Catalog footprint

What is connected

293works
74topics
4close collaborators

Actions

Connect this record

Log in to claim

Research graph

See the researcher in context

Open full explorer

Inspect adjacent papers, topics, institutions and collaborators without losing the researcher page.

Building this map preview

BZPEER is loading the nearby papers, people, topics and institutions for this page.

Published work

293 published item(s)

preprint2026arXiv

The Cylindrical Representation Hypothesis for Language Model Steering

Steering is a widely used technique for controlling large language models, yet its effects are often unstable and hard to predict. Existing theoretical accounts are largely based on the Linear Representation Hypothesis (LRH). While LRH assumes that concepts can be orthogonalized for lossless control, this idealized mapping fails in real representations and cannot account for the observed unpredictability of steering. By relaxing LRH's orthogonality assumption while preserving linear representations, we show that overlapping concept contributions naturally yield a sample-specific axis-orthogonal structure. We formalize this as the Cylindrical Representation Hypothesis (CRH). In CRH, a central axis captures the main difference between concept absence and presence and drives concept generation. A surrounding normal plane controls steering sensitivity by determining how easily the axis can activate the target concept. Within this plane, only specific sensitive sectors strongly facilitate concept activation, while other sectors can suppress or delay it. While the surrounding normal plane can be reliably identified from difference vectors, the sensitive sector cannot, introducing intrinsic uncertainty at the sector level. This uncertainty provides a principled explanation for why steering outcomes often fluctuate even when using well-aligned directions. Our experiments verify the existence of the cylindrical structure and demonstrate that CRH provides a valid and practical way to interpret model steering behavior in real settings: https://github.com/mbzuai-nlp/CRH.

preprint2025arXiv

One-Shot Structured Pruning of Quantum Neural Networks via $q$-Group Engineering and Quantum Geometric Metrics

Quantum neural networks (QNNs) suffer from severe gate-level redundancy, which hinders their deployment on noisy intermediate-scale quantum (NISQ) devices. In this work, we propose q-iPrune, a one-shot structured pruning framework grounded in the algebraic structure of $q$-deformed groups and task-conditioned quantum geometry. Unlike prior heuristic or gradient-based pruning methods, q-iPrune formulates redundancy directly at the gate level. Each gate is compared within an algebraically consistent subgroup using a task-conditioned $q$-overlap distance, which measures functional similarity through state overlaps on a task-relevant ensemble. A gate is removed only when its replacement by a subgroup representative provably induces a bounded deviation on all task observables. We establish three rigorous theoretical guarantees. First, we prove completeness of redundancy pruning: no gate that violates the prescribed similarity threshold is removed. Second, we show that the pruned circuit is functionally equivalent up to an explicit, task-conditioned error bound, with a closed-form dependence on the redundancy tolerance and the number of replaced gates. Third, we prove that the pruning procedure is computationally feasible, requiring only polynomial-time comparisons and avoiding exponential enumeration over the Hilbert space. To adapt pruning decisions to hardware imperfections, we introduce a noise-calibrated deformation parameter $λ$ that modulates the $q$-geometry and redundancy tolerance. Experiments on standard quantum machine learning benchmarks demonstrate that q-iPrune achieves substantial gate reduction while maintaining bounded task performance degradation, consistent with our theoretical guarantees.

preprint2025arXiv

Ultrahigh-Energy Gamma-ray Emission Associated with Black Hole-Jet Systems

Black holes (BH), one of the most intriguing objects in the universe, can manifest themselves through electromagnetic radiation initiated by the accretion flow. Some stellar-mass BHs drive relativistic jets when accreting matter from their companion stars, forming microquasars. Non-thermal emission from the radio to tera-electronvolt (TeV) gamma-ray band has been observed from microquasars, indicating the acceleration of relativistic particles. Here we report detection of four microquasars (SS 433, V4641 Sgr, GRS 1915+105, MAXI J1820+070) of spectrum extending to the ultrahigh-energy (UHE; photon energy $E>100$ TeV) band and one microquasar (Cygnus X-1) of spectrum approaching 100 TeV, using the Large High Altitude Air Shower Observatory (LHAASO). Notably, the total emission associated with SS 433 cannot be interpreted with a single leptonic component. In the UHE band, its emission is in spatial coincidence with a giant atomic cloud, which is consistent with a hadronic origin. An elongated source is discovered from V4641 Sgr with the spectrum continuing up to 800 TeV. The detection of UHE gamma rays demonstrates that accreting BHs and their environments can operate as extremely efficient accelerators of particles out of 1 peta-electronvolt (PeV), suggesting microquasars to be important contributors to Galactic cosmic rays especially around the `knee' region.

preprint2024arXiv

Sparsely Shared LoRA on Whisper for Child Speech Recognition

Whisper is a powerful automatic speech recognition (ASR) model. Nevertheless, its zero-shot performance on low-resource speech requires further improvement. Child speech, as a representative type of low-resource speech, is leveraged for adaptation. Recently, parameter-efficient fine-tuning (PEFT) in NLP was shown to be comparable and even better than full fine-tuning, while only needing to tune a small set of trainable parameters. However, current PEFT methods have not been well examined for their effectiveness on Whisper. In this paper, only parameter composition types of PEFT approaches such as LoRA and Bitfit are investigated as they do not bring extra inference costs. Different popular PEFT methods are examined. Particularly, we compare LoRA and AdaLoRA and figure out the learnable rank coefficient is a good design. Inspired by the sparse rank distribution allocated by AdaLoRA, a novel PEFT approach Sparsely Shared LoRA (S2-LoRA) is proposed. The two low-rank decomposed matrices are globally shared. Each weight matrix only has to maintain its specific rank coefficients that are constrained to be sparse. Experiments on low-resource Chinese child speech show that with much fewer trainable parameters, S2-LoRA can achieve comparable in-domain adaptation performance to AdaLoRA and exhibit better generalization ability on out-of-domain data. In addition, the rank distribution automatically learned by S2-LoRA is found to have similar patterns to AdaLoRA's allocation.

preprint2024arXiv

Token-Modification Adversarial Attacks for Natural Language Processing: A Survey

Many adversarial attacks target natural language processing systems, most of which succeed through modifying the individual tokens of a document. Despite the apparent uniqueness of each of these attacks, fundamentally they are simply a distinct configuration of four components: a goal function, allowable transformations, a search method, and constraints. In this survey, we systematically present the different components used throughout the literature, using an attack-independent framework which allows for easy comparison and categorisation of components. Our work aims to serve as a comprehensive guide for newcomers to the field and to spark targeted research into refining the individual attack components.

preprint2023arXiv

Excellent catalytic performance towards the hydrogen evolution reaction in topological semimetals

Topological states of matter and their corresponding properties are classical research topics in condensed matter physics. Quite recently, the application of materials that feature these states has been extended to the field of electrochemical catalysis and become an emerging research topic that is receiving increasing interest. In particular, several recent experimental studies performed on topological semimetals have already revealed high catalytic performance towards hydrogen evolution reaction (HER), strongly promoting acceptance of the fresh concept of the topological catalyst. This emerging concept has experienced rapid developments in the last few years, but these developments have been rarely summarized. Herein, we offer a comprehensive review on the state-of-the-art progress in developing topological catalysts for the HER process through topological semimetals such as Weyl semimetals, Dirac semimetals, nodal line semimetals, etc. The course of development, the general research routes, and the fundamental mechanisms in topological catalysts are also systematically analyzed in this review.

preprint2023arXiv

Planning and Tracking Control of Full Drive-by-Wire Electric Vehicles in Unstructured Scenario

Full drive-by-wire electric vehicles (FDWEV) with X-by-wire technology can achieve independent driving, braking, and steering of each wheel, providing a good application platform for autonomous driving technology. Path planning and tracking control, in particular, are critical components of autonomous driving. However, It is challenging to comprehensively design an robust control algorithm by integrating vehicle path planning in a complicated unstructured scenario for FDWEV. To address the above issue, this paper first proposes the artificial potential field (APF) method for path planning in the prescribed park with different static obstacles to generate the reference path information, where speed planning is incorporated considering kinematics and dynamic constraints. Second, two tracking control methods, curvature calculation (CC-based) and model predictive control (MPC-based) methods with the lateral dynamics model, are proposed to track the desired path under different driving conditions, in which a forward-looking behavior model of the driver with variable preview distance is designed based on fuzzy control theory. CarSim-AMESim-Simulink co-simulation is conducted with the existence of obstacles. The simulation results show that the proposed two control approaches are effective for many driving scenarios and the MPC-based path-tracking controller enhances dynamic tracking performance and ensures good maneuverability under high-dynamic driving conditions.

preprint2023arXiv

Second-order flows for computing the ground states of rotating Bose-Einstein condensates

Second-order flows in this paper refer to some artificial evolutionary differential equations involving second-order time derivatives distinguished from gradient flows which are considered to be first-order flows. This is a popular topic due to the recent advances of inertial dynamics with damping in convex optimization. Mathematically, the ground state of a rotating Bose-Einstein condensate (BEC) can be modeled as a minimizer of the Gross-Pitaevskii energy functional with angular momentum rotational term under the normalization constraint. We introduce two types of second-order flows as energy minimization strategies for this constrained non-convex optimization problem, in order to approach the ground state. The proposed artificial dynamics are novel second-order nonlinear hyperbolic partial differential equations with dissipation. Several numerical discretization schemes are discussed, including explicit and semi-implicit methods for temporal discretization, combined with a Fourier pseudospectral method for spatial discretization. These provide us a series of efficient and robust algorithms for computing the ground states of rotating BECs. Particularly, the newly developed algorithms turn out to be superior to the state-of-the-art numerical methods based on the gradient flow. In comparison with the gradient flow type approaches: When explicit temporal discretization strategies are adopted, the proposed methods allow for larger stable time step sizes; While for semi-implicit discretization, using the same step size, a much smaller number of iterations are needed for the proposed methods to reach the stopping criterion, and every time step encounters almost the same computational complexity. Rich and detailed numerical examples are documented for verification and comparison.

preprint2023arXiv

Social Fraud Detection Review: Methods, Challenges and Analysis

Social reviews have dominated the web and become a plausible source of product information. People and businesses use such information for decision-making. Businesses also make use of social information to spread fake information using a single user, groups of users, or a bot trained to generate fraudulent content. Many studies proposed approaches based on user behaviors and review text to address the challenges of fraud detection. To provide an exhaustive literature review, social fraud detection is reviewed using a framework that considers three key components: the review itself, the user who carries out the review, and the item being reviewed. As features are extracted for the component representation, a feature-wise review is provided based on behavioral, text-based features and their combination. With this framework, a comprehensive overview of approaches is presented including supervised, semi-supervised, and unsupervised learning. The supervised approaches for fraud detection are introduced and categorized into two sub-categories; classical, and deep learning. The lack of labeled datasets is explained and potential solutions are suggested. To help new researchers in the area develop a better understanding, a topic analysis and an overview of future directions is provided in each step of the proposed systematic framework.

preprint2022arXiv

A Multislice computational model for birefringent scattering

Modeling optical field propagation in highly scattering and birefringent medium is of important interest to many photonic research branches. Despite the existence of numerical electromagnetic simulation tools and beam propagation method frameworks, there has been a lack of an analytical model including the full tensor nature of birefringence, which is an essential forward-propagation tool for applications requiring efficiently iterative regularization and end-to-end designs. Here, we present an analytical tool for modeling field propagation in a birefringent scattering medium by including a full set of field tensor elements and multiple scattering characteristics. Birefringence-controlled field propagation experiments were successfully carried out to validate the proposed model.

preprint2022arXiv

A Novel Algorithm to Solve for an Underwater Line Source Sound Field Based on Coupled Modes and a Spectral Method

A high-precision numerical sound field is the basis of underwater target detection, positioning and communication. A line source in a plane is a common type of sound source in computational ocean acoustics. The exciting waveguide in a range-dependent ocean environment is often structurally complicated; however, traditional algorithms often assume that the waveguide has a simple seabed boundary and that the line source is located at a horizontal range of 0 m, although this ideal situation is rarely encountered in the actual ocean. In this paper, a novel algorithm is designed that can solve for the sound field excited by a line source at any position in a range-dependent ocean environment. The proposed algorithm uses the classic stepwise approximation approach to address the range dependence of the environment and uses the Chebyshev--Tau spectral method to solve for the horizontal wavenumbers and modes of approximately range-independent segments. Once the modal information of these flat segments has been obtained, a global matrix is constructed to solve for the coupling coefficients of all segments, and finally, the complete sound field is synthesized. Numerical experiments using a robust numerical program developed based on this algorithm verify the correctness and usability of our novel algorithm and software. Furthermore, a detailed analysis and test of the computational cost of this algorithm show that it is efficient.

preprint2022arXiv

A study on rare-earth Laves phases for magnetocaloric liquefaction of hydrogen

We are witnessing a great transition towards a society powered by renewable energies to meet the ever-stringent climate target. Hydrogen, as an energy carrier, will play a key role in building a climate-neutral society. Although liquid hydrogen is essential for hydrogen storage and transportation, liquefying hydrogen is costly with the conventional methods based on Joule-Thomas effect. As an emerging technology which is potentially more efficient, magnetocaloric hydrogen liquefaction is a "game-changer". In this work, we have investigated the rare-earth-based Laves phases ${\rm R}Al_2$ and ${\rm R}Ni_2$ for magnetocaloric hydrogen liquefaction. We have noticed an unaddressed feature that the magnetocaloric effect of second-order magnetocaloric materials can become "giant" near the hydrogen boiling point. This feature indicates strong correlations, down to the boiling point of hydrogen, among the three important quantities of the magnetocaloric effect: the maximum magnetic entropy change $ΔS_{m}^{max}$, the maximum adiabatic temperature change $ΔT_{ad}^{max}$, and the Curie temperature $T_C$. Via a comprehensive literature review, we interpret the correlations for a rare-earth intermetallic series as two trends: (1) $ΔS_{m}^{max}$ increases with decreasing $T_C$; (2) $ΔT_{ad}^{max}$ decreases near room temperature with decreasing $T_C$ but increases at cryogenic temperatures. Moreover, we have developed a mean-field approach to describe these two trends theoretically. The dependence of $ΔS_{m}^{max}$ and $ΔT_{ad}^{max}$ on $T_C$ revealed in this work helps us quickly anticipate the magnetocaloric performance of rare-earth-based compounds, guiding material design and accelerating the discoveries of magnetocaloric materials for hydrogen liquefaction.

preprint2022arXiv

An Inexact Augmented Lagrangian Algorithm for Training Leaky ReLU Neural Network with Group Sparsity

The leaky ReLU network with a group sparse regularization term has been widely used in the recent years. However, training such a network yields a nonsmooth nonconvex optimization problem and there exists a lack of approaches to compute a stationary point deterministically. In this paper, we first resolve the multi-layer composite term in the original optimization problem by introducing auxiliary variables and additional constraints. We show the new model has a nonempty and bounded solution set and its feasible set satisfies the Mangasarian-Fromovitz constraint qualification. Moreover, we show the relationship between the new model and the original problem. Remarkably, we propose an inexact augmented Lagrangian algorithm for solving the new model and show the convergence of the algorithm to a KKT point. Numerical experiments demonstrate that our algorithm is more efficient for training sparse leaky ReLU neural networks than some well-known algorithms.

preprint2022arXiv

An Investigation on Applying Acoustic Feature Conversion to ASR of Adult and Child Speech

The performance of child speech recognition is generally less satisfactory compared to adult speech due to limited amount of training data. Significant performance degradation is expected when applying an automatic speech recognition (ASR) system trained on adult speech to child speech directly, as a result of domain mismatch. The present study is focused on adult-to-child acoustic feature conversion to alleviate this mismatch. Different acoustic feature conversion approaches, including deep neural network based and signal processing based, are investigated and compared under a fair experimental setting, in which converted acoustic features from the same amount of labeled adult speech are used to train the ASR models from scratch. Experimental results reveal that not all of the conversion methods lead to ASR performance gain. Specifically, as a classic unsupervised domain adaptation method, the statistic matching does not show an effectiveness. A disentanglement-based auto-encoder (DAE) conversion framework is found to be useful and the approach of F0 normalization achieves the best performance. It is noted that the F0 distribution of converted features is an important attribute to reflect the conversion quality, while utilizing an adult-child deep classification model to make judgment is shown to be inappropriate.

preprint2022arXiv

ChildPredictor: A Child Face Prediction Framework with Disentangled Learning

The appearances of children are inherited from their parents, which makes it feasible to predict them. Predicting realistic children's faces may help settle many social problems, such as age-invariant face recognition, kinship verification, and missing child identification. It can be regarded as an image-to-image translation task. Existing approaches usually assume domain information in the image-to-image translation can be interpreted by "style", i.e., the separation of image content and style. However, such separation is improper for the child face prediction, because the facial contours between children and parents are not the same. To address this issue, we propose a new disentangled learning strategy for children's face prediction. We assume that children's faces are determined by genetic factors (compact family features, e.g., face contour), external factors (facial attributes irrelevant to prediction, such as moustaches and glasses), and variety factors (individual properties for each child). On this basis, we formulate predictions as a mapping from parents' genetic factors to children's genetic factors, and disentangle them from external and variety factors. In order to obtain accurate genetic factors and perform the mapping, we propose a ChildPredictor framework. It transfers human faces to genetic factors by encoders and back by generators. Then, it learns the relationship between the genetic factors of parents and children through a mapping function. To ensure the generated faces are realistic, we collect a large Family Face Database to train ChildPredictor and evaluate it on the FF-Database validation set. Experimental results demonstrate that ChildPredictor is superior to other well-known image-to-image translation methods in predicting realistic and diverse child faces. Implementation codes can be found at https://github.com/zhaoyuzhi/ChildPredictor.

