Strict domain monotonicity of the principal eigenvalue and a characterization of lower boundedness for the Friedrichs extension of four-coefficient Sturm-Liouville operators

preprint2022arXivOpen access

Abstract

Using the variational characterization of the principal (i.e., smallest) eigenvalue below the essential spectrum of a lower semibounded self-adjoint operator, we prove strict domain monotonicity (with respect to changing the finite interval length) of the principal eigenvalue of the Friedrichs extension TFT_F of the minimal operator for regular four-coefficient Sturm--Liouville differential expressions. In the more general singular context, these four-coefficient differential expressions act according to τf=1r(−(f[1])′+sf[1]+qf)  with f[1]=p[f′+sf] on (a,b)⊆R, τf = \frac{1}{r} \left( - \big(f^{[1]}\big)' + s f^{[1]} + qf\right)\,\text{ with $f^{[1]} = p [f' + s f]$ on $(a,b) \subseteq \mathbb{R}$}, where the coefficients pp, qq, rr, ss are real-valued and Lebesgue measurable on (a,b)(a,b), with p>0p > 0, r>0r>0 a.e.\ on (a,b)(a,b), and p−1p^{-1}, qq, rr, s∈Lloc1((a,b);dx)s \in L^1_{loc}((a,b); dx), and ff is supposed to satisfy f∈ACloc((a,b)),  p[f′+sf]∈ACloc((a,b)). f \in AC_{loc}((a,b)), \; p[f' + s f] \in AC_{loc}((a,b)). This setup is sufficiently general so that ττ permits certain distributional potential coefficients qq, including potentials in Hloc−1((a,b))H^{-1}_{loc}((a,b)). As a consequence of the strict domain monotonicity of the principal eigenvalue of the Friedrichs extension in the regular case, and on the basis of oscillation theory in the singular context, in our main result, we characterize all lower bounds of TFT_F as those λ∈Rλ\in \mathbb{R} for which the differential equation τu=λuτu = λu has a strictly positive solution u>0u > 0 on (a,b)(a,b).

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