Trust snapshot

Quick read

Trust 21 - EmergingVerification L1Unclaimed author
84works
0followers
42topics
4close collaborators

Actions

Decide how to stay connected

Follow researcher0

Identity and collaboration

How to connect with this researcher

Claiming links this public author record to a researcher profile and unlocks direct collaboration workflows.

Log in to claim

Direct collaboration

Open a focused conversation when the fit is right

Claim this author entity first to unlock direct invitations.

Research graph

See the researcher in context

Open full explorer

Inspect adjacent work, topics, institutions and collaborators without jumping out to a separate graph page.

Building this graph slice

BZPEER is loading the nearby papers, people, topics and institutions for this page.

Published work

84 published item(s)

preprint2026arXiv

Strikingness-Aware Evaluation for Temporal Knowledge Graph Reasoning

Temporal Knowledge Graph Reasoning (TKGR) aims at inferring missing (especially future) events from historical data. Current evaluation in TKGR uniformly weights all events, ignoring that most are trivial repetitions, which overestimate the true reasoning ability. Therefore, the rare outstanding events, whose prediction demands deeper reasoning, should be distinguished and emphasized. To this end, we propose a strikingness-aware evaluation framework, which introduces a rule-based strikingness measuring framework (RSMF) to quantify event strikingness by comparing its expected occurrence with peer events derived from temporal rules. Strikingness is then integrated as a weighting factor into metrics like weighted MRR and Hits@k. Experiments on four TKG benchmarks reveal: 1) All representative models perform worse as event strikingness increases, 2) Path-based methods excel on low-strikingness events and representation-based ones on high-strikingness events, 3) We design an ensemble method whose gains stem from fitting trivial events rather than reasoning improvement. Our framework provides a more rigorous evaluation, refocusing the field on predicting outstanding events.

preprint2025arXiv

A Survey of Efficient Reasoning for Large Reasoning Models: Language, Multimodality, and Beyond

Recent Large Reasoning Models (LRMs), such as DeepSeek-R1 and OpenAI o1, have demonstrated strong performance gains by scaling up the length of Chain-of-Thought (CoT) reasoning during inference. However, a growing concern lies in their tendency to produce excessively long reasoning traces, which are often filled with redundant content (e.g., repeated definitions), over-analysis of simple problems, and superficial exploration of multiple reasoning paths for harder tasks. This inefficiency introduces significant challenges for training, inference, and real-world deployment (e.g., in agent-based systems), where token economy is critical. In this survey, we provide a comprehensive overview of recent efforts aimed at improving reasoning efficiency in LRMs, with a particular focus on the unique challenges that arise in this new paradigm. We identify common patterns of inefficiency, examine methods proposed across the LRM lifecycle, i.e., from pretraining to inference, and discuss promising future directions for research. To support ongoing development, we also maintain a real-time GitHub repository tracking recent progress in the field. We hope this survey serves as a foundation for further exploration and inspires innovation in this rapidly evolving area.

preprint2025arXiv

Constrained Language Model Policy Optimization via Risk-aware Stepwise Alignment

When fine-tuning pre-trained Language Models (LMs) to exhibit desired behaviors, maintaining control over risk is critical for ensuring both safety and trustworthiness. Most existing safety alignment methods, such as Safe RLHF and SACPO, typically operate under a risk-neutral paradigm that is insufficient to address the risks arising from deviations from the reference policy and offers limited robustness against rare but potentially catastrophic harmful behaviors. To address this limitation, we propose Risk-aware Stepwise Alignment (RSA), a novel alignment method that explicitly incorporates risk awareness into the policy optimization process by leveraging a class of nested risk measures. Specifically, RSA formulates safety alignment as a token-level risk-aware constrained policy optimization problem and solves it through a stepwise alignment procedure that yields token-level policy updates derived from the nested risk measures. This design offers two key benefits: (1) it mitigates risks induced by excessive model shift away from a reference policy, and (2) it explicitly suppresses low-probability yet high-impact harmful behaviors. Moreover, we provide theoretical analysis on policy optimality under mild assumptions. Experimental results demonstrate that our method achieves high levels of helpfulness while ensuring strong safety and significantly suppresses tail risks, namely low-probability yet high-impact unsafe responses.

preprint2024arXiv

Joint Multi-Facts Reasoning Network For Complex Temporal Question Answering Over Knowledge Graph

Temporal Knowledge Graph (TKG) is an extension of regular knowledge graph by attaching the time scope. Existing temporal knowledge graph question answering (TKGQA) models solely approach simple questions, owing to the prior assumption that each question only contains a single temporal fact with explicit/implicit temporal constraints. Hence, they perform poorly on questions which own multiple temporal facts. In this paper, we propose \textbf{\underline{J}}oint \textbf{\underline{M}}ulti \textbf{\underline{F}}acts \textbf{\underline{R}}easoning \textbf{\underline{N}}etwork (JMFRN), to jointly reasoning multiple temporal facts for accurately answering \emph{complex} temporal questions. Specifically, JMFRN first retrieves question-related temporal facts from TKG for each entity of the given complex question. For joint reasoning, we design two different attention (\ie entity-aware and time-aware) modules, which are suitable for universal settings, to aggregate entities and timestamps information of retrieved facts. Moreover, to filter incorrect type answers, we introduce an additional answer type discrimination task. Extensive experiments demonstrate our proposed method significantly outperforms the state-of-art on the well-known complex temporal question benchmark TimeQuestions.

preprint2024arXiv

LLMRec: Large Language Models with Graph Augmentation for Recommendation

The problem of data sparsity has long been a challenge in recommendation systems, and previous studies have attempted to address this issue by incorporating side information. However, this approach often introduces side effects such as noise, availability issues, and low data quality, which in turn hinder the accurate modeling of user preferences and adversely impact recommendation performance. In light of the recent advancements in large language models (LLMs), which possess extensive knowledge bases and strong reasoning capabilities, we propose a novel framework called LLMRec that enhances recommender systems by employing three simple yet effective LLM-based graph augmentation strategies. Our approach leverages the rich content available within online platforms (e.g., Netflix, MovieLens) to augment the interaction graph in three ways: (i) reinforcing user-item interaction egde, (ii) enhancing the understanding of item node attributes, and (iii) conducting user node profiling, intuitively from the natural language perspective. By employing these strategies, we address the challenges posed by sparse implicit feedback and low-quality side information in recommenders. Besides, to ensure the quality of the augmentation, we develop a denoised data robustification mechanism that includes techniques of noisy implicit feedback pruning and MAE-based feature enhancement that help refine the augmented data and improve its reliability. Furthermore, we provide theoretical analysis to support the effectiveness of LLMRec and clarify the benefits of our method in facilitating model optimization. Experimental results on benchmark datasets demonstrate the superiority of our LLM-based augmentation approach over state-of-the-art techniques. To ensure reproducibility, we have made our code and augmented data publicly available at: https://github.com/HKUDS/LLMRec.git

preprint2023arXiv

Anonymous Pattern Molecular Fingerprint and its Applications on Property Identification

Molecular fingerprints are significant cheminformatics tools to map molecules into vectorial space according to their characteristics in diverse functional groups, atom sequences, and other topological structures. In this paper, we set out to investigate a novel molecular fingerprint \emph{Anonymous-FP} that possesses abundant perception about the underlying interactions shaped in small, medium, and large molecular scale links. In detail, the possible inherent atom chains are sampled from each molecule and are extended in a certain anonymous pattern. After that, the molecular fingerprint \emph{Anonymous-FP} is encoded in virtue of the Natural Language Processing technique \emph{PV-DBOW}. \emph{Anonymous-FP} is studied on molecular property identification and has shown valuable advantages such as rich information content, high experimental performance, and full structural significance. During the experimental verification, the scale of the atom chain or its anonymous manner matters significantly to the overall representation ability of \emph{Anonymous-FP}. Generally, the typical scale $r = 8$ enhances the performance on a series of real-world molecules, and specifically, the accuracy could level up to above $93\%$ on all NCI datasets.

preprint2023arXiv

Sample Robust Scheduling of Electricity-Gas Systems Under Wind Power Uncertainty

This paper adopts a two-stage sample robust optimization (SRO) model to address the wind power penetrated unit commitment optimal energy flow (UC-OEF) problem for IEGSs. The two-stage SRO model can be approximately transformed into a computationally efficient form. Specifically, we employ linear decision rules to simplify the proposed UC-OEF model. Moreover, we further enhance the tractability of the simplified model by exploring its structural features and, accordingly, develop a solution method.

preprint2023arXiv

Unsupervised Mismatch Localization in Cross-Modal Sequential Data with Application to Mispronunciations Localization

Content mismatch usually occurs when data from one modality is translated to another, e.g. language learners producing mispronunciations (errors in speech) when reading a sentence (target text) aloud. However, most existing alignment algorithms assume that the content involved in the two modalities is perfectly matched, thus leading to difficulty in locating such mismatch between speech and text. In this work, we develop an unsupervised learning algorithm that can infer the relationship between content-mismatched cross-modal sequential data, especially for speech-text sequences. More specifically, we propose a hierarchical Bayesian deep learning model, dubbed mismatch localization variational autoencoder (ML-VAE), which decomposes the generative process of the speech into hierarchically structured latent variables, indicating the relationship between the two modalities. Training such a model is very challenging due to the discrete latent variables with complex dependencies involved. To address this challenge, we propose a novel and effective training procedure that alternates between estimating the hard assignments of the discrete latent variables over a specifically designed mismatch localization finite-state acceptor (ML-FSA) and updating the parameters of neural networks. In this work, we focus on the mismatch localization problem for speech and text, and our experimental results show that ML-VAE successfully locates the mismatch between text and speech, without the need for human annotations for model training.

preprint2022arXiv

A $σ_{2}$ Penrose inequality for conformal asymptotically hyperbolic 4-discs

In this paper, we consider conformal metrics on a unit 4-disc with an asymptotically hyperbolic end and possible isolated conic singularities. We define a mass term of the AH end. If the $σ_{2}$ curvature has lower bound $σ_{2}\geq\frac{3}{2}$, we prove a Penrose type inequality relating the mass and contributions from singularities. We also classify sharp cases, which is the standard hyperbolic 4-space $\mathbb{H}^{4}$ when no singularity occurs. It is worth noting that our curvature condition implies non-positive energy density.

preprint2022arXiv

A Graph Data Augmentation Strategy with Entropy Preservation

The Graph Convolutional Networks (GCN) proposed by Kipf and Welling is an effective model for semi-supervised learning, but faces the obstacle of over-smoothing, which will weaken the representation ability of GCN. Recently some works are proposed to tackle above limitation by randomly perturbing graph topology or feature matrix to generate data augmentations as input for training. However, these operations inevitably do damage to the integrity of information structures and have to sacrifice the smoothness of feature manifold. In this paper, we first introduce a novel graph entropy definition as a measure to quantitatively evaluate the smoothness of a data manifold and then point out that this graph entropy is controlled by triangle motif-based information structures. Considering the preservation of graph entropy, we propose an effective strategy to generate randomly perturbed training data but maintain both graph topology and graph entropy. Extensive experiments have been conducted on real-world datasets and the results verify the effectiveness of our proposed method in improving semi-supervised node classification accuracy compared with a surge of baselines. Beyond that, our proposed approach could significantly enhance the robustness of training process for GCN.

