Phase transitions for unique codings of fat Sierpinski gaskets with multiple digits

preprint2026arXivOpen access

Abstract

Given an integer M≥1M\ge 1 and β∈(1,M+1)β\in(1, M+1), let Sβ,MS_{β, M} be the fat Sierpinski gasket in R2\mathbb R^2 generated by the iterated function system {fd(x)=x+dβ:d∈ΩM}\left\{f_d(x)=\frac{x+d}β: d\inΩ_M\right\}, where ΩM={(i,j)∈Z≥02:i+j≤M}Ω_M=\{(i,j)\in\mathbb Z_{\ge 0}^2: i+j\le M\}. Then each x∈Sβ,Mx\in S_{β, M} may be represented as a series x=∑i=1∞diβi=:Πβ((di))x=\sum_{i=1}^\infty\frac{d_i}{β^i}=:Π_β((d_i)), and the infinite sequence (di)∈ΩMN(d_i)\inΩ_M^{\mathbb N} is called a \emph{coding} of xx. Since β<M+1β<M+1, a point in Sβ,MS_{β, M} may have multiple codings. Let Uβ,MU_{β, M} be the set of x∈Sβ,Mx\in S_{β, M} having a unique coding, that is Uβ,M={x∈Sβ,M:#Πβ−1(x)=1}. U_{β, M}=\left\{x\in S_{β, M}: \#Π_β^{-1}(x)=1\right\}. When M=1M=1, Kong and Li [2020, Nonlinearity] described two critical bases for the phase transitions of the intrinsic univoque set U~β,1\widetilde U_{β, 1}, which is a subset of Uβ,1U_{β, 1}. In this paper we consider M≥2M\ge 2, and characterize the two critical bases βG(M)β_G(M) and βc(M)β_c(M) for the phase transitions of Uβ,MU_{β, M}: (i) if β∈(1,βG(M)]β\in(1, β_G(M)], then Uβ,MU_{β, M} is finite; (ii) if β∈(βG(M),βc(M))β\in(β_G(M), β_c(M)) then Uβ,MU_{β, M} is countably infinite; (iii) if β=βc(M)β=β_c(M) then Uβ,MU_{β, M} is uncountable and has zero Hausdorff dimension; (iv) if β>βc(M)β>β_c(M) then Uβ,MU_{β, M} has positive Hausdorff dimension. Our results can also be applied to the intrinsic univoque set U~β,M\widetilde{U}_{β, M}. Moreover, we show that the first critical base βG(M)β_G(M) is a Perron number, while the second critical base βc(M)β_c(M) is a transcendental number.

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