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Published work

144 published item(s)

preprint2026arXiv

AirZoo: A Unified Large-Scale Dataset for Grounding Aerial Geometric 3D Vision

Despite the rapid progress in data-driven 3D vision, aerial geometric 3D vision remains a formidable challenge due to the severe scarcity of large-scale, high-fidelity training data. Existing benchmarks, predominantly biased toward ground-level or object-centric views, do not account for complex viewpoint transformations and diverse environmental conditions in UAV-based sensing. To bridge this critical gap, we propose AirZoo, a unified large-scale dataset and benchmark for grounding aerial geometric 3D vision. AirZoo possesses three appealing properties: 1) Scalable Generation Pipeline: Leveraging freely available, world-scale photogrammetric 3D meshes, it renders vast outdoor environments with customizable UAV flight trajectories and configurable weather/illumination. 2) Comprehensive Scene Diversity: It provides the most extensive coverage of region types to date (spanning 378 regions across 22 countries), systematically encompassing both highly structured urban landscapes and complex unstructured natural environments. 3) Rich Geometric Annotations: Each frame provides synchronized, pixel-level metric depth and precise 6-DoF geo-referenced poses, essential for geometry-aware learning. Through three rigorous evaluation tracks -- aerial image retrieval, cross-view matching, and multi-view 3D reconstruction -- we demonstrate that AirZoo serves as a powerful pre-training engine. Extensive experiments on both public and newly collected real-world benchmarks reveal that fine-tuning on AirZoo yields substantial performance gains for SoTA models (e.g., MegaLoc, RoMa, VGGT, and Depth Anything 3), establishing a new performance upper bound for aerial spatial intelligence.

preprint2022arXiv

3D-Morphomics, Morphological Features on CT scans for lung nodule malignancy diagnosis

Pathologies systematically induce morphological changes, thus providing a major but yet insufficiently quantified source of observables for diagnosis. The study develops a predictive model of the pathological states based on morphological features (3D-morphomics) on Computed Tomography (CT) volumes. A complete workflow for mesh extraction and simplification of an organ's surface is developed, and coupled with an automatic extraction of morphological features given by the distribution of mean curvature and mesh energy. An XGBoost supervised classifier is then trained and tested on the 3D-morphomics to predict the pathological states. This framework is applied to the prediction of the malignancy of lung's nodules. On a subset of NLST database with malignancy confirmed biopsy, using 3D-morphomics only, the classification model of lung nodules into malignant vs. benign achieves 0.964 of AUC. Three other sets of classical features are trained and tested, (1) clinical relevant features gives an AUC of 0.58, (2) 111 radiomics gives an AUC of 0.976, (3) radiologist ground truth (GT) containing the nodule size, attenuation and spiculation qualitative annotations gives an AUC of 0.979. We also test the Brock model and obtain an AUC of 0.826. Combining 3D-morphomics and radiomics features achieves state-of-the-art results with an AUC of 0.978 where the 3D-morphomics have some of the highest predictive powers. As a validation on a public independent cohort, models are applied to the LIDC dataset, the 3D-morphomics achieves an AUC of 0.906 and the 3D-morphomics+radiomics achieves an AUC of 0.958, which ranks second in the challenge among deep models. It establishes the curvature distributions as efficient features for predicting lung nodule malignancy and a new method that can be applied directly to arbitrary computer aided diagnosis task.

preprint2022arXiv

A Multi-scale Time-series Dataset with Benchmark for Machine Learning in Decarbonized Energy Grids

The electric grid is a key enabling infrastructure for the ambitious transition towards carbon neutrality as we grapple with climate change. With deepening penetration of renewable energy resources and electrified transportation, the reliable and secure operation of the electric grid becomes increasingly challenging. In this paper, we present PSML, a first-of-its-kind open-access multi-scale time-series dataset, to aid in the development of data-driven machine learning (ML) based approaches towards reliable operation of future electric grids. The dataset is generated through a novel transmission + distribution (T+D) co-simulation designed to capture the increasingly important interactions and uncertainties of the grid dynamics, containing electric load, renewable generation, weather, voltage and current measurements over multiple spatio-temporal scales. Using PSML, we provide state-of-the-art ML baselines on three challenging use cases of critical importance to achieve: (i) early detection, accurate classification and localization of dynamic disturbance events; (ii) robust hierarchical forecasting of load and renewable energy with the presence of uncertainties and extreme events; and (iii) realistic synthetic generation of physical-law-constrained measurement time series. We envision that this dataset will enable advances for ML in dynamic systems, while simultaneously allowing ML researchers to contribute towards carbon-neutral electricity and mobility.

preprint2022arXiv

A Search for Low-mass Dark Matter via Bremsstrahlung Radiation and the Migdal Effect in SuperCDMS

In this paper, we present a re-analysis of SuperCDMS data using a profile likelihood approach to search for sub-GeV dark matter particles (DM) through two inelastic scattering channels: bremsstrahlung radiation and the Migdal effect. By considering possible inelastic scattering channels, experimental sensitivity can be extended to DM masses that would otherwise be undetectable through the DM-nucleon elastic scattering channel, given the energy threshold of current experiments. We exclude DM masses down to $220~\textrm{MeV}/c^2$ at $2.7 \times 10^{-30}~\textrm{cm}^2$ via the bremsstrahlung channel. The Migdal channel search excludes DM masses down to $30~\textrm{MeV}/c^2$ at $5.0 \times 10^{-30}~\textrm{cm}^2$.

preprint2022arXiv

Alternating current conductivity and superconducting properties of the holographic effective theory

We construct a holographic effective superconducting theory by considering a special gauge-axion higher derivative term. The gauge-axion coupling results in the transport behavior similar to the vortex response in the dual boundary field theory leading to non-Drude behavior of alternating current (AC) conductivity at the weak momentum dissipation. With the momentum dissipation increasing, a dip exhibits in the AC conductivity at low frequency. It is thought to be the result of a combination of the strong momentum dissipation and the gauge-axion coupling. In the superconducting phase, this gauge-axion coupling also plays a key role leading to a more evident gap at the low frequency conductivity. In addition, we also study the combined effects of the strength of momentum dissipation and various couplings among the gauge field, axion fields and the complex scalar field.

preprint2022arXiv

Automated Utterance Labeling of Conversations Using Natural Language Processing

Conversational data is essential in psychology because it can help researchers understand individuals cognitive processes, emotions, and behaviors. Utterance labelling is a common strategy for analyzing this type of data. The development of NLP algorithms allows researchers to automate this task. However, psychological conversational data present some challenges to NLP researchers, including multilabel classification, a large number of classes, and limited available data. This study explored how automated labels generated by NLP methods are comparable to human labels in the context of conversations on adulthood transition. We proposed strategies to handle three common challenges raised in psychological studies. Our findings showed that the deep learning method with domain adaptation (RoBERTa-CON) outperformed all other machine learning methods; and the hierarchical labelling system that we proposed was shown to help researchers strategically analyze conversational data. Our Python code and NLP model are available at https://github.com/mlaricheva/automated_labeling.

preprint2022arXiv

Box2Seg: Learning Semantics of 3D Point Clouds with Box-Level Supervision

Learning dense point-wise semantics from unstructured 3D point clouds with fewer labels, although a realistic problem, has been under-explored in literature. While existing weakly supervised methods can effectively learn semantics with only a small fraction of point-level annotations, we find that the vanilla bounding box-level annotation is also informative for semantic segmentation of large-scale 3D point clouds. In this paper, we introduce a neural architecture, termed Box2Seg, to learn point-level semantics of 3D point clouds with bounding box-level supervision. The key to our approach is to generate accurate pseudo labels by exploring the geometric and topological structure inside and outside each bounding box. Specifically, an attention-based self-training (AST) technique and Point Class Activation Mapping (PCAM) are utilized to estimate pseudo-labels. The network is further trained and refined with pseudo labels. Experiments on two large-scale benchmarks including S3DIS and ScanNet demonstrate the competitive performance of the proposed method. In particular, the proposed network can be trained with cheap, or even off-the-shelf bounding box-level annotations and subcloud-level tags.

preprint2022arXiv

Breakdown of hydrodynamics from holographic pole collision

We study the breakdown of diffusive hydrodynamics in holographic systems dual to neutral dilatonic black holes with extremal near horizon geometries conformal to AdS$_2\times\,$R$^2$. We find that at low temperatures by tuning the effective gauge coupling constant in the infra-red, the lowest non-hydrodynamic mode, which collides with the charge diffusive mode and sets the scales at which diffusive hydrodynamics break down, could be either an infra-red mode or a slow mode, resulting in different scaling behaviors of the local equilibrium scales. We confirm that the upper bound for the charge diffusion constant is always satisfied using the velocity and timescale of local equilibration from the pole collision. We also examine the breakdown of hydrodynamics at general temperature and find that the convergence radius has nontrivial dependence on temperature, in addition to the effective gauge coupling constant.

preprint2022arXiv

Classification of radial Kerr geodesic motion

We classify radial timelike geodesic motion of the exterior non-extremal Kerr spacetime by performing a taxonomy of inequivalent root structures of the first order radial geodesic equation using a novel compact notation and by implementing the constraints from polar, time and azimuthal motion. Four generic root structures with only simple roots give rise to eight non-generic root structures when either one root becomes coincident with the horizon, one root vanishes or two roots becomes coincident. We derive the explicit phase space of all such root systems in the basis of energy, angular momentum and Carter's constant and classify whether each corresponding radial geodesic motion is allowed or disallowed from existence of polar, time and azimuthal motion. The classification of radial motion within the ergoregion for both positive and negative energies leads to 6 distinguished values of the Kerr angular momentum. The classification of null radial motion and near-horizon extremal Kerr radial motion are obtained as limiting cases and compared with the literature. We explicitly parametrize the separatrix describing root systems with double roots as the union of the following three regions that are described by the same quartic respectively obtained when (1) the pericenter of bound motion becomes a double root; (2) the eccentricity of bound motion becomes zero; (3) the turning point of unbound motion becomes a double root.

preprint2022arXiv

Construction of Large-Scale Misinformation Labeled Datasets from Social Media Discourse using Label Refinement

Malicious accounts spreading misinformation has led to widespread false and misleading narratives in recent times, especially during the COVID-19 pandemic, and social media platforms struggle to eliminate these contents rapidly. This is because adapting to new domains requires human intensive fact-checking that is slow and difficult to scale. To address this challenge, we propose to leverage news-source credibility labels as weak labels for social media posts and propose model-guided refinement of labels to construct large-scale, diverse misinformation labeled datasets in new domains. The weak labels can be inaccurate at the article or social media post level where the stance of the user does not align with the news source or article credibility. We propose a framework to use a detection model self-trained on the initial weak labels with uncertainty sampling based on entropy in predictions of the model to identify potentially inaccurate labels and correct for them using self-supervision or relabeling. The framework will incorporate social context of the post in terms of the community of its associated user for surfacing inaccurate labels towards building a large-scale dataset with minimum human effort. To provide labeled datasets with distinction of misleading narratives where information might be missing significant context or has inaccurate ancillary details, the proposed framework will use the few labeled samples as class prototypes to separate high confidence samples into false, unproven, mixture, mostly false, mostly true, true, and debunk information. The approach is demonstrated for providing a large-scale misinformation dataset on COVID-19 vaccines.

preprint2022arXiv

COVID-19 Vaccine Misinformation Campaigns and Social Media Narratives

COVID-19 vaccine hesitancy has increased concerns about vaccine uptake required to overcome the pandemic and protect public health. A critical factor associated with anti-vaccine attitudes is the information shared on social media. In this work, we investigate misinformation communities and narratives that can contribute to COVID-19 vaccine hesitancy. During the pandemic, anti-science and political misinformation/conspiracies have been rampant on social media. Therefore, we investigate misinformation and conspiracy groups and their characteristic behaviours in Twitter data collected on COVID-19 vaccines. We identify if any suspicious coordinated efforts are present in promoting vaccine misinformation, and find two suspicious groups - one promoting a 'Great Reset' conspiracy which suggests that the pandemic is orchestrated by world leaders to take control of the economy, with vaccine related misinformation and strong anti-vaccine and anti-social messages such as no lock-downs; and another promoting the Bioweapon theory. Misinformation promoted is largely from the anti-vaccine and far-right communities in the 3-core of the retweet graph, with its tweets proportion of conspiracy and questionable sources to reliable sources being much higher. In comparison with the mainstream and health news, the right-leaning community is more influenced by the anti-vaccine and far-right communities, which is also reflected in the disparate vaccination rates in left and right U.S. states. The misinformation communities are also more vocal, either in vaccine or other discussions, relative to remaining communities, besides other behavioral differences.

preprint2022arXiv

Dual Space Coupling Model Guided Overlap-Free Scatterplot

The overdraw problem of scatterplots seriously interferes with the visual tasks. Existing methods, such as data sampling, node dispersion, subspace mapping, and visual abstraction, cannot guarantee the correspondence and consistency between the data points that reflect the intrinsic original data distribution and the corresponding visual units that reveal the presented data distribution, thus failing to obtain an overlap-free scatterplot with unbiased and lossless data distribution. A dual space coupling model is proposed in this paper to represent the complex bilateral relationship between data space and visual space theoretically and analytically. Under the guidance of the model, an overlap-free scatterplot method is developed through integration of the following: a geometry-based data transformation algorithm, namely DistributionTranscriptor; an efficient spatial mutual exclusion guided view transformation algorithm, namely PolarPacking; an overlap-free oriented visual encoding configuration model and a radius adjustment tool, namely $f_{r_{draw}}$. Our method can ensure complete and accurate information transfer between the two spaces, maintaining consistency between the newly created scatterplot and the original data distribution on global and local features. Quantitative evaluation proves our remarkable progress on computational efficiency compared with the state-of-the-art methods. Three applications involving pattern enhancement, interaction improvement, and overdraw mitigation of trajectory visualization demonstrate the broad prospects of our method.

preprint2022arXiv

Electrically tunable second harmonic generation in atomically thin ReS2

Electrical tuning of second-order nonlinearity in optical materials is attractive to strengthen and expand the functionalities of nonlinear optical technologies, though its implementation remains elusive. Here, we report the electrically tunable second-order nonlinearity in atomically thin ReS2 flakes benefiting from their distorted 1T crystal structure and interlayer charge transfer. Enabled by the efficient electrostatic control of the few-atomic-layer ReS2, we show that second harmonic generation (SHG) can be induced in odd-number-layered ReS2 flakes which are centrosymmetric and thus without intrinsic SHG. Moreover, the SHG can be precisely modulated by the electric field, reversibly switching from almost zero to an amplitude more than one order of magnitude stronger than that of the monolayer MoS2. For the even-number-layered ReS2 flakes with the intrinsic SHG, the external electric field could be leveraged to enhance the SHG. We further perform the first-principles calculations which suggest that the modification of in-plane second-order hyperpolarizability by the redistributed interlayer-transferring charges in the distorted 1T crystal structure underlies the electrically tunable SHG in ReS2. With its active SHG tunability while using the facile electrostatic control, our work may further expand the nonlinear optoelectronic functions of two-dimensional materials for developing electrically controllable nonlinear optoelectronic devices.

preprint2022arXiv

Forecasting Loss of Signal in Optical Networks with Machine Learning

Loss of Signal (LOS) represents a significant cost for operators of optical networks. By studying large sets of real-world Performance Monitoring (PM) data collected from six international optical networks, we find that it is possible to forecast LOS events with good precision 1-7 days before they occur, albeit at relatively low recall, with supervised machine learning (ML). Our study covers twelve facility types, including 100G lines and ETH10G clients. We show that the precision for a given network improves when training on multiple networks simultaneously relative to training on an individual network. Furthermore, we show that it is possible to forecast LOS from all facility types and all networks with a single model, whereas fine-tuning for a particular facility or network only brings modest improvements. Hence our ML models remain effective for optical networks previously unknown to the model, which makes them usable for commercial applications.

preprint2022arXiv

Mass Testing and Characterization of 20-inch PMTs for JUNO

Main goal of the JUNO experiment is to determine the neutrino mass ordering using a 20kt liquid-scintillator detector. Its key feature is an excellent energy resolution of at least 3 % at 1 MeV, for which its instruments need to meet a certain quality and thus have to be fully characterized. More than 20,000 20-inch PMTs have been received and assessed by JUNO after a detailed testing program which began in 2017 and elapsed for about four years. Based on this mass characterization and a set of specific requirements, a good quality of all accepted PMTs could be ascertained. This paper presents the performed testing procedure with the designed testing systems as well as the statistical characteristics of all 20-inch PMTs intended to be used in the JUNO experiment, covering more than fifteen performance parameters including the photocathode uniformity. This constitutes the largest sample of 20-inch PMTs ever produced and studied in detail to date, i.e. 15,000 of the newly developed 20-inch MCP-PMTs from Northern Night Vision Technology Co. (NNVT) and 5,000 of dynode PMTs from Hamamatsu Photonics K. K.(HPK).

