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Xiaochuan Shi

Xiaochuan Shi contributes to research discovery and scholarly infrastructure.

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Published work

3 published item(s)

preprint2026arXiv

BiRD: A Bidirectional Ranking Defense Mechanism for Retrieval Augmented Generation

The growing adoption of Retrieval-Augmented Generation (RAG) has led to a rise in adversarial attacks. Existing defenses, relying on semantic analysis or voting, face a trade-off between high computational cost and limited robustness under strong poisoning attacks. Their fundamental limitation is the exclusive focus on semantic content relevance, while neglecting the retrieval context that is critically defined by ranking structures. To this end, we investigate the bidirectional ranking behavior of poisoned and benign documents, and discover a key discriminative pattern: poisoned documents exhibit significantly stronger alignment between their backward rankings and the query's forward ranking. Capitalizing on this, we propose BiRD, a bidirectional ranking defense mechanism built upon a dual-signal framework that leverages forward ranking to assess semantic content relevance and backward ranking to quantify ranking context consistency. This design directly addresses the fundamental limitation of prior approaches, enabling simultaneous efficiency and robustness. Extensive evaluation across 3 datasets with 3 retrievers and 3 LLMs under 2 attack scenarios validates BiRD's effectiveness. Notably, BiRD reduces the attack success rate of PoisonedRAG by up to 54% while simultaneously improving task accuracy by up to 56%, with average additional latency under 1 second.

preprint2026arXiv

Single-Sample Black-Box Membership Inference Attack against Vision-Language Models via Cross-modal Semantic Alignment

Vision-Language Models (VLMs) have achieved remarkable success, yet their reliance on massive datasets and unintended memorization of training data raise significant data security risk. Membership Inference Attacks (MIAs) aim to assess these risks by determining whether a data sample was included in a model's training set. However, existing MIA methods against VLMs face critical bottlenecks: gray-box method relies on internal logits that are typically restricted in real-world Application Programming Interfaces (APIs), while black-box method depends on large-scale statistical distributions, which struggle in single-sample scenarios. To this end, we investigate MIAs from the perspective of cross-modal semantic alignment, and observe that member images exhibit significantly stronger image-caption alignment due to training memorization, whereas generated captions for non-members may deviate from the original visual content. Leveraging this insight, we propose a novel MIA framework designed for strict black-box and single-sample setting that quantifies such alignment within a joint embedding space, thereby bypassing these unrealistic assumptions. We conducted extensive experiments on three open-source and two closed-source VLMs. On the VL-MIA/Flicker dataset, our method achieves an AUC of 0.821 against LLaVA-1.5, significantly outperforming existing baselines. Furthermore, it remains robust under diverse image perturbations, highlighting its practicality.

preprint2022arXiv

Joint Alignment of Multi-Task Feature and Label Spaces for Emotion Cause Pair Extraction

Emotion cause pair extraction (ECPE), as one of the derived subtasks of emotion cause analysis (ECA), shares rich inter-related features with emotion extraction (EE) and cause extraction (CE). Therefore EE and CE are frequently utilized as auxiliary tasks for better feature learning, modeled via multi-task learning (MTL) framework by prior works to achieve state-of-the-art (SoTA) ECPE results. However, existing MTL-based methods either fail to simultaneously model the specific features and the interactive feature in between, or suffer from the inconsistency of label prediction. In this work, we consider addressing the above challenges for improving ECPE by performing two alignment mechanisms with a novel A^2Net model. We first propose a feature-task alignment to explicitly model the specific emotion-&cause-specific features and the shared interactive feature. Besides, an inter-task alignment is implemented, in which the label distance between the ECPE and the combinations of EE&CE are learned to be narrowed for better label consistency. Evaluations of benchmarks show that our methods outperform current best-performing systems on all ECA subtasks. Further analysis proves the importance of our proposed alignment mechanisms for the task.