Integrality of matrices, finiteness of matrix semigroups, and dynamics of linear and additive cellular automata

preprint2020arXivOpen access

Abstract

Let K\mathbb{K} be a finite commutative ring, and let L\mathbb{L} be a commutative K\mathbb{K}-algebra. Let AA and BB be two n×nn \times n-matrices over L\mathbb{L} that have the same characteristic polynomial. The main result of this paper states that the set {A0,A1,A2,…}\left\{ A^0,A^1,A^2,\ldots\right\} is finite if and only if the set {B0,B1,B2,…}\left\{ B^0,B^1,B^2,\ldots\right\} is finite. We apply this result to Cellular Automata (CA). Indeed, it gives a complete and easy-to-check characterization of sensitivity to initial conditions and equicontinuity for linear CA over the alphabet Kn\mathbb{K}^n for K=Z/mZ\mathbb{K} = \mathbb{Z}/m\mathbb{Z} i.e., CA in which the local rule is defined by n×nn\times n-matrices with elements in Z/mZ\mathbb{Z}/m\mathbb{Z}. To prove our main result, we derive an integrality criterion for matrices that is likely of independent interest. Namely, let K\mathbb{K} be any commutative ring (not necessarily finite), and let L\mathbb{L} be a commutative K\mathbb{K}-algebra. Consider any n×nn \times n-matrix AA over L\mathbb{L}. Then, A∈Ln×nA \in \mathbb{L}^{n \times n} is integral over K\mathbb{K} (that is, there exists a monic polynomial f∈K[t]f \in \mathbb{K}\left[t\right] satisfying f(A)=0f\left(A\right) = 0) if and only if all coefficients of the characteristic polynomial of AA are integral over K\mathbb{K}. The proof of this fact relies on a strategic use of exterior powers (a trick pioneered by Gert Almkvist). Furthermore, we extend the decidability result concerning sensitivity and equicontinuity to the wider class of additive CA over a finite abelian group. For such CA, we also prove the decidability of injectivity, surjectivity, topological transitivity and all the properties (as, for instance, ergodicity) that are equivalent to the latter.

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