Quasi-gradient systems, modulational dichotomies, and stability of spatially periodic patterns

Extending the approach of Grillakis-Shatah-Strauss, Bronski-Johnson-Kapitula, and others for Hamiltonian systems, we explore relations between the constrained variational problem $\min_{X:C(X)=c_0} \mathcal{E}(X)$, $c_0\in \RM^r$, and stability of solutions of a class of degenerate "quasi-gradient" systems $dX/dt=-M(X)\nabla \mathcal{E}(X)$ admitting constraints, including Cahn-Hilliard equations, one- and multi-dimensional viscoelasticity, and coupled conservation law-reaction diffusion systems arising in chemotaxis and related settings. Using the relation between variational stability and the signature of $\partial c/\partial ω\in \R^{r\times r}$, where $c(ω)=C(X^*_ω)\in \RM^r$ denote the values of the imposed constraints and $ω\in \RM^r$ the associated Lagrange multipliers at a critical point $X^*_ω$, we obtain as in the Hamiltonian case a general criterion for co-periodic stability of periodic waves, illuminating and extending a number of previous results obtained by direct Evans function techniques. More interestingly, comparing the form of the Jacobian arising in the co-periodic theory to Jacobians arising in the formal Whitham equations associated with modulation, we recover and substantially generalize a previously mysterious "modulational dichotomy" observed in special cases by Oh-Zumbrun and Howard, showing that co-periodic and sideband stability are incompatible. In particular, we both illuminate and extend to general viscosity/strain-gradient effects and multidimensional deformations the result of Oh-Zumbrun of universal modulational instability of periodic solutions of the equations of viscoelasticity with strain-gradient effects, considered as functions on the whole line. Likewise, we generalize to multi-dimensions corresponding results of Howard on periodic solutions of Cahn-Hilliard equations.

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