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Yunpeng Zhai

Yunpeng Zhai contributes to research discovery and scholarly infrastructure.

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Published work

8 published item(s)

preprint2026arXiv

Agentic Memory Enhanced Recursive Reasoning for Root Cause Localization in Microservices

As contemporary microservice systems become increasingly popular and complex-often comprising hundreds or even thousands of fine-grained, interdependent subsystems-they are experiencing more frequent failures. Ensuring system reliability thus demands accurate root cause localization. While many traditional graph-based and deep learning approaches have been explored for this task, they often rely heavily on pre-defined schemas that struggle to adapt to evolving operational contexts. Consequently, a number of LLM-based methods have recently been proposed. However, these methods still face two major limitations: shallow, symptom-centric reasoning that undermines accuracy, and a lack of cross-alert reuse that leads to redundant reasoning and high latency. In this paper, we conduct a comprehensive study of how Site Reliability Engineers (SREs) localize the root causes of failures, drawing insights from professionals across multiple organizations. Our investigation reveals that expert root cause analysis exhibits three key characteristics: recursiveness, multi-dimensional expansion, and cross-modal reasoning. Motivated by these findings, we introduce AMER-RCL, an agentic memory enhanced recursive reasoning framework for root cause localization in microservices. AMER-RCL employs the Recursive Reasoning RCL engine, a multi-agent framework that performs recursive reasoning on each alert to progressively refine candidate causes, while Agentic Memory incrementally accumulates and reuses reasoning from prior alerts within a time window to reduce redundant exploration and lower inference latency. Experimental results demonstrate that AMER-RCL consistently outperforms state-of-the-art methods in both localization accuracy and inference efficiency.

preprint2026arXiv

From Feedback Loops to Policy Updates: Reinforcement Fine-Tuning for LLM-Based Alpha Factor Discovery

Modern quantitative trading increasingly relies on systematic models to extract predictive signals from large-scale financial data, where alpha factor discovery plays a central role in transforming market observations into tradable signals. Recent LLM-based methods have shown promise in automating factor generation, but most of them still rely on prompt-level generation--evaluation--feedback loops for iterative optimization. As the loop becomes longer, repeatedly appended historical candidates and feedback can cause context explosion, increase inference cost, dilute useful information, and introduce feedback drift. Moreover, these methods often depend on very large LLMs whose stable generation preferences may lead to structurally similar expressions, redundant candidates, and search stagnation. To address these limitations, we propose \textsc{QuantEvolver}, a self-evolving alpha factor discovery framework based on reinforcement fine-tuning. Instead of accumulating feedback in the prompt, \textsc{QuantEvolver} converts executable quantitative evaluation into policy updates, enabling a Miner LLM to internalize historical optimization experience through parameter learning. Specifically, \textsc{QuantEvolver} constructs high-quality seed factors, builds diverse seed--time-window training tasks, generates executable Factor DSL expressions, evaluates them through Regime Backtest, and optimizes the Miner LLM with Diversity-Complementarity Reward. During training, high-quality factors are continuously accumulated in a Mined Factor Database, which serves as the final discovered factor library. Extensive experiments on three realistic market benchmarks demonstrate the effectiveness of \textsc{QuantEvolver}, which consistently improves the primary evaluation metric of each task over existing LLM-based alpha factor discovery baselines, produces higher-quality and more complementary factor pools.

preprint2026arXiv

Hypothesize-Then-Verify: Speculative Root Cause Analysis for Microservices with Pathwise Parallelism

Microservice systems have become the backbone of cloud-native enterprise applications due to their resource elasticity, loosely coupled architecture, and lightweight deployment. Yet, the intrinsic complexity and dynamic runtime interactions of such systems inevitably give rise to anomalies. Ensuring system reliability therefore hinges on effective root cause analysis (RCA), which entails not only localizing the source of anomalies but also characterizing the underlying failures in a timely and interpretable manner. Recent advances in intelligent RCA techniques, particularly those powered by large language models (LLMs), have demonstrated promising capabilities, as LLMs reduce reliance on handcrafted features while offering cross-platform adaptability, task generalization, and flexibility. However, existing LLM-based methods still suffer from two critical limitations: (a) limited exploration diversity, which undermines accuracy, and (b) heavy dependence on large-scale LLMs, which results in slow inference. To overcome these challenges, we propose SpecRCA, a speculative root cause analysis framework for microservices that adopts a \textit{hypothesize-then-verify} paradigm. SpecRCA first leverages a hypothesis drafting module to rapidly generate candidate root causes, and then employs a parallel root cause verifier to efficiently validate them. Preliminary experiments on the AIOps 2022 dataset demonstrate that SpecRCA achieves superior accuracy and efficiency compared to existing approaches, highlighting its potential as a practical solution for scalable and interpretable RCA in complex microservice environments.

preprint2026arXiv

ThinkFL: Self-Refining Failure Localization for Microservice Systems via Reinforcement Fine-Tuning