preprint2022arXiv

NTIRE 2021 Challenge on Quality Enhancement of Compressed Video: Methods and Results

This paper reviews the first NTIRE challenge on quality enhancement of compressed video, with a focus on the proposed methods and results. In this challenge, the new Large-scale Diverse Video (LDV) dataset is employed. The challenge has three tracks. Tracks 1 and 2 aim at enhancing the videos compressed by HEVC at a fixed QP, while Track 3 is designed for enhancing the videos compressed by x265 at a fixed bit-rate. Besides, the quality enhancement of Tracks 1 and 3 targets at improving the fidelity (PSNR), and Track 2 targets at enhancing the perceptual quality. The three tracks totally attract 482 registrations. In the test phase, 12 teams, 8 teams and 11 teams submitted the final results of Tracks 1, 2 and 3, respectively. The proposed methods and solutions gauge the state-of-the-art of video quality enhancement. The homepage of the challenge: https://github.com/RenYang-home/NTIRE21_VEnh

preprint2022arXiv

On the Importance of Building High-quality Training Datasets for Neural Code Search

The performance of neural code search is significantly influenced by the quality of the training data from which the neural models are derived. A large corpus of high-quality query and code pairs is demanded to establish a precise mapping from the natural language to the programming language. Due to the limited availability, most widely-used code search datasets are established with compromise, such as using code comments as a replacement of queries. Our empirical study on a famous code search dataset reveals that over one-third of its queries contain noises that make them deviate from natural user queries. Models trained through noisy data are faced with severe performance degradation when applied in real-world scenarios. To improve the dataset quality and make the queries of its samples semantically identical to real user queries is critical for the practical usability of neural code search. In this paper, we propose a data cleaning framework consisting of two subsequent filters: a rule-based syntactic filter and a model-based semantic filter. This is the first framework that applies semantic query cleaning to code search datasets. Experimentally, we evaluated the effectiveness of our framework on two widely-used code search models and three manually-annotated code retrieval benchmarks. Training the popular DeepCS model with the filtered dataset from our framework improves its performance by 19.2% MRR and 21.3% Answer@1, on average with the three validation benchmarks.

preprint2022arXiv

SOUL-Net: A Sparse and Low-Rank Unrolling Network for Spectral CT Image Reconstruction

Spectral computed tomography (CT) is an emerging technology, that generates a multienergy attenuation map for the interior of an object and extends the traditional image volume into a 4D form. Compared with traditional CT based on energy-integrating detectors, spectral CT can make full use of spectral information, resulting in high resolution and providing accurate material quantification. Numerous model-based iterative reconstruction methods have been proposed for spectral CT reconstruction. However, these methods usually suffer from difficulties such as laborious parameter selection and expensive computational costs. In addition, due to the image similarity of different energy bins, spectral CT usually implies a strong low-rank prior, which has been widely adopted in current iterative reconstruction models. Singular value thresholding (SVT) is an effective algorithm to solve the low-rank constrained model. However, the SVT method requires manual selection of thresholds, which may lead to suboptimal results. To relieve these problems, in this paper, we propose a Sparse and lOw-rank UnroLling Network for spectral CT image reconstruction (SOUL-Net), that learns the parameters and thresholds in a data-driven manner. Furthermore, a Taylor expansion-based neural network backpropagation method is introduced to improve the numerical stability. The qualitative and quantitative results demonstrate that the proposed method outperforms several representative state-of-the-art algorithms in terms of detail preservation and artifact reduction.

preprint2022arXiv

Stability limits for modes held in alternating trapping-expulsive potentials

We elaborate a scheme of trapping-expulsion management (TEM), in the form of the quadratic potential periodically switching between confinement and expulsion, as a means of stabilization of two-dimensional dynamical states against the backdrop of the critical collapse driven by the cubic self-attraction with strength g. The TEM scheme may be implemented, as spatially or temporally periodic modulations, in optics or BEC, respectively. The consideration is carried out by dint of numerical simulations and variational approximation (VA). In terms of the VA, the dynamics amounts to a nonlinear Ermakov equation, which, in turn, is tantamount to a linear Mathieu equation. Stability boundaries are found as functions of g and parameters of the periodic modulation of the trapping potential. Below the usual collapse threshold, which is known, in the numerical form, as g < 5.85 (in the standard notation), the stability is limited by the onset of the parametric resonance. This stability limit, including the setup with the self-repulsive sign of the cubic term (g < 0), is accurately predicted by the VA. At g > 5.85, the collapse threshold is found with the help of full numerical simulations. The relative increase of the critical value of g above 5.85 is ~ 1.5%, which is a meaningful result, even if its size is small, because the collapse threshold is a universal constant, which is difficult to change.

preprint2022arXiv

Topological hydrodynamic modes and holography

We study topological modes in relativistic hydrodynamics by weakly breaking the conservation of energy momentum tensor. Several systems have been found to have topologically nontrivial crossing nodes in the spectrum of hydrodynamic modes and some of them are only topologically nontrivial with the protection of reflection symmetries in two directions. The nontrivial topology for all these systems is further confirmed from a calculation of the topological invariant. Associated transport properties and second order effects have also been studied for these systems. The non-conservation terms of the energy momentum tensor could come from an external effective symmetric tensor matter field or a gravitational field which could be generated by a specific non-inertial reference frame transformation from the original inertial reference frame. Finally we introduce a possible holographic realization of one of these systems. We propose a new method to calculate the holographic Ward identities for the energy momentum tensor without calculating out all components of the Green functions and match the Ward identities of both sides.

preprint2022arXiv

Vortex-ring quantum droplets in a radially-periodic potential

We establish stability and characteristics of two-dimensional (2D) vortex ring-shaped quantum droplets (QDs) formed by binary Bose-Einstein condensates (BECs). The system is modeled by the Gross-Pitaevskii (GP) equation with the cubic term multiplied by a logarithmic factor (as produced by the Lee-Huang-Yang correction to the mean-field theory) and a potential which is a periodic function of the radial coordinate. Narrow vortex rings with high values of the topological charge, trapped in particular circular troughs of the radial potential, are produced. These results suggest an experimentally relevant method for the creation of vortical QDs (thus far, only zero-vorticity ones have been reported). The 2D GP equation for the narrow rings is approximately reduced to the 1D form, which makes it possible to study the modulational stability of the rings against azimuthal perturbations. Full stability areas are delineated for these modes. The trapping capacity of the circular troughs is identified for the vortex rings with different winding numbers (WNs). Stable compound states in the form of mutually nested concentric multiple rings are constructed too, including ones with opposite signs of the WNs. Other robust compound states combine a modulationally stable narrow ring in one circular potential trough and an azimuthal soliton performing orbital motion in an adjacent one. The results may be used to design a device employing coexisting ring-shaped modes with different WNs for data storage.

preprint2022arXiv

When Physics Meets Machine Learning: A Survey of Physics-Informed Machine Learning

Physics-informed machine learning (PIML), referring to the combination of prior knowledge of physics, which is the high level abstraction of natural phenomenons and human behaviours in the long history, with data-driven machine learning models, has emerged as an effective way to mitigate the shortage of training data, to increase models' generalizability and to ensure the physical plausibility of results. In this paper, we survey an abundant number of recent works in PIML and summarize them from three aspects: (1) motivations of PIML, (2) physics knowledge in PIML, (3) methods of physics knowledge integration in PIML. We also discuss current challenges and corresponding research opportunities in PIML.

preprint2021arXiv

AlCrO protected textured stainless steel surface for high temperature solar selective absorber applications

The diffusion of substrate material into absorbing layer and oxidation of metal substrate or cermet metal nanoparticles at high temperatures are known as inevitable problems of the solar selective absorbers. In this study, we consider the use of textured stainless steel (SS) surface coated with a protective AlCr oxide layer as a high temperature solar selective absorber. The textured SS surface was prepared by ion etching techniques and AlCr oxide protective layer was deposited by RF magnetron sputtering. The absorptivity and emissivity of the as-prepared absorbers were 0.86-0.92 and 0.151-0.168, respectively. In order to evaluate the thermal stability, the absorbers were annealed at 600-800 C for different time in ambient atmosphere. Absorbers demonstrated a red shift of the onset of the reflectivity at all annealing temperatures. The high activation energy of 315 kJ/mol was calculated. The service lifetime of the absorbers at 500 C was estimated to be about 100 years and at 700 and 800 C the absorbers were stable about 50 and 1 hours, respectively. A detailed examination of the annealed absorber surface revealed growth of surface Mn3O4 nanocrystals, which resulted in observed change of the reflectance spectra, while the textured surface morphology had no significant change. The results show that the protective textured surface has much higher thermal stability in air than iron based cermet absorbers.

preprint2021arXiv

Interpretable and Trustworthy Deepfake Detection via Dynamic Prototypes

In this paper we propose a novel human-centered approach for detecting forgery in face images, using dynamic prototypes as a form of visual explanations. Currently, most state-of-the-art deepfake detections are based on black-box models that process videos frame-by-frame for inference, and few closely examine their temporal inconsistencies. However, the existence of such temporal artifacts within deepfake videos is key in detecting and explaining deepfakes to a supervising human. To this end, we propose Dynamic Prototype Network (DPNet) -- an interpretable and effective solution that utilizes dynamic representations (i.e., prototypes) to explain deepfake temporal artifacts. Extensive experimental results show that DPNet achieves competitive predictive performance, even on unseen testing datasets such as Google's DeepFakeDetection, DeeperForensics, and Celeb-DF, while providing easy referential explanations of deepfake dynamics. On top of DPNet's prototypical framework, we further formulate temporal logic specifications based on these dynamics to check our model's compliance to desired temporal behaviors, hence providing trustworthiness for such critical detection systems.

preprint2021arXiv

Interpretable Artificial Intelligence through the Lens of Feature Interaction

Interpretation of deep learning models is a very challenging problem because of their large number of parameters, complex connections between nodes, and unintelligible feature representations. Despite this, many view interpretability as a key solution to trustworthiness, fairness, and safety, especially as deep learning is applied to more critical decision tasks like credit approval, job screening, and recidivism prediction. There is an abundance of good research providing interpretability to deep learning models; however, many of the commonly used methods do not consider a phenomenon called "feature interaction." This work first explains the historical and modern importance of feature interactions and then surveys the modern interpretability methods which do explicitly consider feature interactions. This survey aims to bring to light the importance of feature interactions in the larger context of machine learning interpretability, especially in a modern context where deep learning models heavily rely on feature interactions.

preprint2021arXiv

JUNO Physics and Detector

The Jiangmen Underground Neutrino Observatory (JUNO) is a 20 kton LS detector at 700-m underground. An excellent energy resolution and a large fiducial volume offer exciting opportunities for addressing many important topics in neutrino and astro-particle physics. With 6 years of data, the neutrino mass ordering can be determined at 3-4 sigma and three oscillation parameters can be measured to a precision of 0.6% or better by detecting reactor antineutrinos. With 10 years of data, DSNB could be observed at 3-sigma; a lower limit of the proton lifetime of 8.34e33 years (90% C.L.) can be set by searching for p->nu_bar K^+; detection of solar neutrinos would shed new light on the solar metallicity problem and examine the vacuum-matter transition region. A core-collapse supernova at 10 kpc would lead to ~5000 IBD and ~2000 (300) all-flavor neutrino-proton (electron) scattering events. Geo-neutrinos can be detected with a rate of ~400 events/year. We also summarize the final design of the JUNO detector and the key R&D achievements. All 20-inch PMTs have been tested. The average photon detection efficiency is 28.9% for the 15,000 MCP PMTs and 28.1% for the 5,000 dynode PMTs, higher than the JUNO requirement of 27%. Together with the >20 m attenuation length of LS, we expect a yield of 1345 p.e. per MeV and an effective energy resolution of 3.02%/\sqrt{E (MeV)}$ in simulations. The underwater electronics is designed to have a loss rate <0.5% in 6 years. With degassing membranes and a micro-bubble system, the radon concentration in the 35-kton water pool could be lowered to <10 mBq/m^3. Acrylic panels of radiopurity <0.5 ppt U/Th are produced. The 20-kton LS will be purified onsite. Singles in the fiducial volume can be controlled to ~10 Hz. The JUNO experiment also features a double calorimeter system with 25,600 3-inch PMTs, a LS testing facility OSIRIS, and a near detector TAO.

preprint2021arXiv

MIMIC-IF: Interpretability and Fairness Evaluation of Deep Learning Models on MIMIC-IV Dataset

The recent release of large-scale healthcare datasets has greatly propelled the research of data-driven deep learning models for healthcare applications. However, due to the nature of such deep black-boxed models, concerns about interpretability, fairness, and biases in healthcare scenarios where human lives are at stake call for a careful and thorough examinations of both datasets and models. In this work, we focus on MIMIC-IV (Medical Information Mart for Intensive Care, version IV), the largest publicly available healthcare dataset, and conduct comprehensive analyses of dataset representation bias as well as interpretability and prediction fairness of deep learning models for in-hospital mortality prediction. In terms of interpretabilty, we observe that (1) the best performing interpretability method successfully identifies critical features for mortality prediction on various prediction models; (2) demographic features are important for prediction. In terms of fairness, we observe that (1) there exists disparate treatment in prescribing mechanical ventilation among patient groups across ethnicity, gender and age; (2) all of the studied mortality predictors are generally fair while the IMV-LSTM (Interpretable Multi-Variable Long Short-Term Memory) model provides the most accurate and unbiased predictions across all protected groups. We further draw concrete connections between interpretability methods and fairness metrics by showing how feature importance from interpretability methods can be beneficial in quantifying potential disparities in mortality predictors.

preprint2021arXiv

Modeling Treatment Effect Modification in Multidrug-Resistant Tuberculosis in an Individual Patient Data Meta-Analysis

Effect modification occurs while the effect of the treatment is not homogeneous across the different strata of patient characteristics. When the effect of treatment may vary from individual to individual, precision medicine can be improved by identifying patient covariates to estimate the size and direction of the effect at the individual level. However, this task is statistically challenging and typically requires large amounts of data. Investigators may be interested in using the individual patient data (IPD) from multiple studies to estimate these treatment effect models. Our data arise from a systematic review of observational studies contrasting different treatments for multidrug-resistant tuberculosis (MDR-TB), where multiple antimicrobial agents are taken concurrently to cure the infection. We propose a marginal structural model (MSM) for effect modification by different patient characteristics and co-medications in a meta-analysis of observational IPD. We develop, evaluate, and apply a targeted maximum likelihood estimator (TMLE) for the doubly robust estimation of the parameters of the proposed MSM in this context. In particular, we allow for differential availability of treatments across studies, measured confounding within and across studies, and random effects by study.

preprint2021arXiv

Quantum calibrated magnetic force microscopy

We report the quantum calibration of a magnetic force microscope (MFM) by measuring the two-dimensional magnetic stray field distribution of the MFM tip using a single nitrogen vacancy (NV) center in diamond. From the measured stray field distribution and the mechanical properties of the cantilever a calibration function is derived allowing to convert MFM images to quantum calibrated stray field maps. This novel approach overcomes limitations of prior MFM calibration schemes and allows quantum calibrated nanoscale stray field measurements in a field range inaccessible to scanning NV magnetometry. Quantum calibrated measurements of a stray field reference sample allow its use as a transfer standard, opening the road towards fast and easily accessible quantum traceable calibrations of virtually any MFM.

preprint2021arXiv

Star-critical Gallai-Ramsey numbers of graphs

The Gallai-Ramsey number $gr_{k}(K_{3}: H_{1}, H_{2}, \cdots, H_{k})$ is the smallest integer $n$ such that every $k$-edge-colored $K_{n}$ contains either a rainbow $K_3$ or a monochromatic $H_{i}$ in color $i$ for some $i\in [k]$. We find the largest star that can be removed from $K_n$ such that the underlying graph is still forced to have a rainbow $K_3$ or a monochromatic $H_{i}$ in color $i$ for some $i\in [k]$. Thus, we define the star-critical Gallai-Ramsey number $gr_{k}^{*}(K_3: H_{1}, H_{2}, \cdots, H_{k})$ as the smallest integer $s$ such that every $k$-edge-colored $K_{n}-K_{1, n-1-s}$ contains either a rainbow $K_3$ or a monochromatic $H_{i}$ in color $i$ for some $i\in [k]$. When $H=H_{1}=\cdots=H_{k}$, we simply denote $gr_{k}^{*}(K_{3}: H_{1}, H_{2}, \cdots, H_{k})$ by $gr_{k}^{*}(K_{3}: H)$. We determine the star-critical Gallai-Ramsey numbers for complete graphs and some small graphs. Furthermore, we show that $gr_{k}^{*}(K_3: H)$ is exponential in $k$ if $H$ is not bipartite, linear in $k$ if $H$ is bipartite but not a star and constant (not depending on $k$) if $H$ is a star.

