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Multi-modal data-driven microstructure characterization

Electron backscatter diffraction is one of the most prevalent techniques used for microstructural characterization. In recent years, there has been an increase in the use of data-driven methods to analyze raw Kikuchi patterns. However, most of these require user input and the interpretation of the data-derived features is often challenging and subject to \textit{informed interpretation}. By using a combination of principal component analysis, constrained non-negative matrix factorization, and a variational autoencoder along with information-theoretical considerations on a multimodal dataset, it is shown that a) automated decision on method-specific hyperparameters, here the number of components in principal component analysis, the number of components for constrained non-negative matrix factorization, and the selection of reference constraints; and b) latent space features can be mapped to physically-meaningful quantities. In addition, the recommended region-of-interest (ROI) size for optimal model performance is approximated automatically to be twice the characteristic grain size based on information content of the dataset. Implemented in a workflow, this allows for a transferable, dataset-specific autonomous data-driven phase and grain segmentation including grain boundary detection and the analysis of very-small-angle intra-grain variations to complement conventional electron backscatter analysis.

preprint2026arXivOpen access
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