preprint2022arXiv

CircuitNet: An Open-Source Dataset for Machine Learning Applications in Electronic Design Automation (EDA)

The electronic design automation (EDA) community has been actively exploring machine learning (ML) for very large-scale integrated computer-aided design (VLSI CAD). Many studies explored learning-based techniques for cross-stage prediction tasks in the design flow to achieve faster design convergence. Although building ML models usually requires a large amount of data, most studies can only generate small internal datasets for validation because of the lack of large public datasets. In this essay, we present the first open-source dataset called CircuitNet for ML tasks in VLSI CAD.

preprint2022arXiv

CLIP-GEN: Language-Free Training of a Text-to-Image Generator with CLIP

Training a text-to-image generator in the general domain (e.g., Dall.e, CogView) requires huge amounts of paired text-image data, which is too expensive to collect. In this paper, we propose a self-supervised scheme named as CLIP-GEN for general text-to-image generation with the language-image priors extracted with a pre-trained CLIP model. In our approach, we only require a set of unlabeled images in the general domain to train a text-to-image generator. Specifically, given an image without text labels, we first extract the embedding of the image in the united language-vision embedding space with the image encoder of CLIP. Next, we convert the image into a sequence of discrete tokens in the VQGAN codebook space (the VQGAN model can be trained with the unlabeled image dataset in hand). Finally, we train an autoregressive transformer that maps the image tokens from its unified language-vision representation. Once trained, the transformer can generate coherent image tokens based on the text embedding extracted from the text encoder of CLIP upon an input text. Such a strategy enables us to train a strong and general text-to-image generator with large text-free image dataset such as ImageNet. Qualitative and quantitative evaluations verify that our method significantly outperforms optimization-based text-to-image methods in terms of image quality while not compromising the text-image matching. Our method can even achieve comparable performance as flagship supervised models like CogView.

preprint2022arXiv

CO2Sum:Contrastive Learning for Factual-Consistent Abstractive Summarization

Generating factual-consistent summaries is a challenging task for abstractive summarization. Previous works mainly encode factual information or perform post-correct/rank after decoding. In this paper, we provide a factual-consistent solution from the perspective of contrastive learning, which is a natural extension of previous works. We propose CO2Sum (Contrastive for Consistency), a contrastive learning scheme that can be easily applied on sequence-to-sequence models for factual-consistent abstractive summarization, proving that the model can be fact-aware without modifying the architecture. CO2Sum applies contrastive learning on the encoder, which can help the model be aware of the factual information contained in the input article, or performs contrastive learning on the decoder, which makes the model to generate factual-correct output summary. What's more, these two schemes are orthogonal and can be combined to further improve faithfulness. Comprehensive experiments on public benchmarks demonstrate that CO2Sum improves the faithfulness on large pre-trained language models and reaches competitive results compared to other strong factual-consistent summarization baselines.

preprint2022arXiv

Confidence Sets for a level set in linear regression

Regression modeling is the workhorse of statistics and there is a vast literature on estimation of the regression function. It is realized in recent years that in regression analysis the ultimate aim may be the estimation of a level set of the regression function, instead of the estimation of the regression function itself. The published work on estimation of the level set has thus far focused mainly on nonparametric regression, especially on point estimation. In this paper, the construction of confidence sets for the level set of linear regression is considered. In particular, $1-α$ level upper, lower and two-sided confidence sets are constructed for the normal-error linear regression. It is shown that these confidence sets can be easily constructed from the corresponding $1-α$ level simultaneous confidence bands. It is also pointed out that the construction method is readily applicable to other parametric regression models where the mean response depends on a linear predictor through a monotonic link function, which include generalized linear models, linear mixed models and generalized linear mixed models. Therefore the method proposed in this paper is widely applicable. Examples are given to illustrate the method.

preprint2022arXiv

Constrained Variational Policy Optimization for Safe Reinforcement Learning

Safe reinforcement learning (RL) aims to learn policies that satisfy certain constraints before deploying them to safety-critical applications. Previous primal-dual style approaches suffer from instability issues and lack optimality guarantees. This paper overcomes the issues from the perspective of probabilistic inference. We introduce a novel Expectation-Maximization approach to naturally incorporate constraints during the policy learning: 1) a provable optimal non-parametric variational distribution could be computed in closed form after a convex optimization (E-step); 2) the policy parameter is improved within the trust region based on the optimal variational distribution (M-step). The proposed algorithm decomposes the safe RL problem into a convex optimization phase and a supervised learning phase, which yields a more stable training performance. A wide range of experiments on continuous robotic tasks shows that the proposed method achieves significantly better constraint satisfaction performance and better sample efficiency than baselines. The code is available at https://github.com/liuzuxin/cvpo-safe-rl.

preprint2022arXiv

Dataset Bias in Android Malware Detection

Researchers have proposed kinds of malware detection methods to solve the explosive mobile security threats. We argue that the experiment results are inflated due to the research bias introduced by the variability of malware dataset. We explore the impact of bias in Android malware detection in three aspects, the method used to flag the ground truth, the distribution of malware families in the dataset, and the methods to use the dataset. We implement a set of experiments of different VT thresholds and find that the methods used to flag the malware data affect the malware detection performance directly. We further compare the impact of malware family types and composition on malware detection in detail. The superiority of each approach is different under various combinations of malware families. Through our extensive experiments, we showed that the methods to use the dataset can have a misleading impact on evaluation, and the performance difference can be up to over 40%. We argue that these research biases observed in this paper should be carefully controlled/eliminated to enforce a fair comparison of malware detection techniques. Providing reasonable and explainable results is better than only reporting a high detection accuracy with vague dataset and experimental settings.

preprint2022arXiv

Decentralized Federated Learning: Balancing Communication and Computing Costs

Decentralized stochastic gradient descent (SGD) is a driving engine for decentralized federated learning (DFL). The performance of decentralized SGD is jointly influenced by inter-node communications and local updates. In this paper, we propose a general DFL framework, which implements both multiple local updates and multiple inter-node communications periodically, to strike a balance between communication efficiency and model consensus. It can provide a general decentralized SGD analytical framework. We establish strong convergence guarantees for the proposed DFL algorithm without the assumption of convex objectives. The convergence rate of DFL can be optimized to achieve the balance of communication and computing costs under constrained resources. For improving communication efficiency of DFL, compressed communication is further introduced to the proposed DFL as a new scheme, named DFL with compressed communication (C-DFL). The proposed C-DFL exhibits linear convergence for strongly convex objectives. Experiment results based on MNIST and CIFAR-10 datasets illustrate the superiority of DFL over traditional decentralized SGD methods and show that C-DFL further enhances communication efficiency.

preprint2022arXiv

DPTNet: A Dual-Path Transformer Architecture for Scene Text Detection

The prosperity of deep learning contributes to the rapid progress in scene text detection. Among all the methods with convolutional networks, segmentation-based ones have drawn extensive attention due to their superiority in detecting text instances of arbitrary shapes and extreme aspect ratios. However, the bottom-up methods are limited to the performance of their segmentation models. In this paper, we propose DPTNet (Dual-Path Transformer Network), a simple yet effective architecture to model the global and local information for the scene text detection task. We further propose a parallel design that integrates the convolutional network with a powerful self-attention mechanism to provide complementary clues between the attention path and convolutional path. Moreover, a bi-directional interaction module across the two paths is developed to provide complementary clues in the channel and spatial dimensions. We also upgrade the concentration operation by adding an extra multi-head attention layer to it. Our DPTNet achieves state-of-the-art results on the MSRA-TD500 dataset, and provides competitive results on other standard benchmarks in terms of both detection accuracy and speed.

preprint2022arXiv

DrugOOD: Out-of-Distribution (OOD) Dataset Curator and Benchmark for AI-aided Drug Discovery -- A Focus on Affinity Prediction Problems with Noise Annotations

AI-aided drug discovery (AIDD) is gaining increasing popularity due to its promise of making the search for new pharmaceuticals quicker, cheaper and more efficient. In spite of its extensive use in many fields, such as ADMET prediction, virtual screening, protein folding and generative chemistry, little has been explored in terms of the out-of-distribution (OOD) learning problem with \emph{noise}, which is inevitable in real world AIDD applications. In this work, we present DrugOOD, a systematic OOD dataset curator and benchmark for AI-aided drug discovery, which comes with an open-source Python package that fully automates the data curation and OOD benchmarking processes. We focus on one of the most crucial problems in AIDD: drug target binding affinity prediction, which involves both macromolecule (protein target) and small-molecule (drug compound). In contrast to only providing fixed datasets, DrugOOD offers automated dataset curator with user-friendly customization scripts, rich domain annotations aligned with biochemistry knowledge, realistic noise annotations and rigorous benchmarking of state-of-the-art OOD algorithms. Since the molecular data is often modeled as irregular graphs using graph neural network (GNN) backbones, DrugOOD also serves as a valuable testbed for \emph{graph OOD learning} problems. Extensive empirical studies have shown a significant performance gap between in-distribution and out-of-distribution experiments, which highlights the need to develop better schemes that can allow for OOD generalization under noise for AIDD.

preprint2022arXiv

DynaMixer: A Vision MLP Architecture with Dynamic Mixing

Recently, MLP-like vision models have achieved promising performances on mainstream visual recognition tasks. In contrast with vision transformers and CNNs, the success of MLP-like models shows that simple information fusion operations among tokens and channels can yield a good representation power for deep recognition models. However, existing MLP-like models fuse tokens through static fusion operations, lacking adaptability to the contents of the tokens to be mixed. Thus, customary information fusion procedures are not effective enough. To this end, this paper presents an efficient MLP-like network architecture, dubbed DynaMixer, resorting to dynamic information fusion. Critically, we propose a procedure, on which the DynaMixer model relies, to dynamically generate mixing matrices by leveraging the contents of all the tokens to be mixed. To reduce the time complexity and improve the robustness, a dimensionality reduction technique and a multi-segment fusion mechanism are adopted. Our proposed DynaMixer model (97M parameters) achieves 84.3\% top-1 accuracy on the ImageNet-1K dataset without extra training data, performing favorably against the state-of-the-art vision MLP models. When the number of parameters is reduced to 26M, it still achieves 82.7\% top-1 accuracy, surpassing the existing MLP-like models with a similar capacity. The code is available at \url{https://github.com/ziyuwwang/DynaMixer}.

preprint2022arXiv

EDFace-Celeb-1M: Benchmarking Face Hallucination with a Million-scale Dataset

Recent deep face hallucination methods show stunning performance in super-resolving severely degraded facial images, even surpassing human ability. However, these algorithms are mainly evaluated on non-public synthetic datasets. It is thus unclear how these algorithms perform on public face hallucination datasets. Meanwhile, most of the existing datasets do not well consider the distribution of races, which makes face hallucination methods trained on these datasets biased toward some specific races. To address the above two problems, in this paper, we build a public Ethnically Diverse Face dataset, EDFace-Celeb-1M, and design a benchmark task for face hallucination. Our dataset includes 1.7 million photos that cover different countries, with balanced race composition. To the best of our knowledge, it is the largest and publicly available face hallucination dataset in the wild. Associated with this dataset, this paper also contributes various evaluation protocols and provides comprehensive analysis to benchmark the existing state-of-the-art methods. The benchmark evaluations demonstrate the performance and limitations of state-of-the-art algorithms.

preprint2022arXiv

EDITnet: A Lightweight Network for Unsupervised Domain Adaptation in Speaker Verification

Performance degradation caused by language mismatch is a common problem when applying a speaker verification system on speech data in different languages. This paper proposes a domain transfer network, named EDITnet, to alleviate the language-mismatch problem on speaker embeddings without requiring speaker labels. The network leverages a conditional variational auto-encoder to transfer embeddings from the target domain into the source domain. A self-supervised learning strategy is imposed on the transferred embeddings so as to increase the cosine distance between embeddings from different speakers. In the training process of the EDITnet, the embedding extraction model is fixed without fine-tuning, which renders the training efficient and low-cost. Experiments on Voxceleb and CN-Celeb show that the embeddings transferred by EDITnet outperform the un-transferred ones by around 30% with the ECAPA-TDNN512. Performance improvement can also be achieved with other embedding extraction models, e.g., TDNN, SE-ResNet34.

preprint2022arXiv

Egocentric Video-Language Pretraining @ Ego4D Challenge 2022

In this report, we propose a video-language pretraining (VLP) based solution \cite{kevin2022egovlp} for four Ego4D challenge tasks, including Natural Language Query (NLQ), Moment Query (MQ), Object State Change Classification (OSCC), and PNR Localization (PNR). Especially, we exploit the recently released Ego4D dataset \cite{grauman2021ego4d} to pioneer Egocentric VLP from pretraining dataset, pretraining objective, and development set. Based on the above three designs, we develop a pretrained video-language model that is able to transfer its egocentric video-text representation or video-only representation to several video downstream tasks. Our Egocentric VLP achieves 10.46R@1&IoU @0.3 on NLQ, 10.33 mAP on MQ, 74% Acc on OSCC, 0.67 sec error on PNR. The code is available at https://github.com/showlab/EgoVLP.

preprint2022arXiv

Egocentric Video-Language Pretraining @ EPIC-KITCHENS-100 Multi-Instance Retrieval Challenge 2022

In this report, we propose a video-language pretraining (VLP) based solution \cite{kevin2022egovlp} for the EPIC-KITCHENS-100 Multi-Instance Retrieval (MIR) challenge. Especially, we exploit the recently released Ego4D dataset \cite{grauman2021ego4d} to pioneer Egocentric VLP from pretraining dataset, pretraining objective, and development set. Based on the above three designs, we develop a pretrained video-language model that is able to transfer its egocentric video-text representation to MIR benchmark. Furthermore, we devise an adaptive multi-instance max-margin loss to effectively fine-tune the model and equip the dual-softmax technique for reliable inference. Our best single model obtains strong performance on the challenge test set with 47.39% mAP and 61.44% nDCG. The code is available at https://github.com/showlab/EgoVLP.

preprint2022arXiv

End2End Occluded Face Recognition by Masking Corrupted Features

With the recent advancement of deep convolutional neural networks, significant progress has been made in general face recognition. However, the state-of-the-art general face recognition models do not generalize well to occluded face images, which are exactly the common cases in real-world scenarios. The potential reasons are the absences of large-scale occluded face data for training and specific designs for tackling corrupted features brought by occlusions. This paper presents a novel face recognition method that is robust to occlusions based on a single end-to-end deep neural network. Our approach, named FROM (Face Recognition with Occlusion Masks), learns to discover the corrupted features from the deep convolutional neural networks, and clean them by the dynamically learned masks. In addition, we construct massive occluded face images to train FROM effectively and efficiently. FROM is simple yet powerful compared to the existing methods that either rely on external detectors to discover the occlusions or employ shallow models which are less discriminative. Experimental results on the LFW, Megaface challenge 1, RMF2, AR dataset and other simulated occluded/masked datasets confirm that FROM dramatically improves the accuracy under occlusions, and generalizes well on general face recognition. Code is available at https://github.com/haibo-qiu/FROM

preprint2022arXiv

Enhanced Spatio-Temporal Interaction Learning for Video Deraining: A Faster and Better Framework

Video deraining is an important task in computer vision as the unwanted rain hampers the visibility of videos and deteriorates the robustness of most outdoor vision systems. Despite the significant success which has been achieved for video deraining recently, two major challenges remain: 1) how to exploit the vast information among continuous frames to extract powerful spatio-temporal features across both the spatial and temporal domains, and 2) how to restore high-quality derained videos with a high-speed approach. In this paper, we present a new end-to-end video deraining framework, named Enhanced Spatio-Temporal Interaction Network (ESTINet), which considerably boosts current state-of-the-art video deraining quality and speed. The ESTINet takes the advantage of deep residual networks and convolutional long short-term memory, which can capture the spatial features and temporal correlations among continuing frames at the cost of very little computational source. Extensive experiments on three public datasets show that the proposed ESTINet can achieve faster speed than the competitors, while maintaining better performance than the state-of-the-art methods.

preprint2022arXiv

Exploring Structural Sparsity in Neural Image Compression

Neural image compression have reached or out-performed traditional methods (such as JPEG, BPG, WebP). However,their sophisticated network structures with cascaded convolution layers bring heavy computational burden for practical deployment. In this paper, we explore the structural sparsity in neural image compression network to obtain real-time acceleration without any specialized hardware design or algorithm. We propose a simple plug-in adaptive binary channel masking(ABCM) to judge the importance of each convolution channel and introduce sparsity during training. During inference, the unimportant channels are pruned to obtain slimmer network and less computation. We implement our method into three neural image compression networks with different entropy models to verify its effectiveness and generalization, the experiment results show that up to 7x computation reduction and 3x acceleration can be achieved with negligible performance drop.

preprint2022arXiv

Hardly Perceptible Trojan Attack against Neural Networks with Bit Flips

The security of deep neural networks (DNNs) has attracted increasing attention due to their widespread use in various applications. Recently, the deployed DNNs have been demonstrated to be vulnerable to Trojan attacks, which manipulate model parameters with bit flips to inject a hidden behavior and activate it by a specific trigger pattern. However, all existing Trojan attacks adopt noticeable patch-based triggers (e.g., a square pattern), making them perceptible to humans and easy to be spotted by machines. In this paper, we present a novel attack, namely hardly perceptible Trojan attack (HPT). HPT crafts hardly perceptible Trojan images by utilizing the additive noise and per pixel flow field to tweak the pixel values and positions of the original images, respectively. To achieve superior attack performance, we propose to jointly optimize bit flips, additive noise, and flow field. Since the weight bits of the DNNs are binary, this problem is very hard to be solved. We handle the binary constraint with equivalent replacement and provide an effective optimization algorithm. Extensive experiments on CIFAR-10, SVHN, and ImageNet datasets show that the proposed HPT can generate hardly perceptible Trojan images, while achieving comparable or better attack performance compared to the state-of-the-art methods. The code is available at: https://github.com/jiawangbai/HPT.