preprint2022arXiv

Almost sharp Sobolev trace inequalities in the unit ball under constraints

We establish three families of Sobolev trace inequalities of orders two and four in the unit ball under higher order moments constraint, and are able to construct \emph{smooth} test functions to show all such inequalities are \emph{almost optimal}. Some distinct feature in \emph{almost sharpness} examples between the fourth order and second order Sobolev trace inequalities is discovered. This has been neglected in higher order Sobolev inequality case in \cite{Hang}. As a byproduct, the method of our construction can be used to show the sharpness of the generalized Lebedev-Milin inequality under constraints.

preprint2022arXiv

Analytical validation of the helicity conservation for the compressible Euler equations

In [25], Moffatt introduced the concept of helicity in an inviscid fluid and examined the helicity preservation of smooth solution to barotropic compressible flow. In this paper, it is shown that the weak solutions of the above system in Onsager type spaces $\dot{B}^{1/3}_{p,c(\mathbb{N})}$ guarantee the conservation of the helicity. The parallel results of homogeneous incompressible Euler equations and the surface quasi-geostrophic equation are also obtained.

preprint2022arXiv

Anisotropic Hardy-Sobolev inequality in mixed Lorentz spaces with applications to the axisymmetric Navier-Stokes equations

In this paper, we establish several new anisotropic Hardy-Sobolev inequalities in mixed Lebesgue spaces and mixed Lorentz spaces, which covers many known corresponding results. As an application, this type of inequalities allows us to generalize some regularity criteria of the 3D axisymmetric Navier-Stokes equations.

preprint2022arXiv

Automatic Noisy Label Correction for Fine-Grained Entity Typing

Fine-grained entity typing (FET) aims to assign proper semantic types to entity mentions according to their context, which is a fundamental task in various entity-leveraging applications. Current FET systems usually establish on large-scale weakly-supervised/distantly annotation data, which may contain abundant noise and thus severely hinder the performance of the FET task. Although previous studies have made great success in automatically identifying the noisy labels in FET, they usually rely on some auxiliary resources which may be unavailable in real-world applications (e.g. pre-defined hierarchical type structures, human-annotated subsets). In this paper, we propose a novel approach to automatically correct noisy labels for FET without external resources. Specifically, it first identifies the potentially noisy labels by estimating the posterior probability of a label being positive or negative according to the logits output by the model, and then relabel candidate noisy labels by training a robust model over the remaining clean labels. Experiments on two popular benchmarks prove the effectiveness of our method. Our source code can be obtained from https://github.com/CCIIPLab/DenoiseFET.

preprint2022arXiv

Bayesian local exchangeability design for phase II basket trials

We propose an information borrowing strategy for the design and monitoring of phase II basket trials based on the local multisource exchangeability assumption between baskets (disease types). In our proposed local-MEM framework, information borrowing is only allowed to occur locally, i.e., among baskets with similar response rate and the amount of information borrowing is determined by the level of similarity in response rate, whereas baskets not considered similar are not allowed to share information. We construct a two-stage design for phase II basket trials using the proposed strategy. The proposed method is compared to competing Bayesian methods and Simon's two-stage design in a variety of simulation scenarios. We demonstrate the proposed method is able to maintain the family-wise type I error rate at a reasonable level and has desirable basket-wise power compared to Simon's two-stage design. In addition, our method is computationally efficient compared to existing Bayesian methods in that the posterior profiles of interest can be derived explicitly without the need for sampling algorithms.

preprint2022arXiv

BiSyn-GAT+: Bi-Syntax Aware Graph Attention Network for Aspect-based Sentiment Analysis

Aspect-based sentiment analysis (ABSA) is a fine-grained sentiment analysis task that aims to align aspects and corresponding sentiments for aspect-specific sentiment polarity inference. It is challenging because a sentence may contain multiple aspects or complicated (e.g., conditional, coordinating, or adversative) relations. Recently, exploiting dependency syntax information with graph neural networks has been the most popular trend. Despite its success, methods that heavily rely on the dependency tree pose challenges in accurately modeling the alignment of the aspects and their words indicative of sentiment, since the dependency tree may provide noisy signals of unrelated associations (e.g., the "conj" relation between "great" and "dreadful" in Figure 2). In this paper, to alleviate this problem, we propose a Bi-Syntax aware Graph Attention Network (BiSyn-GAT+). Specifically, BiSyn-GAT+ fully exploits the syntax information (e.g., phrase segmentation and hierarchical structure) of the constituent tree of a sentence to model the sentiment-aware context of every single aspect (called intra-context) and the sentiment relations across aspects (called inter-context) for learning. Experiments on four benchmark datasets demonstrate that BiSyn-GAT+ outperforms the state-of-the-art methods consistently.

preprint2022arXiv

CmnRec: Sequential Recommendations with Chunk-accelerated Memory Network

Recently, Memory-based Neural Recommenders (MNR) have demonstrated superior predictive accuracy in the task of sequential recommendations, particularly for modeling long-term item dependencies. However, typical MNR requires complex memory access operations, i.e., both writing and reading via a controller (e.g., RNN) at every time step. Those frequent operations will dramatically increase the network training time, resulting in the difficulty in being deployed on industrial-scale recommender systems. In this paper, we present a novel general Chunk framework to accelerate MNR significantly. Specifically, our framework divides proximal information units into chunks, and performs memory access at certain time steps, whereby the number of memory operations can be greatly reduced. We investigate two ways to implement effective chunking, i.e., PEriodic Chunk (PEC) and Time-Sensitive Chunk (TSC), to preserve and recover important recurrent signals in the sequence. Since chunk-accelerated MNR models take into account more proximal information units than that from a single timestep, it can remove the influence of noise in the item sequence to a large extent, and thus improve the stability of MNR. In this way, the proposed chunk mechanism can lead to not only faster training and prediction, but even slightly better results. The experimental results on three real-world datasets (weishi, ml-10M and ml-latest) show that our chunk framework notably reduces the running time (e.g., with up to 7x for training & 10x for inference on ml-latest) of MNR, and meantime achieves competitive performance.

preprint2022arXiv

Contrastive Meta Learning with Behavior Multiplicity for Recommendation

A well-informed recommendation framework could not only help users identify their interested items, but also benefit the revenue of various online platforms (e.g., e-commerce, social media). Traditional recommendation models usually assume that only a single type of interaction exists between user and item, and fail to model the multiplex user-item relationships from multi-typed user behavior data, such as page view, add-to-favourite and purchase. While some recent studies propose to capture the dependencies across different types of behaviors, two important challenges have been less explored: i) Dealing with the sparse supervision signal under target behaviors (e.g., purchase). ii) Capturing the personalized multi-behavior patterns with customized dependency modeling. To tackle the above challenges, we devise a new model CML, Contrastive Meta Learning (CML), to maintain dedicated cross-type behavior dependency for different users. In particular, we propose a multi-behavior contrastive learning framework to distill transferable knowledge across different types of behaviors via the constructed contrastive loss. In addition, to capture the diverse multi-behavior patterns, we design a contrastive meta network to encode the customized behavior heterogeneity for different users. Extensive experiments on three real-world datasets indicate that our method consistently outperforms various state-of-the-art recommendation methods. Our empirical studies further suggest that the contrastive meta learning paradigm offers great potential for capturing the behavior multiplicity in recommendation. We release our model implementation at: https://github.com/weiwei1206/CML.git.

preprint2022arXiv

Credit Valuation Adjustment with Replacement Closeout: Theory and Algorithms

The replacement closeout convention has drawn more and more attention since the 2008 financial crisis. Compared with the conventional risk-free closeout, the replacement closeout convention incorporates the creditworthiness of the counterparty and thus providing a more accurate estimate of the Mark-to-market value of a financial claim. In contrast to the risk-free closeout, the replacement closeout renders a nonlinear valuation system, which constitutes the major difficulty in the valuation of the counterparty credit risk. In this paper, we show how to address the nonlinearity attributed to the replacement closeout in the theoretical and computational analysis. In the theoretical part, we prove the unique solvability of the nonlinear valuation system and study the impact of the replacement closeout on the credit valuation adjustment. In the computational part, we propose a neural network-based algorithm for solving the (high dimensional) nonlinear valuation system and effectively alleviating the curse of dimensionality. We numerically compare the computational cost for the valuations with risk-free and replacement closeouts. The numerical tests confirm both the accuracy and the computational efficiency of our proposed algorithm for the valuation of the replacement closeout.

preprint2022arXiv

Cross-Lingual Phrase Retrieval

Cross-lingual retrieval aims to retrieve relevant text across languages. Current methods typically achieve cross-lingual retrieval by learning language-agnostic text representations in word or sentence level. However, how to learn phrase representations for cross-lingual phrase retrieval is still an open problem. In this paper, we propose XPR, a cross-lingual phrase retriever that extracts phrase representations from unlabeled example sentences. Moreover, we create a large-scale cross-lingual phrase retrieval dataset, which contains 65K bilingual phrase pairs and 4.2M example sentences in 8 English-centric language pairs. Experimental results show that XPR outperforms state-of-the-art baselines which utilize word-level or sentence-level representations. XPR also shows impressive zero-shot transferability that enables the model to perform retrieval in an unseen language pair during training. Our dataset, code, and trained models are publicly available at www.github.com/cwszz/XPR/.

preprint2022arXiv

Data-Driven Dispatchable Regions with Potentially Active Boundaries for Renewable Power Generation: Concept and Construction

The dispatchable region of volatile renewable power generation (RPG) quantifies how much uncertainty the power system can handle at a given operating point. State-of-the-art dispatchable region (DR) research has studied how system operational constraints influence the DR but has seldom considered the effect of the uncertainty features of RPG outputs. The traditional DR is generally described by a large number of boundaries, and it is computationally intensive to construct. To bridge these gaps, a novel type of DR is defined, which is enclosed by potentially active boundaries (PABs) that consider the operational constraints and uncertainty features of RPG outputs. The proposed DR is easier to construct because the PABs are only a small part of the traditional DR boundaries. The procedure for constructing the proposed DR is described in terms of the progressive search for PABs, which is formulated as a mixed-integer linear program by incorporating the discrete observed data points of RPG outputs as an approximate distribution. A parallel solution paradigm is also developed to expedite the construction procedure when using a large observed dataset. Simulation tests on the IEEE 30-bus and 118-bus systems verify the effectiveness and scalability of the proposed DR and the efficiency of the proposed algorithm.

