to treat machine learning models as "another colleague", i.e., one who can be held accountable by asking why they made a particular decision through expressive and accessible natural language interactions. Considering these needs, we outline a set of five principles researchers should follow when designing interactive explanations as a starting place for future work. Further, we show why natural language dialogues satisfy these principles and are a desirable way to build interactive explanations. Next, we provide a design of a dialogue system for explainability and discuss the risks, trade-offs, and research opportunities of building these systems. Overall, we hope our work serves as a starting place for researchers and engineers to design interactive explainability systems.

preprint2022arXiv

What to Learn, and How: Toward Effective Learning from Rationales

Learning from rationales seeks to augment model prediction accuracy using human-annotated rationales (i.e. subsets of input tokens) that justify their chosen labels, often in the form of intermediate or multitask supervision. While intuitive, this idea has proven elusive in practice. We make two observations about human rationales via empirical analyses: 1) maximizing rationale supervision accuracy is not necessarily the optimal objective for improving model accuracy; 2) human rationales vary in whether they provide sufficient information for the model to exploit for prediction. Building on these insights, we propose several novel loss functions and learning strategies, and evaluate their effectiveness on three datasets with human rationales. Our results demonstrate consistent improvements over baselines in both label and rationale accuracy, including a 3% accuracy improvement on MultiRC. Our work highlights the importance of understanding properties of human explanations and exploiting them accordingly in model training.

preprint2020arXiv

"Why is 'Chicago' deceptive?" Towards Building Model-Driven Tutorials for Humans

To support human decision making with machine learning models, we often need to elucidate patterns embedded in the models that are unsalient, unknown, or counterintuitive to humans. While existing approaches focus on explaining machine predictions with real-time assistance, we explore model-driven tutorials to help humans understand these patterns in a training phase. We consider both tutorials with guidelines from scientific papers, analogous to current practices of science communication, and automatically selected examples from training data with explanations. We use deceptive review detection as a testbed and conduct large-scale, randomized human-subject experiments to examine the effectiveness of such tutorials. We find that tutorials indeed improve human performance, with and without real-time assistance. In particular, although deep learning provides superior predictive performance than simple models, tutorials and explanations from simple models are more useful to humans. Our work suggests future directions for human-centered tutorials and explanations towards a synergy between humans and AI.

preprint2020arXiv

A Quantitative Portrait of Wikipedia's High-Tempo Collaborations during the 2020 Coronavirus Pandemic

The 2020 coronavirus pandemic was a historic social disruption with significant consequences felt around the globe. Wikipedia is a freely-available, peer-produced encyclopedia with a remarkable ability to create and revise content following current events. Using 973,940 revisions from 134,337 editors to 4,238 articles, this study examines the dynamics of the English Wikipedia's response to the coronavirus pandemic through the first five months of 2020 as a "quantitative portrait" describing the emergent collaborative behavior at three levels of analysis: article revision, editor contributions, and network dynamics. Across multiple data sources, quantitative methods, and levels of analysis, we find four consistent themes characterizing Wikipedia's unique large-scale, high-tempo, and temporary online collaborations: external events as drivers of activity, spillovers of activity, complex patterns of editor engagement, and the shadows of the future. In light of increasing concerns about online social platforms' abilities to govern the conduct and content of their users, we identify implications from Wikipedia's coronavirus collaborations for improving the resilience of socio-technical systems during a crisis.

preprint2020arXiv

Harnessing Explanations to Bridge AI and Humans

Machine learning models are increasingly integrated into societally critical applications such as recidivism prediction and medical diagnosis, thanks to their superior predictive power. In these applications, however, full automation is often not desired due to ethical and legal concerns. The research community has thus ventured into developing interpretable methods that explain machine predictions. While these explanations are meant to assist humans in understanding machine predictions and thereby allowing humans to make better decisions, this hypothesis is not supported in many recent studies. To improve human decision-making with AI assistance, we propose future directions for closing the gap between the efficacy of explanations and improvement in human performance.

preprint2020arXiv

Preserving Causal Constraints in Counterfactual Explanations for Machine Learning Classifiers

To construct interpretable explanations that are consistent with the original ML model, counterfactual examples---showing how the model's output changes with small perturbations to the input---have been proposed. This paper extends the work in counterfactual explanations by addressing the challenge of feasibility of such examples. For explanations of ML models in critical domains such as healthcare and finance, counterfactual examples are useful for an end-user only to the extent that perturbation of feature inputs is feasible in the real world. We formulate the problem of feasibility as preserving causal relationships among input features and present a method that uses (partial) structural causal models to generate actionable counterfactuals. When feasibility constraints cannot be easily expressed, we consider an alternative mechanism where people can label generated CF examples on feasibility: whether it is feasible to intervene and realize the candidate CF example from the original input. To learn from this labelled feasibility data, we propose a modified variational auto encoder loss for generating CF examples that optimizes for feasibility as people interact with its output. Our experiments on Bayesian networks and the widely used ''Adult-Income'' dataset show that our proposed methods can generate counterfactual explanations that better satisfy feasibility constraints than existing methods.. Code repository can be accessed here: \textit{https://github.com/divyat09/cf-feasibility}