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Xinmiao Huang

Xinmiao Huang contributes to research discovery and scholarly infrastructure.

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Published work

3 published item(s)

preprint2026arXiv

PrefixGuard: From LLM-Agent Traces to Online Failure-Warning Monitors

Large language model (LLM) agents now execute long, tool-using tasks where final outcome checks can arrive too late for intervention. Online warning requires lightweight prefix monitors over heterogeneous traces, but hand-authored event schemas are brittle and deployment-time LLM judging is costly. We introduce PrefixGuard, a trace-to-monitor framework with an offline StepView induction step followed by supervised monitor training. StepView induces deterministic typed-step adapters from raw trace samples, and the monitor learns an event abstraction and prefix-risk scorer from terminal outcomes. Across WebArena, $τ^2$-Bench, SkillsBench, and TerminalBench, the strongest PrefixGuard monitors reach 0.900/0.710/0.533/0.557 AUPRC. Using the strongest backend within each representation, they improve over raw-text controls by an average of +0.137 AUPRC. LLM judges remain substantially weaker under the same prefix-warning protocol. We also derive an observability ceiling on score-based area under the precision-recall curve (AUPRC) that separates monitor error from failures lacking evidence in the observed prefix. For finite-state audit, post-hoc deterministic finite automaton (DFA) extraction remains compact on WebArena and $τ^2$-Bench (29 and 20 states) but expands to 151 and 187 states on SkillsBench and TerminalBench. Finally, first-alert diagnostics show that strong ranking does not imply deployment utility: WebArena ranks well yet fails to support low-false-alarm alerts, whereas $τ^2$-Bench and TerminalBench retain more actionable early alerts. Together, these results position PrefixGuard as a practical monitor-synthesis recipe with explicit diagnostics for when prefix warnings translate into actionable interventions.

preprint2026arXiv

Responsible Agentic AI Requires Explicit Provenance

Agentic AI is rapidly proliferating across diverse real-world domains such as software engineering, yet public trust has not kept pace. The central reason is that responsibility, despite being widely discussed, remains a subjective and unenforced concept, as no current agentic framework produces the quantifiable, traceable, and interventionable provenance needed to assign it when harm emerges from compositions no single party designed. We position that what is missing is not better benchmark-level evaluation but $\textbf{explicit provenance}$ across the full agentic lifecycle, which is the only viable basis for making responsibility computable and actionable. We advance this agenda along four axes: establishing $\textit{why}$ such provenance is a structural necessity by identifying responsibility gaps across sociotechnical dimensions, formalizing $\textit{what}$ it must encode through a causal attribution function and responsibility tensor, discussing $\textit{how}$ it can be made computable across four lifecycle layers with preliminary experiments showing that provenance is estimable and interveneable online before irreversible harm accumulates, and examining $\textit{who}$ bears responsibility through a concrete agentic incident. Explicit provenance is not a discretionary refinement but the necessary condition for responsible agentic AI, and no stakeholder across its ecosystem can afford to treat it as optional.

preprint2026arXiv

Where Do Prompt Perturbations Break Generation? A Segment-Level View of Robustness in LoRA-Tuned Language Models

Large language models are sensitive to minor prompt perturbations, yet existing robustness methods usually enforce consistency at the whole-sequence level. This holistic view can hide an important failure mode: a perturbed response may remain globally similar to the clean one while drifting on a critical entity, relation, or conclusion. We introduce S$^2$R$^2$, a segment-level framework for robust LoRA fine-tuning. S$^2$R$^2$ decomposes clean and perturbed generations into semantic segments, aligns them with an optimal-transport objective, and penalises the segments with the largest meaning drift. To connect this output-side objective with model adaptation, we add an adapter-stability regulariser motivated by segment-level attention reallocation, using LoRA norm control as a tractable proxy for limiting perturbation-amplified evidence shifts. A PAC-Bayesian complexity view further explains why controlling adapter growth may support transfer beyond observed perturbations. Experiments on summarisation benchmarks show that S$^2$R$^2$ improves robustness under typographical noise, deletion, synonym replacement, and paraphrasing, while maintaining competitive clean performance and stronger cross-dataset transfer than consistency-based baselines.