preprint2022arXiv

Declaration-based Prompt Tuning for Visual Question Answering

In recent years, the pre-training-then-fine-tuning paradigm has yielded immense success on a wide spectrum of cross-modal tasks, such as visual question answering (VQA), in which a visual-language (VL) model is first optimized via self-supervised task objectives, e.g., masked language modeling (MLM) and image-text matching (ITM), and then fine-tuned to adapt to downstream task (e.g., VQA) via a brand-new objective function, e.g., answer prediction. The inconsistency of the objective forms not only severely limits the generalization of pre-trained VL models to downstream tasks, but also requires a large amount of labeled data for fine-tuning. To alleviate the problem, we propose an innovative VL fine-tuning paradigm (named Declaration-based Prompt Tuning, abbreviated as DPT), which jointly optimizes the objectives of pre-training and fine-tuning of VQA model, boosting the effective adaptation of pre-trained VL models to the downstream task. Specifically, DPT reformulates the objective form of VQA task via (1) textual adaptation, which converts the given questions into declarative sentence-form for prompt-tuning, and (2) task adaptation, which optimizes the objective function of VQA problem in the manner of pre-training phase. Experimental results on GQA dataset show that DPT outperforms the fine-tuned counterpart by a large margin regarding accuracy in both fully-supervised (2.68%) and zero-shot/few-shot (over 31%) settings. All the data and codes will be available to facilitate future research.

preprint2022arXiv

E2FIF: Push the limit of Binarized Deep Imagery Super-resolution using End-to-end Full-precision Information Flow

Binary neural network (BNN) provides a promising solution to deploy parameter-intensive deep single image super-resolution (SISR) models onto real devices with limited storage and computational resources. To achieve comparable performance with the full-precision counterpart, most existing BNNs for SISR mainly focus on compensating the information loss incurred by binarizing weights and activations in the network through better approximations to the binarized convolution. In this study, we revisit the difference between BNNs and their full-precision counterparts and argue that the key for good generalization performance of BNNs lies on preserving a complete full-precision information flow as well as an accurate gradient flow passing through each binarized convolution layer. Inspired by this, we propose to introduce a full-precision skip connection or its variant over each binarized convolution layer across the entire network, which can increase the forward expressive capability and the accuracy of back-propagated gradient, thus enhancing the generalization performance. More importantly, such a scheme is applicable to any existing BNN backbones for SISR without introducing any additional computation cost. To testify its efficacy, we evaluate it using four different backbones for SISR on four benchmark datasets and report obviously superior performance over existing BNNs and even some 4-bit competitors.

preprint2022arXiv

Enhance Ambiguous Community Structure via Multi-strategy Community Related Link Prediction Method with Evolutionary Process

Most real-world networks suffer from incompleteness or incorrectness, which is an inherent attribute to real-world datasets. As a consequence, those downstream machine learning tasks in complex network like community detection methods may yield less satisfactory results, i.e., a proper preprocessing measure is required here. To address this issue, in this paper, we design a new community attribute based link prediction strategy HAP and propose a two-step community enhancement algorithm with automatic evolution process based on HAP. This paper aims at providing a community enhancement measure through adding links to clarify ambiguous community structures. The HAP method takes the neighbourhood uncertainty and Shannon entropy to identify boundary nodes, and establishes links by considering the nodes' community attributes and community size at the same time. The experimental results on twelve real-world datasets with ground truth community indicate that the proposed link prediction method outperforms other baseline methods and the enhancement of community follows the expected evolution process.

preprint2022arXiv

Gelfand problem and Hemisphere rigidity

We give an interpretation of the hemisphere rigidity theorem of Hang-Wang in the framework of Gelfand problem. More precisely, Hang-Wang showed that for a metric $g$ conformal to the standard metric $g_0$ on $S^{n}_{+}$ with $R\geq n(n-1)$ and whose boundary coincides with $g_0|_{\partial S^{n}_{+}}$, then $g=g_0$. This is related to the classical Gelfand problem, which investigates $-Δu=λg(u)$ for certain nonlinearity $g$ in a bounded region $Ω\subset \mathbb{R}^n$ subject to the Dirichlet boundary condition. It is well-known that there exists an extremal $λ^{*}$, such that for $λ>λ^{*}$, the above equation does not admit any solution. Interestingly, Hang-Wang's hemisphere rigidity theorem yields a precise value for $λ^{*}$ for $g(u)=e^{2u}$ when $n=2$ and $g(u)=(1+u)^{\frac{n+2}{n-2}}$ for $n\geq 3$. We attempt to generalize the hemisphere rigidity theorem under $Q$ curvature lower bound and fit this into the interpretation of fourth order Gelfand problem for bi-Laplacian with conformal nonlinearity.

preprint2022arXiv

Gradient-guided Unsupervised Text Style Transfer via Contrastive Learning

Text style transfer is a challenging text generation problem, which aims at altering the style of a given sentence to a target one while keeping its content unchanged. Since there is a natural scarcity of parallel datasets, recent works mainly focus on solving the problem in an unsupervised manner. However, previous gradient-based works generally suffer from the deficiencies as follows, namely: (1) Content migration. Previous approaches lack explicit modeling of content invariance and are thus susceptible to content shift between the original sentence and the transferred one. (2) Style misclassification. A natural drawback of the gradient-guided approaches is that the inference process is homogeneous with a line of adversarial attack, making latent optimization easily becomes an attack to the classifier due to misclassification. This leads to difficulties in achieving high transfer accuracy. To address the problems, we propose a novel gradient-guided model through a contrastive paradigm for text style transfer, to explicitly gather similar semantic sentences, and to design a siamese-structure based style classifier for alleviating such two issues, respectively. Experiments on two datasets show the effectiveness of our proposed approach, as compared to the state-of-the-arts.

preprint2022arXiv

Improving Knowledge-aware Recommendation with Multi-level Interactive Contrastive Learning

Incorporating Knowledge Graphs (KG) into recommeder system has attracted considerable attention. Recently, the technical trend of Knowledge-aware Recommendation (KGR) is to develop end-to-end models based on graph neural networks (GNNs). However, the extremely sparse user-item interactions significantly degrade the performance of the GNN-based models, as: 1) the sparse interaction, means inadequate supervision signals and limits the supervised GNN-based models; 2) the combination of sparse interactions (CF part) and redundant KG facts (KG part) results in an unbalanced information utilization. Besides, the GNN paradigm aggregates local neighbors for node representation learning, while ignoring the non-local KG facts and making the knowledge extraction insufficient. Inspired by the recent success of contrastive learning in mining supervised signals from data itself, in this paper, we focus on exploring contrastive learning in KGR and propose a novel multi-level interactive contrastive learning mechanism. Different from traditional contrastive learning methods which contrast nodes of two generated graph views, interactive contrastive mechanism conducts layer-wise self-supervised learning by contrasting layers of different parts within graphs, which is also an "interaction" action. Specifically, we first construct local and non-local graphs for user/item in KG, exploring more KG facts for KGR. Then an intra-graph level interactive contrastive learning is performed within each graph, which contrasts layers of the CF and KG parts, for more consistent information leveraging. Besides, an inter-graph level interactive contrastive learning is performed between the local and non-local graphs, for sufficiently and coherently extracting non-local KG signals. Extensive experiments conducted on three benchmark datasets show the superior performance of our proposed method over the state-of-the-arts.

preprint2022arXiv

Improving Personality Consistency in Conversation by Persona Extending

Endowing chatbots with a consistent personality plays a vital role for agents to deliver human-like interactions. However, existing personalized approaches commonly generate responses in light of static predefined personas depicted with textual description, which may severely restrict the interactivity of human and the chatbot, especially when the agent needs to answer the query excluded in the predefined personas, which is so-called out-of-predefined persona problem (named OOP for simplicity). To alleviate the problem, in this paper we propose a novel retrieval-to-prediction paradigm consisting of two subcomponents, namely, (1) Persona Retrieval Model (PRM), it retrieves a persona from a global collection based on a Natural Language Inference (NLI) model, the inferred persona is consistent with the predefined personas; and (2) Posterior-scored Transformer (PS-Transformer), it adopts a persona posterior distribution that further considers the actual personas used in the ground response, maximally mitigating the gap between training and inferring. Furthermore, we present a dataset called IT-ConvAI2 that first highlights the OOP problem in personalized dialogue. Extensive experiments on both IT-ConvAI2 and ConvAI2 demonstrate that our proposed model yields considerable improvements in both automatic metrics and human evaluations.

preprint2022arXiv

Layer-by-layer growth of bilayer graphene single-crystals enabled by self-transmitting catalytic activity

Direct growth of large-area vertically stacked two-dimensional (2D) van der Waal (vdW) materials is a prerequisite for their high-end applications in integrated electronics, optoelectronics and photovoltaics. Currently, centimetre- to even metre-scale monolayers of single-crystal graphene (MLG) and hexagonal boron nitride (h-BN) have been achieved by epitaxial growth on various single-crystalline substrates. However, in principle, this success in monolayer epitaxy seems extremely difficult to be replicated to bi- or few-layer growth, as the full coverage of the first layer was believed to terminate the reactivity of those adopting catalytic metal surfaces. Here, we report an exceptional layer-by-layer chemical vapour deposition (CVD) growth of large size bi-layer graphene single-crystals, enabled by self-transmitting catalytic activity from platinum (Pt) surfaces to the outermost graphene layers. In-situ growth and real-time surveillance experiments, under well-controlled environments, unambiguously verify that the growth does follow the layer-by-layer mode on open surfaces of MLG/Pt(111). First-principles calculations indicate that the transmittal of catalytic activity is allowed by an appreciable electronic hybridisation between graphene overlayers and Pt surfaces, enabling catalytic dissociation of hydrocarbons and subsequently direct graphitisation of their radicals on the outermost sp2 carbon surface. This self-transmitting catalytic activity is also proven to be robust for tube-furnace CVD in fabricating single-crystalline graphene bi-, tri- and tetra-layers, as well as h-BN few-layers. Our findings offer an exceptional strategy for potential controllable, layer-by-layer and wafer-scale growth of vertically stacked few-layered 2D single crystals.

preprint2022arXiv

Mass Testing and Characterization of 20-inch PMTs for JUNO

Main goal of the JUNO experiment is to determine the neutrino mass ordering using a 20kt liquid-scintillator detector. Its key feature is an excellent energy resolution of at least 3 % at 1 MeV, for which its instruments need to meet a certain quality and thus have to be fully characterized. More than 20,000 20-inch PMTs have been received and assessed by JUNO after a detailed testing program which began in 2017 and elapsed for about four years. Based on this mass characterization and a set of specific requirements, a good quality of all accepted PMTs could be ascertained. This paper presents the performed testing procedure with the designed testing systems as well as the statistical characteristics of all 20-inch PMTs intended to be used in the JUNO experiment, covering more than fifteen performance parameters including the photocathode uniformity. This constitutes the largest sample of 20-inch PMTs ever produced and studied in detail to date, i.e. 15,000 of the newly developed 20-inch MCP-PMTs from Northern Night Vision Technology Co. (NNVT) and 5,000 of dynode PMTs from Hamamatsu Photonics K. K.(HPK).

preprint2022arXiv

Meta-CPR: Generalize to Unseen Large Number of Agents with Communication Pattern Recognition Module