preprint2021arXiv

Topological modes in relativistic hydrodynamics

We show that gapless modes in relativistic hydrodynamics could become topologically nontrivial by weakly breaking the conservation of energy momentum tensor in a specific way. This system has topological semimetal-like crossing nodes in the spectrum of hydrodynamic modes that require the protection of a special combination of translational and boost symmetries in two spatial directions. We confirm the nontrivial topology from the existence of an undetermined Berry phase. These energy momentum non-conservation terms could naturally be produced by an external gravitational field that comes from a reference frame change from the original inertial frame, i.e. by fictitious forces in a non-inertial reference frame. This non-inertial frame is the rest frame of an accelerating observer moving along a trajectory of a helix. This suggests that topologically trivial modes could become nontrivial by being observed in a special non-inertial reference frame, and this fact could be verified in laboratories, in principle. Finally, we propose a holographic realization of this system.

preprint2020arXiv

Analysis of Random Access in NB-IoT Networks with Three Coverage Enhancement Groups: A Stochastic Geometry Approach

NarrowBand-Internet of Things (NB-IoT) is a new 3GPP radio access technology designed to provide better coverage for Low Power Wide Area (LPWA) networks. To provide reliable connections with extended coverage, a repetition transmission scheme and up to three Coverage Enhancement (CE) groups are introduced into NB-IoT during both Random Access CHannel (RACH) procedure and data transmission procedure, where each CE group is configured with different repetition values and transmission resources. To characterize the RACH performance of the NB-IoT network with three CE groups, this paper develops a novel traffic-aware spatio-temporal model to analyze the RACH success probability, where both the preamble transmission outage and the collision events of each CE group jointly determine the traffic evolution and the RACH success probability. Based on this analytical model, we derive the analytical expression for the RACH success probability of a randomly chosen IoT device in each CE group over multiple time slots with different RACH schemes, including baseline, back-off (BO), access class barring (ACB), and hybrid ACB and BO schemes (ACB&BO). Our results have shown that the RACH success probabilities of the devices in three CE groups outperform that of a single CE group network but not for all the groups, which is affected by the choice of the categorizing parameters.This mathematical model and analytical framework can be applied to evaluate the performance of multiple group users of other networks with spatial separations.

preprint2020arXiv

Analyzing Grant-Free Access for URLLC Service

5G New Radio (NR) is expected to support new ultra-reliable low-latency communication (URLLC) service targeting at supporting the small packets transmissions with very stringent latency and reliability requirements. Current Long Term Evolution (LTE) system has been designed based on grantbased (GB) (i.e., dynamic grant) random access, which can hardly support the URLLC requirements. Grant-free (GF) (i.e., configured grant) access is proposed as a feasible and promising technology to meet such requirements, especially for uplink transmissions, which effectively saves the time of requesting/waiting for a grant. While some basic GF access features have been proposed and standardized in NR Release-15, there is still much space to improve. Being proposed as 3GPP study items, three GF access schemes with Hybrid Automatic Repeat reQuest (HARQ) retransmissions including Reactive, K-repetition, and Proactive, are analyzed in this paper. Specifically, we present a spatiotemporal analytical framework for the contention-based GF access analysis. Based on this framework, we define the latent access failure probability to characterize URLLC reliability and latency performances. We propose a tractable approach to derive and analyze the latent access failure probability of the typical UE under three GF HARQ schemes. Our results show that under shorter latency constraints, the Proactive scheme provides the lowest latent access failure probability, whereas, under longer latency constraints, the K-repetition scheme achieves the lowest latent access failure probability, which depends on K. If K is overestimated, the Proactive scheme provides lower latent access failure probability than the K-repetition scheme.

preprint2020arXiv

Decomposing Word Embedding with the Capsule Network

Word sense disambiguation tries to learn the appropriate sense of an ambiguous word in a given context. The existing pre-trained language methods and the methods based on multi-embeddings of word did not explore the power of the unsupervised word embedding sufficiently. In this paper, we discuss a capsule network-based approach, taking advantage of capsule's potential for recognizing highly overlapping features and dealing with segmentation. We propose a Capsule network-based method to Decompose the unsupervised word Embedding of an ambiguous word into context specific Sense embedding, called CapsDecE2S. In this approach, the unsupervised ambiguous embedding is fed into capsule network to produce its multiple morpheme-like vectors, which are defined as the basic semantic language units of meaning. With attention operations, CapsDecE2S integrates the word context to reconstruct the multiple morpheme-like vectors into the context-specific sense embedding. To train CapsDecE2S, we propose a sense matching training method. In this method, we convert the sense learning into a binary classification that explicitly learns the relation between senses by the label of matching and non-matching. The CapsDecE2S was experimentally evaluated on two sense learning tasks, i.e., word in context and word sense disambiguation. Results on two public corpora Word-in-Context and English all-words Word Sense Disambiguation show that, the CapsDecE2S model achieves the new state-of-the-art for the word in context and word sense disambiguation tasks.

preprint2020arXiv

Deep Reinforcement Learning-Based Beam Tracking for Low-Latency Services in Vehicular Networks

Ultra-Reliable and Low-Latency Communications (URLLC) services in vehicular networks on millimeter-wave bands present a significant challenge, considering the necessity of constantly adjusting the beam directions. Conventional methods are mostly based on classical control theory, e.g., Kalman filter and its variations, which mainly deal with stationary scenarios. Therefore, severe application limitations exist, especially with complicated, dynamic Vehicle-to-Everything (V2X) channels. This paper gives a thorough study of this subject, by first modifying the classical approaches, e.g., Extended Kalman Filter (EKF) and Particle Filter (PF), for non-stationary scenarios, and then proposing a Reinforcement Learning (RL)-based approach that can achieve the URLLC requirements in a typical intersection scenario. Simulation results based on a commercial ray-tracing simulator show that enhanced EKF and PF methods achieve packet delay more than $10$ ms, whereas the proposed deep RL-based method can reduce the latency to about $6$ ms, by extracting context information from the training data.

preprint2020arXiv

Effective Human Activity Recognition Based on Small Datasets

Most recent work on vision-based human activity recognition (HAR) focuses on designing complex deep learning models for the task. In so doing, there is a requirement for large datasets to be collected. As acquiring and processing large training datasets are usually very expensive, the problem of how dataset size can be reduced without affecting recognition accuracy has to be tackled. To do so, we propose a HAR method that consists of three steps: (i) data transformation involving the generation of new features based on transforming of raw data, (ii) feature extraction involving the learning of a classifier based on the AdaBoost algorithm and the use of training data consisting of the transformed features, and (iii) parameter determination and pattern recognition involving the determination of parameters based on the features generated in (ii) and the use of the parameters as training data for deep learning algorithms to be used to recognize human activities. Compared to existing approaches, this proposed approach has the advantageous characteristics that it is simple and robust. The proposed approach has been tested with a number of experiments performed on a relatively small real dataset. The experimental results indicate that using the proposed method, human activities can be more accurately recognized even with smaller training data size.

preprint2020arXiv

Entanglement of Two Jaynes-Cummings Atoms In Single Excitation Space

We study the entanglement dynamics of two atoms coupled to their own Jaynes-Cummings cavities in single-excitation space. Here we use the concurrence to measure the atomic entanglement. And the partial Bell states as initial states are considered. Our analysis suggests that there exist collapses and recovers in the entanglement dynamics. The physical mechanism behind the entanglement dynamics is the periodical information and energy exchange between atoms and light fields. For the initial Partial Bell states, only if the ratio of two atom-cavity coupling strengths is a rational number, the evolutionary periodicity of the atomic entanglement can be found. And whether there is time translation between two kinds of initial partial Bell state cases depends on the odd-even number of the coupling strength ratio.

preprint2020arXiv

False (and Missed) Discoveries in Financial Economics

Multiple testing plagues many important questions in finance such as fund and factor selection. We propose a new way to calibrate both Type I and Type II errors. Next, using a double-bootstrap method, we establish a t-statistic hurdle that is associated with a specific false discovery rate (e.g., 5%). We also establish a hurdle that is associated with a certain acceptable ratio of misses to false discoveries (Type II error scaled by Type I error), which effectively allows for differential costs of the two types of mistakes. Evaluating current methods, we find that they lack power to detect outperforming managers.

preprint2020arXiv

Feasibility and physics potential of detecting $^8$B solar neutrinos at JUNO

The Jiangmen Underground Neutrino Observatory~(JUNO) features a 20~kt multi-purpose underground liquid scintillator sphere as its main detector. Some of JUNO's features make it an excellent experiment for $^8$B solar neutrino measurements, such as its low-energy threshold, its high energy resolution compared to water Cherenkov detectors, and its much large target mass compared to previous liquid scintillator detectors. In this paper we present a comprehensive assessment of JUNO's potential for detecting $^8$B solar neutrinos via the neutrino-electron elastic scattering process. A reduced 2~MeV threshold on the recoil electron energy is found to be achievable assuming the intrinsic radioactive background $^{238}$U and $^{232}$Th in the liquid scintillator can be controlled to 10$^{-17}$~g/g. With ten years of data taking, about 60,000 signal and 30,000 background events are expected. This large sample will enable an examination of the distortion of the recoil electron spectrum that is dominated by the neutrino flavor transformation in the dense solar matter, which will shed new light on the tension between the measured electron spectra and the predictions of the standard three-flavor neutrino oscillation framework. If $Δm^{2}_{21}=4.8\times10^{-5}~(7.5\times10^{-5})$~eV$^{2}$, JUNO can provide evidence of neutrino oscillation in the Earth at the about 3$σ$~(2$σ$) level by measuring the non-zero signal rate variation with respect to the solar zenith angle. Moveover, JUNO can simultaneously measure $Δm^2_{21}$ using $^8$B solar neutrinos to a precision of 20\% or better depending on the central value and to sub-percent precision using reactor antineutrinos. A comparison of these two measurements from the same detector will help elucidate the current tension between the value of $Δm^2_{21}$ reported by solar neutrino experiments and the KamLAND experiment.

preprint2020arXiv

Feature Interaction Interpretability: A Case for Explaining Ad-Recommendation Systems via Neural Interaction Detection

Recommendation is a prevalent application of machine learning that affects many users; therefore, it is important for recommender models to be accurate and interpretable. In this work, we propose a method to both interpret and augment the predictions of black-box recommender systems. In particular, we propose to interpret feature interactions from a source recommender model and explicitly encode these interactions in a target recommender model, where both source and target models are black-boxes. By not assuming the structure of the recommender system, our approach can be used in general settings. In our experiments, we focus on a prominent use of machine learning recommendation: ad-click prediction. We found that our interaction interpretations are both informative and predictive, e.g., significantly outperforming existing recommender models. What's more, the same approach to interpret interactions can provide new insights into domains even beyond recommendation, such as text and image classification.

preprint2020arXiv

Gallai-Ramsey numbers for graphs with five vertices and eight edges

A Gallai $k$-coloring is a $k$-edge coloring of a complete graph in which there are no rainbow triangles. For given graphs $G_1, G_2, G_3$ and nonnegative integers $r, s, t$ with that $k=r+s+t$, the $k$-colored Gallai-Ramsey number $gr_{k}(K_{3}: r\cdot G_1,~ s\cdot G_2, ~t\cdot G_3)$ is the minimum integer $n$ such that every Gallai $k$-colored $K_{n}$ contains a monochromatic copy of $G_1$ colored by one of the first $r$ colors or a monochromatic copy of $G_2$ colored by one of the middle $s$ colors or a monochromatic copy of $G_3$ colored by one of the last $t$ colors. In this paper, we determine the value of Gallai-Ramsey number in the case that $G_1=B_{3}^{+}$, $G_2=S_{3}^+$ and $G_3=K_3$. Then the Gallai-Ramsey number $gr_{k}(K_{3}: B_{3}^{+})$ is obtained. Thus the Gllai-Ramsey numbers for graphs with five vertices and eight edges are solved completely. Furthermore, the the Gallai-Ramsey numbers $gr_{k}(K_{3}: r\cdot B_3^+,~ (k-r)\cdot S_3^+)$, $gr_{k}(K_{3}: r\cdot B_3^+,~ (k-r)\cdot K_3)$ and $gr_{k}(K_{3}: s\cdot S_3^+,~ (k-s)\cdot K_3)$ are obtained, respecticely.

preprint2020arXiv

Gallai-Ramsey numbers for monochromatic $K_4^{+}$ or $K_{3}$

A Gallai $k$-coloring is a $k$-edge coloring of a complete graph in which there are no rainbow triangles. For two given graphs $H, G$ and two positive integers $k,s$ with that $s\leq k$, the $k$-colored Gallai-Ramsey number $gr_{k}(K_{3}: s\cdot H,~ (k-s)\cdot G)$ is the minimum integer $n$ such that every Gallai $k$-colored $K_{n}$ contains a monochromatic copy of $H$ colored by one of the first $s$ colors or a monochromatic copy of $G$ colored by one of the remaining $k-s$ colors. In this paper, we determine the value of Gallai-Ramsey number in the case that $H=K_{4}^{+}$ and $G=K_{3}$. Thus the Gallai-Ramsey number $gr_{k}(K_{3}: K_{4}^{+})$ is obtained.

preprint2020arXiv

Higher derivatives driven symmetry breaking in holographic superconductors

In this paper, we construct a novel holographic superconductor from higher derivative (HD) gravity involving a coupling between the complex scalar field and the Weyl tensor. This HD coupling term provides a near horizon effective mass squared, which can violates IR Breitenlohner-Freedman (BF) bound by tuning the HD coupling and induces the instability of black brane such that the superconducting phase transition happens. We also study the properties of the condensation and the conductivity in the probe limit. We find that a wider extension of the superconducting energy gap ranging from 4.6 to 10.5 may provide a novel platform to model and interpret the phenomena in the real materials of high temperature superconductor.

preprint2020arXiv

How does this interaction affect me? Interpretable attribution for feature interactions

Machine learning transparency calls for interpretable explanations of how inputs relate to predictions. Feature attribution is a way to analyze the impact of features on predictions. Feature interactions are the contextual dependence between features that jointly impact predictions. There are a number of methods that extract feature interactions in prediction models; however, the methods that assign attributions to interactions are either uninterpretable, model-specific, or non-axiomatic. We propose an interaction attribution and detection framework called Archipelago which addresses these problems and is also scalable in real-world settings. Our experiments on standard annotation labels indicate our approach provides significantly more interpretable explanations than comparable methods, which is important for analyzing the impact of interactions on predictions. We also provide accompanying visualizations of our approach that give new insights into deep neural networks.

preprint2020arXiv

Human Activity Recognition based on Dynamic Spatio-Temporal Relations

Human activity, which usually consists of several actions, generally covers interactions among persons and or objects. In particular, human actions involve certain spatial and temporal relationships, are the components of more complicated activity, and evolve dynamically over time. Therefore, the description of a single human action and the modeling of the evolution of successive human actions are two major issues in human activity recognition. In this paper, we develop a method for human activity recognition that tackles these two issues. In the proposed method, an activity is divided into several successive actions represented by spatio temporal patterns, and the evolution of these actions are captured by a sequential model. A refined comprehensive spatio temporal graph is utilized to represent a single action, which is a qualitative representation of a human action incorporating both the spatial and temporal relations of the participant objects. Next, a discrete hidden Markov model is applied to model the evolution of action sequences. Moreover, a fully automatic partition method is proposed to divide a long-term human activity video into several human actions based on variational objects and qualitative spatial relations. Finally, a hierarchical decomposition of the human body is introduced to obtain a discriminative representation for a single action. Experimental results on the Cornell Activity Dataset demonstrate the efficiency and effectiveness of the proposed approach, which will enable long videos of human activity to be better recognized.

preprint2020arXiv

MAGIC: Manifold and Graph Integrative Convolutional Network for Low-Dose CT Reconstruction

Low-dose computed tomography (LDCT) scans, which can effectively alleviate the radiation problem, will degrade the imaging quality. In this paper, we propose a novel LDCT reconstruction network that unrolls the iterative scheme and performs in both image and manifold spaces. Because patch manifolds of medical images have low-dimensional structures, we can build graphs from the manifolds. Then, we simultaneously leverage the spatial convolution to extract the local pixel-level features from the images and incorporate the graph convolution to analyze the nonlocal topological features in manifold space. The experiments show that our proposed method outperforms both the quantitative and qualitative aspects of state-of-the-art methods. In addition, aided by a projection loss component, our proposed method also demonstrates superior performance for semi-supervised learning. The network can remove most noise while maintaining the details of only 10% (40 slices) of the training data labeled.

preprint2020arXiv

MD-Recon-Net: A Parallel Dual-Domain Convolutional Neural Network for Compressed Sensing MRI