preprint2022arXiv

Hybridization of evolutionary algorithm and deep reinforcement learning for multi-objective orienteering optimization

Multi-objective orienteering problems (MO-OPs) are classical multi-objective routing problems and have received a lot of attention in the past decades. This study seeks to solve MO-OPs through a problem-decomposition framework, that is, a MO-OP is decomposed into a multi-objective knapsack problem (MOKP) and a travelling salesman problem (TSP). The MOKP and TSP are then solved by a multi-objective evolutionary algorithm (MOEA) and a deep reinforcement learning (DRL) method, respectively. While the MOEA module is for selecting cities, the DRL module is for planning a Hamiltonian path for these cities. An iterative use of these two modules drives the population towards the Pareto front of MO-OPs. The effectiveness of the proposed method is compared against NSGA-II and NSGA-III on various types of MO-OP instances. Experimental results show that our method exhibits the best performance on almost all the test instances, and has shown strong generalization ability.

preprint2022arXiv

Identification of new M31 star cluster candidates from PAndAS images using convolutional neural networks

Context.Identification of new star cluster candidates in M31 is fundamental for the study of the M31 stellar cluster system. The machine-learning method convolutional neural network (CNN) is an efficient algorithm for searching for new M31 star cluster candidates from tens of millions of images from wide-field photometric surveys. Aims.We search for new M31 cluster candidates from the high-quality $g$- and $i$-band images of 21,245,632 sources obtained from the Pan-Andromeda Archaeological Survey (PAndAS) through a CNN. Methods.We collected confirmed M31 clusters and noncluster objects from the literature as our training sample. Accurate double-channel CNNs were constructed and trained using the training samples. We applied the CNN classification models to the PAndAS $g$- and $i$-band images of over 21 million sources to search new M31 cluster candidates. The CNN predictions were finally checked by five experienced human inspectors to obtain high-confidence M31 star cluster candidates. Results.After the inspection, we identified a catalogue of 117 new M31 cluster candidates. Most of the new candidates are young clusters that are located in the M31 disk. Their morphology, colours, and magnitudes are similar to those of the confirmed young disk clusters. We also identified eight globular cluster candidates that are located in the M31 halo and exhibit features similar to those of confirmed halo globular clusters. The projected distances to the M31 centre for three of them are larger than 100\,kpc.

preprint2022arXiv

Improving Vision Transformers by Revisiting High-frequency Components

The transformer models have shown promising effectiveness in dealing with various vision tasks. However, compared with training Convolutional Neural Network (CNN) models, training Vision Transformer (ViT) models is more difficult and relies on the large-scale training set. To explain this observation we make a hypothesis that \textit{ViT models are less effective in capturing the high-frequency components of images than CNN models}, and verify it by a frequency analysis. Inspired by this finding, we first investigate the effects of existing techniques for improving ViT models from a new frequency perspective, and find that the success of some techniques (e.g., RandAugment) can be attributed to the better usage of the high-frequency components. Then, to compensate for this insufficient ability of ViT models, we propose HAT, which directly augments high-frequency components of images via adversarial training. We show that HAT can consistently boost the performance of various ViT models (e.g., +1.2% for ViT-B, +0.5% for Swin-B), and especially enhance the advanced model VOLO-D5 to 87.3% that only uses ImageNet-1K data, and the superiority can also be maintained on out-of-distribution data and transferred to downstream tasks. The code is available at: https://github.com/jiawangbai/HAT.

preprint2022arXiv

Improving Visual Grounding with Visual-Linguistic Verification and Iterative Reasoning

Visual grounding is a task to locate the target indicated by a natural language expression. Existing methods extend the generic object detection framework to this problem. They base the visual grounding on the features from pre-generated proposals or anchors, and fuse these features with the text embeddings to locate the target mentioned by the text. However, modeling the visual features from these predefined locations may fail to fully exploit the visual context and attribute information in the text query, which limits their performance. In this paper, we propose a transformer-based framework for accurate visual grounding by establishing text-conditioned discriminative features and performing multi-stage cross-modal reasoning. Specifically, we develop a visual-linguistic verification module to focus the visual features on regions relevant to the textual descriptions while suppressing the unrelated areas. A language-guided feature encoder is also devised to aggregate the visual contexts of the target object to improve the object's distinctiveness. To retrieve the target from the encoded visual features, we further propose a multi-stage cross-modal decoder to iteratively speculate on the correlations between the image and text for accurate target localization. Extensive experiments on five widely used datasets validate the efficacy of our proposed components and demonstrate state-of-the-art performance. Our code is public at https://github.com/yangli18/VLTVG.

preprint2022arXiv

Linearly-constrained nonsmooth optimization for training autoencoders

A regularized minimization model with $l_1$-norm penalty (RP) is introduced for training the autoencoders that belong to a class of two-layer neural networks. We show that the RP can act as an exact penalty model which shares the same global minimizers, local minimizers, and d(irectional)-stationary points with the original regularized model under mild conditions. We construct a bounded box region that contains at least one global minimizer of the RP, and propose a linearly constrained regularized minimization model with $l_1$-norm penalty (LRP) for training autoencoders. A smoothing proximal gradient algorithm is designed to solve the LRP. Convergence of the algorithm to a generalized d-stationary point of the RP and LRP is delivered. Comprehensive numerical experiments convincingly illustrate the efficiency as well as the robustness of the proposed algorithm.

preprint2022arXiv

Manifold Optimization Based Multi-user Rate Maximization Aided by Intelligent Reflecting Surface

In this work, two problems associated with a downlink multi-user system are considered with the aid of intelligent reflecting surface (IRS): weighted sum-rate maximization and weighted minimal-rate maximization. For the first problem, a novel DOuble Manifold ALternating Optimization (DOMALO) algorithm is proposed by exploiting the matrix manifold theory and introducing the beamforming matrix and reflection vector using complex sphere manifold and complex oblique manifold, respectively, which incorporate the inherent geometrical structure and the required constraint. A smooth double manifold alternating optimization (S-DOMALO) algorithm is then developed based on the Dinkelbach-type algorithm and smooth exponential penalty function for the second problem. Finally, possible cooperative beamforming gain between IRSs and the IRS phase shift with limited resolution is studied, providing a reference for practical implementation. Numerical results show that our proposed algorithms can significantly outperform the benchmark schemes.

preprint2022arXiv

Masked Autoencoders for Point Cloud Self-supervised Learning

As a promising scheme of self-supervised learning, masked autoencoding has significantly advanced natural language processing and computer vision. Inspired by this, we propose a neat scheme of masked autoencoders for point cloud self-supervised learning, addressing the challenges posed by point cloud's properties, including leakage of location information and uneven information density. Concretely, we divide the input point cloud into irregular point patches and randomly mask them at a high ratio. Then, a standard Transformer based autoencoder, with an asymmetric design and a shifting mask tokens operation, learns high-level latent features from unmasked point patches, aiming to reconstruct the masked point patches. Extensive experiments show that our approach is efficient during pre-training and generalizes well on various downstream tasks. Specifically, our pre-trained models achieve 85.18% accuracy on ScanObjectNN and 94.04% accuracy on ModelNet40, outperforming all the other self-supervised learning methods. We show with our scheme, a simple architecture entirely based on standard Transformers can surpass dedicated Transformer models from supervised learning. Our approach also advances state-of-the-art accuracies by 1.5%-2.3% in the few-shot object classification. Furthermore, our work inspires the feasibility of applying unified architectures from languages and images to the point cloud.

preprint2022arXiv

Meter-Range Wireless Motor Drive for Pipeline Transportation

This paper proposes and implements a meter-range wireless motor drive (WMD) system for promising applications of underground pipeline transportations or in-pipe robots. To power a pipeline network beneath the earth, both the power grid and the control system are usually required to be deployed deep underground, thus increasing the construction cost, maintenance difficulty and system complexity. The proposed system newly develops a hybrid repeater to enable the desired meter-range wireless power and drive transfer, which can offer a fault-tolerant network with a robust structure for the underground sensor-free WMD while maintaining a high transmission efficiency. Hence, this wireless pipeline network can reduce the maintenance requirement and regulate the flow rate effectively. A full-scale prototype has been built for practical verification, and the system efficiency can reach 88.8% at a long transfer distance of 150 cm. Theoretical analysis, software simulation and hardware experimentation are given to verify the feasibility of proposed meter-range WMD for underground pipeline transportations.

preprint2022arXiv

Microwave response of a metallic superconductor subject to a high-voltage gate electrode

Processes that lead to the critical-current suppression and change of impedance of a superconductor under the application of an external voltage is an active area of research, especially due to various possible technological applications. In particular, field-effect transistors and radiation detectors have been developed in the recent years, showing the potential for precision and sensitivity exceeding their normal-metal counterparts. In order to describe the phenomenon that leads to the critical-current suppression in metallic superconducting structures, a field-effect hypothesis has been formulated, stating that an electric field can penetrate the metallic superconductor and affect its characteristics. The existence of such an effect would imply the incompleteness of the underlying theory, and hence indicate an important gap in the general comprehension of superconductors. In addition to its theoretical value, a complete understanding of the phenomenon underneath the electric-field response of the superconductor is important in the light of the related technological applications. In this paper, we study the change of the characteristics of a superconductor implementing a coplanar-waveguide resonator as a tank circuit, by relating our measurements to the reactance and resistance of the material. Namely, we track the state of the superconductor at different voltages and resulting leakage currents of a nearby gate electrode which is not galvanically connected to the resonator. By comparing the effects of the leakage current and of a change in the temperature of the system, we conclude that the observed behaviour in the superconductor is [...]

preprint2022arXiv

Multiple Object Tracking: A Literature Review

Multiple Object Tracking (MOT) has gained increasing attention due to its academic and commercial potential. Although different approaches have been proposed to tackle this problem, it still remains challenging due to factors like abrupt appearance changes and severe object occlusions. In this work, we contribute the first comprehensive and most recent review on this problem. We inspect the recent advances in various aspects and propose some interesting directions for future research. To the best of our knowledge, there has not been any extensive review on this topic in the community. We endeavor to provide a thorough review on the development of this problem in recent decades. The main contributions of this review are fourfold: 1) Key aspects in an MOT system, including formulation, categorization, key principles, evaluation of MOT are discussed; 2) Instead of enumerating individual works, we discuss existing approaches according to various aspects, in each of which methods are divided into different groups and each group is discussed in detail for the principles, advances and drawbacks; 3) We examine experiments of existing publications and summarize results on popular datasets to provide quantitative and comprehensive comparisons. By analyzing the results from different perspectives, we have verified some basic agreements in the field; and 4) We provide a discussion about issues of MOT research, as well as some interesting directions which will become potential research effort in the future.

preprint2022arXiv

Pathwise Blowup of space-time fractional SPDEs

The finite time blowup in the almost sure sense of a class of space-time fractional stochastic partial differential equations is discussed. Both the cases of white noise and colored noise are considered. The sufficient and necessary condition between the blowup and Osgood condition is obtained when the spatial domain is bounded. And the sufficient condition for the blowup is obtained when the spatial domain is the whole space. The results in this paper could be regarded as extensions to some results in Foondun and Nualart, 2021.

preprint2022arXiv

Physics-guided Deep Markov Models for Learning Nonlinear Dynamical Systems with Uncertainty

In this paper, we propose a probabilistic physics-guided framework, termed Physics-guided Deep Markov Model (PgDMM). The framework targets the inference of the characteristics and latent structure of nonlinear dynamical systems from measurement data, where exact inference of latent variables is typically intractable. A recently surfaced option pertains to leveraging variational inference to perform approximate inference. In such a scheme, transition and emission functions of the system are parameterized via feed-forward neural networks (deep generative models). However, due to the generalized and highly versatile formulation of neural network functions, the learned latent space often lacks physical interpretation and structured representation. To address this, we bridge physics-based state space models with Deep Markov Models, thus delivering a hybrid modeling framework for unsupervised learning and identification of nonlinear dynamical systems. The proposed framework takes advantage of the expressive power of deep learning, while retaining the driving physics of the dynamical system by imposing physics-driven restrictions on the side of the latent space. We demonstrate the benefits of such a fusion in terms of achieving improved performance on illustrative simulation examples and experimental case studies of nonlinear systems. Our results indicate that the physics-based models involved in the employed transition and emission functions essentially enforce a more structured and physically interpretable latent space, which is essential for enhancing and generalizing the predictive capabilities of deep learning-based models.

preprint2022arXiv

Probing massive neutrinos with the Minkowski functionals of large-scale structure

Massive neutrinos suppress the growth of structure under their free-streaming scales. The effect is most prominent on small scales where the widely-used two-point statistics can no longer capture the full information. In this work, we study the signatures massive neutrinos leave on large-scale structure (LSS) as revealed by its morphological properties, which are fully described by $4$ Minkowski functionals (MFs), and quantify the constraints on the summed neutrino mass $M_ν$ from the MFs, by using publicly available N-body simulations. We find the MFs provide important complementary information, and give tighter constraints on $M_ν$ than the power spectrum. Specifically, depending on whether massive neutrinos are included in the density field (the `m' field) or not (the `cb' field), we find the constraint on $M_ν$ from the MFs with a smoothing scale of $R_G=5 h^{-1}$Mpc is $48$ or $4$ times better than that from the power spectrum. When the MFs are combined with the power spectrum, they can improve the constraint on $M_ν$ from the latter by a factor of 63 for the `m' field and 5 for the `cb' field. Notably, when the `m' field is used, the constraint on $M_ν$ from the MFs can reach $0.0177$eV with a volume of $1(h^{-1}\rm Gpc)^3$, while the combination of the MFs and power spectrum can tighten this constraint to be $0.0133$eV, a $4.5σ$ significance on detecting the minimum sum of the neutrino masses. For the `m' field, we also find the $σ_8$ and $M_ν$ degeneracy is broken with the MFs, leading to stronger constraints on all 6 cosmological parameters considered in this work than the power spectrum.

preprint2022arXiv

Reflective Dielectric Cavity Enhanced Emission from Hexagonal Boron Nitride Spin Defect Arrays

Among the various kinds of spin defects in hBN, the negatively charged boron vacancy ($\rm V_B^-$) spin defect that can be deterministically generated is undoubtedly a potential candidate for quantum sensing, but its low quantum efficiency restricts its %use in practical applications. Here, we demonstrate a robust enhancement structure with advantages including easy on-chip integration, convenient processing, low cost and suitable broad-spectrum enhancement for $\rm V_B^-$ defects. %Improved photoluminescence (PL) intensity and optically detected magnetic resonance (ODMR) contrast of $\rm V_B^-$ defect arrays. In the experiment, we used a metal reflective layer under the hBN flakes, filled with a transition dielectric layer in the middle, and adjusted the thickness of the dielectric layer to achieve the best coupling between the reflective dielectric cavity and the hBN spin defect. Using a reflective dielectric cavity, we achieved a PL enhancement of approximately 7-fold, and the corresponding ODMR contrast achieved 18\%. Additionally, the oxide layer of the reflective dielectric cavity can be used as an integrated material for micro-nano photonic devices for secondary processing, which means that it can be combined with other enhancement structures to achieve stronger enhancement. This work has guiding significance for realizing the on-chip integration of spin defects in two-dimensional materials.

preprint2022arXiv

Shedding light on the electroweak phase transition from exotic Higgs boson decays at the lifetime frontiers

We study the scenarios where a strongly first-order electroweak phase transition (EWPT) is triggered by a light singlet scalar, which has feeble interactions to the Higgs. Since the singlet scalar is light and has weak couplings, it can decay at a macroscopic distance away from the collision point. Therefore, it can be regarded as a long-lived particles (LLP) in such scenarios. We perform the searches of the LLPs from the exotic Higgs decays, at the FASER, MAPP and CMS-Timing detectors of the 14 TeV HL-LHC, to probe the strongly first-order EWPT. In certain scenarios, we show that the LLP searches can help to reach the parameter space of the strongly first-order EWPT remarkably, where the searches for promptly exotic Higgs decays are not valid.

preprint2022arXiv

Statistically study the optimal local sources for cosmic ray nuclei and electron

The local sources, such as Geminga SNR, may play important role for the anomaly of proton, electron and anisotropy in the past works. In fact, there exists twelve SNRs around solar system within $1$ kpc. One question is that can other SNRs also possibly contribute the spectra of nuclei and electron and explain the special structure of anisotropy? In this work, under the spatial-dependent propagation, we systematically study the contribution of all local SNRs within 1 kpc around solar to the spectra of nuclei and electron, as well as the energy dependence of anisotropy. As a result, only Geminga, Monogem, and Vela SNRs have quantitive contribution to the nuclei and electron spectra and anisotropy. Here, Geminga SNR is the sole optimal candidate and Monogem SNR is controversial due to the tension of anisotropy between model calculation and observations. The Vela SNR contributes a new spectral structure beyond TeV energy, hinted by HESS, VERITAS, DAMPE and CALET measurements. More interesting is that the electron anisotropy satisfies the Fermi-LAT limit below TeV energy, but rises greatly and reaches $10\%$ at several TeV. This new structure will shed new light to check our model. We hope that the new structure of electron spectrum and anisotropy can be observed by space-borne DAMPE and HERD and ground-based HAWC and LHAASO experiments in the near future.

preprint2022arXiv

Strong Convergence Rates in Averaging Principle for Slow-Fast McKean-Vlasov SPDEs