Designing an effective communication mechanism among agents in reinforcement learning has been a challenging task, especially for real-world applications. The number of agents can grow or an environment sometimes needs to interact with a changing number of agents in real-world scenarios. To this end, a multi-agent framework needs to handle various scenarios of agents, in terms of both scales and dynamics, for being practical to real-world applications. We formulate the multi-agent environment with a different number of agents as a multi-tasking problem and propose a meta reinforcement learning (meta-RL) framework to tackle this problem. The proposed framework employs a meta-learned Communication Pattern Recognition (CPR) module to identify communication behavior and extract information that facilitates the training process. Experimental results are poised to demonstrate that the proposed framework (a) generalizes to an unseen larger number of agents and (b) allows the number of agents to change between episodes. The ablation study is also provided to reason the proposed CPR design and show such design is effective.

preprint2022arXiv

Multi-core fiber enabled fading noise suppression in ϕ-OFDR based quantitative distributed vibration sensing

Coherent fading has been regarded as a critical issue in phase-sensitive optical frequency domain reflectometry (ϕ-OFDR) based distributed fiber-optic sensing. Here, we report on an approach for fading noise suppression in ϕ-OFDR with multi-core fiber. By exploiting the independent nature of the randomness in the distribution of reflective index in each of the cores, the drastic phase fluctuations due to the fading phenomina can be effectively alleviated by applying weighted vectorial averaging for the Rayleigh backscattering traces from each of the cores with distinct fading distributions. With the consistent linear response with respect to external excitation of interest for each of the cores, demonstration for the propsoed ϕ-OFDR with a commercial seven-core fiber has achieved highly sensitive quantitative distributed vibration sensing with about 2.2 nm length precision and 2 cm sensing resolution along the 500 m fiber, corresponding to a range resolution factor as high as about about 4E-5. Featuring long distance, high sensitivity, high resolution, and fading robustness, this approach has shown promising potentials in various sensing techniques for a wide range of practical scenarios.

preprint2022arXiv

Multi-level Contrastive Learning Framework for Sequential Recommendation

Sequential recommendation (SR) aims to predict the subsequent behaviors of users by understanding their successive historical behaviors. Recently, some methods for SR are devoted to alleviating the data sparsity problem (i.e., limited supervised signals for training), which take account of contrastive learning to incorporate self-supervised signals into SR. Despite their achievements, it is far from enough to learn informative user/item embeddings due to the inadequacy modeling of complex collaborative information and co-action information, such as user-item relation, user-user relation, and item-item relation. In this paper, we study the problem of SR and propose a novel multi-level contrastive learning framework for sequential recommendation, named MCLSR. Different from the previous contrastive learning-based methods for SR, MCLSR learns the representations of users and items through a cross-view contrastive learning paradigm from four specific views at two different levels (i.e., interest- and feature-level). Specifically, the interest-level contrastive mechanism jointly learns the collaborative information with the sequential transition patterns, and the feature-level contrastive mechanism re-observes the relation between users and items via capturing the co-action information (i.e., co-occurrence). Extensive experiments on four real-world datasets show that the proposed MCLSR outperforms the state-of-the-art methods consistently.

preprint2022arXiv

Multi-level Cross-view Contrastive Learning for Knowledge-aware Recommender System

Knowledge graph (KG) plays an increasingly important role in recommender systems. Recently, graph neural networks (GNNs) based model has gradually become the theme of knowledge-aware recommendation (KGR). However, there is a natural deficiency for GNN-based KGR models, that is, the sparse supervised signal problem, which may make their actual performance drop to some extent. Inspired by the recent success of contrastive learning in mining supervised signals from data itself, in this paper, we focus on exploring the contrastive learning in KG-aware recommendation and propose a novel multi-level cross-view contrastive learning mechanism, named MCCLK. Different from traditional contrastive learning methods which generate two graph views by uniform data augmentation schemes such as corruption or dropping, we comprehensively consider three different graph views for KG-aware recommendation, including global-level structural view, local-level collaborative and semantic views. Specifically, we consider the user-item graph as a collaborative view, the item-entity graph as a semantic view, and the user-item-entity graph as a structural view. MCCLK hence performs contrastive learning across three views on both local and global levels, mining comprehensive graph feature and structure information in a self-supervised manner. Besides, in semantic view, a k-Nearest-Neighbor (kNN) item-item semantic graph construction module is proposed, to capture the important item-item semantic relation which is usually ignored by previous work. Extensive experiments conducted on three benchmark datasets show the superior performance of our proposed method over the state-of-the-arts. The implementations are available at: https://github.com/CCIIPLab/MCCLK.

preprint2022arXiv

Multi-view Intent Disentangle Graph Networks for Bundle Recommendation

Bundle recommendation aims to recommend the user a bundle of items as a whole. Nevertheless, they usually neglect the diversity of the user's intents on adopting items and fail to disentangle the user's intents in representations. In the real scenario of bundle recommendation, a user's intent may be naturally distributed in the different bundles of that user (Global view), while a bundle may contain multiple intents of a user (Local view). Each view has its advantages for intent disentangling: 1) From the global view, more items are involved to present each intent, which can demonstrate the user's preference under each intent more clearly. 2) From the local view, it can reveal the association among items under each intent since items within the same bundle are highly correlated to each other. To this end, we propose a novel model named Multi-view Intent Disentangle Graph Networks (MIDGN), which is capable of precisely and comprehensively capturing the diversity of the user's intent and items' associations at the finer granularity. Specifically, MIDGN disentangles the user's intents from two different perspectives, respectively: 1) In the global level, MIDGN disentangles the user's intent coupled with inter-bundle items; 2) In the Local level, MIDGN disentangles the user's intent coupled with items within each bundle. Meanwhile, we compare the user's intents disentangled from different views under the contrast learning framework to improve the learned intents. Extensive experiments conducted on two benchmark datasets demonstrate that MIDGN outperforms the state-of-the-art methods by over 10.7% and 26.8%, respectively.

preprint2022arXiv

NTIRE 2021 Multi-modal Aerial View Object Classification Challenge

In this paper, we introduce the first Challenge on Multi-modal Aerial View Object Classification (MAVOC) in conjunction with the NTIRE 2021 workshop at CVPR. This challenge is composed of two different tracks using EO andSAR imagery. Both EO and SAR sensors possess different advantages and drawbacks. The purpose of this competition is to analyze how to use both sets of sensory information in complementary ways. We discuss the top methods submitted for this competition and evaluate their results on our blind test set. Our challenge results show significant improvement of more than 15% accuracy from our current baselines for each track of the competition

preprint2022arXiv

Person-job fit estimation from candidate profile and related recruitment history with co-attention neural networks

Existing online recruitment platforms depend on automatic ways of conducting the person-job fit, whose goal is matching appropriate job seekers with job positions. Intuitively, the previous successful recruitment records contain important information, which should be helpful for the current person-job fit. Existing studies on person-job fit, however, mainly focus on calculating the similarity between the candidate resumes and the job postings on the basis of their contents, without taking the recruiters' experience (i.e., historical successful recruitment records) into consideration. In this paper, we propose a novel neural network approach for person-job fit, which estimates person-job fit from candidate profile and related recruitment history with co-attention neural networks (named PJFCANN). Specifically, given a target resume-job post pair, PJFCANN generates local semantic representations through co-attention neural networks and global experience representations via graph neural networks. The final matching degree is calculated by combining these two representations. In this way, the historical successful recruitment records are introduced to enrich the features of resumes and job postings and strengthen the current matching process. Extensive experiments conducted on a large-scale recruitment dataset verify the effectiveness of PJFCANN compared with several state-of-the-art baselines. The codes are released at: https://github.com/CCIIPLab/PJFCANN.

preprint2022arXiv

Relational Triple Extraction: One Step is Enough

Extracting relational triples from unstructured text is an essential task in natural language processing and knowledge graph construction. Existing approaches usually contain two fundamental steps: (1) finding the boundary positions of head and tail entities; (2) concatenating specific tokens to form triples. However, nearly all previous methods suffer from the problem of error accumulation, i.e., the boundary recognition error of each entity in step (1) will be accumulated into the final combined triples. To solve the problem, in this paper, we introduce a fresh perspective to revisit the triple extraction task, and propose a simple but effective model, named DirectRel. Specifically, the proposed model first generates candidate entities through enumerating token sequences in a sentence, and then transforms the triple extraction task into a linking problem on a "head $\rightarrow$ tail" bipartite graph. By doing so, all triples can be directly extracted in only one step. Extensive experimental results on two widely used datasets demonstrate that the proposed model performs better than the state-of-the-art baselines.

preprint2022arXiv

Robust Generation Dispatch with Strategic Renewable Power Curtailment and Decision-Dependent Uncertainty

As renewable energy sources replace traditional power sources (such as thermal generators), uncertainty grows while there are fewer controllable units. To reduce operational risks and avoid frequent real-time emergency controls, a preparatory schedule of renewable generation curtailment is required. This paper proposes a novel two-stage robust generation dispatch (RGD) model, where the preparatory curtailment schedule is optimized in the pre-dispatch stage. The curtailment schedule will then influence the variation range of real-time renewable power output, resulting in a decision-dependent uncertainty (DDU) set. In the re-dispatch stage, the controllable units adjust their outputs within the reserve capacities to maintain power balancing. To overcome the difficulty in solving the RGD with DDU, an adaptive column-and-constraint generation (AC\&CG) algorithm is developed. We prove that the proposed algorithm can generate the optimal solution in finite iterations. Numerical examples show the advantages of the proposed model and algorithm, and validate their practicability and scalability.

preprint2022arXiv

Spatial-Temporal Identity: A Simple yet Effective Baseline for Multivariate Time Series Forecasting

Multivariate Time Series (MTS) forecasting plays a vital role in a wide range of applications. Recently, Spatial-Temporal Graph Neural Networks (STGNNs) have become increasingly popular MTS forecasting methods due to their state-of-the-art performance. However, recent works are becoming more sophisticated with limited performance improvements. This phenomenon motivates us to explore the critical factors of MTS forecasting and design a model that is as powerful as STGNNs, but more concise and efficient. In this paper, we identify the indistinguishability of samples in both spatial and temporal dimensions as a key bottleneck, and propose a simple yet effective baseline for MTS forecasting by attaching Spatial and Temporal IDentity information (STID), which achieves the best performance and efficiency simultaneously based on simple Multi-Layer Perceptrons (MLPs). These results suggest that we can design efficient and effective models as long as they solve the indistinguishability of samples, without being limited to STGNNs.

preprint2022arXiv

Temporal Link Prediction via Adjusted Sigmoid Function and 2-Simplex Sructure

Temporal network link prediction is an important task in the field of network science, and has a wide range of applications in practical scenarios. Revealing the evolutionary mechanism of the network is essential for link prediction, and how to effectively utilize the historical information for temporal links and efficiently extract the high-order patterns of network structure remains a vital challenge. To address these issues, in this paper, we propose a novel temporal link prediction model with adjusted sigmoid function and 2-simplex structure (TLPSS). The adjusted sigmoid decay mode takes the active, decay and stable states of edges into account, which properly fits the life cycle of information. Moreover, the latent matrix sequence is introduced, which is composed of simplex high-order structure, to enhance the performance of link prediction method since it is highly feasible in sparse network. Combining the life cycle of information and simplex high-order structure, the overall performance of TLPSS is achieved by satisfying the consistency of temporal and structural information in dynamic networks. Experimental results on six real-world datasets demonstrate the effectiveness of TLPSS, and our proposed model improves the performance of link prediction by an average of 15% compared to other baseline methods.