Compressed sensing magnetic resonance imaging (CS-MRI) is a theoretical framework that can accurately reconstruct images from undersampled k-space data with a much lower sampling rate than the one set by the classical Nyquist-Shannon sampling theorem. Therefore, CS-MRI can efficiently accelerate acquisition time and relieve the psychological burden on patients while maintaining high imaging quality. The problems with traditional CS-MRI reconstruction are solved by iterative numerical solvers, which usually suffer from expensive computational cost and the lack of accurate handcrafted priori. In this paper, inspired by deep learning's (DL's) fast inference and excellent end-to-end performance, we propose a novel cascaded convolutional neural network called MD-Recon-Net to facilitate fast and accurate MRI reconstruction. Especially, different from existing DL-based methods, which operate on single domain data or both domains in a certain order, our proposed MD-Recon-Net contains two parallel and interactive branches that simultaneously perform on k-space and spatial-domain data, exploring the latent relationship between k-space and the spatial domain. The simulated experimental results show that the proposed method not only achieves competitive visual effects to several state-of-the-art methods, but also outperforms other DL-based methods in terms of model scale and computational cost.

preprint2020arXiv

Network Inference from a Mixture of Diffusion Models for Fake News Mitigation

The dissemination of fake news intended to deceive people, influence public opinion and manipulate social outcomes, has become a pressing problem on social media. Moreover, information sharing on social media facilitates diffusion of viral information cascades. In this work, we focus on understanding and leveraging diffusion dynamics of false and legitimate contents in order to facilitate network interventions for fake news mitigation. We analyze real-world Twitter datasets comprising fake and true news cascades, to understand differences in diffusion dynamics and user behaviours with regards to fake and true contents. Based on the analysis, we model the diffusion as a mixture of Independent Cascade models (MIC) with parameters $θ_T, θ_F$ over the social network graph; and derive unsupervised inference techniques for parameter estimation of the diffusion mixture model from observed, unlabeled cascades. Users influential in the propagation of true and fake contents are identified using the inferred diffusion dynamics. Characteristics of the identified influential users reveal positive correlation between influential users identified for fake news and their relative appearance in fake news cascades. Identified influential users tend to be related to topics of more viral information cascades than less viral ones; and identified fake news influential users have relatively fewer counts of direct followers, compared to the true news influential users. Intervention analysis on nodes and edges demonstrates capacity of the inferred diffusion dynamics in supporting network interventions for mitigation.

preprint2020arXiv

Network Intrusion Detection Using Wrapper-based Decision Tree for Feature Selection

One of the key challenges of machine learning (ML) based intrusion detection system (IDS) is the expensive computational complexity which is largely due to redundant, incomplete, and irrelevant features contain in the IDS datasets. To overcome such challenge and ensure building an efficient and more accurate IDS models, many researchers utilize preprocessing techniques such as normalization and feature selection in a hybrid modeling approach. In this work, we propose a hybrid IDS modeling approach with an algorithm for feature selection (FS) and another for building an IDS. The FS algorithm is a wrapper-based with a decision tree as the feature evaluator. The propose FS method is used in combination with some selected ML algorithms to build IDS models using the UNSW-NB15 dataset. Some IDS models are built as a baseline in a single modeling approach using the full features of the dataset. We evaluate the effectiveness of our propose method by comparing it with the baseline models and also with state-of-the-art works. Our method achieves the best DR of 97.95% and shown to be quite effective in comparison to state-of-the-art works. We, therefore, recommend its usage especially in IDS modeling with the UNSW-NB15 dataset.

preprint2020arXiv

Noise-Powered Disentangled Representation for Unsupervised Speckle Reduction of Optical Coherence Tomography Images

Due to its noninvasive character, optical coherence tomography (OCT) has become a popular diagnostic method in clinical settings. However, the low-coherence interferometric imaging procedure is inevitably contaminated by heavy speckle noise, which impairs both visual quality and diagnosis of various ocular diseases. Although deep learning has been applied for image denoising and achieved promising results, the lack of well-registered clean and noisy image pairs makes it impractical for supervised learning-based approaches to achieve satisfactory OCT image denoising results. In this paper, we propose an unsupervised OCT image speckle reduction algorithm that does not rely on well-registered image pairs. Specifically, by employing the ideas of disentangled representation and generative adversarial network, the proposed method first disentangles the noisy image into content and noise spaces by corresponding encoders. Then, the generator is used to predict the denoised OCT image with the extracted content features. In addition, the noise patches cropped from the noisy image are utilized to facilitate more accurate disentanglement. Extensive experiments have been conducted, and the results suggest that our proposed method is superior to the classic methods and demonstrates competitive performance to several recently proposed learning-based approaches in both quantitative and qualitative aspects.

preprint2020arXiv

NoiseRank: Unsupervised Label Noise Reduction with Dependence Models

Label noise is increasingly prevalent in datasets acquired from noisy channels. Existing approaches that detect and remove label noise generally rely on some form of supervision, which is not scalable and error-prone. In this paper, we propose NoiseRank, for unsupervised label noise reduction using Markov Random Fields (MRF). We construct a dependence model to estimate the posterior probability of an instance being incorrectly labeled given the dataset, and rank instances based on their estimated probabilities. Our method 1) Does not require supervision from ground-truth labels, or priors on label or noise distribution. 2) It is interpretable by design, enabling transparency in label noise removal. 3) It is agnostic to classifier architecture/optimization framework and content modality. These advantages enable wide applicability in real noise settings, unlike prior works constrained by one or more conditions. NoiseRank improves state-of-the-art classification on Food101-N (~20% noise), and is effective on high noise Clothing-1M (~40% noise).

preprint2020arXiv

PSCS: A Path-based Neural Model for Semantic Code Search

To obtain code snippets for reuse, programmers prefer to search for related documents, e.g., blogs or Q&A, instead of code itself. The major reason is due to the semantic diversity and mismatch between queries and code snippets. Deep learning models have been proposed to address this challenge. Compared with approaches using information retrieval techniques, deep learning models do not suffer from the information loss caused by refining user intention into keywords. However, the performance of previous works is not satisfactory because they ignore the importance of code structure. When the semantics of code (e.g., identifier names, APIs) are ambiguous, code structure may be the only feature for the model to utilize. In that case, previous works relearn the structural information from lexical tokens of code, which is extremely difficult for a model without any domain knowledge. In this work, we propose PSCS, a path-based neural model for semantic code search. Our model encodes both the semantics and structures of code represented by AST paths. We train and evaluate our model over 330k-19k query-function pairs, respectively. The evaluation results demonstrate that PSCS achieves a SuccessRate of 47.6% and a Mean Reciprocal Rank (MRR) of 30.4% when considering the top-10 results with a match. The proposed approach significantly outperforms both DeepCS, the first approach that applies deep learning to code search task, and CARLCS, a state-of-the-art approach that introduces a co-attentive representation learning model on the basis of DeepCS. The importance of code structure is demonstrated with an ablation study on code features, which enlightens model design for further studies.

preprint2020arXiv

Real-time cosmology with SKA

In this work, we investigate what role the redshift drift data of Square Kilometre Array (SKA) will play in the cosmological parameter estimation in the future. To test the constraint capability of the redshift drift data of SKA-only, the $Λ$CDM model is chosen as a reference model. We find that using the SKA1 mock data, the $Λ$CDM model can be loosely constrained, while the model can be well constrained when the SKA2 mock data are used. When the mock data of SKA are combined with the data of the European Extremely Large Telescope (E-ELT), the constraints can be significantly improved almost as good as the data combination of the type Ia supernovae observation (SN), the cosmic microwave background observation (CMB), and the baryon acoustic oscillations observation (BAO). Furthermore, we explore the impact of the redshift drift data of SKA on the basis of SN+CMB+BAO+E-ELT in the $Λ$CDM model, the $w$CDM model, the CPL model, and the HDE model. We find that the redshift drift measurement of SKA could help to significantly improve the constraints on dark energy and could break the degeneracy between the cosmological parameters. Therefore, we conclude that redshift-drift observation of SKA would provide a good improvement in the cosmological parameter estimation in the future and has the enormous potential to be one of the most competitive cosmological probes in constraining dark energy.

preprint2020arXiv

Req2Lib: A Semantic Neural Model for Software Library Recommendation

Third-party libraries are crucial to the development of software projects. To get suitable libraries, developers need to search through millions of libraries by filtering, evaluating, and comparing. The vast number of libraries places a barrier for programmers to locate appropriate ones. To help developers, researchers have proposed automated approaches to recommend libraries based on library usage pattern. However, these prior studies can not sufficiently match user requirements and suffer from cold-start problem. In this work, we would like to make recommendations based on requirement descriptions to avoid these problems. To this end, we propose a novel neural approach called Req2Lib which recommends libraries given descriptions of the project requirement. We use a Sequence-to-Sequence model to learn the library linked-usage information and semantic information of requirement descriptions in natural language. Besides, we apply a domain-specific pre-trained word2vec model for word embedding, which is trained over textual corpus from Stack Overflow posts. In the experiment, we train and evaluate the model with data from 5,625 java projects. Our preliminary evaluation demonstrates that Req2Lib can recommend libraries accurately.

preprint2020arXiv

Scalar Self-force for High Spin Black Holes

We semianalytically investigate the scalar self-force experienced in the final stages of extreme mass ratio inspirals of nonspinning scalar particles into supermassive nearly extremal Kerr black holes. We exploit the near-horizon conformal symmetry to find the self-force for general corotating equatorial geodesics. The angular component of the self-force is shown to be universal at leading order in the high spin limit. We verify that the energy and angular momentum losses of the scalar particle match with the asymptotic fluxes of scalar radiation. In particular, we relate the previously described persistent oscillations in the asymptotic energy and angular momentum fluxes with the local self-force. Such oscillations arise from traveling waves that prevent the near-horizon and the asymptotic region to fully decouple in the extremal limit. Conformal invariance is therefore reduced to discrete scale invariance with associated logarithmic periodicity.

preprint2020arXiv

Semi-Supervised Crowd Counting via Self-Training on Surrogate Tasks

Most existing crowd counting systems rely on the availability of the object location annotation which can be expensive to obtain. To reduce the annotation cost, one attractive solution is to leverage a large number of unlabeled images to build a crowd counting model in semi-supervised fashion. This paper tackles the semi-supervised crowd counting problem from the perspective of feature learning. Our key idea is to leverage the unlabeled images to train a generic feature extractor rather than the entire network of a crowd counter. The rationale of this design is that learning the feature extractor can be more reliable and robust towards the inevitable noisy supervision generated from the unlabeled data. Also, on top of a good feature extractor, it is possible to build a density map regressor with much fewer density map annotations. Specifically, we proposed a novel semi-supervised crowd counting method which is built upon two innovative components: (1) a set of inter-related binary segmentation tasks are derived from the original density map regression task as the surrogate prediction target; (2) the surrogate target predictors are learned from both labeled and unlabeled data by utilizing a proposed self-training scheme which fully exploits the underlying constraints of these binary segmentation tasks. Through experiments, we show that the proposed method is superior over the existing semisupervised crowd counting method and other representative baselines.

preprint2020arXiv

Skeleton Focused Human Activity Recognition in RGB Video

The data-driven approach that learns an optimal representation of vision features like skeleton frames or RGB videos is currently a dominant paradigm for activity recognition. While great improvements have been achieved from existing single modal approaches with increasingly larger datasets, the fusion of various data modalities at the feature level has seldom been attempted. In this paper, we propose a multimodal feature fusion model that utilizes both skeleton and RGB modalities to infer human activity. The objective is to improve the activity recognition accuracy by effectively utilizing the mutual complemental information among different data modalities. For the skeleton modality, we propose to use a graph convolutional subnetwork to learn the skeleton representation. Whereas for the RGB modality, we will use the spatial-temporal region of interest from RGB videos and take the attention features from the skeleton modality to guide the learning process. The model could be either individually or uniformly trained by the back-propagation algorithm in an end-to-end manner. The experimental results for the NTU-RGB+D and Northwestern-UCLA Multiview datasets achieved state-of-the-art performance, which indicates that the proposed skeleton-driven attention mechanism for the RGB modality increases the mutual communication between different data modalities and brings more discriminative features for inferring human activities.

preprint2020arXiv

Subterahertz spin pumping from an insulating antiferromagnet

Spin-transfer torque and spin Hall effects combined with their reciprocal phenomena, spin-pumping and inverse spin Hall (ISHE) effects, enable the reading and control of magnetic moments in spintronics. The direct observation of these effects remains elusive in antiferromagnetic-based devices. We report sub-terahertz spin-pumping at the interface of a uniaxial insulating antiferromagnet MnF2 and platinum. The measured ISHE voltage arising from spin-charge conversion in the platinum layer depends on the chirality of the dynamical modes of the antiferromagnet, which is selectively excited and modulated by the handedness of the circularly polarized sub-THz irradiation. Our results open the door to the controlled generation of coherent pure spin currents at THz frequencies.

preprint2020arXiv

TAO Conceptual Design Report: A Precision Measurement of the Reactor Antineutrino Spectrum with Sub-percent Energy Resolution

The Taishan Antineutrino Observatory (TAO, also known as JUNO-TAO) is a satellite experiment of the Jiangmen Underground Neutrino Observatory (JUNO). A ton-level liquid scintillator detector will be placed at about 30 m from a core of the Taishan Nuclear Power Plant. The reactor antineutrino spectrum will be measured with sub-percent energy resolution, to provide a reference spectrum for future reactor neutrino experiments, and to provide a benchmark measurement to test nuclear databases. A spherical acrylic vessel containing 2.8 ton gadolinium-doped liquid scintillator will be viewed by 10 m^2 Silicon Photomultipliers (SiPMs) of >50% photon detection efficiency with almost full coverage. The photoelectron yield is about 4500 per MeV, an order higher than any existing large-scale liquid scintillator detectors. The detector operates at -50 degree C to lower the dark noise of SiPMs to an acceptable level. The detector will measure about 2000 reactor antineutrinos per day, and is designed to be well shielded from cosmogenic backgrounds and ambient radioactivities to have about 10% background-to-signal ratio. The experiment is expected to start operation in 2022.

preprint2020arXiv

Towards Using Count-level Weak Supervision for Crowd Counting

Most existing crowd counting methods require object location-level annotation, i.e., placing a dot at the center of an object. While being simpler than the bounding-box or pixel-level annotation, obtaining this annotation is still labor-intensive and time-consuming especially for images with highly crowded scenes. On the other hand, weaker annotations that only know the total count of objects can be almost effortless in many practical scenarios. Thus, it is desirable to develop a learning method that can effectively train models from count-level annotations. To this end, this paper studies the problem of weakly-supervised crowd counting which learns a model from only a small amount of location-level annotations (fully-supervised) but a large amount of count-level annotations (weakly-supervised). To perform effective training in this scenario, we observe that the direct solution of regressing the integral of density map to the object count is not sufficient and it is beneficial to introduce stronger regularizations on the predicted density map of weakly-annotated images. We devise a simple-yet-effective training strategy, namely Multiple Auxiliary Tasks Training (MATT), to construct regularizes for restricting the freedom of the generated density maps. Through extensive experiments on existing datasets and a newly proposed dataset, we validate the effectiveness of the proposed weakly-supervised method and demonstrate its superior performance over existing solutions.

preprint2019arXiv

Asymptotic profiles of solutions for regularity-loss type generalized thermoelastic plate equations and their applications

In this paper, we consider generalized thermoelastic plate equations with Fourier's law of heat conduction. By introducing a threshold for decay properties of regularity-loss, we investigate decay estimates of solutions with/without regularity-loss in a framework of weighted $L^1$ spaces. Furthermore, asymptotic profiles of solutions are obtained by using representations of solutions in the Fourier space, which are derived by employing WKB analysis. Next, we study generalized thermoelastic plate equations with additional structural damping, and analysis the influence of structural damping on decay properties and asymptotic profiles of solutions. We find that the regularity-loss structure is destroyed by structural damping. Finally, we give some applications of our results on thermoelastic plate equations and damped Moore-Gibson-Thompson equation.

preprint2019arXiv

Near 100% CO Selectivity in Nanoscaled Iron-Based Oxygen Carriers for Chemical Looping Methane Partial Oxidation

Chemical looping methane partial oxidation provides an energy and cost effective route for methane utilization. However, there is considerable CO2 co-production in state-of-the-art chemical looping systems, rendering a decreased productivity in value-added fuels or chemicals. In this work, we show that the co-production of CO2 can be dramatically suppressed in methane partial oxidation reactions using iron oxide nanoparticles, with a size of 2~8 nm, as the oxygen carrier. To stabilize these nanoparticles at high temperatures, they are embedded in an ordered, gas-permeable mesoporous silica matrix. We experimentally obtained near 100% CO selectivity in a cyclic redox system at 750°C to 935°C, which is a significantly lower temperature range than in conventional oxygen carrier systems. Density functional theory calculations elucidate the origins for such selectivity and reveal that CH4 adsorption energies decrease with increasing nanoparticle size. These calculations also show that low-coordinated lattice oxygen atoms on the surface of nanoparticles significantly promote Fe-O bond cleavage and CO formation. We envision that embedded nanostructured oxygen carriers have the potential to serve as a general materials platform for achieving 100% selectivity in redox reactions at high temperatures.