In this paper, we aim to study the asymptotic behaviour for a class of McKean-Vlasov stochastic partial differential equations with slow and fast time-scales. Using the variational approach and classical Khasminskii time discretization, we show that the slow component strongly converges to the solution of the associated averaged equation. In particular, the corresponding convergence rates are also obtained. The main results can be applied to demonstrate the averaging principle for various McKean-Vlasov nonlinear SPDEs such as stochastic porous media type equation, stochastic $p$-Laplace type equation and also some McKean-Vlasov stochastic differential equations.

preprint2022arXiv

SWEM: Towards Real-Time Video Object Segmentation with Sequential Weighted Expectation-Maximization

Matching-based methods, especially those based on space-time memory, are significantly ahead of other solutions in semi-supervised video object segmentation (VOS). However, continuously growing and redundant template features lead to an inefficient inference. To alleviate this, we propose a novel Sequential Weighted Expectation-Maximization (SWEM) network to greatly reduce the redundancy of memory features. Different from the previous methods which only detect feature redundancy between frames, SWEM merges both intra-frame and inter-frame similar features by leveraging the sequential weighted EM algorithm. Further, adaptive weights for frame features endow SWEM with the flexibility to represent hard samples, improving the discrimination of templates. Besides, the proposed method maintains a fixed number of template features in memory, which ensures the stable inference complexity of the VOS system. Extensive experiments on commonly used DAVIS and YouTube-VOS datasets verify the high efficiency (36 FPS) and high performance (84.3\% $\mathcal{J}\&\mathcal{F}$ on DAVIS 2017 validation dataset) of SWEM. Code is available at: https://github.com/lmm077/SWEM.

preprint2022arXiv

Symbolic Replay: Scene Graph as Prompt for Continual Learning on VQA Task

VQA is an ambitious task aiming to answer any image-related question. However, in reality, it is hard to build such a system once for all since the needs of users are continuously updated, and the system has to implement new functions. Thus, Continual Learning (CL) ability is a must in developing advanced VQA systems. Recently, a pioneer work split a VQA dataset into disjoint answer sets to study this topic. However, CL on VQA involves not only the expansion of label sets (new Answer sets). It is crucial to study how to answer questions when deploying VQA systems to new environments (new Visual scenes) and how to answer questions requiring new functions (new Question types). Thus, we propose CLOVE, a benchmark for Continual Learning On Visual quEstion answering, which contains scene- and function-incremental settings for the two aforementioned CL scenarios. In terms of methodology, the main difference between CL on VQA and classification is that the former additionally involves expanding and preventing forgetting of reasoning mechanisms, while the latter focusing on class representation. Thus, we propose a real-data-free replay-based method tailored for CL on VQA, named Scene Graph as Prompt for Symbolic Replay. Using a piece of scene graph as a prompt, it replays pseudo scene graphs to represent the past images, along with correlated QA pairs. A unified VQA model is also proposed to utilize the current and replayed data to enhance its QA ability. Finally, experimental results reveal challenges in CLOVE and demonstrate the effectiveness of our method. The dataset and code will be available at https://github.com/showlab/CLVQA.

preprint2022arXiv

Testing leptogenesis at the LHC and future muon colliders: a $Z'$ scenario

If the masses of at least two generations of right-handed neutrinos (RHNs) are near-degenerate, the scale of leptogenesis can be as low as $\sim$ 100 GeV. In this work, we study probing such resonant leptogenesis in the $B-L$ model at the LHC and future multi-TeV muon colliders via the process $Z'\to NN\to\ell^\pm\ell^\pm+{\rm jets}$, with $Z'$ the $U(1)_{B-L}$ gauge boson and $N$ the RHN. The same-sign dilepton feature of the signal makes it almost background-free, while the event number difference between positive and negative leptons is a hint for $CP$ violation, which is a key ingredient of leptogenesis. We found that resonant leptogenesis can be tested at the HL-LHC for $M_{Z'}$ up to 12 TeV, while at a 10 (30) TeV muon collider the reach can be up to $M_{Z'}\sim28~(100)$ TeV via the off-shell production of $Z'$.

preprint2022arXiv

Testing the seesaw mechanisms via displaced right-handed neutrinos from a light scalar at the HL-LHC

We investigate the pair production of right-handed neutrinos from the decay of a light $B-L$ scalar in the $U(1)_{B-L}$ model. The $B-L$ scalar mixes to the SM Higgs, and the physical scalar is required to be lighter than the observed Higgs. The produced right-handed neutrinos are predicted to be long-lived according to the type-I seesaw mechanism, and yield potentially distinct signatures such as displaced vertex and time-delayed leptons at the CMS/ATLAS/LHCb, as well as signatures at the far detectors including the CODEX-b, FACET, FASER, MoEDAL-MAPP and MATHUSLA. We analyze the sensitivity reach at the HL-LHC for the right-handed neutrinos with masses of 2.5 $\sim$ 30 GeV, showing that the active-sterile mixing to muons can be probed to $V_{μN} \sim 10^{-5}$ at the CMS/ATLAS/LHCb using the displaced vertex searches, and one magnitude lower at the MATHUSLA/CMS using time-delayed leptons searches, reaching the parameter space interesting for type-I seesaw mechanisms.

preprint2022arXiv

The backward Euler-Maruyama method for invariant measures of stochastic differential equations with super-linear coefficients

The backward Euler-Maruyama (BEM) method is employed to approximate the invariant measure of stochastic differential equations, where both the drift and the diffusion coefficient are allowed to grow super-linearly. The existence and uniqueness of the invariant measure of the numerical solution generated by the BEM method are proved and the convergence of the numerical invariant measure to the underlying one is shown. Simulations are provided to illustrate the theoretical results and demonstrate the application of our results in the area of system control.

preprint2022arXiv

The effects of peculiar velocities on the morphological properties of large-scale structure

It is known that the large-scale structure (LSS) mapped by a galaxy redshift survey is subject to distortions by galaxies' peculiar velocities. Besides the signatures generated in common N-point statistics, such as the anisotropy in the galaxy 2-point correlation function, the peculiar velocities also induce distinct features in LSS's morphological properties, which are fully described by four Minkowski functionals (MFs), i.e., the volume, surface area, integrated mean curvature and Euler characteristic (or genus). In this work, by using large suite of N-body simulations, we present and analyze these important features in the MFs of LSS on both (quasi-)linear and non-linear scales, with a focus on the latter. We also find the MFs can give competitive constraints on cosmological parameters compared to the power spectrum, probablly due to the non-linear information contained. For galaxy number density similar to the DESI BGS galaxies, the constraint on $σ_8$ from the MFs with one smoothing scale can be better by $\sim 50\%$ than from the power spectrum. These findings are important for the cosmological applications of MFs of LSS, and probablly open up a new avenue for studying the peculiar velocity field itself.

preprint2022arXiv

Towards Efficient Adversarial Training on Vision Transformers

Vision Transformer (ViT), as a powerful alternative to Convolutional Neural Network (CNN), has received much attention. Recent work showed that ViTs are also vulnerable to adversarial examples like CNNs. To build robust ViTs, an intuitive way is to apply adversarial training since it has been shown as one of the most effective ways to accomplish robust CNNs. However, one major limitation of adversarial training is its heavy computational cost. The self-attention mechanism adopted by ViTs is a computationally intense operation whose expense increases quadratically with the number of input patches, making adversarial training on ViTs even more time-consuming. In this work, we first comprehensively study fast adversarial training on a variety of vision transformers and illustrate the relationship between the efficiency and robustness. Then, to expediate adversarial training on ViTs, we propose an efficient Attention Guided Adversarial Training mechanism. Specifically, relying on the specialty of self-attention, we actively remove certain patch embeddings of each layer with an attention-guided dropping strategy during adversarial training. The slimmed self-attention modules accelerate the adversarial training on ViTs significantly. With only 65\% of the fast adversarial training time, we match the state-of-the-art results on the challenging ImageNet benchmark.

preprint2022arXiv

Towards Generalizable Person Re-identification with a Bi-stream Generative Model

Generalizable person re-identification (re-ID) has attracted growing attention due to its powerful adaptation capability in the unseen data domain. However, existing solutions often neglect either crossing cameras (e.g., illumination and resolution differences) or pedestrian misalignments (e.g., viewpoint and pose discrepancies), which easily leads to poor generalization capability when adapted to the new domain. In this paper, we formulate these difficulties as: 1) Camera-Camera (CC) problem, which denotes the various human appearance changes caused by different cameras; 2) Camera-Person (CP) problem, which indicates the pedestrian misalignments caused by the same identity person under different camera viewpoints or changing pose. To solve the above issues, we propose a Bi-stream Generative Model (BGM) to learn the fine-grained representations fused with camera-invariant global feature and pedestrian-aligned local feature, which contains an encoding network and two stream decoding sub-networks. Guided by original pedestrian images, one stream is employed to learn a camera-invariant global feature for the CC problem via filtering cross-camera interference factors. For the CP problem, another stream learns a pedestrian-aligned local feature for pedestrian alignment using information-complete densely semantically aligned part maps. Moreover, a part-weighted loss function is presented to reduce the influence of missing parts on pedestrian alignment. Extensive experiments demonstrate that our method outperforms the state-of-the-art methods on the large-scale generalizable re-ID benchmarks, involving domain generalization setting and cross-domain setting.

preprint2022arXiv

Towards In-distribution Compatibility in Out-of-distribution Detection

Deep neural network, despite its remarkable capability of discriminating targeted in-distribution samples, shows poor performance on detecting anomalous out-of-distribution data. To address this defect, state-of-the-art solutions choose to train deep networks on an auxiliary dataset of outliers. Various training criteria for these auxiliary outliers are proposed based on heuristic intuitions. However, we find that these intuitively designed outlier training criteria can hurt in-distribution learning and eventually lead to inferior performance. To this end, we identify three causes of the in-distribution incompatibility: contradictory gradient, false likelihood, and distribution shift. Based on our new understandings, we propose a new out-of-distribution detection method by adapting both the top-design of deep models and the loss function. Our method achieves in-distribution compatibility by pursuing less interference with the probabilistic characteristic of in-distribution features. On several benchmarks, our method not only achieves the state-of-the-art out-of-distribution detection performance but also improves the in-distribution accuracy.

preprint2022arXiv

Towards Practical Adam: Non-Convexity, Convergence Theory, and Mini-Batch Acceleration

Adam is one of the most influential adaptive stochastic algorithms for training deep neural networks, which has been pointed out to be divergent even in the simple convex setting via a few simple counterexamples. Many attempts, such as decreasing an adaptive learning rate, adopting a big batch size, incorporating a temporal decorrelation technique, seeking an analogous surrogate, \textit{etc.}, have been tried to promote Adam-type algorithms to converge. In contrast with existing approaches, we introduce an alternative easy-to-check sufficient condition, which merely depends on the parameters of the base learning rate and combinations of historical second-order moments, to guarantee the global convergence of generic Adam for solving large-scale non-convex stochastic optimization. This observation, coupled with this sufficient condition, gives much deeper interpretations on the divergence of Adam. On the other hand, in practice, mini-Adam and distributed-Adam are widely used without any theoretical guarantee. We further give an analysis on how the batch size or the number of nodes in the distributed system affects the convergence of Adam, which theoretically shows that mini-batch and distributed Adam can be linearly accelerated by using a larger mini-batch size or a larger number of nodes.At last, we apply the generic Adam and mini-batch Adam with the sufficient condition for solving the counterexample and training several neural networks on various real-world datasets. Experimental results are exactly in accord with our theoretical analysis.

preprint2022arXiv

Triangle Attack: A Query-efficient Decision-based Adversarial Attack

Decision-based attack poses a severe threat to real-world applications since it regards the target model as a black box and only accesses the hard prediction label. Great efforts have been made recently to decrease the number of queries; however, existing decision-based attacks still require thousands of queries in order to generate good quality adversarial examples. In this work, we find that a benign sample, the current and the next adversarial examples can naturally construct a triangle in a subspace for any iterative attacks. Based on the law of sines, we propose a novel Triangle Attack (TA) to optimize the perturbation by utilizing the geometric information that the longer side is always opposite the larger angle in any triangle. However, directly applying such information on the input image is ineffective because it cannot thoroughly explore the neighborhood of the input sample in the high dimensional space. To address this issue, TA optimizes the perturbation in the low frequency space for effective dimensionality reduction owing to the generality of such geometric property. Extensive evaluations on ImageNet dataset show that TA achieves a much higher attack success rate within 1,000 queries and needs a much less number of queries to achieve the same attack success rate under various perturbation budgets than existing decision-based attacks. With such high efficiency, we further validate the applicability of TA on real-world API, i.e., Tencent Cloud API.

preprint2022arXiv

Truncated Euler-Maruyama method for time-changed stochastic differential equations with super-linear state variables and Hölder's continuous time variables

An explicit numerical method is developed for a class of non-autonomous time-changed stochastic differential equations, whose coefficients obey Hölder's continuity in terms of the time variables and are allowed to grow super-linearly in terms of the state variables. The strong convergence of the method in the finite time interval is proved and the convergence rate is obtained. Numerical simulations are provided.

preprint2022arXiv

Unsupervised Knowledge Adaptation for Passenger Demand Forecasting

Considering the multimodal nature of transport systems and potential cross-modal correlations, there is a growing trend of enhancing demand forecasting accuracy by learning from multimodal data. These multimodal forecasting models can improve accuracy but be less practical when different parts of multimodal datasets are owned by different institutions who cannot directly share data among them. While various institutions may can not share their data with each other directly, they may share forecasting models trained by their data, where such models cannot be used to identify the exact information from their datasets. This study proposes an Unsupervised Knowledge Adaptation Demand Forecasting framework to forecast the demand of the target mode by utilizing a pre-trained model based on data of another mode, which does not require direct data sharing of the source mode. The proposed framework utilizes the potential shared patterns among multiple transport modes to improve forecasting performance while avoiding the direct sharing of data among different institutions. Specifically, a pre-trained forecasting model is first learned based on the data of a source mode, which can capture and memorize the source travel patterns. Then, the demand data of the target dataset is encoded into an individual knowledge part and a sharing knowledge part which will extract travel patterns by individual extraction network and sharing extraction network, respectively. The unsupervised knowledge adaptation strategy is utilized to form the sharing features for further forecasting by making the pre-trained network and the sharing extraction network analogous. Our findings illustrate that unsupervised knowledge adaptation by sharing the pre-trained model to the target mode can improve the forecasting performance without the dependence on direct data sharing.

preprint2022arXiv

Weighted average values of automorphic $L$-functions

Let $S_2^*(q)$ be the set of primitive Hecke eigenforms of weight 2 and prime level $q$. For $p$ prime and $t\in \mathbb{R}$, we prove asymptotic formulas for the sums $$ \mathcal {A}(p^j,q,t)=\sum_{f\in S_2^*(q)} L\left(\frac{1}{2}+it,f\right)^2λ_f(p^j),\qquad j=1,2, $$ where $λ_f(p^j)$ is the $p^j$-th normalized Fourier coefficient of $f$ and $L(s,f)$ is the $L$-function associated to $f$.

preprint2022arXiv

WIP: Achieving Self-Interference-Free Operation on SDR Platform with Critical TDD Turnaround Time

Software Defined Radio (SDR) platforms are valuable for research and development activities or high-end systems that demand real-time adaptable wireless protocols. While low latency can be achieved using the dedicated digital processing unit of a state-of-the-art SDR platform, its Radio Frequency (RF) front-end often poses a limitation in terms of turnaround time (TT), the time needed for switching from the receiving to the transmitting mode (or vice versa). Zero Intermediate Frequency (ZIF) transceivers are favorable for SDR, but suffer from self-interference even if the device is not currently transmitting. The strict MAC-layer requirements of Time Division Duplex (TDD) protocols like Wi-Fi cannot be achieved using configurable ZIF transceivers without having to compromise receiver sensitivity. Using a novel approach, we show that the TT using the AD9361 RF front-end can be as low as 640 ns, while the self-interference is at the same level as achieved by the conventional TDD mode, which has a TT of at least 55 μs. As compared to Frequency Division Duplex (FDD) mode, a decrease of receiver noise floor by about 13 dB in the 2.4 GHz band and by about 4.5 dB in the 5 GHz band is achieved.

preprint2022arXiv

XMP-Font: Self-Supervised Cross-Modality Pre-training for Few-Shot Font Generation

Generating a new font library is a very labor-intensive and time-consuming job for glyph-rich scripts. Few-shot font generation is thus required, as it requires only a few glyph references without fine-tuning during test. Existing methods follow the style-content disentanglement paradigm and expect novel fonts to be produced by combining the style codes of the reference glyphs and the content representations of the source. However, these few-shot font generation methods either fail to capture content-independent style representations, or employ localized component-wise style representations, which is insufficient to model many Chinese font styles that involve hyper-component features such as inter-component spacing and "connected-stroke". To resolve these drawbacks and make the style representations more reliable, we propose a self-supervised cross-modality pre-training strategy and a cross-modality transformer-based encoder that is conditioned jointly on the glyph image and the corresponding stroke labels. The cross-modality encoder is pre-trained in a self-supervised manner to allow effective capture of cross- and intra-modality correlations, which facilitates the content-style disentanglement and modeling style representations of all scales (stroke-level, component-level and character-level). The pre-trained encoder is then applied to the downstream font generation task without fine-tuning. Experimental comparisons of our method with state-of-the-art methods demonstrate our method successfully transfers styles of all scales. In addition, it only requires one reference glyph and achieves the lowest rate of bad cases in the few-shot font generation task 28% lower than the second best

preprint2021arXiv

Analogue cosmological particle creation in an ultracold quantum fluid of light

In inflationary cosmology, the rapid expansion of the early universe resulted in the spontaneous production of cosmological particles from vacuum fluctuations, observable today in the cosmic microwave background anisotropies. The analogue of cosmological particle creation in a quantum fluid could provide insight, but an observation has not yet been achieved. Here we report the spontaneous creation of analogue cosmological particles in the laboratory, using a quenched 3-dimensional quantum fluid of light. We observe acoustic peaks in the density power spectrum, in close quantitative agreement with the quantum-field theoretical prediction. We find that the long-wavelength particles provide a window to early times, and we apply this principle to the cosmic microwave background. This work introduces a new quantum fluid, as cold as an atomic Bose-Einstein condensate.