preprint2022arXiv

Underwater Differential Game: Finite-Time Target Hunting Task with Communication Delay

This work considers designing an unmanned target hunting system for a swarm of unmanned underwater vehicles (UUVs) to hunt a target with high maneuverability. Differential game theory is used to analyze combat policies of UUVs and the target within finite time. The challenge lies in UUVs must conduct their control policies in consideration of not only the consistency of the hunting team but also escaping behaviors of the target. To obtain stable feedback control policies satisfying Nash equilibrium, we construct the Hamiltonian function with Leibniz's formula. For further taken underwater disturbances and communication delay into consideration, modified deep reinforcement learning (DRL) is provided to investigate the underwater target hunting task in an unknown dynamic environment. Simulations show that underwater disturbances have a large impact on the system considering communication delay. Moreover, consistency tests show that UUVs perform better consistency with a relatively small range of disturbances.

preprint2021arXiv

A Robust and Domain-Adaptive Approach for Low-Resource Named Entity Recognition

Recently, it has attracted much attention to build reliable named entity recognition (NER) systems using limited annotated data. Nearly all existing works heavily rely on domain-specific resources, such as external lexicons and knowledge bases. However, such domain-specific resources are often not available, meanwhile it's difficult and expensive to construct the resources, which has become a key obstacle to wider adoption. To tackle the problem, in this work, we propose a novel robust and domain-adaptive approach RDANER for low-resource NER, which only uses cheap and easily obtainable resources. Extensive experiments on three benchmark datasets demonstrate that our approach achieves the best performance when only using cheap and easily obtainable resources, and delivers competitive results against state-of-the-art methods which use difficultly obtainable domainspecific resources. All our code and corpora can be found on https://github.com/houking-can/RDANER.

preprint2021arXiv

An Energy Sharing Mechanism Achieving the Same Flexibility as Centralized Dispatch

Deploying distributed renewable energy at the demand side is an important measure to implement a sustainable society. However, the massive small solar and wind generation units are beyond the control of a central operator. To encourage users to participate in energy management and reduce the dependence on dispatchable resources, a peer-to-peer energy sharing scheme is proposed which releases the flexibility at the demand side. Every user makes decision individually considering only local constraints; the microgrid operator announces the sharing prices subjective to the coupling constraints without knowing users' local constraints. This can help protect privacy. We prove that the proposed mechanism can achieve the same disutility and flexibility as centralized dispatch, and develop an effective modified best response based algorithm for reaching the market equilibrium. The concept of absorbable region is presented to measure the operating flexibility under the proposed energy sharing mechanism. A linear programming based polyhedral projection algorithm is developed to compute that region. Case studies validate the theoretical results and show that the proposed method is scalable.

preprint2021arXiv

Graph Classification Based on Skeleton and Component Features

Most existing popular methods for learning graph embedding only consider fixed-order global structural features and lack structures hierarchical representation. To address this weakness, we propose a novel graph embedding algorithm named GraphCSC that realizes classification based on skeleton information using fixed-order structures learned in anonymous random walks manner, and component information using different size subgraphs. Two graphs are similar if their skeletons and components are both similar, thus in our model, we integrate both of them together into embeddings as graph homogeneity characterization. We demonstrate our model on different datasets in comparison with a comprehensive list of up-to-date state-of-the-art baselines, and experiments show that our work is superior in real-world graph classification tasks.

preprint2021arXiv

JUNO Physics and Detector

The Jiangmen Underground Neutrino Observatory (JUNO) is a 20 kton LS detector at 700-m underground. An excellent energy resolution and a large fiducial volume offer exciting opportunities for addressing many important topics in neutrino and astro-particle physics. With 6 years of data, the neutrino mass ordering can be determined at 3-4 sigma and three oscillation parameters can be measured to a precision of 0.6% or better by detecting reactor antineutrinos. With 10 years of data, DSNB could be observed at 3-sigma; a lower limit of the proton lifetime of 8.34e33 years (90% C.L.) can be set by searching for p->nu_bar K^+; detection of solar neutrinos would shed new light on the solar metallicity problem and examine the vacuum-matter transition region. A core-collapse supernova at 10 kpc would lead to ~5000 IBD and ~2000 (300) all-flavor neutrino-proton (electron) scattering events. Geo-neutrinos can be detected with a rate of ~400 events/year. We also summarize the final design of the JUNO detector and the key R&D achievements. All 20-inch PMTs have been tested. The average photon detection efficiency is 28.9% for the 15,000 MCP PMTs and 28.1% for the 5,000 dynode PMTs, higher than the JUNO requirement of 27%. Together with the >20 m attenuation length of LS, we expect a yield of 1345 p.e. per MeV and an effective energy resolution of 3.02%/\sqrt{E (MeV)}$ in simulations. The underwater electronics is designed to have a loss rate <0.5% in 6 years. With degassing membranes and a micro-bubble system, the radon concentration in the 35-kton water pool could be lowered to <10 mBq/m^3. Acrylic panels of radiopurity <0.5 ppt U/Th are produced. The 20-kton LS will be purified onsite. Singles in the fiducial volume can be controlled to ~10 Hz. The JUNO experiment also features a double calorimeter system with 25,600 3-inch PMTs, a LS testing facility OSIRIS, and a near detector TAO.

preprint2021arXiv

MetaView: Few-shot Active Object Recognition

In robot sensing scenarios, instead of passively utilizing human captured views, an agent should be able to actively choose informative viewpoints of a 3D object as discriminative evidence to boost the recognition accuracy. This task is referred to as active object recognition. Recent works on this task rely on a massive amount of training examples to train an optimal view selection policy. But in realistic robot sensing scenarios, the large-scale training data may not exist and whether the intelligent view selection policy can be still learned from few object samples remains unclear. In this paper, we study this new problem which is extremely challenging but very meaningful in robot sensing -- Few-shot Active Object Recognition, i.e., to learn view selection policies from few object samples, which has not been considered and addressed before. We solve the proposed problem by adopting the framework of meta learning and name our method &#34;MetaView&#34;. Extensive experiments on both category-level and instance-level classification tasks demonstrate that the proposed method can efficiently resolve issues that are hard for state-of-the-art active object recognition methods to handle, and outperform several baselines by large margins.

preprint2021arXiv

Protonation-induced discrete superconducting phases in bulk FeSe single crystals

The superconducting transition temperature, $T_{\rm{c}}$, of FeSe can be significantly enhanced several-fold by applying pressure, electron doping, intercalating spacing layer, and reducing dimensionality. Various ordered electronic phases, such as nematicity and spin density waves, have also been observed accompanying high-$T_{\rm{c}}$ superconductivity. Investigation on the evolution of the electronic structure with $T_{\rm{c}}$ is essential to understanding electronic behavior and high-$T_{\rm{c}}$ superconductivity in FeSe and its derived superconductors. In this report, we have found a series of discrete superconducting phases, with a maximum $T_{\rm{c}}$ up to 44 K, in H$^+$-intercalated FeSe single crystals using an ionic liquid gating method. Accompanied with the increase of $T_{\rm{c}}$, suppression of the nematic phase and evolution from non-Fermi-liquid to Fermi-liquid behavior was observed. An abrupt change in the Fermi surface topology was proposed to explain the discrete superconducting phases. A band structure that favors the high-$T_{\rm{c}}$ superconducting phase was also revealed.

preprint2021arXiv

Representation Learning of Reconstructed Graphs Using Random Walk Graph Convolutional Network

Graphs are often used to organize data because of their simple topological structure, and therefore play a key role in machine learning. And it turns out that the low-dimensional embedded representation obtained by graph representation learning are extremely useful in various typical tasks, such as node classification, content recommendation and link prediction. However, the existing methods mostly start from the microstructure (i.e., the edges) in the graph, ignoring the mesoscopic structure (high-order local structure). Here, we propose wGCN -- a novel framework that utilizes random walk to obtain the node-specific mesoscopic structures of the graph, and utilizes these mesoscopic structures to reconstruct the graph And organize the characteristic information of the nodes. Our method can effectively generate node embeddings for previously unseen data, which has been proven in a series of experiments conducted on citation networks and social networks (our method has advantages over baseline methods). We believe that combining high-order local structural information can more efficiently explore the potential of the network, which will greatly improve the learning efficiency of graph neural network and promote the establishment of new learning models.

preprint2021arXiv

Storage and Transmission Capacity Requirements of a Remote Solar Power Generation System

Large solar power stations usually locate in remote areas and connect to the main grid via a long transmission line. Energy storage unit is deployed locally with the solar plant to smooth its output. Capacities of the grid-connection transmission line and the energy storage unit have a significant impact on the utilization rate of solar energy, as well as the investment cost. This paper characterizes the feasible set of capacity parameters under a given solar spillage rate and a fixed investment budget. A linear programming based projection algorithm is proposed to obtain such a feasible set, offering valuable references for system planning and policy making.

preprint2020arXiv

A Hybrid Natural Language Generation System Integrating Rules and Deep Learning Algorithms

This paper proposes an enhanced natural language generation system combining the merits of both rule-based approaches and modern deep learning algorithms, boosting its performance to the extent where the generated textual content is capable of exhibiting agile human-writing styles and the content logic of which is highly controllable. We also come up with a novel approach called HMCU to measure the performance of the natural language processing comprehensively and precisely.

preprint2020arXiv

A Spatial Stochastic SIR Model for Transmission Networks with Application to COVID-19 Epidemic in China

Governments around the world have implemented preventive measures against the spread of the coronavirus disease (COVID-19). In this study, we consider a multivariate discrete-time Markov model to analyze the propagation of COVID-19 across 33 provincial regions in China. This approach enables us to evaluate the effect of mobility restriction policies on the spread of the disease. We use data on daily human mobility across regions and apply the Bayesian framework to estimate the proposed model. The results show that the spread of the disease in China was predominately driven by community transmission within regions and the lockdown policy introduced by local governments curbed the spread of the pandemic. Further, we document that Hubei was only the epicenter of the early epidemic stage. Secondary epicenters, such as Beijing and Guangdong, had already become established by late January 2020, and the disease spread out to connected regions. The transmission from these epicenters substantially declined following the introduction of human mobility restrictions across regions.

preprint2020arXiv

AIM 2020 Challenge on Efficient Super-Resolution: Methods and Results

This paper reviews the AIM 2020 challenge on efficient single image super-resolution with focus on the proposed solutions and results. The challenge task was to super-resolve an input image with a magnification factor x4 based on a set of prior examples of low and corresponding high resolution images. The goal is to devise a network that reduces one or several aspects such as runtime, parameter count, FLOPs, activations, and memory consumption while at least maintaining PSNR of MSRResNet. The track had 150 registered participants, and 25 teams submitted the final results. They gauge the state-of-the-art in efficient single image super-resolution.

