Paper detail

Edge principal components and squash clustering: using the special structure of phylogenetic placement data for sample comparison

Principal components (PCA) and hierarchical clustering are two of the most heavily used techniques for analyzing the differences between nucleic acid sequence samples sampled from a given environment. However, a classical application of these techniques to distances computed between samples can lack transparency because there is no ready interpretation of the axes of classical PCA plots, and it is difficult to assign any clear intuitive meaning to either the internal nodes or the edge lengths of trees produced by distance-based hierarchical clustering methods such as UPGMA. We show that more interesting and interpretable results are produced by two new methods that leverage the special structure of phylogenetic placement data. Edge principal components analysis enables the detection of important differences between samples that contain closely related taxa. Each principal component axis is simply a collection of signed weights on the edges of the phylogenetic tree, and these weights are easily visualized by a suitable thickening and coloring of the edges. Squash clustering outputs a (rooted) clustering tree in which each internal node corresponds to an appropriate "average" of the original samples at the leaves below the node. Moreover, the length of an edge is a suitably defined distance between the averaged samples associated with the two incident nodes, rather than the less interpretable average of distances produced by UPGMA. We present these methods and illustrate their use with data from the microbiome of the human vagina.