preprint2021arXiv

Bayesian Optimization Assisted Meal Bolus Decision Based on Gaussian Processes Learning and Risk-Sensitive Control

Effective postprandial glucose control is important to glucose management for subjects with diabetes mellitus. In this work, a data-driven meal bolus decision method is proposed without the need of subject-specific glucose management parameters. The postprandial glucose dynamics is learnt using Gaussian process regression. Considering the asymmetric risks of hyper- and hypoglycemia and the uncertainties in the predicted glucose trajectories, an asymmetric risk-sensitive cost function is designed. Bayesian optimization is utilized to solve the optimization problem, since the gradient of the cost function is unavailable. The proposed approach is evaluated using the 10-adult cohort of the FDA-accepted UVA/Padova T1DM simulator and compared with the standard insulin bolus calculator. For the case of announced meals, the proposed method achieves satisfactory and similar performance in terms of mean glucose and percentage time in [70, 180] mg/dL without increasing the risk of hypoglycemia. Similar results are observed for the case without the meal information (assuming that the patient follows a consistent diet) and the case of basal rate mismatches. In addition, advisory-mode analysis is performed based on clinical data, which indicates that the method can determine safe and reasonable meal boluses in real clinical settings. The results verify the effectiveness and robustness of the proposed method and indicate the feasibility of achieving improved postprandial glucose regulation through a data-driven optimal control method.

preprint2021arXiv

CPTR: Full Transformer Network for Image Captioning

In this paper, we consider the image captioning task from a new sequence-to-sequence prediction perspective and propose CaPtion TransformeR (CPTR) which takes the sequentialized raw images as the input to Transformer. Compared to the "CNN+Transformer" design paradigm, our model can model global context at every encoder layer from the beginning and is totally convolution-free. Extensive experiments demonstrate the effectiveness of the proposed model and we surpass the conventional "CNN+Transformer" methods on the MSCOCO dataset. Besides, we provide detailed visualizations of the self-attention between patches in the encoder and the "words-to-patches" attention in the decoder thanks to the full Transformer architecture.

preprint2021arXiv

Experimental study of intruder components in light neutron-rich nuclei via single-nucleon transfer reaction

With the development of radioactive beam facilities, studies concerning the shell evolution of unstable nuclei have recently gained prominence. Intruder components, particularly s-wave intrusion, in the low-lying states of light neutron-rich nuclei near N=8 are of importance in the study of shell evolution. The use of single-nucleon transfer reactions in inverse kinematics has been a sensitive tool that can be used to quantitatively investigate the single-particle orbital component of selectively populated states. The spin-parity, spectroscopic factor (or single-particle strength), and effective single-particle energy can all be extracted from such reactions. These observables are often useful to explain the nature of shell evolution, and to constrain, check, and test the parameters used in nuclear structure models. In this article, the experimental studies of the intruder components in low-lying states of neutron-rich nuclei of He, Li, Be, B, and C isotopes using various single-nucleon transfer reactions are reviewed. The focus is laid on the precise determination of the intruder s-wave strength in low-lying states.

preprint2021arXiv

Far-Field Super-Resolution Imaging By Nonlinear Excited Evanescent Waves

Abbe's resolution limit, one of the best-known physical limitations, poses a great challenge for any wave systems in imaging, wave transport, and dynamics. Originally formulated in linear optics, this Abbe's limit can be broken using nonlinear optical interactions. Here we extend the Abbe theory into a nonlinear regime and experimentally demonstrate a far-field, label-free, and scan-free super-resolution imaging technique based on nonlinear four-wave mixing to retrieve near-field scattered evanescent waves, achieving sub-wavelength resolution of $λ/15.6$. This method paves the way for application in biomedical imaging, semiconductor metrology, and photolithography.

preprint2021arXiv

Geminga SNR: Possible candidate of local cosmic-ray factory

The precise measurements of energy spectra and anisotropy could help us uncover the local cosmic-ray accelerators. Our recent works have shown that spectral hardening above $200$ GeV in the energy spectra and transition of large-scale anisotropy at $\sim 100$ TeV are of local source origin. Less than $100$ TeV, both spectral hardening and anisotropy explicitly indicate the dominant contribution from nearby sources. In this work, we further investigate the parameter space of sources allowed by the observational energy spectra and anisotropy amplitude. To obtain the best-fit source parameters, a numerical package to compute the parameter posterior distributions based on Bayesian inference, which is applied to perform an elaborate scan of parameter space. We find that by combining the energy spectra and anisotropy data, the permissible range of location and age of local source is considerably reduced. When comparing with the current local SNR catalog, only Geminga SNR could be the proper candidate of the local cosmic-ray source.

preprint2021arXiv

Global-Local Propagation Network for RGB-D Semantic Segmentation

Depth information matters in RGB-D semantic segmentation task for providing additional geometric information to color images. Most existing methods exploit a multi-stage fusion strategy to propagate depth feature to the RGB branch. However, at the very deep stage, the propagation in a simple element-wise addition manner can not fully utilize the depth information. We propose Global-Local propagation network (GLPNet) to solve this problem. Specifically, a local context fusion module(L-CFM) is introduced to dynamically align both modalities before element-wise fusion, and a global context fusion module(G-CFM) is introduced to propagate the depth information to the RGB branch by jointly modeling the multi-modal global context features. Extensive experiments demonstrate the effectiveness and complementarity of the proposed fusion modules. Embedding two fusion modules into a two-stream encoder-decoder structure, our GLPNet achieves new state-of-the-art performance on two challenging indoor scene segmentation datasets, i.e., NYU-Depth v2 and SUN-RGBD dataset.

preprint2021arXiv

High voltage DC gun for high intensity polarized electron source

The high intensity polarized electron source is a critical component for future nuclear physics facilities. The Electron Ion Collider (EIC) requires a polarized electron gun with higher voltage and higher bunch charge compared to any existing polarized electron source. At Brookhaven National Laboratory, we have built an inverted high voltage direct current (HVDC) photoemission gun with a large cathode size. We report on the performances of GaAs photocathodes in a high gradient with up to a 16 nC bunch charge. The measurements were performed at a stable operating gap voltage of 300 kV - demonstrating outstanding lifetime, and robustness. We observed obvious lifetime enhancement by biasing the anode. The gun also integrated a cathode cooling system for potential application on high current electron sources. The various novel features implemented and demonstrated in this polarized HVDC gun open the door towards future high intensity-high average current electron accelerator facilities.

preprint2021arXiv

Learning Discriminative Features using Multi-label Dual Space

Multi-label learning handles instances associated with multiple class labels. The original label space is a logical matrix with entries from the Boolean domain $\in \left \{ 0,1 \right \}$. Logical labels are not able to show the relative importance of each semantic label to the instances. The vast majority of existing methods map the input features to the label space using linear projections with taking into consideration the label dependencies using logical label matrix. However, the discriminative features are learned using one-way projection from the feature representation of an instance into a logical label space. Given that there is no manifold in the learning space of logical labels, which limits the potential of learned models. In this work, inspired from a real-world example in image annotation to reconstruct an image from the label importance and feature weights. We propose a novel method in multi-label learning to learn the projection matrix from the feature space to semantic label space and projects it back to the original feature space using encoder-decoder deep learning architecture. The key intuition which guides our method is that the discriminative features are identified due to map the features back and forth using two linear projections. To the best of our knowledge, this is one of the first attempts to study the ability to reconstruct the original features from the label manifold in multi-label learning. We show that the learned projection matrix identifies a subset of discriminative features across multiple semantic labels. Extensive experiments on real-world datasets show the superiority of the proposed method.

preprint2021arXiv

Parser-Free Virtual Try-on via Distilling Appearance Flows

Image virtual try-on aims to fit a garment image (target clothes) to a person image. Prior methods are heavily based on human parsing. However, slightly-wrong segmentation results would lead to unrealistic try-on images with large artifacts. Inaccurate parsing misleads parser-based methods to produce visually unrealistic results where artifacts usually occur. A recent pioneering work employed knowledge distillation to reduce the dependency of human parsing, where the try-on images produced by a parser-based method are used as supervisions to train a "student" network without relying on segmentation, making the student mimic the try-on ability of the parser-based model. However, the image quality of the student is bounded by the parser-based model. To address this problem, we propose a novel approach, "teacher-tutor-student" knowledge distillation, which is able to produce highly photo-realistic images without human parsing, possessing several appealing advantages compared to prior arts. (1) Unlike existing work, our approach treats the fake images produced by the parser-based method as "tutor knowledge", where the artifacts can be corrected by real "teacher knowledge", which is extracted from the real person images in a self-supervised way. (2) Other than using real images as supervisions, we formulate knowledge distillation in the try-on problem as distilling the appearance flows between the person image and the garment image, enabling us to find accurate dense correspondences between them to produce high-quality results. (3) Extensive evaluations show large superiority of our method (see Fig. 1).

preprint2021arXiv

Phonon Scattering in the Complex Strain Field of a Dislocation

Strain engineering is critical to the performance enhancement of electronic and thermoelectric devices because of its influence on the material thermal conductivity. However, current experiments cannot probe the detailed physics of the phonon-strain interaction due to the complex, inhomogeneous, and long-distance features of the strain field in real materials. Dislocations provide us with an excellent model to investigate these inhomogeneous strain fields. In this study, non-equilibrium molecular dynamics simulations were used to study the lattice thermal conductivity of PbTe under different strain status tuned by dislocation densities. The extended 1D McKelvey-Shockley flux method was used to analyze the frequency dependence of phonon scattering in the inhomogeneously strained regions of dislocations. A spatially resolved phonon dislocation scattering process was shown, where the unequal strain in different regions affected the magnitude and frequency-dependence of the scattering rate. Our study not only advances the knowledge of strain scattering of phonon propagation but offers fundamental guidance on optimizing thermal management by structure design.

preprint2021arXiv

Polarization Singularities in Light Scattering by Small Particles

Using full-wave numerical simulations and analytical multipole expansions we investigated the properties of real-space polarization singularities that emerge in light scattering by subwavelength particles. We considered spherical and torus particles made of dielectric or perfect-electric-conductor material. We determined the topological indices and the trajectories of electric-field polarization singularities in both the near-field and far-field regions. In the far-field region, a total of four singularities are identified and the sum of their polarization topological indices is two, independent of the particle's geometric shape. In the near-field region, the polarization singularities strongly depend on the particle's shape and the polarization of incident light, and their index sum is not governed by the Poincaré-Hopf theorem anymore due to the non-transverse nature of the fields. From near field to far field, a flipping of sign can happen to the polarization topological indices of the C lines. The far-field properties of the singularities can be well explained by the interference of the excited multipoles, but their near-field properties can be strongly affected by the evanescent fields that are not captured by the multipole expansions. Our work uncovers the important relationship between particles' geometric properties and the polarization singularities of their scattering field. The results can be applied to manipulate polarization singularities in nanophotonic systems and could generate novel applications in optical sensing.

preprint2021arXiv

Probing the Phonon Mean Free Paths in Dislocation Core by Molecular Dynamics Simulation

Thermal management is extremely important for designing high-performance devices. The lattice thermal conductivity of materials is strongly dependent on the structural defects at different length scales, particularly point defects like vacancies, line defects like dislocations, and planar defects such as grain boundaries. Traditionally, the McKelvey-Shockley phonon Boltzmann's transport equation (BTE) method combined with molecular dynamics simulations has been widely used to evaluate the phonon mean free paths (MFPs) in defective systems. However, this method can only provide the aggregate MFPs of the whole sample. It is, therefore, challenging to extract the MFPs in the different regions with different thermal properties. In this study, the 1D McKelvey-Shockley phonon BTE method was extended to model inhomogeneous materials, where the effect of defects on the phonon MFPs is explicitly obtained. Then, the method was used to study the phonon interactions with the core structure of an edge dislocation. The phonon MFPs in the dislocation core were obtained and consistent with the analytical model such that high frequency phonons are likely to be scattered in this area. This method not only advances the knowledge of phonon-dislocation scattering but also shows the potential to investigate phonon transport behaviors in more complicated materials.

preprint2021arXiv

PSA-Net: Deep Learning based Physician Style-Aware Segmentation Network for Post-Operative Prostate Cancer Clinical Target Volume

Automatic segmentation of medical images with DL algorithms has proven to be highly successful. With most of these algorithms, inter-observer variation is an acknowledged problem, leading to sub-optimal results. This problem is even more significant in post-operative clinical target volume (post-op CTV) segmentation due to the absence of macroscopic visual tumor in the image. This study, using post-op CTV segmentation as the test bed, tries to determine if physician styles are consistent and learnable, if there is an impact of physician styles on treatment outcome and toxicity; and how to explicitly deal with physician styles in DL algorithms to facilitate its clinical acceptance. A classifier is trained to identify which physician has contoured the CTV from just the contour and corresponding CT scan, to determine if physician styles are consistent and learnable. Next, we evaluate if adapting automatic segmentation to physician styles would be clinically feasible based on a lack of difference between outcomes. For modeling different physician styles of CTV segmentation, a concept called physician style-aware (PSA) segmentation is proposed which is an encoder-multidecoder network trained with perceptual loss. With the proposed physician style-aware network (PSA-Net), Dice similarity coefficient (DSC) accuracy increases on an average of 3.4% for all physicians from a general model that is not style adapted. We show that stylistic contouring variations also exist between institutions that follow the same segmentation guidelines and show the effectiveness of the proposed method in adapting to new institutional styles. We observed an accuracy improvement of 5% in terms of DSC when adapting to the style of a separate institution.

preprint2021arXiv

Scalar dark matter and Muon $g-2$ in a $U(1)_{L_μ-L_τ}$ model

We consider a simple scalar dark matter model within the frame of gauged $L_μ-L_τ$ symmetry. A gauge boson $Z'$ as well as two scalar fields $S$ and $Φ$ are introduced to the Standard Model (SM). $S$ and $Φ$ are SM singlet but both with $U(1)_{L_μ-L_τ}$ charge. The real component and imaginary component of $S$ can acquire different masses after spontaneously symmetry breaking, and the lighter one can play the role of dark matter which is stabilized by the residual $Z_2$ symmetry. A viable parameter space is considered to discuss the possibility of light dark matter as well as co-annihilation case, and we present current $(g-2)_μ$ anomaly, Higgs invisible decay, dark matter relic density as well as direct detection constriants on the parameter space.

preprint2021arXiv

Self-supervised Video Representation Learning by Uncovering Spatio-temporal Statistics

This paper proposes a novel pretext task to address the self-supervised video representation learning problem. Specifically, given an unlabeled video clip, we compute a series of spatio-temporal statistical summaries, such as the spatial location and dominant direction of the largest motion, the spatial location and dominant color of the largest color diversity along the temporal axis, etc. Then a neural network is built and trained to yield the statistical summaries given the video frames as inputs. In order to alleviate the learning difficulty, we employ several spatial partitioning patterns to encode rough spatial locations instead of exact spatial Cartesian coordinates. Our approach is inspired by the observation that human visual system is sensitive to rapidly changing contents in the visual field, and only needs impressions about rough spatial locations to understand the visual contents. To validate the effectiveness of the proposed approach, we conduct extensive experiments with four 3D backbone networks, i.e., C3D, 3D-ResNet, R(2+1)D and S3D-G. The results show that our approach outperforms the existing approaches across these backbone networks on four downstream video analysis tasks including action recognition, video retrieval, dynamic scene recognition, and action similarity labeling. The source code is publicly available at: https://github.com/laura-wang/video_repres_sts.

preprint2021arXiv

Strong dissipativity of generalized time-fractional derivatives and quasi-linear (stochastic) partial differential equations

In this paper strong dissipativity of generalized time-fractional derivatives on Gelfand triples of properly in time weighted $L^p$-path spaces is proved. In particular, the classical Caputo derivative is included as a special case. As a consequence one obtains the existence and uniqueness of solutions to evolution equations on Gelfand triples with generalized time-fractional derivatives. These equations are of type \begin{equation*} \frac{d}{dt} (k * u)(t) + A(t, u(t)) = f(t), \quad 0<t<T, \end{equation*} with (in general nonlinear) operators $A(t,\cdot)$ satisfying general weak monotonicity conditions. Here $k$ is a non-increasing locally Lebesgue-integrable nonnegative function on $[0, \infty)$ with $\underset{s\rightarrow\infty}{\lim}k(s)=0$. Analogous results for the case, where $f$ is replaced by a time-fractional additive noise, are obtained as well. Applications include generalized time-fractional quasi-linear (stochastic) partial differential equations. In particular, time-fractional (stochastic) porous medium and fast diffusion equations with ordinary or fractional Laplace operators or the time-fractional (stochastic) $p$-Laplace equation are covered.

preprint2021arXiv

Theoretical realization of hybrid Weyl state and associated high catalytic performance for hydrogen evolution in NiSi