preprint2020arXiv

Ball k-means

This paper presents a novel accelerated exact k-means algorithm called the Ball k-means algorithm, which uses a ball to describe a cluster, focusing on reducing the point-centroid distance computation. The Ball k-means can accurately find the neighbor clusters for each cluster resulting distance computations only between a point and its neighbor clusters&#39; centroids instead of all centroids. Moreover, each cluster can be divided into a stable area and an active area, and the later one can be further divided into annulus areas. The assigned cluster of the points in the stable area is not changed in the current iteration while the points in the annulus area will be adjusted within a few neighbor clusters in the current iteration. Also, there are no upper or lower bounds in the proposed Ball k-means. Furthermore, reducing centroid-centroid distance computation between iterations makes it efficient for large k clustering. The fast speed, no extra parameters and simple design of the Ball k-means make it an all-around replacement of the naive k-means algorithm.

preprint2020arXiv

Calorimetry with Deep Learning: Particle Simulation and Reconstruction for Collider Physics

Using detailed simulations of calorimeter showers as training data, we investigate the use of deep learning algorithms for the simulation and reconstruction of particles produced in high-energy physics collisions. We train neural networks on shower data at the calorimeter-cell level, and show significant improvements for simulation and reconstruction when using these networks compared to methods which rely on currently-used state-of-the-art algorithms. We define two models: an end-to-end reconstruction network which performs simultaneous particle identification and energy regression of particles when given calorimeter shower data, and a generative network which can provide reasonable modeling of calorimeter showers for different particle types at specified angles and energies. We investigate the optimization of our models with hyperparameter scans. Furthermore, we demonstrate the applicability of the reconstruction model to shower inputs from other detector geometries, specifically ATLAS-like and CMS-like geometries. These networks can serve as fast and computationally light methods for particle shower simulation and reconstruction for current and future experiments at particle colliders.

preprint2020arXiv

COCO-GAN: Generation by Parts via Conditional Coordinating

Humans can only interact with part of the surrounding environment due to biological restrictions. Therefore, we learn to reason the spatial relationships across a series of observations to piece together the surrounding environment. Inspired by such behavior and the fact that machines also have computational constraints, we propose \underline{CO}nditional \underline{CO}ordinate GAN (COCO-GAN) of which the generator generates images by parts based on their spatial coordinates as the condition. On the other hand, the discriminator learns to justify realism across multiple assembled patches by global coherence, local appearance, and edge-crossing continuity. Despite the full images are never generated during training, we show that COCO-GAN can produce \textbf{state-of-the-art-quality} full images during inference. We further demonstrate a variety of novel applications enabled by teaching the network to be aware of coordinates. First, we perform extrapolation to the learned coordinate manifold and generate off-the-boundary patches. Combining with the originally generated full image, COCO-GAN can produce images that are larger than training samples, which we called &#34;beyond-boundary generation&#34;. We then showcase panorama generation within a cylindrical coordinate system that inherently preserves horizontally cyclic topology. On the computation side, COCO-GAN has a built-in divide-and-conquer paradigm that reduces memory requisition during training and inference, provides high-parallelism, and can generate parts of images on-demand.

preprint2020arXiv

COVID-19 infection and recovery in various countries: Modeling the dynamics and evaluating the non-pharmaceutical mitigation scenarios

The coronavirus disease 2019 (COVID-19) pandemic radically impacts our lives, while the transmission/infection and recovery dynamics of COVID-19 remain obscure. A time-dependent Susceptible, Exposed, Infectious, and Recovered (SEIR) model was proposed and applied to fit and then predict the time series of COVID-19 evolution observed in the last three months (till 3/22/2020) in various provinces and metropolises in China. The model results revealed the space dependent transmission/infection rate and the significant spatiotemporal variation in the recovery rate, likely due to the continuous improvement of screening techniques and public hospital systems, as well as full city lockdowns in China. The validated SEIR model was then applied to predict COVID-19 evolution in United States, Italy, Japan, and South Korea which have responded differently to monitoring and mitigating COVID-19 so far, although these predictions contain high uncertainty due to the intrinsic change of the maximum infected population and the infection/recovery rates within the different countries. In addition, a stochastic model based on the random walk particle tracking scheme, analogous to a mixing-limited bimolecular reaction model, was developed to evaluate non-pharmaceutical strategies to mitigate COVID-19 spread. Preliminary tests using the stochastic model showed that self-quarantine may not be as efficient as strict social distancing in slowing COVID-19 spread, if not all of the infected people can be promptly diagnosed and quarantined.

preprint2020arXiv

Crowd Counting via Hierarchical Scale Recalibration Network

The task of crowd counting is extremely challenging due to complicated difficulties, especially the huge variation in vision scale. Previous works tend to adopt a naive concatenation of multi-scale information to tackle it, while the scale shifts between the feature maps are ignored. In this paper, we propose a novel Hierarchical Scale Recalibration Network (HSRNet), which addresses the above issues by modeling rich contextual dependencies and recalibrating multiple scale-associated information. Specifically, a Scale Focus Module (SFM) first integrates global context into local features by modeling the semantic inter-dependencies along channel and spatial dimensions sequentially. In order to reallocate channel-wise feature responses, a Scale Recalibration Module (SRM) adopts a step-by-step fusion to generate final density maps. Furthermore, we propose a novel Scale Consistency loss to constrain that the scale-associated outputs are coherent with groundtruth of different scales. With the proposed modules, our approach can ignore various noises selectively and focus on appropriate crowd scales automatically. Extensive experiments on crowd counting datasets (ShanghaiTech, MALL, WorldEXPO&#39;10, and UCSD) show that our HSRNet can deliver superior results over all state-of-the-art approaches. More remarkably, we extend experiments on an extra vehicle dataset, whose results indicate that the proposed model is generalized to other applications.

preprint2020arXiv

Decentralized Provision of Renewable Predictions within a Virtual Power Plant

The mushrooming of distributed energy resources turns end-users from passive price-takers to active market participants. To manage those massive proactive end-users efficiently, virtual power plant (VPP) as an innovative concept emerges. It can provide some necessary information to help consumers improve their profits and trade with the electricity market on behalf of them. One important information that is desired by the consumers is the prediction of renewable outputs inside this VPP. Presently, most VPPs run in a centralized manner, which means the VPP predicts the outputs of all the renewable sources it manages and provides the predictions to every consumer who buys this information. We prove that by providing predictions, the social total surplus can be improved. However, when more consumers and renewables participate in the market, this centralized scheme needs extensive data communication and may jeopardize the privacy of individual stakeholders. In this paper, we propose a decentralized prediction provision algorithm in which consumers from each subregion only buy local predictions and exchange information with the VPP. Convergence is proved under a mild condition, and the demand gap between centralized and decentralized schemes is proved to have zero expectation and bounded variance. Illustrative examples show that the variance of this gap decreases with more consumers and higher uncertainty, and validate the proposed algorithm numerically.

preprint2020arXiv

Deep learning for gravitational wave forecasting of neutron star mergers

We introduce deep learning time-series forecasting for gravitational wave detection of binary neutron star mergers. This method enables the identification of these signals in real advanced LIGO data up to 30 seconds before merger. When applied to GW170817, our deep learning forecasting method identifies the presence of this gravitational wave signal 10 seconds before merger. This novel approach requires a single GPU for inference, and may be used as part of an early warning system for time-sensitive multi-messenger searches.

preprint2020arXiv

Deep Transfer Learning for Star Cluster Classification: I. Application to the PHANGS-HST Survey

We present the results of a proof-of-concept experiment which demonstrates that deep learning can successfully be used for production-scale classification of compact star clusters detected in HST UV-optical imaging of nearby spiral galaxies (D < 20 Mpc) in the PHANGS-HST survey. Given the relatively small nature of existing, human-labelled star cluster samples, we transfer the knowledge of state-of-the-art neural network models for real-object recognition to classify star clusters candidates into four morphological classes. We perform a series of experiments to determine the dependence of classification performance on: neural network architecture (ResNet18 and VGG19-BN); training data sets curated by either a single expert or three astronomers; and the size of the images used for training. We find that the overall classification accuracies are not significantly affected by these choices. The networks are used to classify star cluster candidates in the PHANGS-HST galaxy NGC 1559, which was not included in the training samples. The resulting prediction accuracies are 70%, 40%, 40-50%, 50-70% for class 1, 2, 3 star clusters, and class 4 non-clusters respectively. This performance is competitive with consistency achieved in previously published human and automated quantitative classification of star cluster candidate samples (70-80%, 40-50%, 40-50%, and 60-70%). The methods introduced herein lay the foundations to automate classification for star clusters at scale, and exhibit the need to prepare a standardized dataset of human-labelled star cluster classifications, agreed upon by a full range of experts in the field, to further improve the performance of the networks introduced in this study.

preprint2020arXiv

Differentiable Top-k Operator with Optimal Transport

The top-k operation, i.e., finding the k largest or smallest elements from a collection of scores, is an important model component, which is widely used in information retrieval, machine learning, and data mining. However, if the top-k operation is implemented in an algorithmic way, e.g., using bubble algorithm, the resulting model cannot be trained in an end-to-end way using prevalent gradient descent algorithms. This is because these implementations typically involve swapping indices, whose gradient cannot be computed. Moreover, the corresponding mapping from the input scores to the indicator vector of whether this element belongs to the top-k set is essentially discontinuous. To address the issue, we propose a smoothed approximation, namely the SOFT (Scalable Optimal transport-based diFferenTiable) top-k operator. Specifically, our SOFT top-k operator approximates the output of the top-k operation as the solution of an Entropic Optimal Transport (EOT) problem. The gradient of the SOFT operator can then be efficiently approximated based on the optimality conditions of EOT problem. We apply the proposed operator to the k-nearest neighbors and beam search algorithms, and demonstrate improved performance.

preprint2020arXiv

Distributed Generalized Nash Equilibrium Seeking for Energy Sharing Games

With the proliferation of distributed generators and energy storage systems, traditional passive consumers in power systems have been gradually evolving into the so-called &#34;prosumers&#34;, i.e., proactive consumers, which can both produce and consume power. To encourage energy exchange among prosumers, energy sharing is increasingly adopted, which is usually formulated as a generalized Nash game (GNG). In this paper, a distributed approach is proposed to seek the Generalized Nash equilibrium (GNE) of the energy sharing game. To this end, we convert the GNG into an equivalent optimization problem. A Krasnosel&#39;ski{ǐ}-Mann iteration type algorithm is thereby devised to solve the problem and consequently find the GNE in a distributed manner. The convergence of the proposed algorithm is proved rigorously based on the nonexpansive operator theory. The performance of the algorithm is validated by experiments with three prosumers, and the scalability is tested by simulations using 123 prosumers.

preprint2020arXiv

Dynamic aspiration based on Win-Stay-Lose-Learn rule in Spatial Prisoner&#39;s Dilemma Gam

