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On a Problem Posed by Steve Smale

The 17th of the problems proposed by Steve Smale for the 21st century asks for the existence of a deterministic algorithm computing an approximate solution of a system of $n$ complex polynomials in $n$ unknowns in time polynomial, on the average, in the size $N$ of the input system. A partial solution to this problem was given by Carlos Beltran and Luis Miguel Pardo who exhibited a randomized algorithm doing so. In this paper we further extend this result in several directions. Firstly, we exhibit a linear homotopy algorithm that efficiently implements a non-constructive idea of Mike Shub. This algorithm is then used in a randomized algorithm, call it LV, a la Beltran-Pardo. Secondly, we perform a smoothed analysis (in the sense of Spielman and Teng) of algorithm LV and prove that its smoothed complexity is polynomial in the input size and $σ^{-1}$, where $σ$ controls the size of of the random perturbation of the input systems. Thirdly, we perform a condition-based analysis of LV. That is, we give a bound, for each system $f$, of the expected running time of LV with input $f$. In addition to its dependence on $N$ this bound also depends on the condition of $f$. Fourthly, and to conclude, we return to Smale's 17th problem as originally formulated for deterministic algorithms. We exhibit such an algorithm and show that its average complexity is $N^{O(\log\log N)}$. This is nearly a solution to Smale's 17th problem.

preprint2011arXivOpen access

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