For electrochemical hydrogen evolution reaction (HER), developing high-performance catalysts without containing precious metals has been a major research focus in the current. Herein, we show the feasibility of HER catalytic enhancement in Ni-based materials based on topological engineering from hybrid Weyl states. Via a high-throughput computational screening from 140 000 materials, we identify a chiral compound NiSi is a hybrid Weyl semimetal (WSM) with showing bulk type-I and type-II Weyl nodes and long surface Fermi arcs near the Fermi level. Sufficient evidences verify that topological charge carriers participate in the HER process, and make the certain surface of NiSi highly active with the Gibbs free energy nearly zero (0.07 eV), which is even lower than Pt and locates on the top of the volcano plots. This work opens up a new routine to develop no-precious-metal-containing HER catalysts via topological engineering, rather than traditional defect engineering, doping engineering, or strain engineering.

preprint2021arXiv

Towards Dark Jargon Interpretation in Underground Forums

Dark jargons are benign-looking words that have hidden, sinister meanings and are used by participants of underground forums for illicit behavior. For example, the dark term "rat" is often used in lieu of "Remote Access Trojan". In this work we present a novel method towards automatically identifying and interpreting dark jargons. We formalize the problem as a mapping from dark words to "clean" words with no hidden meaning. Our method makes use of interpretable representations of dark and clean words in the form of probability distributions over a shared vocabulary. In our experiments we show our method to be effective in terms of dark jargon identification, as it outperforms another related method on simulated data. Using manual evaluation, we show that our method is able to detect dark jargons in a real-world underground forum dataset.

preprint2020arXiv

A Reinforced Topic-Aware Convolutional Sequence-to-Sequence Model for Abstractive Text Summarization

In this paper, we propose a deep learning approach to tackle the automatic summarization tasks by incorporating topic information into the convolutional sequence-to-sequence (ConvS2S) model and using self-critical sequence training (SCST) for optimization. Through jointly attending to topics and word-level alignment, our approach can improve coherence, diversity, and informativeness of generated summaries via a biased probability generation mechanism. On the other hand, reinforcement training, like SCST, directly optimizes the proposed model with respect to the non-differentiable metric ROUGE, which also avoids the exposure bias during inference. We carry out the experimental evaluation with state-of-the-art methods over the Gigaword, DUC-2004, and LCSTS datasets. The empirical results demonstrate the superiority of our proposed method in the abstractive summarization.

preprint2020arXiv

Adversarial Perturbations Prevail in the Y-Channel of the YCbCr Color Space

Deep learning offers state of the art solutions for image recognition. However, deep models are vulnerable to adversarial perturbations in images that are subtle but significantly change the model's prediction. In a white-box attack, these perturbations are generally learned for deep models that operate on RGB images and, hence, the perturbations are equally distributed in the RGB color space. In this paper, we show that the adversarial perturbations prevail in the Y-channel of the YCbCr space. Our finding is motivated from the fact that the human vision and deep models are more responsive to shape and texture rather than color. Based on our finding, we propose a defense against adversarial images. Our defence, coined ResUpNet, removes perturbations only from the Y-channel by exploiting ResNet features in an upsampling framework without the need for a bottleneck. At the final stage, the untouched CbCr-channels are combined with the refined Y-channel to restore the clean image. Note that ResUpNet is model agnostic as it does not modify the DNN structure. ResUpNet is trained end-to-end in Pytorch and the results are compared to existing defence techniques in the input transformation category. Our results show that our approach achieves the best balance between defence against adversarial attacks such as FGSM, PGD and DDN and maintaining the original accuracies of VGG-16, ResNet50 and DenseNet121 on clean images. We perform another experiment to show that learning adversarial perturbations only for the Y-channel results in higher fooling rates for the same perturbation magnitude.

preprint2020arXiv

An Improved DOA Estimation Method for a Mixture of Circular and Non-Circular Signals Based on Sparse Arrays

Sparse arrays have attracted a lot of interests recently for their capability of providing more degrees of freedom than traditional uniform linear arrays. For a mixture of circular and noncircular signals, most of the existing direction of arrival (DOA) estimation methods are based on various uniform arrays. Recently, a class of DOA estimation algorithms based on sparse arrays was developed for a mixture of circular and noncircular signals. To further improve its performance, in this work, a modified algorithm is presented, which can resolve the same number of signals, and simulation results are provided to verified its performance.

preprint2020arXiv

An updated version of "Leader-following consensus for linear multi-agent systems via asynchronous sampled-data control," IEEE Transactions on Automatic Control, DOI:10.1109/TAC.2019.2948256

In this article, we update the reference [14] in two aspects. First, we note that in order for the control law (12) in [14] to be equivalent to the control law (3) in [14], we need to assume that the samplings for all subsystems must be synchronous, i.e., we need to assume that $T_{i}=T$ for all $i=1,\cdots,N$. Second, we extend our results from periodic sampling to aperiodic sampling.

preprint2020arXiv

Arbitrary Polarization-Independent Backscattering or Reflection by Rotationally-Symmetric Reciprocal Structures

We study the backward scatterings of plane waves by reciprocal scatterers and reveal that $n$-fold ($n\geq3$) rotation symmetry is sufficient to secure invariant backscattering for arbitrarily-polarized incident plane waves. It is further demonstrated that the same principle is also applicable for infinite periodic structures in terms of reflection, which simultaneously guarantees the transmission invariance if there are neither Ohmic losses nor extra diffraction channels. At the presence of losses, extra reflection symmetries (with reflection planes either parallel or perpendicular to the incident direction) can be incorporated to ensure simultaneously the invariance of transmission and absorption. The principles we have revealed are protected by fundamental laws of reciprocity and parity conservation, which are fully independent of the optical or geometric parameters of the photonic structures. The optical invariance obtained is intrinsically robust against perturbations that preserve reciprocity and the geometric symmetries, which could be widely employed for photonic applications that require stable backscatterings or reflections.

preprint2020arXiv

Attention-based Residual Speech Portrait Model for Speech to Face Generation

Given a speaker's speech, it is interesting to see if it is possible to generate this speaker's face. One main challenge in this task is to alleviate the natural mismatch between face and speech. To this end, in this paper, we propose a novel Attention-based Residual Speech Portrait Model (AR-SPM) by introducing the ideal of the residual into a hybrid encoder-decoder architecture, where face prior features are merged with the output of speech encoder to form the final face feature. In particular, we innovatively establish a tri-item loss function, which is a weighted linear combination of the L2-norm, L1-norm and negative cosine loss, to train our model by comparing the final face feature and true face feature. Evaluation on AVSpeech dataset shows that our proposed model accelerates the convergence of training, outperforms the state-of-the-art in terms of quality of the generated face, and achieves superior recognition accuracy of gender and age compared with the ground truth.

preprint2020arXiv

Averaging principle for slow-fast stochastic differential equations with time dependent locally Lipschitz coefficients

This paper is devoted to studying the averaging principle for stochastic differential equations with slow and fast time-scales, where the drift coefficients satisfy local Lipschitz conditions with respect to the slow and fast variables, and the coefficients in the slow equation depend on time $t$ and $ω$. Making use of the techniques of time discretization and truncation, we prove that the slow component strongly converges to the solution of the corresponding averaged equation.

preprint2020arXiv

Broadband Tunable Phase Shifter For Microwaves

We implement a broadly tunable phase shifter for microwaves based on superconducting quantum interference devices (SQUIDs) and study it both experimentally and theoretically. At different frequencies, a unit transmission coefficient, $|S_{21}|=1$, can be theoretically achieved along a curve where the phase shift is controllable by magnetic flux. The fabricated device consists of three equidistant SQUIDs interrupting a transmission line. We model each SQUID embedded at different positions along the transmission line with two parameters, capacitance and inductance, the values of which we extract from the experiments. In our experiments, the tunability of the phase shift varies from from $0.07\timesπ$ to $0.14\timesπ$ radians along the full-transmission curve with the input frequency ranging from 6.00 to 6.28~GHz. The reported measurements are in good agreement with simulations, which is promising for future design work of phase shifters for different applications.

preprint2020arXiv

Central Similarity Quantization for Efficient Image and Video Retrieval

Existing data-dependent hashing methods usually learn hash functions from pairwise or triplet data relationships, which only capture the data similarity locally, and often suffer from low learning efficiency and low collision rate. In this work, we propose a new \emph{global} similarity metric, termed as \emph{central similarity}, with which the hash codes of similar data pairs are encouraged to approach a common center and those for dissimilar pairs to converge to different centers, to improve hash learning efficiency and retrieval accuracy. We principally formulate the computation of the proposed central similarity metric by introducing a new concept, i.e., \emph{hash center} that refers to a set of data points scattered in the Hamming space with a sufficient mutual distance between each other. We then provide an efficient method to construct well separated hash centers by leveraging the Hadamard matrix and Bernoulli distributions. Finally, we propose the Central Similarity Quantization (CSQ) that optimizes the central similarity between data points w.r.t.\ their hash centers instead of optimizing the local similarity. CSQ is generic and applicable to both image and video hashing scenarios. Extensive experiments on large-scale image and video retrieval tasks demonstrate that CSQ can generate cohesive hash codes for similar data pairs and dispersed hash codes for dissimilar pairs, achieving a noticeable boost in retrieval performance, i.e. 3\%-20\% in mAP over the previous state-of-the-arts. The code is at: \url{https://github.com/yuanli2333/Hadamard-Matrix-for-hashing}

preprint2020arXiv

Chinese Street View Text: Large-scale Chinese Text Reading with Partially Supervised Learning

Most existing text reading benchmarks make it difficult to evaluate the performance of more advanced deep learning models in large vocabularies due to the limited amount of training data. To address this issue, we introduce a new large-scale text reading benchmark dataset named Chinese Street View Text (C-SVT) with 430,000 street view images, which is at least 14 times as large as the existing Chinese text reading benchmarks. To recognize Chinese text in the wild while keeping large-scale datasets labeling cost-effective, we propose to annotate one part of the CSVT dataset (30,000 images) in locations and text labels as full annotations and add 400,000 more images, where only the corresponding text-of-interest in the regions is given as weak annotations. To exploit the rich information from the weakly annotated data, we design a text reading network in a partially supervised learning framework, which enables to localize and recognize text, learn from fully and weakly annotated data simultaneously. To localize the best matched text proposals from weakly labeled images, we propose an online proposal matching module incorporated in the whole model, spotting the keyword regions by sharing parameters for end-to-end training. Compared with fully supervised training algorithms, this model can improve the end-to-end recognition performance remarkably by 4.03% in F-score at the same labeling cost. The proposed model can also achieve state-of-the-art results on the ICDAR 2017-RCTW dataset, which demonstrates the effectiveness of the proposed partially supervised learning framework.

preprint2020arXiv

Context-Gated Convolution

As the basic building block of Convolutional Neural Networks (CNNs), the convolutional layer is designed to extract local patterns and lacks the ability to model global context in its nature. Many efforts have been recently devoted to complementing CNNs with the global modeling ability, especially by a family of works on global feature interaction. In these works, the global context information is incorporated into local features before they are fed into convolutional layers. However, research on neuroscience reveals that the neurons' ability of modifying their functions dynamically according to context is essential for the perceptual tasks, which has been overlooked in most of CNNs. Motivated by this, we propose one novel Context-Gated Convolution (CGC) to explicitly modify the weights of convolutional layers adaptively under the guidance of global context. As such, being aware of the global context, the modulated convolution kernel of our proposed CGC can better extract representative local patterns and compose discriminative features. Moreover, our proposed CGC is lightweight and applicable with modern CNN architectures, and consistently improves the performance of CNNs according to extensive experiments on image classification, action recognition, and machine translation. Our code of this paper is available at https://github.com/XudongLinthu/context-gated-convolution.

preprint2020arXiv

CPOT: Channel Pruning via Optimal Transport

Recent advances in deep neural networks (DNNs) lead to tremendously growing network parameters, making the deployments of DNNs on platforms with limited resources extremely difficult. Therefore, various pruning methods have been developed to compress the deep network architectures and accelerate the inference process. Most of the existing channel pruning methods discard the less important filters according to well-designed filter ranking criteria. However, due to the limited interpretability of deep learning models, designing an appropriate ranking criterion to distinguish redundant filters is difficult. To address such a challenging issue, we propose a new technique of Channel Pruning via Optimal Transport, dubbed CPOT. Specifically, we locate the Wasserstein barycenter for channels of each layer in the deep models, which is the mean of a set of probability distributions under the optimal transport metric. Then, we prune the redundant information located by Wasserstein barycenters. At last, we empirically demonstrate that, for classification tasks, CPOT outperforms the state-of-the-art methods on pruning ResNet-20, ResNet-32, ResNet-56, and ResNet-110. Furthermore, we show that the proposed CPOT technique is good at compressing the StarGAN models by pruning in the more difficult case of image-to-image translation tasks.

preprint2020arXiv

Deblurring by Realistic Blurring

Existing deep learning methods for image deblurring typically train models using pairs of sharp images and their blurred counterparts. However, synthetically blurring images do not necessarily model the genuine blurring process in real-world scenarios with sufficient accuracy. To address this problem, we propose a new method which combines two GAN models, i.e., a learning-to-Blur GAN (BGAN) and learning-to-DeBlur GAN (DBGAN), in order to learn a better model for image deblurring by primarily learning how to blur images. The first model, BGAN, learns how to blur sharp images with unpaired sharp and blurry image sets, and then guides the second model, DBGAN, to learn how to correctly deblur such images. In order to reduce the discrepancy between real blur and synthesized blur, a relativistic blur loss is leveraged. As an additional contribution, this paper also introduces a Real-World Blurred Image (RWBI) dataset including diverse blurry images. Our experiments show that the proposed method achieves consistently superior quantitative performance as well as higher perceptual quality on both the newly proposed dataset and the public GOPRO dataset.

preprint2020arXiv

DFraud3- Multi-Component Fraud Detection freeof Cold-start

Fraud review detection is a hot research topic inrecent years. The Cold-start is a particularly new but significant problem referring to the failure of a detection system to recognize the authenticity of a new user. State-of-the-art solutions employ a translational knowledge graph embedding approach (TransE) to model the interaction of the components of a review system. However, these approaches suffer from the limitation of TransEin handling N-1 relations and the narrow scope of a single classification task, i.e., detecting fraudsters only. In this paper, we model a review system as a Heterogeneous InformationNetwork (HIN) which enables a unique representation to every component and performs graph inductive learning on the review data through aggregating features of nearby nodes. HIN with graph induction helps to address the camouflage issue (fraudsterswith genuine reviews) which has shown to be more severe when it is coupled with cold-start, i.e., new fraudsters with genuine first reviews. In this research, instead of focusing only on one component, detecting either fraud reviews or fraud users (fraudsters), vector representations are learnt for each component, enabling multi-component classification. In other words, we are able to detect fraud reviews, fraudsters, and fraud-targeted items, thus the name of our approach DFraud3. DFraud3 demonstrates a significant accuracy increase of 13% over the state of the art on Yelp.

preprint2020arXiv

E2EET: From Pipeline to End-to-end Entity Typing via Transformer-Based Embeddings

Entity Typing (ET) is the process of identifying the semantic types of every entity within a corpus. In contrast to Named Entity Recognition, where each token in a sentence is labelled with zero or one class label, ET involves labelling each entity mention with one or more class labels. Existing entity typing models, which operate at the mention level, are limited by two key factors: they do not make use of recently-proposed context-dependent embeddings, and are trained on fixed context windows. They are therefore sensitive to window size selection and are unable to incorporate the context of the entire document. In light of these drawbacks we propose to incorporate context using transformer-based embeddings for a mention-level model, and an end-to-end model using a Bi-GRU to remove the dependency on window size. An extensive ablative study demonstrates the effectiveness of contextualised embeddings for mention-level models and the competitiveness of our end-to-end model for entity typing.

preprint2020arXiv

Electro-osmotic Instability of Concentration Enrichment in Curved Geometries for an Aqueous Electrolyte

We report that an electro-osmotic instability of concentration enrichment in curved geometries for an aqueous electrolyte, as opposed to the well-known one, is initiated exclusively at the enriched interface (anode), rather than at the depleted one (cathode). For this instability, the limitation of unrealistically high material Peclet number in planar geometry is eliminated by the strong electric field arising from the line charge singularity. In a model setup of concentric circular electrodes, we show by stability analysis, numerical simulation, and experimental visualization that instability occurs at the inner anode, below a critical radius of curvature. The stability criterion is also formulated in terms of a critical electric field and extended to arbitrary (2d) geometries by conformal mapping. This discovery suggests that transport may be enhanced in processes limited by salt enrichment, such as reverse osmosis, by triggering this instability with needle-like electrodes.

preprint2020arXiv

Electromagnetic Duality Protected Scattering Properties of Nonmagnetic Particles

Optical properties of nonmagnetic structures that support artificial optically-induced magnetic responses have recently attracted surging interest. Here we conduct symmetry-dictated investigations into scattering properties of nonmagnetic particles from perspectives of electromagnetic duality with discrete geometric rotations. For arbitrary scattering configurations, we reveal that far-field scattering patterns are invariant under duality transformations, which in particular means that scattering patterns of self-dual clusters with random particle distributions are polarization independent. Based on this revelation, it is further discovered that scattering bodies of combined duality-(n-fold) rotation symmetry, for any polarizations of incident waves, exhibit also n-fold rotationally symmetric scattering patterns with zero backward components, satisfying the first Kerker condition automatically. We employ both coupled dipole theory and full numerical simulations to demonstrate those scattering properties, solely based upon nonmagnetic core-shell particles that support optically-induced dipolar resonances. Those substantiated scattering properties are fully induced by fundamental symmetry principles, and thus can survive any non-symmetry-breaking perturbations, which may find applications in a wide range of optical devices that require intrinsically robust functionalities.