Prisoner&#39;s dilemma game is the most commonly used model of spatial evolutionary game which is considered as a paradigm to portray competition among selfish individuals. In recent years, Win-Stay-Lose-Learn, a strategy updating rule base on aspiration, has been proved to be an effective model to promote cooperation in spatial prisoner&#39;s dilemma game, which leads aspiration to receive lots of attention. But in many research the assumption that individual&#39;s aspiration is fixed is inconsistent with recent results from psychology. In this paper, according to Expected Value Theory and Achievement Motivation Theory, we propose a dynamic aspiration model based on Win-Stay-Lose-Learn rule in which individual&#39;s aspiration is inspired by its payoff. It is found that dynamic aspiration has a significant impact on the evolution process, and different initial aspirations lead to different results, which are called Stable Coexistence under Low Aspiration, Dependent Coexistence under Moderate aspiration and Defection Explosion under High Aspiration respectively. Furthermore, a deep analysis is performed on the local structures which cause cooperator&#39;s existence or defector&#39;s expansion, and the evolution process for different parameters including strategy and aspiration. As a result, the intrinsic structures leading to defectors&#39; expansion and cooperators&#39; survival are achieved for different evolution process, which provides a penetrating understanding of the evolution. Compared to fixed aspiration model, dynamic aspiration introduces a more satisfactory explanation on population evolution laws and can promote deeper comprehension for the principle of prisoner&#39;s dilemma.

preprint2020arXiv

Dynamic Graph Correlation Learning for Disease Diagnosis with Incomplete Labels

Disease diagnosis on chest X-ray images is a challenging multi-label classification task. Previous works generally classify the diseases independently on the input image without considering any correlation among diseases. However, such correlation actually exists, for example, Pleural Effusion is more likely to appear when Pneumothorax is present. In this work, we propose a Disease Diagnosis Graph Convolutional Network (DD-GCN) that presents a novel view of investigating the inter-dependency among different diseases by using a dynamic learnable adjacency matrix in graph structure to improve the diagnosis accuracy. To learn more natural and reliable correlation relationship, we feed each node with the image-level individual feature map corresponding to each type of disease. To our knowledge, our method is the first to build a graph over the feature maps with a dynamic adjacency matrix for correlation learning. To further deal with a practical issue of incomplete labels, DD-GCN also utilizes an adaptive loss and a curriculum learning strategy to train the model on incomplete labels. Experimental results on two popular chest X-ray (CXR) datasets show that our prediction accuracy outperforms state-of-the-arts, and the learned graph adjacency matrix establishes the correlation representations of different diseases, which is consistent with expert experience. In addition, we apply an ablation study to demonstrate the effectiveness of each component in DD-GCN.

preprint2020arXiv

Exponential Stability of Partial Primal-Dual Gradient Dynamics with Nonsmooth Objective Functions

In this paper, we investigate the continuous time partial primal-dual gradient dynamics (P-PDGD) for solving convex optimization problems with the form $ \min\limits_{x\in X,y\inΩ}\ f({x})+h(y),\ \textit{s.t.}\ A{x}+By=C $, where $ f({x}) $ is strongly convex and smooth, but $ h(y) $ is strongly convex and non-smooth. Affine equality and set constraints are included. We prove the exponential stability of P-PDGD, and bounds on decaying rates are provided. Moreover, it is also shown that the decaying rates can be regulated by setting the stepsize.

preprint2020arXiv

Feasibility and physics potential of detecting $^8$B solar neutrinos at JUNO

The Jiangmen Underground Neutrino Observatory~(JUNO) features a 20~kt multi-purpose underground liquid scintillator sphere as its main detector. Some of JUNO&#39;s features make it an excellent experiment for $^8$B solar neutrino measurements, such as its low-energy threshold, its high energy resolution compared to water Cherenkov detectors, and its much large target mass compared to previous liquid scintillator detectors. In this paper we present a comprehensive assessment of JUNO&#39;s potential for detecting $^8$B solar neutrinos via the neutrino-electron elastic scattering process. A reduced 2~MeV threshold on the recoil electron energy is found to be achievable assuming the intrinsic radioactive background $^{238}$U and $^{232}$Th in the liquid scintillator can be controlled to 10$^{-17}$~g/g. With ten years of data taking, about 60,000 signal and 30,000 background events are expected. This large sample will enable an examination of the distortion of the recoil electron spectrum that is dominated by the neutrino flavor transformation in the dense solar matter, which will shed new light on the tension between the measured electron spectra and the predictions of the standard three-flavor neutrino oscillation framework. If $Δm^{2}_{21}=4.8\times10^{-5}~(7.5\times10^{-5})$~eV$^{2}$, JUNO can provide evidence of neutrino oscillation in the Earth at the about 3$σ$~(2$σ$) level by measuring the non-zero signal rate variation with respect to the solar zenith angle. Moveover, JUNO can simultaneously measure $Δm^2_{21}$ using $^8$B solar neutrinos to a precision of 20\% or better depending on the central value and to sub-percent precision using reactor antineutrinos. A comparison of these two measurements from the same detector will help elucidate the current tension between the value of $Δm^2_{21}$ reported by solar neutrino experiments and the KamLAND experiment.

preprint2020arXiv

Formant Tracking Using Dilated Convolutional Networks Through Dense Connection with Gating Mechanism

Formant tracking is one of the most fundamental problems in speech processing. Traditionally, formants are estimated using signal processing methods. Recent studies showed that generic convolutional architectures can outperform recurrent networks on temporal tasks such as speech synthesis and machine translation. In this paper, we explored the use of Temporal Convolutional Network (TCN) for formant tracking. In addition to the conventional implementation, we modified the architecture from three aspects. First, we turned off the &#34;causal&#34; mode of dilated convolution, making the dilated convolution see the future speech frames. Second, each hidden layer reused the output information from all the previous layers through dense connection. Third, we also adopted a gating mechanism to alleviate the problem of gradient disappearance by selectively forgetting unimportant information. The model was validated on the open access formant database VTR. The experiment showed that our proposed model was easy to converge and achieved an overall mean absolute percent error (MAPE) of 8.2% on speech-labeled frames, compared to three competitive baselines of 9.4% (LSTM), 9.1% (Bi-LSTM) and 8.9% (TCN).

preprint2020arXiv

High Throughput Screening of Transition Metal Binuclear Site for N2 Fixation

Great enthusiasm in single atom catalysts (SACs) for the N2 reduction reaction (NRR) has been aroused by the discovery of Metal (M)-Nx as a promising catalytic center. However,the performance of available SACs,including poor activity and selectivity,is far away from the industrial requirement because of the inappropriate adsorption behaviors of the catalytic centers. Through the first principles high throughput screening, we find that the rational construction of Fe-Fe dual atom centered site distributed on graphite carbon nitride (Fe2/gCN) compromises the ability to adsorb N2H and NH2, achieving the best NRR performance among 23 different transition metal (TM) centers. Our results show that Fe2/gCN can achieve a Faradic efficiency of 100% for NH3 production. Impressively, the limiting potential of Fe2/gCN is estimated as low as -0.13 V, which is hitherto the lowest value among the reported theoretical results. Multiple level descriptors (excess electrons on the adsorbed N2 and integrated crystal orbital Hamilton population) shed light on the origin of NRR activity from the view of energy, electronic structure, and basic characteristics. As a ubiquitous issue during electrocatalytic NRR, ammonia contamination originating from the substrate decomposition can be surmounted. Our predictions offer a new platform for electrocatalytic synthesis of NH3, contributing to further elucidate the structure-performance correlations.

preprint2020arXiv

Interlayer Coupling Effect in van der Waals Heterostructures of Transition Metal Dichalcogenides

Van der Waals (vdW) heterobilayers formed by two-dimensional (2D) transition metal dichalcogenides (TMDCs) created a promising platform for various electronic and optical properties. ab initio band results indicate that the band offset of type-II band alignment in TMDCs vdW heterobilayer could be tuned by introducing Janus WSSe monolayer, instead of an external electric field. On the basis of symmetry analysis, the allowed interlayer hopping channels of TMDCs vdW heterobilayer were determined, and a four-level kp model was developed to obtain the interlayer hopping. Results indicate that the interlayer coupling strength could be tuned by interlayer electric polarization featured by various band offsets. Moreover, the difference in the formation mechanism of interlayer valley excitons in different TMDCs vdW heterobilayers with various interlayer hopping strength was also clarified.

preprint2020arXiv

Leray&#39;s backward self-similar solutions to the 3D Navier-Stokes equations in Morrey spaces

In this paper, it is shown that there does not exist a non-trivial Leray&#39;s backward self-similar solution to the 3D Navier-Stokes equations with profiles in Morrey spaces $\dot{\mathcal{M}}^{q,1}(\mathbb{R}^{3})$ provided $3/2<q<6$, or in $\dot{\mathcal{M}}^{q,l}(\mathbb{R}^{3})$ provided $6\leq q<\infty$ and $2<l\leq q$. This generalizes the corresponding results obtained by Nečas-Råužička-Šverák [19, Acta.Math. 176 (1996)] in $L^{3}(\mathbb{R}^{3})$, Tsai [25, Arch. Ration. Mech. Anal. 143 (1998)] in $L^{p}(\mathbb{R}^{3})$ with $p\geq3$,, Chae-Wolf [3, Arch. Ration. Mech. Anal. 225 (2017)] in Lorentz spaces $L^{p,\infty}(\mathbb{R}^{3})$ with $p>3/2$, and Guevara-Phuc [11, SIAM J. Math. Anal. 12 (2018)] in $\dot{\mathcal{M}}^{q,\frac{12-2q}{3}}(\mathbb{R}^{3})$ with $12/5\leq q<3$ and in $L^{q, \infty}(\mathbb{R}^3)$ with $12/5\leq q<6$.

preprint2020arXiv

PONE: A Novel Automatic Evaluation Metric for Open-Domain Generative Dialogue Systems

Open-domain generative dialogue systems have attracted considerable attention over the past few years. Currently, how to automatically evaluate them, is still a big challenge problem. As far as we know, there are three kinds of automatic methods to evaluate the open-domain generative dialogue systems: (1) Word-overlap-based metrics; (2) Embedding-based metrics; (3) Learning-based metrics. Due to the lack of systematic comparison, it is not clear which kind of metrics are more effective. In this paper, we will first measure systematically all kinds of automatic evaluation metrics over the same experimental setting to check which kind is best. Through extensive experiments, the learning-based metrics are demonstrated that they are the most effective evaluation metrics for open-domain generative dialogue systems. Moreover, we observe that nearly all learning-based metrics depend on the negative sampling mechanism, which obtains an extremely imbalanced and low-quality dataset to train a score model. In order to address this issue, we propose a novel and feasible learning-based metric that can significantly improve the correlation with human judgments by using augmented POsitive samples and valuable NEgative samples, called PONE. Extensive experiments demonstrate that our proposed evaluation method significantly outperforms the state-of-the-art learning-based evaluation methods, with an average correlation improvement of 13.18%. In addition, we have publicly released the codes of our proposed method and state-of-the-art baselines.

preprint2020arXiv

Representation Learning of Graphs Using Graph Convolutional Multilayer Networks Based on Motifs