preprint2019arXiv

Spin and Quadrupole Couplings for High Spin Equatorial Intermediate Mass-ratio Coalescences

Intermediate mass-ratio coalescences are potential signals of ground-based and space-based gravitational observatories. Accurate modeling of their waveforms within general relativity can be achieved within black hole perturbation theory including self-force and finite size effects. In this paper, we present analytic results to the Teukolsky perturbation of equatorial orbits in the near-horizon region of an extremely high spin black hole including spin coupling and finite size effects at leading order in the high spin limit while neglecting the self-force. We detail the critical behavior occuring close to the smallest specific angular momentum, and we discuss features of spin and quadrupole couplings.

preprint2016arXiv

A Survey on Social Media Anomaly Detection

Social media anomaly detection is of critical importance to prevent malicious activities such as bullying, terrorist attack planning, and fraud information dissemination. With the recent popularity of social media, new types of anomalous behaviors arise, causing concerns from various parties. While a large amount of work have been dedicated to traditional anomaly detection problems, we observe a surge of research interests in the new realm of social media anomaly detection. In this paper, we present a survey on existing approaches to address this problem. We focus on the new type of anomalous phenomena in the social media and review the recent developed techniques to detect those special types of anomalies. We provide a general overview of the problem domain, common formulations, existing methodologies and potential directions. With this work, we hope to call out the attention from the research community on this challenging problem and open up new directions that we can contribute in the future.

preprint2016arXiv

ActiveCrowd: A Framework for Optimized Multi-Task Allocation in Mobile Crowdsensing Systems

Worker selection is a key issue in Mobile Crowd Sensing (MCS). While previous worker selection approaches mainly focus on selecting a proper subset of workers for a single MCS task, multi-task-oriented worker selection is essential and useful for the efficiency of large-scale MCS platforms. This paper proposes ActiveCrowd, a worker selection framework for multi-task MCS environments.

preprint2016arXiv

Change point detection in autoregressive models with no moment assumptions

In this paper we consider the problem of detecting a change in the parameters of an autoregressive process, where the moments of the innovation process do not necessarily exist. An empirical likelihood ratio test for the existence of a change point is proposed and its asymptotic properties are studied. In contrast to other work on change point tests using empirical likelihood, we do not assume knowledge of the location of the change point. In particular, we prove that the maximizer of the empirical likelihood is a consistent estimator for the parameters of the autoregressive model in the case of no change point and derive the limiting distribution of the corresponding test statistic under the null hypothesis. We also establish consistency of the new test. A nice feature of the method consists in the fact that the resulting test is asymptotically distribution free and does not require an estimate of the long run variance. The asymptotic properties of the test are investigated by means of a small simulation study, which demonstrates good finite sample properties of the proposed method.

preprint2016arXiv

Dipolar matter-wave solitons in two-dimensional anisotropic discrete lattices

We numerically demonstrate two-dimensional (2D) matter-wave solitons in the disk-shaped dipolar Bose-Einstein condensates (BECs) trapped in strongly anisotropic optical lattices (OLs) in a disk's plane. The considered OLs are square lattices which can be formed by interfering two pairs of plane waves with different intensities. The hopping rates of the condensates between two adjacent lattices in the orthogonal directions are different, which gives rise to a linearly anisotropic system. We find that when the polarized orientation of the dipoles is parallel to disk's plane with the same direction, the combined effects of the linearly anisotropy and the nonlocal nonlinear anisotropy strongly influence the formations, as well as the dynamics of the lattice solitons. Particularly, the isotropy-pattern solitons (IPSs) are found when these combined effects reach a balance. Motion, collision and rotation of the IPSs are also studied in detail by means of systematic simulations. We further find that these IPSs can move freely in the 2D anisotropic discrete system, hence giving rise to an anisotropic effective mass. Four types of collisions between the IPSs are identified. By rotating an external magnetic field up to a critical angular velocity, the IPSs can still remain localized and play as a breather. Finally, the influences from the combined effects between the linear and the nonlocal nonlinear anisotropy with consideration of the contact/local nonlinearity are discussed too.

preprint2016arXiv

Excitation of spin wave modes of a magnetic dot existing in a shifted vortex-state by an out-of-plane oscillating magnetic field

Excitation of spin wave modes of a vortex-state magnetic dot by an out-of-plane oscillating magnetic field is studied numerically in the presence of a static in-plane magnetic field. It is shown, that the application of the in-plane static field shifts the position of the vortex core and leads to the separate excitation of different azimuthal dipolar spin waves my perpendicular oscillating field. It is also shown that the excited dipolar azimuthal spin waves excite the gyrotropic mode of the vortex core rotation and, depending on the excitation frequency, cause a significant modification (increase or decrease) of the apparent dissipation rate of the gyrotropic mode. The last effect can be explained by the nonlinear parametric interaction between the gyrotropic mode and the dipolar spin wave modes with different azimuthal indices.

preprint2016arXiv

Latent Space Model for Road Networks to Predict Time-Varying Traffic

Real-time traffic prediction from high-fidelity spatiotemporal traffic sensor datasets is an important problem for intelligent transportation systems and sustainability. However, it is challenging due to the complex topological dependencies and high dynamics associated with changing road conditions. In this paper, we propose a Latent Space Model for Road Networks (LSM-RN) to address these challenges. In particular, given a series of road network snapshots, we learn the attributes of vertices in latent spaces which capture both topological and temporal properties. As these latent attributes are time-dependent, they can estimate how traffic patterns form and evolve. In addition, we present an incremental online algorithm which sequentially and adaptively learn the latent attributes from the temporal graph changes. Our framework enables real-time traffic prediction by 1) exploiting real-time sensor readings to adjust/update the existing latent spaces, and 2) training as data arrives and making predictions on-the-fly with given data. By conducting extensive experiments with a large volume of real-world traffic sensor data, we demonstrate the utility superiority of our framework for real-time traffic prediction on large road networks over competitors as well as a baseline graph-based LSM.

preprint2016arXiv

Learning from Multiway Data: Simple and Efficient Tensor Regression

Tensor regression has shown to be advantageous in learning tasks with multi-directional relatedness. Given massive multiway data, traditional methods are often too slow to operate on or suffer from memory bottleneck. In this paper, we introduce subsampled tensor projected gradient to solve the problem. Our algorithm is impressively simple and efficient. It is built upon projected gradient method with fast tensor power iterations, leveraging randomized sketching for further acceleration. Theoretical analysis shows that our algorithm converges to the correct solution in fixed number of iterations. The memory requirement grows linearly with the size of the problem. We demonstrate superior empirical performance on both multi-linear multi-task learning and spatio-temporal applications.

preprint2016arXiv

Learning Influence Functions from Incomplete Observations

We study the problem of learning influence functions under incomplete observations of node activations. Incomplete observations are a major concern as most (online and real-world) social networks are not fully observable. We establish both proper and improper PAC learnability of influence functions under randomly missing observations. Proper PAC learnability under the Discrete-Time Linear Threshold (DLT) and Discrete-Time Independent Cascade (DIC) models is established by reducing incomplete observations to complete observations in a modified graph. Our improper PAC learnability result applies for the DLT and DIC models as well as the Continuous-Time Independent Cascade (CIC) model. It is based on a parametrization in terms of reachability features, and also gives rise to an efficient and practical heuristic. Experiments on synthetic and real-world datasets demonstrate the ability of our method to compensate even for a fairly large fraction of missing observations.

preprint2016arXiv

Odd viscosity in the quantum critical region of a holographic Weyl semimetal

We study odd viscosity in a holographic model of a Weyl semimetal. The model is characterised by a quantum phase transition from a topological semimetal to a trivial semimetal state. Since the model is axisymmetric in three spatial dimensions there are two independent odd viscosities. Both odd viscosity coefficients are non-vanishing in the quantum critical region and non-zero only due to the mixed axial gravitational anomaly. It is therefore a novel example in which the mixed axial gravitational anomaly gives rise to a transport coefficient at first order in derivatives at finite temperature. We also compute anisotropic shear viscosities and show that one of them violates the KSS bound. In the quantum critical region, the physics of viscosities as well as conductivities is governed by the quantum critical point.

preprint2016arXiv

On Bochner's and Polya's Characterizations of Positive-Definite Kernels and the Respective Random Feature Maps

Positive-definite kernel functions are fundamental elements of kernel methods and Gaussian processes. A well-known construction of such functions comes from Bochner's characterization, which connects a positive-definite function with a probability distribution. Another construction, which appears to have attracted less attention, is Polya's criterion that characterizes a subset of these functions. In this paper, we study the latter characterization and derive a number of novel kernels little known previously. In the context of large-scale kernel machines, Rahimi and Recht (2007) proposed a random feature map (random Fourier) that approximates a kernel function, through independent sampling of the probability distribution in Bochner's characterization. The authors also suggested another feature map (random binning), which, although not explicitly stated, comes from Polya's characterization. We show that with the same number of random samples, the random binning map results in an Euclidean inner product closer to the kernel than does the random Fourier map. The superiority of the random binning map is confirmed empirically through regressions and classifications in the reproducing kernel Hilbert space.

preprint2016arXiv

Quantile tests in frequency domain for sinusoid models

For second order stationary processes, the spectral distribution function is uniquely deter- mined by the autocovariance functions of the processes. We define the quantiles of the spectral distribution function and propose two estimators for the quantiles. Asymptotic properties of both estimators are elucidated and the difference from the quantile estimators in time do- main is also indicated. We construct a testing procedure of quantile tests from the asymptotic distribution of the estimators and strong statistical power is shown in our numerical studies.

preprint2016arXiv

Quantum phase transition between a topological and a trivial semimetal from holography

We present a holographic model of a topological Weyl semimetal. A key ingredient is a time-reversal breaking parameter and a mass deformation. Upon varying the ratio of mass to time-reversal breaking parameter the model undergoes a quantum phase transition from a topologically nontrivial semimetal to a trivial one. The topological nontrivial semimetal is characterised by the presence of an anomalous Hall effect. The results can be interpreted in terms of the holographic renormalization group (RG) flow leading to restoration of time-reversal at the end point of the RG flow in the trivial phase.

preprint2016arXiv

Recurrent Neural Networks for Multivariate Time Series with Missing Values

Multivariate time series data in practical applications, such as health care, geoscience, and biology, are characterized by a variety of missing values. In time series prediction and other related tasks, it has been noted that missing values and their missing patterns are often correlated with the target labels, a.k.a., informative missingness. There is very limited work on exploiting the missing patterns for effective imputation and improving prediction performance. In this paper, we develop novel deep learning models, namely GRU-D, as one of the early attempts. GRU-D is based on Gated Recurrent Unit (GRU), a state-of-the-art recurrent neural network. It takes two representations of missing patterns, i.e., masking and time interval, and effectively incorporates them into a deep model architecture so that it not only captures the long-term temporal dependencies in time series, but also utilizes the missing patterns to achieve better prediction results. Experiments of time series classification tasks on real-world clinical datasets (MIMIC-III, PhysioNet) and synthetic datasets demonstrate that our models achieve state-of-the-art performance and provides useful insights for better understanding and utilization of missing values in time series analysis.

preprint2016arXiv

Scalable Interpretable Multi-Response Regression via SEED

Sparse reduced-rank regression is an important tool to uncover meaningful dependence structure between large numbers of predictors and responses in many big data applications such as genome-wide association studies and social media analysis. Despite the recent theoretical and algorithmic advances, scalable estimation of sparse reduced-rank regression remains largely unexplored. In this paper, we suggest a scalable procedure called sequential estimation with eigen-decomposition (SEED) which needs only a single top-$r$ singular value decomposition to find the optimal low-rank and sparse matrix by solving a sparse generalized eigenvalue problem. Our suggested method is not only scalable but also performs simultaneous dimensionality reduction and variable selection. Under some mild regularity conditions, we show that SEED enjoys nice sampling properties including consistency in estimation, rank selection, prediction, and model selection. Numerical studies on synthetic and real data sets show that SEED outperforms the state-of-the-art approaches for large-scale matrix estimation problem.

preprint2016arXiv

Stable Band-Gaps in Phononic Crystals by Harnessing Hyperelastic Transformation Media

The band structure in phononic crystals (PCs) is usually affected by the deformations of their soft components. In this work, hyperelastic transformation media is proposed to be integrated in the PCs'design, to achieve stable elastic band-gaps which is independent with finite mechanical deformations. For a one-dimensional (1D) PC, we demonstrate the semi-linear soft component can keep all elastic wave bands unchanged with the external deformation field. While for neo-Hookean soft component, only S-wave bands can be precisely retained. The change of the P-wave bands can be predicted by using a lumped mass method. Numerical simulations are performed to validate our theory predictions and the robustness of the proposed PCs.

preprint2016arXiv

Sub-Nyquist sampling boosts targeted light transport through opaque scattering media

Optical time-reversal techniques are being actively developed to focus light through or inside opaque scattering media. When applied to biological tissue, these techniques promise to revolutionize biophotonics by enabling deep-tissue non-invasive optical imaging, optogenetics, optical tweezers and photodynamic therapy. In all previous optical time-reversal experiments, the scattered light field was well-sampled during wavefront measurement and wavefront reconstruction, following the Nyquist sampling criterion. Here, we overturn this conventional practice by demonstrating that even when the scattered field is under-sampled, light can still be focused through or inside opaque media. Even more surprisingly, we show both theoretically and experimentally that the focus achieved by under-sampling is usually about one order of magnitude brighter than that achieved by conventional well-sampling conditions. Moreover, sub-Nyquist sampling improves the signal-to-noise ratio and the collection efficiency of the scattered light. We anticipate that this newly explored under-sampling scheme will transform the understanding of optical time reversal and boost the performance of optical imaging, manipulation, and communication through opaque scattering media.

preprint2016arXiv

TaskMe: Multi-Task Allocation in Mobile Crowd Sensing

Task allocation or participant selection is a key issue in Mobile Crowd Sensing (MCS). While previous participant selection approaches mainly focus on selecting a proper subset of users for a single MCS task, multi-task-oriented participant selection is essential and useful for the efficiency of large-scale MCS platforms. This paper proposes TaskMe, a participant selection framework for multi-task MCS environments. In particular, two typical multi-task allocation situations with bi-objective optimization goals are studied: (1) For FPMT (few participants, more tasks), each participant is required to complete multiple tasks and the optimization goal is to maximize the total number of accomplished tasks while minimizing the total movement distance. (2) For MPFT (more participants, few tasks), each participant is selected to perform one task based on pre-registered working areas in view of privacy, and the optimization objective is to minimize total incentive payments while minimizing the total traveling distance. Two optimal algorithms based on the Minimum Cost Maximum Flow theory are proposed for FPMT, and two algorithms based on the multi-objective optimization theory are proposed for MPFT. Experiments verify that the proposed algorithms outperform baselines based on a large-scale real-word dataset under different experiment settings (the number of tasks, various task distributions, etc.).

preprint2016arXiv

Two-weight and three-weight codes from trace codes over $\mathbb{F}_p+u\mathbb{F}_p+v\mathbb{F}_p+uv\mathbb{F}_p$

We construct an infinite family of two-Lee-weight and three-Lee-weight codes over the non-chain ring $\mathbb{F}_p+u\mathbb{F}_p+v\mathbb{F}_p+uv\mathbb{F}_p,$ where $u^2=0,v^2=0,uv=vu.$ These codes are defined as trace codes. They have the algebraic structure of abelian codes. Their Lee weight distribution is computed by using Gauss sums. With a linear Gray map, we obtain a class of abelian three-weight codes and two-weight codes over $\mathbb{F}_p$. In particular, the two-weight codes we describe are shown to be optimal by application of the Griesmer bound. We also discuss their dual Lee distance. Finally, an application to secret sharing schemes is given.

preprint2015arXiv

An empirical likelihood approach for symmetric $α$-stable processes

Empirical likelihood approach is one of non-parametric statistical methods, which is applied to the hypothesis testing or construction of confidence regions for pivotal unknown quantities. This method has been applied to the case of independent identically distributed random variables and second order stationary processes. In recent years, we observe heavy-tailed data in many fields. To model such data suitably, we consider symmetric scalar and multivariate $α$-stable linear processes generated by infinite variance innovation sequence. We use a Whittle likelihood type estimating function in the empirical likelihood ratio function and derive the asymptotic distribution of the empirical likelihood ratio statistic for $α$-stable linear processes. With the empirical likelihood statistic approach, the theory of estimation and testing for second order stationary processes is nicely extended to heavy-tailed data analyses, not straightforward, and applicable to a lot of financial statistical analyses.

preprint2015arXiv

Anomalous High-Energy Waterfall-Like Electronic Structure in 5d Transition Metal Oxide Sr2IrO4 with a Strong Spin-Orbit Coupling