preprint2020arXiv

Energy Efficient User Clustering, Hybrid Precoding and Power Optimization in Terahertz MIMO-NOMA Systems

Terahertz (THz) band communication has been widely studied to meet the future demand for ultra-high capacity. In addition, multi-input multi-output (MIMO) technique and non-orthogonal multiple access (NOMA) technique with multi-antenna also enable the network to carry more users and provide multiplexing gain. In this paper, we study the maximization of energy efficiency (EE) problem in THz-NOMA-MIMO systems for the first time. And the original optimization problem is divided into user clustering, hybrid precoding and power optimization. Based on channel correlation characteristics, a fast convergence scheme for user clustering in THz-NOMA-MIMO system using enhanced K-means machine learning algorithm is proposed. Considering the power consumption and implementation complexity, the hybrid precoding scheme based on the sub-connection structure is adopted. Considering the fronthaul link capacity constraint, we design a distributed alternating direction method of multipliers (ADMM) algorithm for power allocation to maximize the EE of THz-NOMA cache-enabled system with imperfect successive interference cancellation (SIC). The simulation results show that the proposed user clustering scheme can achieve faster convergence and higher EE, the design of the hybrid precoding of the sub-connection structure can achieve lower power consumption and power optimization can achieve a higher EE for the THz cache-enabled network.

preprint2020arXiv

Experimental observation of coherent-information superadditivity in a dephrasure channel

We present an experimental approach to construct a dephrasure channel, which contains both dephasing and erasure noises, and can be used as an efficient tool to study the superadditivity of coherent information. By using a three-fold dephrasure channel, the superadditivity of coherent information is observed, and a substantial gap is found between the zero single-letter coherent information and zero quantum capacity. Particularly, we find that when the coherent information of n channel uses is zero, in the case of larger number of channel uses, it will become positive. These phenomena exhibit a more obvious superadditivity of coherent information than previous works, and demonstrate a higher threshold for non-zero quantum capacity. Such novel channels built in our experiment also can provide a useful platform to study the non-additive properties of coherent information and quantum channel capacity.

preprint2020arXiv

Face Super-Resolution Guided by 3D Facial Priors

State-of-the-art face super-resolution methods employ deep convolutional neural networks to learn a mapping between low- and high- resolution facial patterns by exploring local appearance knowledge. However, most of these methods do not well exploit facial structures and identity information, and struggle to deal with facial images that exhibit large pose variations. In this paper, we propose a novel face super-resolution method that explicitly incorporates 3D facial priors which grasp the sharp facial structures. Our work is the first to explore 3D morphable knowledge based on the fusion of parametric descriptions of face attributes (e.g., identity, facial expression, texture, illumination, and face pose). Furthermore, the priors can easily be incorporated into any network and are extremely efficient in improving the performance and accelerating the convergence speed. Firstly, a 3D face rendering branch is set up to obtain 3D priors of salient facial structures and identity knowledge. Secondly, the Spatial Attention Module is used to better exploit this hierarchical information (i.e., intensity similarity, 3D facial structure, and identity content) for the super-resolution problem. Extensive experiments demonstrate that the proposed 3D priors achieve superior face super-resolution results over the state-of-the-arts.

preprint2020arXiv

Finite Time Blowup of Solutions to SPDEs with Bernstein Functions of the Laplacian

The blowup in finite time of solutions to SPDEs \begin{equation*} \partial_tu_t(x)=-ϕ(-Δ)u_t(x) +σ(u_t(x))\dotξ(t,x), \quad t>0,x\in\mathbb{R}^d, \end{equation*} { is} investigated, where $\dotξ$ could be either a white noise or a colored noise and $ϕ:(0,\infty)\to (0,\infty)$ is a Bernstein function. The sufficient conditions on $σ$, $\dotξ$ and the initial value that imply the non-existence of the global solution are discussed. The results in this paper generalise those in ``Foondun, M., Liu, W. and Nane, E. Some non-existence results for a class of stochastic partial differential equations. J. Differential Equations, 266 (5) (2019), 2575--2596.'', where the fractional Laplacian case was considered, i.e. $ϕ(-Δ)=(-Δ)^{α/2}$ ($1<α<2$).

preprint2020arXiv

Follow-up Observations for IceCube-170922A: Detection of Rapid Near-Infrared Variability and Intensive Monitoring of TXS 0506+056

We present our follow-up observations to search for an electromagnetic counterpart of the IceCube high-energy neutrino, IceCube-170922A. Monitoring observations of a likely counterpart, TXS 0506+056, are also described. First, we quickly took optical and near-infrared images of 7 flat-spectrum radio sources within the IceCube error region right after the neutrino detection and found a rapid flux decline of TXS 0506+056 in Kanata/HONIR J-band data. Motivated by this discovery, intensive follow-up observations of TXS 0506+056 are continuously done, including our monitoring imaging observations, spectroscopic observations, and polarimetric observations in optical and near-infrared wavelengths. TXS 0506+056 shows a large amplitude (~1.0 mag) variability in a time scale of several days or longer, although no significant variability is detected in a time scale of a day or shorter. TXS 0506+056 also shows a bluer-when-brighter trend in optical and near-infrared wavelengths. Structure functions of variabilities are examined and indicate that TXS 0506+056 is not a special blazar in terms of optical variability. Polarization measurement results of TXS 0506+056 are also discussed.

preprint2020arXiv

Global injectivity of differentiable maps via W-condition in R^2

In this paper, we study the intrinsic relation between the global injectivity of differentiable local homeomorphisms $F$ and the rate that tends to zero of $Spec(F)$ in $\mathbb{R}^2$, where $Spec(F)$ denotes the set of all (complex) eigenvalues of $DF(x)$, for all $x\in \mathbb{R}^2$. This depends on the $W$-condition deeply, which extends the $*$-condition and $B$-condition. The $W$-condition reveals the rate that tends to zero of real eigenvalues of $DF$ can not exceed $\displaystyle O\Big(x\ln x(\ln \frac{\ln x}{\ln\ln x})^2\Big)^{-1}$ by the half-Reeb component method. This improves the theorems of Gutiérrez-Nguyen \cite{GN07} and Rabanal \cite{RR10}. The $W$-condition is optimal for the half-Reeb component method in this paper setting.

preprint2020arXiv

Global Mie Scattering

In various subdisciplines of optics and photonics, Mie theory has been serving as a fundamental language and play indispensable roles widely. Conventional studies related to Mie scattering largely focus on local properties such as differential cross sections and angular polarization distributions. Though spatially integrated features of total cross sections in terms of both scattering and absorption are routine for investigations, they are intrinsically dependent on the specific morphologies of both the scattering bodies and the incident waves, consequently manifesting no sign of global invariance. Here we propose global Mie scattering theory to explore topological invariants for characterizations of scatterings by any obstacles of arbitrarily structured or polarized coherent light. It is revealed that, independent of distributions and interactions among the scattering bodies of arbitrary geometric and optical parameters, in the far field inevitably there are directions where the scatterings are either zero or circularly polarized. Furthermore, for each such singular direction we can assign a half-integer index and the index sum of all those directions are bounded to be a global topological invariant of $2$. The global Mie theory we propose, which is mathematically simple but conceptually penetrating, can render new perspectives for light scattering and topological photonics in both linear and nonlinear regimes, and would potentially shed new light on the scattering of acoustic and matter waves of various forms.

preprint2020arXiv

Graph Inference Learning for Semi-supervised Classification

In this work, we address semi-supervised classification of graph data, where the categories of those unlabeled nodes are inferred from labeled nodes as well as graph structures. Recent works often solve this problem via advanced graph convolution in a conventionally supervised manner, but the performance could degrade significantly when labeled data is scarce. To this end, we propose a Graph Inference Learning (GIL) framework to boost the performance of semi-supervised node classification by learning the inference of node labels on graph topology. To bridge the connection between two nodes, we formally define a structure relation by encapsulating node attributes, between-node paths, and local topological structures together, which can make the inference conveniently deduced from one node to another node. For learning the inference process, we further introduce meta-optimization on structure relations from training nodes to validation nodes, such that the learnt graph inference capability can be better self-adapted to testing nodes. Comprehensive evaluations on four benchmark datasets (including Cora, Citeseer, Pubmed, and NELL) demonstrate the superiority of our proposed GIL when compared against state-of-the-art methods on the semi-supervised node classification task.

preprint2020arXiv

Hierarchical Regression Network for Spectral Reconstruction from RGB Images

Capturing visual image with a hyperspectral camera has been successfully applied to many areas due to its narrow-band imaging technology. Hyperspectral reconstruction from RGB images denotes a reverse process of hyperspectral imaging by discovering an inverse response function. Current works mainly map RGB images directly to corresponding spectrum but do not consider context information explicitly. Moreover, the use of encoder-decoder pair in current algorithms leads to loss of information. To address these problems, we propose a 4-level Hierarchical Regression Network (HRNet) with PixelShuffle layer as inter-level interaction. Furthermore, we adopt a residual dense block to remove artifacts of real world RGB images and a residual global block to build attention mechanism for enlarging perceptive field. We evaluate proposed HRNet with other architectures and techniques by participating in NTIRE 2020 Challenge on Spectral Reconstruction from RGB Images. The HRNet is the winning method of track 2 - real world images and ranks 3rd on track 1 - clean images. Please visit the project web page https://github.com/zhaoyuzhi/Hierarchical-Regression-Network-for-Spectral-Reconstruction-from-RGB-Images to try our codes and pre-trained models.

preprint2020arXiv

Hot Plasma Flows and Oscillations in the Loop-top Region During the September 10 2017 X8.2 Solar Flare

In this study, we investigate motions in the hot plasma above the flare loops during the 2017 September 10 X8.2 flare event. We examine the region to the south of the main flare arcade, where there is data from the Interface Region Imaging Spectrograph (IRIS), and the Extreme ultraviolet Imaging Spectrometer (EIS) on Hinode. We find that there are initial blue shifts of 20--60 km/s observed in this region in the Fe XXI line in IRIS and the Fe XXIV line in EIS, and that the locations of these blue shifts move southward along the arcade over the course of about 10 min. The cadence of IRIS allows us to follow the evolution of these flows, and we find that at each location where there is an initial blue shift in the Fe XXIV line, there are damped oscillations in the Doppler velocity with periods of ~400 s. We conclude that these periods are independent of loop length, ruling out magnetoacoustic standing modes as a possible mechanism. Microwave observations from the Expanded Owens Valley Solar Array (EOVSA) indicate that there are non-thermal emissions in the region where the Doppler shifts are observed, indicating that accelerated particles are present. We suggest that the flows and oscillations are due to motions of the magnetic field that are caused by reconnection outflows disturbing the loop-top region.

preprint2020arXiv

Ideal Kerker scattering by homogeneous spheres: the role of gain or loss

We reexamine a recent work [Phys. Rev. Lett. \textbf{125}, 073205 (2020)] that investigates how the optical gain or loss (characterized by isotropic complex refractive indexes) influences the ideal Kerker scattering of exactly zero backward scattering. There it has been rigourously proved that, for non-magnetic homogeneous spheres with incident plane waves, either gain or loss prohibits such ideal Kerker scattering, provided that only electric and magnetic multipoles of a specific order are present and contributions from other multipoles can all be made precisely zero. Here we reveal that, when two multipoles of a fixed order are perfectly matched in terms of both phase and magnitude, multipoles of at least the next two orders cannot possibly be tuned to be all precisely zero or even perfectly matched, and consequently cannot directly produce ideal Kerker scattering. Moreover, we further demonstrate that, when multipoles of different orders are simultaneously taken into consideration, the loss or gain can serve as a helpful rather than harmful contributing factor, for the eliminations of backward scattering.

preprint2020arXiv

In Conclusion Not Repetition: Comprehensive Abstractive Summarization With Diversified Attention Based On Determinantal Point Processes

Various Seq2Seq learning models designed for machine translation were applied for abstractive summarization task recently. Despite these models provide high ROUGE scores, they are limited to generate comprehensive summaries with a high level of abstraction due to its degenerated attention distribution. We introduce Diverse Convolutional Seq2Seq Model(DivCNN Seq2Seq) using Determinantal Point Processes methods(Micro DPPs and Macro DPPs) to produce attention distribution considering both quality and diversity. Without breaking the end to end architecture, DivCNN Seq2Seq achieves a higher level of comprehensiveness compared to vanilla models and strong baselines. All the reproducible codes and datasets are available online.

preprint2020arXiv

Integrated Structured Light Architectures

The structural versatility of light underpins an outstanding collection of optical phenomena where both geometrical and topological states of light can dictate how matter will respond or display. Light possesses multiple degrees of freedom such as amplitude, and linear, spin angular, and orbital angular momenta, but the ability to adaptively engineer the spatio-temporal distribution of all these characteristics is primarily curtailed by technologies used to impose any desired structure to light. We describe a foundational demonstration that examines a laser architecture offering integrated spatio-temporal field control and programmability, thereby presenting unique opportunities for generating light by design to exploit its topology.

preprint2020arXiv

Knowledge Adaption for Demand Prediction based on Multi-task Memory Neural Network

Accurate demand forecasting of different public transport modes(e.g., buses and light rails) is essential for public service operation.However, the development level of various modes often varies sig-nificantly, which makes it hard to predict the demand of the modeswith insufficient knowledge and sparse station distribution (i.e.,station-sparse mode). Intuitively, different public transit modes mayexhibit shared demand patterns temporally and spatially in a city.As such, we propose to enhance the demand prediction of station-sparse modes with the data from station-intensive mode and designaMemory-Augmented Multi-taskRecurrent Network (MATURE)to derive the transferable demand patterns from each mode andboost the prediction of station-sparse modes through adaptingthe relevant patterns from the station-intensive mode. Specifically,MATUREcomprises three components: 1) a memory-augmentedrecurrent network for strengthening the ability to capture the long-short term information and storing temporal knowledge of eachtransit mode; 2) a knowledge adaption module to adapt the rele-vant knowledge from a station-intensive source to station-sparsesources; 3) a multi-task learning framework to incorporate all theinformation and forecast the demand of multiple modes jointly.The experimental results on a real-world dataset covering four pub-lic transport modes demonstrate that our model can promote thedemand forecasting performance for the station-sparse modes.

preprint2020arXiv

Learning Modality Interaction for Temporal Sentence Localization and Event Captioning in Videos

Automatically generating sentences to describe events and temporally localizing sentences in a video are two important tasks that bridge language and videos. Recent techniques leverage the multimodal nature of videos by using off-the-shelf features to represent videos, but interactions between modalities are rarely explored. Inspired by the fact that there exist cross-modal interactions in the human brain, we propose a novel method for learning pairwise modality interactions in order to better exploit complementary information for each pair of modalities in videos and thus improve performances on both tasks. We model modality interaction in both the sequence and channel levels in a pairwise fashion, and the pairwise interaction also provides some explainability for the predictions of target tasks. We demonstrate the effectiveness of our method and validate specific design choices through extensive ablation studies. Our method turns out to achieve state-of-the-art performances on four standard benchmark datasets: MSVD and MSR-VTT (event captioning task), and Charades-STA and ActivityNet Captions (temporal sentence localization task).

preprint2020arXiv

Learning of Colors from Color Names: Distribution and Point Estimation

Color names are often made up of multiple words. As a task in natural language understanding we investigate in depth the capacity of neural networks based on sums of word embeddings (SOWE), recurrence (LSTM and GRU based RNNs) and convolution (CNN), to estimate colors from sequences of terms. We consider both point and distribution estimates of color. We argue that the latter has a particular value as there is no clear agreement between people as to what a particular color describes -- different people have a different idea of what it means to be ``very dark orange'', for example. Surprisingly, despite it's simplicity, the sum of word embeddings generally performs the best on almost all evaluations.

preprint2020arXiv

Mandate-driven Networking Eco-system: A Paradigm Shift in End-to-End Communications

The wireless industry is driven by key stakeholders that follow a holistic approach of "one-system-fits-all" that leads to moving network functionality of meeting stringent E2E communication requirements towards the core and cloud infrastructures. This trend is limiting smaller and new players for bringing in new and novel solutions. For meeting these E2E requirements, tenants and end-users need to be active players for bringing their needs and innovations. Driving E2E communication not only in terms of QoS but also overall carbon footprint and spectrum efficiency from one specific community may lead to undesirable simplifications and a higher level of abstraction of other network segments may lead to sub-optimal operations. Based on this, the paper presents a paradigm shift that will enlarge the role of wireless innovation at academia, SME's, industries and start-ups while taking into account decentralized mandate-driven intelligence in E2E communications

preprint2020arXiv

MTL-NAS: Task-Agnostic Neural Architecture Search towards General-Purpose Multi-Task Learning

We propose to incorporate neural architecture search (NAS) into general-purpose multi-task learning (GP-MTL). Existing NAS methods typically define different search spaces according to different tasks. In order to adapt to different task combinations (i.e., task sets), we disentangle the GP-MTL networks into single-task backbones (optionally encode the task priors), and a hierarchical and layerwise features sharing/fusing scheme across them. This enables us to design a novel and general task-agnostic search space, which inserts cross-task edges (i.e., feature fusion connections) into fixed single-task network backbones. Moreover, we also propose a novel single-shot gradient-based search algorithm that closes the performance gap between the searched architectures and the final evaluation architecture. This is realized with a minimum entropy regularization on the architecture weights during the search phase, which makes the architecture weights converge to near-discrete values and therefore achieves a single model. As a result, our searched model can be directly used for evaluation without (re-)training from scratch. We perform extensive experiments using different single-task backbones on various task sets, demonstrating the promising performance obtained by exploiting the hierarchical and layerwise features, as well as the desirable generalizability to different i) task sets and ii) single-task backbones. The code of our paper is available at https://github.com/bhpfelix/MTLNAS.