The graph structure is a commonly used data storage mode, and it turns out that the low-dimensional embedded representation of nodes in the graph is extremely useful in various typical tasks, such as node classification, link prediction , etc. However, most of the existing approaches start from the binary relationship (i.e., edges) in the graph and have not leveraged the higher order local structure (i.e., motifs) of the graph. Here, we propose mGCMN -- a novel framework which utilizes node feature information and the higher order local structure of the graph to effectively generate node embeddings for previously unseen data. Through research we have found that different types of networks have different key motifs. And the advantages of our method over the baseline methods have been demonstrated in a large number of experiments on citation network and social network datasets. At the same time, a positive correlation between increase of the classification accuracy and the clustering coefficient is revealed. It is believed that using high order structural information can truly manifest the potential of the network, which will greatly improve the learning efficiency of the graph neural network and promote a brand-new learning mode establishment.

preprint2020arXiv

Scalable near-infrared graphene plasmonic resonators exhibiting strong non-local and electron quantization effects

Graphene plasmonic resonators have been broadly studied in the terahertz and mid-infrared ranges because of their electrical tunability and large confinement factors which can enable dramatic enhancement of light-matter coupling. In this work, we demonstrate that the characteristic scaling laws of graphene plasmons change for smaller (< 40 nm) plasmonic wavelengths, expanding the operational frequencies of graphene plasmonic resonators into the near-infrared (NIR) and modifying their optical confinement properties. We utilize a novel bottom-up block copolymer lithography method that substantially improves upon top-down methods to create resonators as narrow as 12 nm over centimeter-scale areas. Measurements of these structures reveal that their plasmonic resonances are strongly influenced by non-local and quantum effects, which push their resonant frequency into the NIR (2.2 um), almost double the frequency of previous experimental works. The confinement factors of these resonators, meanwhile, reach 137 +/- 25, amongst the largest reported in literature for an optical cavity. While our findings indicate that the enhancement of some &#39;forbidden&#39; transitions are an order of magnitude weaker than predicted, the combined NIR response and large confinement of these structures make them an attractive platform to explore ultra-strongly enhanced spontaneous emission.

preprint2020arXiv

TAO Conceptual Design Report: A Precision Measurement of the Reactor Antineutrino Spectrum with Sub-percent Energy Resolution

The Taishan Antineutrino Observatory (TAO, also known as JUNO-TAO) is a satellite experiment of the Jiangmen Underground Neutrino Observatory (JUNO). A ton-level liquid scintillator detector will be placed at about 30 m from a core of the Taishan Nuclear Power Plant. The reactor antineutrino spectrum will be measured with sub-percent energy resolution, to provide a reference spectrum for future reactor neutrino experiments, and to provide a benchmark measurement to test nuclear databases. A spherical acrylic vessel containing 2.8 ton gadolinium-doped liquid scintillator will be viewed by 10 m^2 Silicon Photomultipliers (SiPMs) of >50% photon detection efficiency with almost full coverage. The photoelectron yield is about 4500 per MeV, an order higher than any existing large-scale liquid scintillator detectors. The detector operates at -50 degree C to lower the dark noise of SiPMs to an acceptable level. The detector will measure about 2000 reactor antineutrinos per day, and is designed to be well shielded from cosmogenic backgrounds and ambient radioactivities to have about 10% background-to-signal ratio. The experiment is expected to start operation in 2022.

preprint2020arXiv

Tutorials on Advanced Optimization Methods

This material provides thorough tutorials on some optimization techniques frequently used in various engineering disciplines, including convex optimization, linearization techniques and mixed-integer linear programming, robust optimization, and equilibrium/game problems. It discusses how to reformulate a difficult (non-convex, multi-agent, min-max) problem to a solver-compatible form (semidefinite program, mixed-integer linear program) via convexification, linearization, and decomposition, so the original problem can be reliably solved by commercial/open-source software. Fundamental algorithms are not the main focus. This material is a good reference for self-learners who have basic knowledge in linear algebra and linear programming. It is one of the main references for an optimization course taught at Tsinghua University.

preprint2020arXiv

Which Kind Is Better in Open-domain Multi-turn Dialog,Hierarchical or Non-hierarchical Models? An Empirical Study

Currently, open-domain generative dialog systems have attracted considerable attention in academia and industry. Despite the success of single-turn dialog generation, multi-turn dialog generation is still a big challenge. So far, there are two kinds of models for open-domain multi-turn dialog generation: hierarchical and non-hierarchical models. Recently, some works have shown that the hierarchical models are better than non-hierarchical models under their experimental settings; meanwhile, some works also demonstrate the opposite conclusion. Due to the lack of adequate comparisons, it&#39;s not clear which kind of models are better in open-domain multi-turn dialog generation. Thus, in this paper, we will measure systematically nearly all representative hierarchical and non-hierarchical models over the same experimental settings to check which kind is better. Through extensive experiments, we have the following three important conclusions: (1) Nearly all hierarchical models are worse than non-hierarchical models in open-domain multi-turn dialog generation, except for the HRAN model. Through further analysis, the excellent performance of HRAN mainly depends on its word-level attention mechanism; (2) The performance of other hierarchical models will also obtain a great improvement if integrating the word-level attention mechanism into these models. The modified hierarchical models even significantly outperform the non-hierarchical models; (3) The reason why the word-level attention mechanism is so powerful for hierarchical models is because it can leverage context information more effectively, especially the fine-grained information. Besides, we have implemented all of the models and already released the codes.

preprint2020arXiv

XSP: Across-Stack Profiling and Analysis of Machine Learning Models on GPUs

There has been a rapid proliferation of machine learning/deep learning (ML) models and wide adoption of them in many application domains. This has made profiling and characterization of ML model performance an increasingly pressing task for both hardware designers and system providers, as they would like to offer the best possible system to serve ML models with the target latency, throughput, cost, and energy requirements while maximizing resource utilization. Such an endeavor is challenging as the characteristics of an ML model depend on the interplay between the model, framework, system libraries, and the hardware (or the HW/SW stack). Existing profiling tools are disjoint, however, and only focus on profiling within a particular level of the stack, which limits the thoroughness and usefulness of the profiling results. This paper proposes XSP - an across-stack profiling design that gives a holistic and hierarchical view of ML model execution. XSP leverages distributed tracing to aggregate and correlates profile data from different sources. XSP introduces a leveled and iterative measurement approach that accurately captures the latencies at all levels of the HW/SW stack in spite of the profiling overhead. We couple the profiling design with an automated analysis pipeline to systematically analyze 65 state-of-the-art ML models. We demonstrate that XSP provides insights which would be difficult to discern otherwise.

preprint2019arXiv

New regularity criteria based on pressure or gradient of velocity in Lorentz spaces for the 3D Navier-Stokes equations

In this paper, we derive regular criteria via pressure or gradient of the velocity in Lorentz spaces to the 3D Navier-Stokes equations. It is shown that a Leray-Hopf weak solution is regular on $(0,T]$ provided that either the norm $\|Π\|_{L^{p,\infty}(0,T; L ^{q,\infty}(\mathbb{R}^{3}))} $ with $ {2}/{p}+{3}/{q}=2$ $({3}/{2}<q<\infty)$ or $\|\nablaΠ\|_{L^{p,\infty}(0,T; L ^{q,\infty}(\mathbb{R}^{3}))} $ with $ {2}/{p}+{3}/{q}=3$ $(1<q<\infty)$ is small. This gives an affirmative answer to a question proposed by Suzuki in [26, Remark 2.4, p.3850]. Moreover, regular conditions in terms of $\nabla u$ obtained here generalize known ones to allow the time direction to belong to Lorentz spaces.

preprint2019arXiv

Velocity Saturation effect on Low Frequency Noise in short channel Single Layer Graphene FETs

Graphene devices for analog and RF applications are prone to Low Frequency Noise (LFN) due to its upconversion to undesired phase noise at higher frequencies. Such applications demand the use of short channel graphene transistors that operate at high electric fields in order to ensure a high speed. Electric field is inversely proportional to device length and proportional to channel potential so it gets maximized as the drain voltage increases and the transistor length shrinks. Under these conditions though, short channel effects like Velocity Saturation (VS) should be taken into account. Carrier number and mobility fluctuations have been proved to be the main sources that generate LFN in graphene devices. While their contribution to the bias dependence of LFN in long channels has been thoroughly investigated, the way in which VS phenomenon affects LFN in short channel devices under high drain voltage conditions has not been well understood. At low electric field operation, VS effect is negligible since carriers velocity is far away from being saturated. Under these conditions, LFN can be precicely predicted by a recently established physics-based analytical model. The present paper goes a step furher and proposes a new model which deals with the contribution of VS effect on LFN under high electric field conditions. The implemented model is validated with novel experimental data, published for the first time, from CVD grown back-gated single layer graphene transistors operating at gigahertz frequencies. The model accurately captures the reduction of LFN especially near charge neutrality point because of the effect of VS mechanism. Moreover, an analytical expression for the effect of contact resistance on LFN is derived. This contact resistance contribution is experimentally shown to be dominant at higher gate voltages and is accurately described by the proposed model.

preprint2018arXiv

Camouflage of the Phase Transition to Quark Matter in Neutron Stars

It has been known for some time that compact stars containing quark matter can masquerade as neutron stars in the range of measured mass and radius, making it difficult to draw firm conclusions on the phases of matter present inside the star. Using the vector-enhanced Bag model (vBag), we examine mass-radius and mass-compactness relations with Maxwell and Gibbs construction for hybrid stars with transitions from nuclear matter to two or three-flavor quark matter, including sequential transitions. Not only can stable hybrid stars with either two or three-flavor quark matter mimic neutron stars (the traditional masquerade), it appears as well difficult to distinguish two-flavor from three-flavor quark matter even in cases where a phase transition can be said to have occurred, as in the presence of a distinct kink in the mass-radius relation. Furthermore, allowing for sequential flavor transitions, we find that the transition into an unstable branch can be caused by either a transition from a nuclear to unstable quark matter or the sequential transition from nuclear to stable but &#34;masquerading&#34; two-flavor to unstable three-flavor quark matter. Addressing chiral restoration as well as quark deconfinement in a model of the phase transition, as the vBag does, adds further flexibility to the high-density equation of state, motivating caution in using even high-precision $M$-$R$ data to draw firm conclusions on the nature of phases and phase transitions in neutron stars.

preprint2017arXiv

Small-signal model for 2D-material based field-effect transistors targeting radio-frequency applications: the importance of considering non-reciprocal capacitances

A small-signal equivalent circuit of 2D-material based field-effect transistors is presented. Charge conservation and non-reciprocal capacitances have been assumed so the model can be used to make reliable predictions at both device and circuit levels. In this context, explicit and exact analytical expressions of the main radio-frequency figures of merit of these devices are given. Moreover, a direct parameter extraction methodology is provided based on S-parameter measurements. In addition to the intrinsic capacitances, transconductance and output conductance, our approach allows extracting the series combination of drain/source metal contact and access resistances. Accounting for these extrinsic resistances is of upmost importance when dealing with low dimensional field-effect transistors.