As modern microservice systems grow increasingly popular and complex-often consisting of hundreds or even thousands of fine-grained, interdependent components-they are becoming more susceptible to frequent and subtle failures. Ensuring system reliability therefore hinges on accurate and efficient failure localization. Traditional failure localization approaches based on small models lack the flexibility to adapt to diverse failure scenarios, while recent LLM-based methods suffer from two major limitations: they often rely on rigid invocation workflows that constrain the model's ability to dynamically explore optimal localization paths, and they require resource-intensive inference, making them cost-prohibitive for real-world deployment. To address these challenges, we explore the use of reinforcement fine-tuning to equip lightweight LLMs with reasoning and self-refinement capabilities, significantly improving the cost-effectiveness and adaptability of LLM-based failure localization. We begin with an empirical study to identify three key capabilities essential for accurate localization. Building on these insights, we propose a progressive multi-stage GRPO fine-tuning framework, which integrates a multi-factor failure localization grader and a recursion-of-thought actor module. The resulting model, ThinkFL, not only outperforms existing state-of-the-art LLMs and baseline methods in localization accuracy but also reduces end-to-end localization latency from minutes to seconds, demonstrating strong potential for real-world applications.

preprint2026arXiv

Towards Robust LLM Post-Training: Automatic Failure Management for Reinforcement Fine-Tuning

Reinforcement fine-tuning (RFT) has become a core paradigm for post-training large language models, yet its training process remains highly fragile. Existing efforts mainly improve reliability at the system level or address specific issues in individual subproblems by modifying RFT algorithms. Despite their effectiveness, they largely overlook the problem of failure management at the training-process level. When training goes wrong, practitioners still rely heavily on expert-driven manual inspection and correction, and automatic failure management for RFT remains largely unexplored. In this paper, we take a first step toward systematic failure management for reinforcement fine-tuning. To understand the empirical structure of RFT failures, we first construct RFT-FaultBench, the first benchmark for fine-grained failures in reinforcement fine-tuning, covering 5 fault families, 16 fault types, 779 training runs, 22,549 train-step records, and 1,457,288 trajectory-level records. Based on this benchmark, we conduct a comprehensive empirical study showing that RFT failures are both observable from training dynamics and distinguishable through their empirical fault fingerprints. Building on these findings, we propose RFT-FM, an automatic failure management framework for reinforcement fine-tuning that unifies anomaly detection, failure diagnosis, and auto remediation in a closed loop. Experimental results show that RFT-FaultBench is neither trivial nor saturated: it exhibits clear anomaly structure while still posing substantial challenges, especially under subtle fault settings. Moreover, RFT-FM shows strong capability in detecting, diagnosing, and mitigating RFT failures.

preprint2020arXiv

A Similarity Inference Metric for RGB-Infrared Cross-Modality Person Re-identification

RGB-Infrared (IR) cross-modality person re-identification (re-ID), which aims to search an IR image in RGB gallery or vice versa, is a challenging task due to the large discrepancy between IR and RGB modalities. Existing methods address this challenge typically by aligning feature distributions or image styles across modalities, whereas the very useful similarities among gallery samples of the same modality (i.e. intra-modality sample similarities) is largely neglected. This paper presents a novel similarity inference metric (SIM) that exploits the intra-modality sample similarities to circumvent the cross-modality discrepancy targeting optimal cross-modality image matching. SIM works by successive similarity graph reasoning and mutual nearest-neighbor reasoning that mine cross-modality sample similarities by leveraging intra-modality sample similarities from two different perspectives. Extensive experiments over two cross-modality re-ID datasets (SYSU-MM01 and RegDB) show that SIM achieves significant accuracy improvement but with little extra training as compared with the state-of-the-art.

preprint2020arXiv

AD-Cluster: Augmented Discriminative Clustering for Domain Adaptive Person Re-identification

Domain adaptive person re-identification (re-ID) is a challenging task, especially when person identities in target domains are unknown. Existing methods attempt to address this challenge by transferring image styles or aligning feature distributions across domains, whereas the rich unlabeled samples in target domains are not sufficiently exploited. This paper presents a novel augmented discriminative clustering (AD-Cluster) technique that estimates and augments person clusters in target domains and enforces the discrimination ability of re-ID models with the augmented clusters. AD-Cluster is trained by iterative density-based clustering, adaptive sample augmentation, and discriminative feature learning. It learns an image generator and a feature encoder which aim to maximize the intra-cluster diversity in the sample space and minimize the intra-cluster distance in the feature space in an adversarial min-max manner. Finally, AD-Cluster increases the diversity of sample clusters and improves the discrimination capability of re-ID models greatly. Extensive experiments over Market-1501 and DukeMTMC-reID show that AD-Cluster outperforms the state-of-the-art with large margins.

preprint2020arXiv

Multiple Expert Brainstorming for Domain Adaptive Person Re-identification

Often the best performing deep neural models are ensembles of multiple base-level networks, nevertheless, ensemble learning with respect to domain adaptive person re-ID remains unexplored. In this paper, we propose a multiple expert brainstorming network (MEB-Net) for domain adaptive person re-ID, opening up a promising direction about model ensemble problem under unsupervised conditions. MEB-Net adopts a mutual learning strategy, where multiple networks with different architectures are pre-trained within a source domain as expert models equipped with specific features and knowledge, while the adaptation is then accomplished through brainstorming (mutual learning) among expert models. MEB-Net accommodates the heterogeneity of experts learned with different architectures and enhances discrimination capability of the adapted re-ID model, by introducing a regularization scheme about authority of experts. Extensive experiments on large-scale datasets (Market-1501 and DukeMTMC-reID) demonstrate the superior performance of MEB-Net over the state-of-the-arts.