The layered 5d transition metal oxides like Sr2IrO4 have attracted significant interest recently due to a number of exotic and new phenomena induced by the interplay between the spin-orbit coupling, bandwidth W and on-site Coulomb correlation U. In contrast to a metallic behavior expected from the Mott-Hubbard model due to more spatially extended 5d orbitals and moderate U, an insulating ground state has been observed in Sr2IrO4. Such an insulating behavior can be understood by an effective J_eff=1/2 Mott insulator model by incorporating both electron correlation and strong spin-orbital coupling, although its validity remains under debate at present. In particular, Sr2IrO4 exhibits a number of similarities to the high temperature cuprate superconductors in the crystal structure, electronic structure, magnetic structure, and even possible high temperature superconductivity. Here we report a new observation of the anomalous high energy electronic structure in Sr2IrO4. By taking high-resolution angle-resolved photoemission measurements on Sr2IrO4 over a wide energy range, we have revealed that the high energy electronic structures show unusual nearly-vertical bands that extend over a large energy range. Such anomalous high energy behaviors resemble the high energy waterfall features observed in the cuprate superconductors, adding one more important similarity between these two systems. While strong electron correlation plays an important role in producing high energy waterfall features in the cuprate superconductors, the revelation of the high energy anomalies in Sr2IrO4 points to a novel route in generating exotic electronic excitations from the strong spin-orbit coupling and a moderate electron correlation.

preprint2015arXiv

Anomalous magnetoconductivity and relaxation times in holography

We study the magnetoconductivity induced by the axial anomaly via the chiral magnetic effect in strongly coupled holographic models. An important ingredient in our models is that the axial charge is non-conserved beyond the axial anomaly. We achieve this either by explicit symmetry breaking via a non-vanishing non-normalisable mode of an axially charged scalar or using a Stuckelberg field to make the AdS-bulk gauge field massive. The DC magnetoconductivites can be calculated analytically. They take a universal form in terms of gauge field mass at the horizon and quadratic dependence on the magnetic field. The axial charge relaxation time grows linearly with magnetic field in the large $B$ regime. Most strikingly positive magnetoconductivity is still present even when the relaxation times are short $τ_5 \approx 1/(πT)$ and the axial charge can not be thought of as an approximate symmetry. In the $U(1)_A$ explicit breaking model, we also observe that the axial magnetic conductivity in the limit of strong symmetry breaking approaches the same universal value as for anomalous holographic superconductors in the zero temperature limit.

preprint2015arXiv

Distilling Knowledge from Deep Networks with Applications to Healthcare Domain

Exponential growth in Electronic Healthcare Records (EHR) has resulted in new opportunities and urgent needs for discovery of meaningful data-driven representations and patterns of diseases in Computational Phenotyping research. Deep Learning models have shown superior performance for robust prediction in computational phenotyping tasks, but suffer from the issue of model interpretability which is crucial for clinicians involved in decision-making. In this paper, we introduce a novel knowledge-distillation approach called Interpretable Mimic Learning, to learn interpretable phenotype features for making robust prediction while mimicking the performance of deep learning models. Our framework uses Gradient Boosting Trees to learn interpretable features from deep learning models such as Stacked Denoising Autoencoder and Long Short-Term Memory. Exhaustive experiments on a real-world clinical time-series dataset show that our method obtains similar or better performance than the deep learning models, and it provides interpretable phenotypes for clinical decision making.

preprint2015arXiv

Electronic Structure of Transition Metal Dichalcogenides PdTe2 and Cu0.05PdTe2 Superconductors Obtained by Angle-Resolved Photoemission Spectroscopy

The layered transition metal chalcogenides have been a fertile land in solid state physics for many decades. Various MX2-type transition metal dichalcogenides, such as WTe2, IrTe2, and MoS2, have triggered great attention recently, either for the discovery of novel phenomena or some extreme or exotic physical properties, or for their potential applications. PdTe2 is a superconductor in the class of transition metal dichalcogenides, and superconductivity is enhanced in its Cu-intercalated form, Cu0.05PdTe2. It is important to study the electronic structures of PdTe2 and its intercalated form in order to explore for new phenomena and physical properties and understand the related superconductivity enhancement mechanism. Here we report systematic high resolution angle-resolved photoemission (ARPES) studies on PdTe2 and Cu0.05$PdTe2 single crystals, combined with the band structure calculations. We present for the first time in detail the complex multi-band Fermi surface topology and densely-arranged band structure of these compounds. By carefully examining the electronic structures of the two systems, we find that Cu-intercalation in PdTe2 results in electron-doping, which causes the band structure to shift downwards by nearly 16 meV in Cu0.05PdTe2. Our results lay a foundation for further exploration and investigation on PdTe2 and related superconductors.

preprint2015arXiv

Fast binarized time-reversed adapted-perturbation (b-TRAP) optical focusing inside scattering media

Light scattering inhibits high-resolution optical imaging, manipulation and therapy deep inside biological tissue by preventing focusing. To form deep foci, wavefront-shaping and time-reversal techniques that break the optical diffusion limit have been developed. For in vivo applications, such focusing must provide high gain, high speed, and a large number of spatial modes. However, none of the previous techniques meet these requirements simultaneously. Here, we overcome this challenge by rapidly measuring the perturbed optical field within a single camera exposure followed by adaptively time-reversing the phase-binarized perturbation. Consequently, a phase-conjugated wavefront is synthesized within a millisecond, two orders of magnitude shorter than the digitally achieved record. We demonstrated real-time focusing in dynamic scattering media, and extended laser speckle contrast imaging to new depths. The unprecedented combination of fast response, high gain, and large mode count makes this work a major stride toward in vivo deep tissue optical imaging, manipulation, and therapy.

preprint2015arXiv

Finite Element Analysis of Electromagnetic Waves in Two-Dimensional Transformed Bianisotropic Media

We analyse wave propagation in two-dimensional bianisotropic media with the Finite Element Method (FEM). We start from the Maxwell-Tellegen's equations in bianisotropic media, and derive some system of coupled Partial Difference Equations (PDEs) for longitudinal electric and magnetic field components. Perfectly Matched Layers (PMLs) are discussed to model such unbounded media. We implement these PDEs and PMLs in a finite element software. We apply transformation optics in order to design some bianisotropic media with interesting functionalities, such as cloaks, concentrators and rotators. We propose a design of metamaterial with concentric layers made of homogeneous media with isotropic permittivity, permeability and magneto-electric parameters that mimic the required effective anisotropic tensors of a bianisotropic cloak in the long wavelength limit (homogenization approach). Our numerical results show that well-known metamaterials can be transposed to bianisotropic media.

preprint2015arXiv

Identification of Topological Surface State in PdTe2 Superconductor by Angle-Resolved Photoemission Spectroscopy

High resolution angle-resolved photoemission measurements have been carried out on transition metal dichalcogenide PdTe2 that is a superconductor with a Tc at 1.7 K. Combined with theoretical calculations, we have discovered for the first time the existence of topologically nontrivial surface state with Dirac cone in PbTe2 superconductor. It is located at the Brillouin zone center and possesses helical spin texture. Distinct from the usual three-dimensional topological insulators where the Dirac cone of the surface state lies at the Fermi level, the Dirac point of the surface state in PdTe2 lies deep below the Fermi level at ~1.75 eV binding energy and is well separated from the bulk states. The identification of topological surface state in PdTe2 superconductor deep below the Fermi level provides a unique system to explore for new phenomena and properties and opens a door for finding new topological materials in transition metal chalcogenides.

preprint2015arXiv

Negative magnetoresistivity in chiral fluids and holography

In four dimensions Weyl fermions possess a chiral anomaly which leads to several special features in the transport phenomena, such as the negative longitudinal magnetoresistivity. In this paper, we study its inverse, the longitudinal magnetoconductivity, in the case of a chiral anomalous system with a background magnetic field B using the linear response method in the hydrodynamic limit and from holography. Our hydrodynamic results show that in general we need to have energy, momentum and charge dissipations to get a finite DC longitudinal magnetoconductivity due to the existence of the chiral anomaly. Applying the formula that we get from hydrodynamics to the holographic system in the probe limit, we find that the result in the hydrodynamic regime matches that calculated from holography via Kubo formula. The holographic result shows that in an intermediate regime of B there is naturally a negative magnetoresistivity which decreases as 1/B. At small B direct calculations in the holographic system suggest that holography provides a new explanation for the small B positive magnetoresistivity behavior seen in experiment, i.e. the small B behavior comes from the quantum critical conductivity being affected by the chiral anomaly.

preprint2015arXiv

Quantum correlations of two qubits interacting with a macroscopic medium

We consider two particles of spin-1/2 interacting with a one-dimensional N-spin array, which is an exactly solvable model. The dynamics of entanglement and quantum discord (QD) of the spins of the two particles is investigated by regarding the 1D N-spin array as the environment. It is found that although the entanglement may suffers a sudden death and a sudden birth in the evolution, it can neither be generated nor become larger than its initial value. Different from the entanglement dynamics, QD can be amplified, and even be generated by the interaction between particles and the common environment. We also observe that QD decays asymptotically to zero and later experiences a rival when the average number of excitation in the 1D N-spin array becomes larger in the case of nonzero inter-distance between two particles.

preprint2015arXiv

Spectral Sparsification of Random-Walk Matrix Polynomials

We consider a fundamental algorithmic question in spectral graph theory: Compute a spectral sparsifier of random-walk matrix-polynomial $$L_α(G)=D-\sum_{r=1}^dα_rD(D^{-1}A)^r$$ where $A$ is the adjacency matrix of a weighted, undirected graph, $D$ is the diagonal matrix of weighted degrees, and $α=(α_1...α_d)$ are nonnegative coefficients with $\sum_{r=1}^dα_r=1$. Recall that $D^{-1}A$ is the transition matrix of random walks on the graph. The sparsification of $L_α(G)$ appears to be algorithmically challenging as the matrix power $(D^{-1}A)^r$ is defined by all paths of length $r$, whose precise calculation would be prohibitively expensive. In this paper, we develop the first nearly linear time algorithm for this sparsification problem: For any $G$ with $n$ vertices and $m$ edges, $d$ coefficients $α$, and $ε> 0$, our algorithm runs in time $O(d^2m\log^2n/ε^{2})$ to construct a Laplacian matrix $\tilde{L}=D-\tilde{A}$ with $O(n\log n/ε^{2})$ non-zeros such that $\tilde{L}\approx_εL_α(G)$. Matrix polynomials arise in mathematical analysis of matrix functions as well as numerical solutions of matrix equations. Our work is particularly motivated by the algorithmic problems for speeding up the classic Newton's method in applications such as computing the inverse square-root of the precision matrix of a Gaussian random field, as well as computing the $q$th-root transition (for $q\geq1$) in a time-reversible Markov model. The key algorithmic step for both applications is the construction of a spectral sparsifier of a constant degree random-walk matrix-polynomials introduced by Newton's method. Our algorithm can also be used to build efficient data structures for effective resistances for multi-step time-reversible Markov models, and we anticipate that it could be useful for other tasks in network analysis.

preprint2015arXiv

The construction and deformation of Hom-Novikov superalgebras

We study a twisted generalization of Novikov superalgebras, called Hom-Novikov superalgebras. It is shown that two classes of Hom-Novikov superalgebras can be constructed from Hom-supercommutative algebras together with derivations and Hom-Novikov superalgebras with Rota-Baxter operators, respectively. We show that quadratic Hom-Novikov superalgebras are Hom-associative superalgebras and the sub-adjacent Hom-Lie superalgebras of Hom-Novikov superalgebras are 2-step nilpotent. Moreover, we develop the 1-parameter formal deformation theory of Hom-Novikov superalgebras.

preprint2015arXiv

The holographic Weyl semi-metal

We present a holographic model of a Weyl semi-metal. We show that upon varying a mass parameter the model undergoes a quantum phase transition from a topologically non-trivial state to a trivial one. The order parameter for this phase transition is the anomalous Hall effect (AHE). We give an interpretation of the results in terms of a holographic RG flow and compare to a weakly coupled field theoretical model. Since there are no quasiparticle excitations in the strongly coupled holographic model the topological phase can not be bound to notions of topology in momentum space.

preprint2015arXiv

Weighted Schatten $p$-Norm Minimization for Image Denoising and Background Subtraction

Low rank matrix approximation (LRMA), which aims to recover the underlying low rank matrix from its degraded observation, has a wide range of applications in computer vision. The latest LRMA methods resort to using the nuclear norm minimization (NNM) as a convex relaxation of the nonconvex rank minimization. However, NNM tends to over-shrink the rank components and treats the different rank components equally, limiting its flexibility in practical applications. We propose a more flexible model, namely the Weighted Schatten $p$-Norm Minimization (WSNM), to generalize the NNM to the Schatten $p$-norm minimization with weights assigned to different singular values. The proposed WSNM not only gives better approximation to the original low-rank assumption, but also considers the importance of different rank components. We analyze the solution of WSNM and prove that, under certain weights permutation, WSNM can be equivalently transformed into independent non-convex $l_p$-norm subproblems, whose global optimum can be efficiently solved by generalized iterated shrinkage algorithm. We apply WSNM to typical low-level vision problems, e.g., image denoising and background subtraction. Extensive experimental results show, both qualitatively and quantitatively, that the proposed WSNM can more effectively remove noise, and model complex and dynamic scenes compared with state-of-the-art methods.

preprint2014arXiv

BCS instabilities of electron stars to holographic superconductors

We study fermion pairing and condensation towards an ordered state in strongly coupled quantum critical systems with a holographic AdS/CFT dual. On the gravity side this is modeled by a system of charged fermion interacting through a BCS coupling. At finite density such a system has a BCS instability. We combine the relativistic version of mean-field BCS with the semi-classical fluid approximation for the many-body state of fermions. The resulting groundstate is the AdS equivalent of a charged neutron star with a superconducting core. The spectral function of the fermions confirms that the ground state is ordered through the condensation of the pair operator. A natural variant of the BCS star is shown to exist where the gap field couples Stueckelberg-like to the AdS Maxwell field. This enhances the tendency of the system to superconduct.

preprint2014arXiv

Dichotomy of Electronic Structure and Superconductivity between Single-Layer and Double-Layer FeSe/SrTiO3 Films

The latest discovery of possible high temperature superconductivity in the single-layer FeSe film grown on a SrTiO3 substrate, together with the observation of its unique electronic structure and nodeless superconducting gap, has generated much attention. Initial work also found that, while the single-layer FeSe/SrTiO3 film exhibits a clear signature of superconductivity, the double-layer FeSe/SrTiO3 film shows an insulating behavior. Such a dramatic difference between the single-layer and double-layer FeSe/SrTiO3 films is surprising and the underlying origin remains unclear. Here we report our comparative study between the single-layer and double-layer FeSe/SrTiO3 films by performing a systematic angle-resolved photoemission study on the samples annealed in vacuum. We find that, like the single-layer FeSe/SrTiO3 film, the as-prepared double-layer FeSe/SrTiO3 film is insulating and possibly magnetic, thus establishing a universal existence of the magnetic phase in the FeSe/SrTiO3 films. In particular, the double-layer FeSe/SrTiO3 film shows a quite different doping behavior from the single-layer film in that it is hard to get doped and remains in the insulating state under an extensive annealing condition. The difference originates from the much reduced doping efficiency in the bottom FeSe layer of the double-layer FeSe/SrTiO3 film from the FeSe-SrTiO3 interface. These observations provide key insights in understanding the origin of superconductivity and the doping mechanism in the FeSe/SrTiO3 films. The property disparity between the single-layer and double-layer FeSe/SrTiO3 films may facilitate to fabricate electronic devices by making superconducting and insulating components on the same substrate under the same condition.

preprint2014arXiv

Electronic Evidence of an Insulator-Superconductor Transition in Single-Layer FeSe/SrTiO3 Films

In high temperature cuprate superconductors, it is now generally agreed that the parent compound is a Mott insulator and superconductivity is realized by doping the antiferromagnetic Mott insulator. In the iron-based superconductors, however, the parent compound is mostly antiferromagnetic metal, raising a debate on whether an appropriate starting point should go with an itinerant picture or a localized picture. It has been proposed theoretically that the parent compound of the iron-based superconductors may be on the verge of a Mott insulator, but so far no clear experimental evidence of doping-induced Mott transition has been available. Here we report an electronic evidence of an insulator-superconductor transition observed in the single-layer FeSe films grown on the SrTiO3 substrate. By taking angle-resolved photoemission measurements on the electronic structure and energy gap, we have identified a clear evolution of an insulator to a superconductor with the increasing doping. This observation represents the first example of an insulator-superconductor transition via doping observed in the iron-based superconductors. It indicates that the parent compound of the iron-based superconductors is in proximity of a Mott insulator and strong electron correlation should be considered in describing the iron-based superconductors.

preprint2014arXiv

GLAD: Group Anomaly Detection in Social Media Analysis- Extended Abstract

Traditional anomaly detection on social media mostly focuses on individual point anomalies while anomalous phenomena usually occur in groups. Therefore it is valuable to study the collective behavior of individuals and detect group anomalies. Existing group anomaly detection approaches rely on the assumption that the groups are known, which can hardly be true in real world social media applications. In this paper, we take a generative approach by proposing a hierarchical Bayes model: Group Latent Anomaly Detection (GLAD) model. GLAD takes both pair-wise and point-wise data as input, automatically infers the groups and detects group anomalies simultaneously. To account for the dynamic properties of the social media data, we further generalize GLAD to its dynamic extension d-GLAD. We conduct extensive experiments to evaluate our models on both synthetic and real world datasets. The empirical results demonstrate that our approach is effective and robust in discovering latent groups and detecting group anomalies.

preprint2014arXiv

Orbital-Selective Spin Texture and its Manipulation in a Topological Insulator

Topological insulators represent a new quantum state of matter that are insulating in the bulk but metallic on the edge or surface. In the Dirac surface state, it is well-established that the electron spin is locked with the crystal momentum. Here we report a new phenomenon of the spin texture locking with the orbital texture in a topological insulator Bi2Se3. We observe light-polarization-dependent spin texture of both the upper and lower Dirac cones that constitutes strong evidence of the orbital-dependent spin texture in Bi2Se3. The different spin texture detected in variable polarization geometry is the manifestation of the spin-orbital texture in the initial state combined with the photoemission matrix element effects. Our observations provide a new orbital degree of freedom and a new way of light manipulation in controlling the spin structure of the topological insulators that are important for their future applications in spin-related technologies.

preprint2014arXiv

Proton irradiation effect on SCDs

The Low Energy X-ray Telescope is a main payload on the Hard X-ray Modulation Telescope satellite. The swept charge device is selected for the Low Energy X-ray Telescope. As swept charge devices are sensitive to proton irradiation, irradiation test was carried out on the HI-13 accelerator at the China Institute of Atomic Energy. The beam energy was measured to be 10 MeV at the SCD. The proton fluence delivered to the SCD was $3\times10^{8}\mathrm{protons}/\mathrm{cm}^{2}$ over two hours. It is concluded that the proton irradiation affects both the dark current and the charge transfer inefficiency of the SCD through comparing the performance both before and after the irradiation. The energy resolution of the proton-irradiated SCD is 212 eV@5.9 keV at $-60\,^{\circ}\mathrm{C}$, while it before irradiated is 134 eV. Moreover, better performance can be reached by lowering the operating temperature of the SCD on orbit.

preprint2014arXiv

Scalable Parallel Factorizations of SDD Matrices and Efficient Sampling for Gaussian Graphical Models

Motivated by a sampling problem basic to computational statistical inference, we develop a nearly optimal algorithm for a fundamental problem in spectral graph theory and numerical analysis. Given an $n\times n$ SDDM matrix ${\bf \mathbf{M}}$, and a constant $-1 \leq p \leq 1$, our algorithm gives efficient access to a sparse $n\times n$ linear operator $\tilde{\mathbf{C}}$ such that $${\mathbf{M}}^{p} \approx \tilde{\mathbf{C}} \tilde{\mathbf{C}}^\top.$$ The solution is based on factoring ${\bf \mathbf{M}}$ into a product of simple and sparse matrices using squaring and spectral sparsification. For ${\mathbf{M}}$ with $m$ non-zero entries, our algorithm takes work nearly-linear in $m$, and polylogarithmic depth on a parallel machine with $m$ processors. This gives the first sampling algorithm that only requires nearly linear work and $n$ i.i.d. random univariate Gaussian samples to generate i.i.d. random samples for $n$-dimensional Gaussian random fields with SDDM precision matrices. For sampling this natural subclass of Gaussian random fields, it is optimal in the randomness and nearly optimal in the work and parallel complexity. In addition, our sampling algorithm can be directly extended to Gaussian random fields with SDD precision matrices.

preprint2014arXiv

Strong Anisotropy of Dirac Cone in SrMnBi2 and CaMnBi2 Revealed by Angle-Resolved Photoemission Spectroscopy

The Dirac materials, such as graphene and three-dimensional topological insulators, have attracted much attention because they exhibit novel quantum phenomena with their low energy electrons governed by the relativistic Dirac equations. One particular interest is to generate Dirac cone anisotropy so that the electrons can propagate differently from one direction to the other, creating an additional tunability for new properties and applications. While various theoretical approaches have been proposed to make the isotropic Dirac cones of graphene into anisotropic ones, it has not yet been met with success. There are also some theoretical predictions and/or experimental indications of anisotropic Dirac cone in novel topological insulators and AMnBi2 (A=Sr and Ca) but more experimental investigations are needed. Here we report systematic high resolution angle-resolved photoemission measurements that have provided direct evidence on the existence of strongly anisotropic Dirac cones in SrMnBi2 and CaMnBi2. Distinct behaviors of the Dirac cones between SrMnBi2 and CaMnBi2 are also observed. These results have provided important information on the strong anisotropy of the Dirac cones in AMnBi2 system that can be governed by the spin-orbital coupling and the local environment surrounding the Bi square net.

preprint2014arXiv

Tracking and imaging of dynamic objects in scattering media by time-reversed adapted-perturbation (TRAP) optical focusing

The ability to steer light propagation inside scattering media has long been sought-after due to its potential widespread applications. To form optical foci inside scattering media, the only feasible strategy is to guide photons by using either implanted or virtual guide stars. However, all of these guide stars must be introduced extrinsically, either invasively or by physical contact, limiting the scope of their application. Here, we focus light inside scattering media by employing intrinsic dynamics as guide stars. By time-reversing the perturbed component of the scattered light adaptively, we concentrate light to the origin of the perturbation, where the permittivity varied spontaneously. We demonstrate dynamic light focusing onto moving targets and imaging of a time-variant object obscured by highly scattering media, without invasiveness and physical contact. Anticipated applications include all-weather optical communication with airplanes or satellites, tracking vehicles in thick fogs, and imaging and photoablation of angiogenic vessels in tumors.

preprint2014arXiv

Weak Electron-Phonon Coupling and Unusual Electron Scattering of Topological Surface States in Sb(111) by Laser-Based Angle-Resolved Photoemission Spectroscopy

High resolution laser-based angle-resolved photoemission measurements have been carried out on Sb(111) single crystal. Two kinds of Fermi surface sheets are observed that are derived from the topological surface states: one small hexagonal electron-like Fermi pocket around $Γ$ point and the other six elongated lobes of hole-like Fermi pockets around the electron pocket. Clear Rashba-type band splitting due to the strong spin-orbit coupling is observed that is anisotropic in the momentum space. Our super-high-resolution ARPES measurements reveal no obvious kink in the surface band dispersions indicating a weak electron-phonon interaction in the surface states. In particular, the electron scattering rate for these topological surface states is nearly a constant over a large energy window near the Fermi level that is unusual in terms of the conventional picture.

preprint2014arXiv

What is Tumblr: A Statistical Overview and Comparison

Tumblr, as one of the most popular microblogging platforms, has gained momentum recently. It is reported to have 166.4 millions of users and 73.4 billions of posts by January 2014. While many articles about Tumblr have been published in major press, there is not much scholar work so far. In this paper, we provide some pioneer analysis on Tumblr from a variety of aspects. We study the social network structure among Tumblr users, analyze its user generated content, and describe reblogging patterns to analyze its user behavior. We aim to provide a comprehensive statistical overview of Tumblr and compare it with other popular social services, including blogosphere, Twitter and Facebook, in answering a couple of key questions: What is Tumblr? How is Tumblr different from other social media networks? In short, we find Tumblr has more rich content than other microblogging platforms, and it contains hybrid characteristics of social networking, traditional blogosphere, and social media. This work serves as an early snapshot of Tumblr that later work can leverage.

preprint2013arXiv

Artificial magnetism and magnetoelectric coupling from dielectric layers

We investigate a high-order homogenization (HOH) algorithm for periodic multilayered stacks. The mathematical tool of choice is a transfer matrix method. Expressions for effective permeability, permittivity and magnetoelectric coupling are explored by frequency power expansions. On the physical side, this high-order homogenization uncovers a magnetoelectric coupling effect (odd order approximation) and artificial magnetism (even order approximation) in moderate contrast photonic crystals. Comparing the effective parameters' expressions of a stack with three layers against that of a stack with two layers, we note that the magnetoelectric coupling effect vanishes while the artificial magnetism can still be achieved in a center symmetric periodic structure. Furthermore, we numerically check the effective parameters through the dispersion law and transmission curves of a stack with two dielectric layers against that of an effective bianisotropic medium: they present a good agreement in the low frequency (acoustic) band until the first stop band, where the analyticity of the logarithm function of transfer matrix ($\log\{T\}$) breaks down.

preprint2013arXiv

Bose-Fermi competition in holographic metals

We study the holographic dual of a finite density system with both bosonic and fermionic degrees of freedom. There is no evidence for a universal bose-dominated ground state. Instead, depending on the relative conformal weights the preferred groundstate is either pure AdS-Reissner-Nordstrom, a holographic superconductor, an electron star, or a novel mixed state that is best characterized as a hairy electron star.

preprint2013arXiv

Doping Evolution of Nodal Band Renormalization in Bi2Sr2CuO6+d Superconductor Revealed by Laser-Based Angle-Resolved Photoemission Spectroscopy

High resolution laser-based angle-resolved photoemission measurements have been carried out on Bi2Sr2CuO6+d superconductor covering a wide doping range from heavily underdoped to heavily overdoped samples. Two obvious energy scales are identified in the nodal dispersions: one is the well-known 50-80 meV high energy kink and the other is <10 meV low energy kink. The high energy kink increases monotonously in its energy scale with increasing doping and shows weak temperature dependence, while the low energy kink exhibits a non-monotonic doping dependence with its coupling strength enhanced sharply below Tc. These systematic investigations on the doping and temperature dependence of these two energy scales favor electron-phonon interactions as their origin. They point to the importance in involving the electron-phonon coupling in understanding the physical properties and the superconductivity mechanism of high temperature cuprate superconductors.

preprint2013arXiv

Fermi Surface and Band Structure of (Ca,La)FeAs2 Superconductor from Angle-Resolved Photoemission Spectroscopy

The (Ca,R)FeAs2 (R=La,Pr and etc.) superconductors with a signature of superconductivity transition above 40 K possess a new kind of block layers that consist of zig-zag As chains. In this paper, we report the electronic structure of the new (Ca,La)FeAs2 superconductor investigated by both band structure calculations and high resolution angle-resolved photoemission spectroscopy measurements. Band structure calculations indicate that there are four hole-like bands around the zone center $Γ$(0,0) and two electron-like bands near the zone corner M(pi,pi) in CaFeAs2. In our angle-resolved photoemission measurements on (Ca0.9La0.1})FeAs2, we have observed three hole-like bands around the Gamma point and one electron-like Fermi surface near the M(pi,pi) point. These results provide important information to compare and contrast with the electronic structure of other iron-based compounds in understanding the superconductivity mechanism in the iron-based superconductors.

preprint2013arXiv

Finite frequency external cloaking with complementary bianisotropic media

We investigate the twofold functionality of a cylindrical shell consisting of a negatively refracting heterogeneous bianisotropic (NRHB) medium deduced from geometric transforms. The numerical simulations indicate that the shell enhances their scattering by a perfect electric conducting (PEC) core, whereas it considerably reduces the scattering of electromagnetic waves by closely located dipoles when the shell surrounds a bianisotropic core. The former can be attributed to a homeopathic effect, whereby a small PEC object scatters like a large one as confirmed by numerics, while the latter can be attributed to space cancelation of complementary bianisotropic media underpinning anomalous resonances counteracting the field emitted by small objects (external cloaking). Space cancellation is further used to cloak a NRHB finite size object located nearby a slab of NRHB with a hole of same shape and opposite refracting index. Such a finite frequency external cloaking is also achieved with a NRHB cylindrical lens. Finally, we investigate an ostrich effect whereby the scattering of NRHB slab and cylindrical lenses with simplified parameters hide the presence of dipoles in the quasi-static limit.

preprint2013arXiv

Hom-Nijienhuis operator and $T$*-extension of Hom-Lie Superalgebras

In this paper, we study hom-Lie superalgebras. We give the definition of hom-Nijienhuis operators of regualr hom-Lie superalgebras and show that the deformation generated by a hom-Nijienhuis operator is trivial. Moreover, we introduce the definition of $T^*$-extensions of Hom-Lie superalgebras and show that $T^*$-extensions preserve many properties such as nilpotency, solvability and decomposition in some sense. We also investigate the equivalence of $T^*$-extensions.

preprint2013arXiv

Incidence Matrices of Finite Quadratic Spaces

In this paper, we first prove the 2-rank of full incidence matrix of PG(n,q) with $q$ an odd prime power. Then by the quadratic form defined on PG(n,q), the points of it are classified as isotropic and anisotropic points. We divide the full incidence matrix into four sub-matrices. Then by using the software package Magma, we give a general conjecture for the 2-rank of sub-matrices of the full incidence matrix in PG(n,q) and prove it in the case of n=1, 2.

preprint2013arXiv

Representations and module-extensions of hom 3-Lie algebras

In this paper, we study the representations and module-extensions of hom 3-Lie algebras. We show that a linear map between hom 3-Lie algebras is a morphism if and only if its graph is a hom 3-Lie subalgebra and show that the derivations of a hom 3-Lie algebra is a Lie algebra. Derivation extension of hom 3-Lie algebras are also studied as an application. Moreover, we introduce the definition of $T_θ$-extensions and $T^{*}_θ$-extensions of hom 3-Lie sub-algebras in terms of modules, provide the necessary and sufficient conditions for $2k$-dimensional metric hom 3-Lie algebra to be isomorphic to a $T^{*}_θ$-extensions.

preprint2013arXiv

Transfer Topic Modeling with Ease and Scalability

The increasing volume of short texts generated on social media sites, such as Twitter or Facebook, creates a great demand for effective and efficient topic modeling approaches. While latent Dirichlet allocation (LDA) can be applied, it is not optimal due to its weakness in handling short texts with fast-changing topics and scalability concerns. In this paper, we propose a transfer learning approach that utilizes abundant labeled documents from other domains (such as Yahoo! News or Wikipedia) to improve topic modeling, with better model fitting and result interpretation. Specifically, we develop Transfer Hierarchical LDA (thLDA) model, which incorporates the label information from other domains via informative priors. In addition, we develop a parallel implementation of our model for large-scale applications. We demonstrate the effectiveness of our thLDA model on both a microblogging dataset and standard text collections including AP and RCV1 datasets.

preprint2013arXiv

Tunable Dirac Fermion Dynamics in Topological Insulators

Three-dimensional topological insulators are characterized by insulating bulk state and metallic surface state involving Dirac fermions that behave as massless relativistic particles. These Dirac fermions are responsible for achieving a number of novel and exotic quantum phenomena in the topological insulators and for their potential applications in spintronics and quantum computations. It is thus essential to understand the electron dynamics of the Dirac fermions, i.e., how they interact with other electrons, phonons and disorders. Here we report super-high resolution angle-resolved photoemission studies on the Dirac fermion dynamics in the prototypical Bi2(Te,Se)3 topological insulators. We have directly revealed signatures of the electron-phonon coupling in these topological insulators and found that the electron-disorder interaction is the dominant factor in the scattering process. The Dirac fermion dynamics in Bi2(Te3-xSex) topological insulators can be tuned by varying the composition, x, or by controlling the charge carriers. Our findings provide crucial information in understanding the electron dynamics of the Dirac fermions in topological insulators and in engineering their surface state for fundamental studies and potential applications.

preprint2013arXiv

Tunable Fano resonances in heterogenous Al-Ag nanorod dimer

We theoretically investigate the plasmonic coupling in heterogenous Al-Ag nanorod dimer. A pronounced Fano dip is found in the extinction spectrum produced by the destructive interference between the bright dipole mode from a short Al nanorod and the dark quadrupole mode from a long Ag nanorod nearby. This Fano resonance can be widely tuned in both wavelength and amplitude by varying the rod dimensions, the separation distance and the local dielectric environment. The Al-Ag heterogeneous nanorod dimer shows a high sensitivity to the surrounding environment with a local surface plasmon resonance figure of merit of 7.0, which enables its promising applications in plasmonic sensing and detection.

preprint2012arXiv

A route to all frequency homogenization of periodic structures

We start from a one-dimensional periodic multilayered stack in order to define a frequency power expansion of effective permittivity, permeability and bianisotropic parameters. It is shown from the first order that a simple dielectric multilayer can display a magnetoelectric coupling effect and, from the second order, that artificial magnetism can be obtained with arbitrary low contrast. However, this frequency power expansion is found to diverge at the first band gap edge. Thus, an alternative set of effective parameters, made of the propagation index and the surface impedance, is proposed. It is established that these effective parameters, as functions of the complex frequency, possess all the analytic properties required by the causality principle and passivity. Finally, we provide arguments to extend these results to the three-dimensional and frequency-dispersive case.

preprint2012arXiv

Collaborative Topic Regression with Social Matrix Factorization for Recommendation Systems

Social network websites, such as Facebook, YouTube, Lastfm etc, have become a popular platform for users to connect with each other and share content or opinions. They provide rich information for us to study the influence of user's social circle in their decision process. In this paper, we are interested in examining the effectiveness of social network information to predict the user's ratings of items. We propose a novel hierarchical Bayesian model which jointly incorporates topic modeling and probabilistic matrix factorization of social networks. A major advantage of our model is to automatically infer useful latent topics and social information as well as their importance to collaborative filtering from the training data. Empirical experiments on two large-scale datasets show that our algorithm provides a more effective recommendation system than the state-of-the art approaches. Our results reveal interesting insight that the social circles have more influence on people's decisions about the usefulness of information (e.g., bookmarking preference on Delicious) than personal taste (e.g., music preference on Lastfm). We also examine and discuss solutions on potential information leak in many recommendation systems that utilize social information.

preprint2012arXiv

Focussing light in a bi-anisotropic slab with negatively refracting materials

We investigate the electromagnetic response of a pair of complementary bi-anisotropic media, which consist of a medium with positive refractive index ($+\ep$, $+μ$, $+ξ$) and a medium with negative refractive index($-\ep$, $-μ$, $-ξ$). We show that this idealized system has peculiar imaging properties in that it reproduces images of a source, in principle, with unlimited resolution. We then consider an infinite array of line sources regularly spaced in a one-dimensional photonic crystal (PC) consisting of 2n-layers of bi-anisotropic complementary media. Using coordinate transformation, we map this system into 2D corner chiral lenses of 2n heterogeneous anisotropic complementary media sharing a vertex, within which light circles around closed trajectories. Alternatively, one can consider corner lenses with homogeneous isotropic media and map them onto one dimensional PCs with heterogeneous bi-anisotropic layers. Interestingly, such complementary media are described by scalar, or matrix valued, sign-shifting parameters, which satisfy a generalized lens theorem, which can be derived using Fourier series solutions of the Maxwell's equations (in the former case), or from space-time symmetry arguments (in the latter case). Also of interest are 2D periodic checkerboards alternating rectangular cells of complementary media which are such that one point source in one cell gives rise to an infinite set of images with an image in every other cell. Such checkerboards can be mapped into a class of three-dimensional corner lenses of complementary bi-anisotropic media.

preprint2012arXiv

Lattice potentials and fermions in holographic non Fermi-liquids: hybridizing local quantum criticality

We study lattice effects in strongly coupled systems of fermions at a finite density described by a holographic dual consisting of fermions in Anti-de-Sitter space in the presence of a Reissner-Nordstrom black hole. The lattice effect is encoded by a periodic modulation of the chemical potential with a wavelength of order of the intrinsic length scales of the system. This corresponds with a highly complicated "band structure" problem in AdS, which we only manage to solve in the weak potential limit. The "domain wall" fermions in AdS encoding for the Fermi surfaces in the boundary field theory diffract as usually against the periodic lattice, giving rise to band gaps. However, the deep infrared of the field theory as encoded by the near horizon AdS2 geometry in the bulk reacts in a surprising way to the weak potential. The hybridization of the fermions bulk dualizes into a linear combination of CFT1 "local quantum critical" propagators in the bulk, characterized by momentum dependent exponents displaced by lattice Umklapp vectors. This has the consequence that the metals showing quasi-Fermi surfaces cannot be localized in band insulators. In the AdS2 metal regime, where the conformal dimension of the fermionic operator is large and no Fermi surfaces are present at low T/μ, the lattice gives rise to a characteristic dependence of the energy scaling as a function of momentum. We predict crossovers from a high energy standard momentum AdS2 scaling to a low energy regime where exponents found associated with momenta "backscattered" to a lower Brillioun zone in the extended zone scheme. We comment on how these findings can be used as a unique fingerprint for the detection of AdS2 like "pseudogap metals" in the laboratory.

preprint2012arXiv

Phase Diagram and High Temperature Superconductivity at 65 K in Tuning Carrier Concentration of Single-Layer FeSe Films

Superconductivity in the cuprate superconductors and the Fe-based superconductors is realized by doping the parent compound with charge carriers, or by application of high pressure, to suppress the antiferromagnetic state. Such a rich phase diagram is important in understanding superconductivity mechanism and other physics in the Cu- and Fe-based high temperature superconductors. In this paper, we report a phase diagram in the single-layer FeSe films grown on SrTiO3 substrate by an annealing procedure to tune the charge carrier concentration over a wide range. A dramatic change of the band structure and Fermi surface is observed, with two distinct phases identified that are competing during the annealing process. Superconductivity with a record high transition temperature (Tc) at ~65 K is realized by optimizing the annealing process. The wide tunability of the system across different phases, and its high-Tc, make the single-layer FeSe film ideal not only to investigate the superconductivity physics and mechanism, but also to study novel quantum phenomena and for potential applications.

preprint2012arXiv

Sparse-GEV: Sparse Latent Space Model for Multivariate Extreme Value Time Serie Modeling

In many applications of time series models, such as climate analysis and social media analysis, we are often interested in extreme events, such as heatwave, wind gust, and burst of topics. These time series data usually exhibit a heavy-tailed distribution rather than a Gaussian distribution. This poses great challenges to existing approaches due to the significantly different assumptions on the data distributions and the lack of sufficient past data on extreme events. In this paper, we propose the Sparse-GEV model, a latent state model based on the theory of extreme value modeling to automatically learn sparse temporal dependence and make predictions. Our model is theoretically significant because it is among the first models to learn sparse temporal dependencies among multivariate extreme value time series. We demonstrate the superior performance of our algorithm to the state-of-art methods, including Granger causality, copula approach, and transfer entropy, on one synthetic dataset, one climate dataset and two Twitter datasets.

preprint2012arXiv

Spatially homogeneous Lifshitz black holes in five dimensional higher derivative gravity

We consider spatially homogeneous Lifshitz black hole solutions in five dimensional higher derivative gravity theories, which can be possible near horizon geometries of some systems that are interesting in the framework of gauge/gravity duality. We show the solutions belonging to the nine Bianchi classes in the pure R^2 gravity. We find that these black holes have zero entropy at non-zero temperatures and this property is the same as the case of BTZ black holes in new massive gravity at the critical point. In the most general quadratic curvature gravity theories, we find new solutions in Bianchi Type I and Type IX cases.

preprint2011arXiv

Growth, Characterization and Fermi Surface of Heavy Fermion CeCoIn5 Superconductor

High quality single crystals of heavy Fermion CeCoIn5 superconductor have been grown by flux method with a typical size of (1~2)mm x (1~2)mm x ~0.1 mm. The single crystals are characterized by structural analysis from X-ray diffraction and Laue diffraction, as well as compositional analysis. Magnetic and electrical measurements on the single crystals show a sharp superconducting transition with a transition temperature at Tc(onset) ~ 2.3 K and a transition width of ~0.15 K. The resistivity of the CeCoIn5 crystal exhibits a hump at ~45 K which is typical of a heavy Fermion system. High resolution angle-resolved photoemission spectroscopy (ARPES) measurements of CeCoIn5 reveal clear Fermi surface sheets that are consistent with the band structure calculations when assuming itinerant Ce 4f electrons at low temperature. This work provides important information on the electronic structure of heavy Fermion CeCoIn5 superconductor. It also lays a foundation for further studies on the physical properties and superconducting mechanism of the heavy Fermion superconductors.

preprint2011arXiv

Observing the origin of superconductivity in quantum critical metals

Despite intense efforts during the last 25 years, the physics of unconventional superconductors, including the cuprates with a very high transition temperature, is still a controversial subject. It is believed that superconductivity in many of these strongly correlated metallic systems originates in the physics of quantum phase transitions, but quite diverse perspectives have emerged on the fundamentals of the electron-pairing physics, ranging from Hertz style critical spin fluctuation glue to the holographic superconductivity of string theory. Here we demonstrate that the gross energy scaling differences that are behind these various pairing mechanisms are directly encoded in the frequency and temperature dependence of the dynamical pair susceptibility. This quantity can be measured directly via the second order Josephson effect and it should be possible employing modern experimental techniques to build a `pairing telescope' that gives a direct view on the origin of quantum critical superconductivity.

preprint2011arXiv

Search for H dibaryon on the lattice

We investigate the H-dibaryon, an $I(J^{P})=0(0^{+})$ with $s=-2$, in the chiral and continuum regimes on anisotropic lattices in quenched QCD. Simulations are performed on very coarse lattices with refined techniques to obtain results with high accuracy over a spatial lattice spacing in the range of $a_{s} \sim 0.19 - 0.41$ fm. We present results for the energy difference between the ground state energy of the hexa-quark stranglet and the free two-baryon state from our ensembles. A negative binding energy observed in the chirally extrapolated results leads to the conclusion that the measured hexa-quark state is bound. This is further confirmed by the attractive interaction in the continuum limit with the observed H-dibaryon bound by $\sim 47$ MeV.

preprint2011arXiv

Spectral probes of the holographic Fermi groundstate: dialing between the electron star and AdS Dirac hair

We argue that the electron star and the AdS Dirac hair solution are two limits of the free charged Fermi gas in AdS. Spectral functions of holographic duals to probe fermions in the background of electron stars have a free parameter that quantifies the number of constituent fermions that make up the charge and energy density characterizing the electron star solution. The strict electron star limit takes this number to be infinite. The Dirac hair solution is the limit where this number is unity. This is evident in the behavior of the distribution of holographically dual Fermi surfaces. As we decrease the number of constituents in a fixed electron star background the number of Fermi surfaces also decreases. An improved holographic Fermi groundstate should be a configuration that shares the qualitative properties of both limits.

preprint2010arXiv

A Lifshitz Black Hole in Four Dimensional R^2 Gravity

We consider a higher derivative gravity theory in four dimensions with a negative cosmological constant and show that vacuum solutions of both Lifshitz type and Schrödinger type with arbitrary dynamical exponent z exist in this system. Then we find an analytic black hole solution which asymptotes to the vacuum Lifshitz solution with z=3/2 at a specific value of the coupling constant. We analyze the thermodynamic behavior of this black hole and find that the black hole has zero entropy while non-zero temperature, which is very similar to the case of BTZ black holes in new massive gravity at a specific coupling. In addition, we find that the three dimensional Lifshitz black hole recently found by E. Ayon-Beato et al. has a negative entropy and mass when the Newton constant is taken to be positive.

preprint2010arXiv

Holographic Superconductors from Einstein-Maxwell-Dilaton Gravity

We construct holographic superconductors from Einstein-Maxwell-dilaton gravity in 3+1 dimensions with two adjustable couplings $α$ and the charge $q$ carried by the scalar field. For the values of $α$ and $q$ we consider, there is always a critical temperature at which a second order phase transition occurs between a hairy black hole and the AdS RN black hole in the canonical ensemble, which can be identified with the superconducting phase transition of the dual field theory. We calculate the electric conductivity of the dual superconductor and find that for the values of $α$ and $q$ where $α/q$ is small the dual superconductor has similar properties to the minimal model, while for the values of $α$ and $q$ where $α/q$ is large enough, the electric conductivity of the dual superconductor exhibits novel properties at low frequencies where it shows a "Drude Peak" in the real part of the conductivity.

preprint2010arXiv

Transport Coefficients from Extremal Gauss-Bonnet Black Holes

We calculate the shear viscosity of strongly coupled field theories dual to Gauss-Bonnet gravity at zero temperature with nonzero chemical potential. We find that the ratio of the shear viscosity over the entropy density is $1/4π$, which is in accordance with the zero temperature limit of the ratio at nonzero temperatures. We also calculate the DC conductivity for this system at zero temperature and find that the real part of the DC conductivity vanishes up to a delta function, which is similar to the result in Einstein gravity. We show that at zero temperature, we can still have the conclusion that the shear viscosity is fully determined by the effective coupling of transverse gravitons in a kind of theories that the effective action of transverse gravitons can be written into a form of minimally coupled scalars with a deformed effective coupling.

preprint2009arXiv

Consistent Boundary Conditions for New Massive Gravity in $AdS_3$

In this note we study the boundary conditions for the new massive gravity theory in asymptotically $AdS_3$ spacetime. We find that the Brown-Henneaux boundary conditions are consistent with the new massive gravity for all any value of the mass parameter. At the critical point where the central charge vanishes, the conserved charges vanish, too. This provides further evidence that the theory may be trivial at the critical point under Brown-Henneaux boundary conditions. The log boundary conditions are also examined and we find that we can have three kinds of log boundary conditions for this new massive gravity theory, each of which could be consistent at the critical point, while for other value of the mass parameter, the log gravity boundary condition is not consistent.

preprint2008arXiv

Critical Behavior of Ferromagnetic Ising Model on Triangular Lattice

We apply a new updating algorithm scheme to investigate the critical behavior of the two-dimensional ferromagnetic Ising model on a triangular lattice with nearest neighbour interactions. The transition is examined by generating accurate data for large lattices with $L=8,10,12,15,20,25,30,40,50$. The spin updating algorithm we employ has the advantages of both metropolis and single-update methods. Our study indicates that the transition to be continuous at $T_c=3.6403(2)$. A convincing finite-size scaling analysis of the model yield $ν=0.9995(21)$, $β/ν=0.12400(18)$, $γ/ν=1.75223(22)$, $γ'/ν=1.7555(22)$, $α/ν=0.00077(420)$ (scaling) and $α/ν=0.0010(42)$(hyperscaling) respectively. Estimates of present scheme yield accurate estimates for all critical exponents than those obtained with Monte Carlo methods and show an excellent agreement with their well-established predicted values.

preprint2006arXiv

Estimate of the charmed 0-- hybrid meson spectrum from quenched lattice QCD

We compute from quenched lattice QCD the ground state masses of the charmed hybrid mesons cbar c g, with exotic quantum numbers JPC=1-+, 0+- and 0--. The 0-- hybrid meson spectrum has never been provided by lattice simulations due to the difficulties to extract high gluonic excitations from noise. We employ improved gauge and fermion actions on the anisotropic lattice, which reduce greatly the lattice artifacts, and lead to very good signals. The data are extrapolated to the continuum limit, with finite size effects under well control. For 1-+ and 0+- hybrid mesons, the ground state masses are 4.405(38) GeV and 4.714(52) GeV. We predict for the first time from lattice QCD, the ground state mass of 0-- to be 5.883(146) GeV.

preprint2006arXiv

Gluonic excitation of non-exotic hybrid charmonium from lattice QCD

The ground and first excited states of the hybrid charmonium ${\bar c} c g$, with non-exotic quantum numbers $J^{PC}=0^{-+}$, $1^{--}$ and $1^{++}$ are investigated using quenched lattice QCD. They are completely ignored in the literature, only because their ground states are degenerate with $η_c$, $J/ψ$, and $χ_{c1}$, and are difficult to be distinguished from these conventional charmonium mesons in experiment. However, we observe strong gluonic radial excitations in the first excited states; We predict that their masses are 4.352(225)GeV, 4.379(149)GeV and 7.315(257)GeV, completely different from the first excited states of the corresponding conventional charmonium. Their relevance to the recent discovery of the Y(4260) state and future experimental search for other states are also discussed.

preprint2005arXiv

The Essential Norm of Composition Operator between Generalized Bloch Spaces in Polydiscs and its Applications

Let $U^{n}$ be the unit polydisc of ${\Bbb C}^{n}$ and $ϕ=(ϕ_1, >..., ϕ_n)$ a holomorphic self-map of $U^{n}.$ By ${\cal B}^p(U^{n})$, ${\cal B}^p_{0}(U^{n})$ and ${\cal B}^p_{0*}(U^{n})$ denote the $p$-Bloch space, Little $p$-Bloch space and Little star $p$-Bloch space in the unit polydisc $U^n$ respectively, where $p, q>0$. This paper gives the estimates of the essential norms of bounded composition operators $C_ϕ$ induced by $ϕ$ between ${\cal B}^p(U^n)$ (${\cal B}^p_{0}(U^n)$ or ${\cal B}^p_{0*}(U^n)$) and ${\cal B}^q(U^n)$ (${\cal B}^q_{0}(U^n)$ or ${\cal B}^q_{0*}(U^n)$). As their applications, some necessary and sufficient conditions for the bounded composition operators $C_ϕ$ to be compact from ${\cal B}^p(U^n)$ $({\cal B}^p_{0}(U^n)$ or ${\cal B}^p_{0*}(U^n))$ into ${\cal B}^q(U^n)$ (${\cal B}^q_{0}(U^n)$ or ${\cal B}^q_{0*}(U^n)$) are obtained.