preprint2020arXiv

NTIRE 2020 Challenge on Real Image Denoising: Dataset, Methods and Results

This paper reviews the NTIRE 2020 challenge on real image denoising with focus on the newly introduced dataset, the proposed methods and their results. The challenge is a new version of the previous NTIRE 2019 challenge on real image denoising that was based on the SIDD benchmark. This challenge is based on a newly collected validation and testing image datasets, and hence, named SIDD+. This challenge has two tracks for quantitatively evaluating image denoising performance in (1) the Bayer-pattern rawRGB and (2) the standard RGB (sRGB) color spaces. Each track ~250 registered participants. A total of 22 teams, proposing 24 methods, competed in the final phase of the challenge. The proposed methods by the participating teams represent the current state-of-the-art performance in image denoising targeting real noisy images. The newly collected SIDD+ datasets are publicly available at: https://bit.ly/siddplus_data.

preprint2020arXiv

Optimal Epoch Stochastic Gradient Descent Ascent Methods for Min-Max Optimization

Epoch gradient descent method (a.k.a. Epoch-GD) proposed by Hazan and Kale (2011) was deemed a breakthrough for stochastic strongly convex minimization, which achieves the optimal convergence rate of $O(1/T)$ with $T$ iterative updates for the {\it objective gap}. However, its extension to solving stochastic min-max problems with strong convexity and strong concavity still remains open, and it is still unclear whether a fast rate of $O(1/T)$ for the {\it duality gap} is achievable for stochastic min-max optimization under strong convexity and strong concavity. Although some recent studies have proposed stochastic algorithms with fast convergence rates for min-max problems, they require additional assumptions about the problem, e.g., smoothness, bi-linear structure, etc. In this paper, we bridge this gap by providing a sharp analysis of epoch-wise stochastic gradient descent ascent method (referred to as Epoch-GDA) for solving strongly convex strongly concave (SCSC) min-max problems, without imposing any additional assumption about smoothness or the function's structure. To the best of our knowledge, our result is the first one that shows Epoch-GDA can achieve the optimal rate of $O(1/T)$ for the duality gap of general SCSC min-max problems. We emphasize that such generalization of Epoch-GD for strongly convex minimization problems to Epoch-GDA for SCSC min-max problems is non-trivial and requires novel technical analysis. Moreover, we notice that the key lemma can also be used for proving the convergence of Epoch-GDA for weakly-convex strongly-concave min-max problems, leading to a nearly optimal complexity without resorting to smoothness or other structural conditions.

preprint2020arXiv

PointPWC-Net: A Coarse-to-Fine Network for Supervised and Self-Supervised Scene Flow Estimation on 3D Point Clouds

We propose a novel end-to-end deep scene flow model, called PointPWC-Net, on 3D point clouds in a coarse-to-fine fashion. Flow computed at the coarse level is upsampled and warped to a finer level, enabling the algorithm to accommodate for large motion without a prohibitive search space. We introduce novel cost volume, upsampling, and warping layers to efficiently handle 3D point cloud data. Unlike traditional cost volumes that require exhaustively computing all the cost values on a high-dimensional grid, our point-based formulation discretizes the cost volume onto input 3D points, and a PointConv operation efficiently computes convolutions on the cost volume. Experiment results on FlyingThings3D outperform the state-of-the-art by a large margin. We further explore novel self-supervised losses to train our model and achieve comparable results to state-of-the-art trained with supervised loss. Without any fine-tuning, our method also shows great generalization ability on KITTI Scene Flow 2015 dataset, outperforming all previous methods.

preprint2020arXiv

Progressive Multi-Stage Learning for Discriminative Tracking

Visual tracking is typically solved as a discriminative learning problem that usually requires high-quality samples for online model adaptation. It is a critical and challenging problem to evaluate the training samples collected from previous predictions and employ sample selection by their quality to train the model. To tackle the above problem, we propose a joint discriminative learning scheme with the progressive multi-stage optimization policy of sample selection for robust visual tracking. The proposed scheme presents a novel time-weighted and detection-guided self-paced learning strategy for easy-to-hard sample selection, which is capable of tolerating relatively large intra-class variations while maintaining inter-class separability. Such a self-paced learning strategy is jointly optimized in conjunction with the discriminative tracking process, resulting in robust tracking results. Experiments on the benchmark datasets demonstrate the effectiveness of the proposed learning framework.

preprint2020arXiv

Real-time Image Smoothing via Iterative Least Squares

Edge-preserving image smoothing is a fundamental procedure for many computer vision and graphic applications. There is a tradeoff between the smoothing quality and the processing speed: the high smoothing quality usually requires a high computational cost which leads to the low processing speed. In this paper, we propose a new global optimization based method, named iterative least squares (ILS), for efficient edge-preserving image smoothing. Our approach can produce high-quality results but at a much lower computational cost. Comprehensive experiments demonstrate that the propose method can produce results with little visible artifacts. Moreover, the computation of ILS can be highly parallel, which can be easily accelerated through either multi-thread computing or the GPU hardware. With the acceleration of a GTX 1080 GPU, it is able to process images of 1080p resolution ($1920\times1080$) at the rate of 20fps for color images and 47fps for gray images. In addition, the ILS is flexible and can be modified to handle more applications that require different smoothing properties. Experimental results of several applications show the effectiveness and efficiency of the proposed method. The code is available at \url{https://github.com/wliusjtu/Real-time-Image-Smoothing-via-Iterative-Least-Squares}

preprint2020arXiv

Real-time Universal Style Transfer on High-resolution Images via Zero-channel Pruning

Extracting effective deep features to represent content and style information is the key to universal style transfer. Most existing algorithms use VGG19 as the feature extractor, which incurs a high computational cost and impedes real-time style transfer on high-resolution images. In this work, we propose a lightweight alternative architecture - ArtNet, which is based on GoogLeNet, and later pruned by a novel channel pruning method named Zero-channel Pruning specially designed for style transfer approaches. Besides, we propose a theoretically sound sandwich swap transform (S2) module to transfer deep features, which can create a pleasing holistic appearance and good local textures with an improved content preservation ability. By using ArtNet and S2, our method is 2.3 to 107.4 times faster than state-of-the-art approaches. The comprehensive experiments demonstrate that ArtNet can achieve universal, real-time, and high-quality style transfer on high-resolution images simultaneously, (68.03 FPS on 512 times 512 images).

preprint2020arXiv

Ridesharing in the era of Mobility as a Service (MaaS): An Activity-based Approach with Multimodality and Intermodality

Mobility as a Service (MaaS), as an emerging concept, is quickly evolving and at the same time irreversibly reshaping travellers behaviour by facilitating their accessibility to different transport modes using shared economy concepts. Managing the complex multimodal and intermodal system of quickly emerging MaaS, requires a holistic modelling framework of transport network incorporating all the influential aspects and means involved. In this paper, we mathematically formulate a novel MaaS-based activity travel pattern (ATP) generator to facilitate ridesharing in a system in which drivers and passengers interact by sharing their full activity diary. The proposed formulation extends the definition of MaaS beyond an intermodal trip planner, by incorporating an inclusive set of travel attributes including the choices of activity, activity sequence, departure time, and mode, and the transitions among the modes in ATPs of all participants. Furthermore, this paper introduces a dynamic rideshare-oriented MaaS model in which the conventional rideshare modelling structure is synchronised with the proposed MaaS-based ATP generator in a unified structure. These models explicitly bridge the gaps in the missed-out connection between ATPs planning and rideshare models in the current literature. At last, numerical examples are provided to demonstrate the significant impacts of the MaaS-based planning on the ridesharing systems performance.

preprint2020arXiv

Scattering and absorption invariance of nonmagnetic particles under duality transformations

We revisit the total scatterings (in terms of extinction, scattering and absorption cross sections) by arbitrary clusters of nonmagnetic particles that support optically-induced magnetic responses. Our reexamination is conducted from the perspective of the electromagnetic duality symmetry, and it is revealed that all total scattering properties are invariant under duality transformations. This secures that for self-dual particle clusters, the total scattering properties are polarization independent for any fixed incident direction; while for non-self-dual particle clusters, two scattering configurations that are connected to each other through a duality transformation would exhibit identical scattering properties. This electromagnetic duality induced invariance is irrelevant to specific particle distributions or wave incident directions, which is illustrated for both random and periodic clusters.

preprint2020arXiv

Semi-Global Weighted Least Squares in Image Filtering

Solving the global method of Weighted Least Squares (WLS) model in image filtering is both time- and memory-consuming. In this paper, we present an alternative approximation in a time- and memory- efficient manner which is denoted as Semi-Global Weighed Least Squares (SG-WLS). Instead of solving a large linear system, we propose to iteratively solve a sequence of subsystems which are one-dimensional WLS models. Although each subsystem is one-dimensional, it can take two-dimensional neighborhood information into account due to the proposed special neighborhood construction. We show such a desirable property makes our SG-WLS achieve close performance to the original two-dimensional WLS model but with much less time and memory cost. While previous related methods mainly focus on the 4-connected/8-connected neighborhood system, our SG-WLS can handle a more general and larger neighborhood system thanks to the proposed fast solution. We show such a generalization can achieve better performance than the 4-connected/8-connected neighborhood system in some applications. Our SG-WLS is $\sim20$ times faster than the WLS model. For an image of $M\times N$, the memory cost of SG-WLS is at most at the magnitude of $max\{\frac{1}{M}, \frac{1}{N}\}$ of that of the WLS model. We show the effectiveness and efficiency of our SG-WLS in a range of applications. The code is publicly available at: https://github.com/wliusjtu/Semi-Global-Weighted-Least-Squares-in-Image-Filtering.

preprint2020arXiv

Simultaneous Confidence Tubes for Comparison of Several Multivariate Linear Regression Models

Much of the research on multiple comparison and simultaneous inference in the past sixty years or so has been for the comparisons of several population means. Spurrier (1999) seems to be the first to study the multiple comparison of several simple linear regression lines by using simultaneous confidence bands. In this paper, the work of Liu et al. (2004) for finite comparisons of several univariate linear regression models by using simultaneous confidence bands has been extended to finite comparison of several multivariate linear regression models by using simultaneous confidence tubes. We show how simultaneous confidence tubes can be constructed to allow more informative inferences for the comparison of several multivariate linear regression models than the current approach of hypotheses testing. The methodologies are illustrated with examples.

preprint2020arXiv

Spatiotemporal Patterns of COVID-19 Impact on Human Activities and Environment in China Using Nighttime Light and Air Quality Data

In order to analyze the impact of COVID-19 on people's lives, activities and the natural environment, this paper investigates the spatial and temporal characteristics of Night Time Light (NTL) radiance and Air Quality Index (AQI) before and during the pandemic in mainland China. Our results show that the monthly average NTL brightness is much lower during the quarantine period than before. This study categorizes NTL into three classes: residential area, transportation and public facilities and commercial centers, with NTL radiance ranges of 5-20, 20-40 and greater than 40 nW/(cm*cm*sr), respectively. We found that the Number Of Pixels (NOP) with NTL detection increased in the residential area and decreased in the commercial centers for most of the provinces after the shutdown, while transportation and public facilities generally stayed the same. More specifically, we examined these factors in Wuhan, where the first confirmed cases were reported, and where the earliest quarantine measures were taken. Observations and analysis of pixels associated with commercial centers were observed to have lower NTL radiance values, indicating a dimming behavior, while residential area pixels recorded increased levels of brightness, after the beginning of the lockdown. The study also discovered a significant decreasing trend in the daily average AQI for the whole country, with cleaner air in most provinces during February and March, compared to January 2020. In conclusion, the outbreak and spread of COVID-19 has had a crucial impact on people's daily lives and activity ranges through the increased implementation of lockdown and quarantine policies. On the other hand, the air quality of China has improved with the reduction of non-essential industries and motor vehicle usage.

preprint2020arXiv

Study of Four-Dimensional DOA and Polarisation Estimation with Crossed-dipole and Tripole Arrays

Electromagnetic (EM) vector sensor arrays can track both the polarisation and direction of arrival (DOA) of the impinging signals. For linear crossed-dipole arrays, as shown by our analysis, due to inherent limitation of the structure, it can only track one DOA parameter and two polarisation parameters. For full four-dimensional (4-D, 2 DOA and 2 polarization parameters) estimation, we could extend the linear crossed-dipole array to the planar case. In this paper, instead of extending the array geometry, we replace the crossed-dipoles by tripoles and construct a linear tripole array. It is proved that such a structure can estimate the 2-D DOA and 2-D polarisation information effectively in general and a dimension-reduction based MUSIC algorithm is developed so that the 4-D estimation problem can be simplified into two separate 2-D estimation problems, significantly reducing the computational complexity of the solution. The Cramr-Rao Bound (CRB) is also derived as a reference for algorithm performance. A brief comparison between the planar crossed-dipole array and the linear tripole array is performed at last, showing that although the planar structure has a better performance, it is achieved at the cost of increased physical size.

preprint2020arXiv

Symmetry Protected Invariant Scattering Properties for Arbitrary Polarizations

Polarization independent Mie scattering of building blocks is foundational for constructions of optical systems with robust functionalities. Conventional studies for such polarization independence are generally restricted to special states of either linear or circular polarizations, widely neglecting elliptically-polarized states that are generically present in realistic applications. Here we present a comprehensive recipe to achieve invariant scattering properties (including extinction, scattering and absorption) for arbitrary polarizations, requiring only rotation symmetry and absence of optical activities. It is discovered that sole rotation symmetries can effectively decouple the two scattering channels that originate from the incident circularly polarized waves of opposite handedness, leading to invariance of all scattering properties for any polarizations on the same latitude circle of the Poincaré sphere. Further incorporations of extra inversion or mirror symmetries would eliminate the optical activities and thus ensure scattering property invariance for arbitrary polarizations. In sharp contrast to previous investigations that rely heavily on complicated algebraic formulas, our arguments are fully intuitive and geometric, bringing to surface the essential physical principles rather than obscuring them. The all-polarization invariance we reveal is induced by discrete spatial symmetries of the scattering configurations, underlying which there are functioning laws of reciprocity and conservation of parity and helicity. This symmetry-protected intrinsic invariance is robust against any symmetry-preserving perturbations, which may render extra flexibilities for designing optical devices with stable functionalities.

preprint2020arXiv

Taking the pulse of COVID-19: A spatiotemporal perspective

The sudden outbreak of the Coronavirus disease (COVID-19) swept across the world in early 2020, triggering the lockdowns of several billion people across many countries, including China, Spain, India, the U.K., Italy, France, Germany, and most states of the U.S. The transmission of the virus accelerated rapidly with the most confirmed cases in the U.S., and New York City became an epicenter of the pandemic by the end of March. In response to this national and global emergency, the NSF Spatiotemporal Innovation Center brought together a taskforce of international researchers and assembled implemented strategies to rapidly respond to this crisis, for supporting research, saving lives, and protecting the health of global citizens. This perspective paper presents our collective view on the global health emergency and our effort in collecting, analyzing, and sharing relevant data on global policy and government responses, geospatial indicators of the outbreak and evolving forecasts; in developing research capabilities and mitigation measures with global scientists, promoting collaborative research on outbreak dynamics, and reflecting on the dynamic responses from human societies.

preprint2020arXiv

TCDesc: Learning Topology Consistent Descriptors

Triplet loss is widely used for learning local descriptors from image patch. However, triplet loss only minimizes the Euclidean distance between matching descriptors and maximizes that between the non-matching descriptors, which neglects the topology similarity between two descriptor sets. In this paper, we propose topology measure besides Euclidean distance to learn topology consistent descriptors by considering kNN descriptors of positive sample. First we establish a novel topology vector for each descriptor followed by Locally Linear Embedding (LLE) to indicate the topological relation among the descriptor and its kNN descriptors. Then we define topology distance between descriptors as the difference of their topology vectors. Last we employ the dynamic weighting strategy to fuse Euclidean distance and topology distance of matching descriptors and take the fusion result as the positive sample distance in the triplet loss. Experimental results on several benchmarks show that our method performs better than state-of-the-arts results and effectively improves the performance of triplet loss.

preprint2020arXiv

Topological Polarization Singularities in Metaphotonics

Polarization singularities of vectorial electromagnetic fields locate at the positions (such as points, lines, or surfaces) where properties of polarization ellipses are not defined. They are manifested as circular and linear polarization, for which respectively the semi-major axes and normal vectors of polarization ellipses become indefinite. First observed in conical diffraction in the 1830s, the field of polarization singularities has been systematically reshaped and deepened by many pioneers of wave optics. Together with other exotic phenomena such as non-Hermiticity and topology, polarization singularities have been introduced into the vibrant field of nanophotonics, rendering unprecedented flexibilities for manipulations of light-matter interactions at the nanoscale. Here we review the recent results on the generation and observation of polarization singularities in metaphotonics. We start with the discussion of polarization singularities in the Mie theory, where both electric and magnetic multipoles are explored from perspectives of local and global polarization properties. We then proceed with the discussion of various photonic-crystal structures, for which both near- and far-field patterns manifest diverse polarization singularities characterized by the integer Poincare or more general half-integer Hopf indices (topological charges). Next, we review the most recent studies of conversions from polarization to phase singularities in scalar wave optics, demonstrating how bound states in the continuum can be exploited to generate directly optical vortices of various charges. Throughout our paper, we discuss and highlight several fundamental concepts and demonstrate their close connections and special links to metaphotonics. We believe polarization singularities can provide novel perspectives for light-matter manipulation for both fundamental studies and their practical applications.

preprint2020arXiv

Towards Photo-Realistic Virtual Try-On by Adaptively Generating$\leftrightarrow$Preserving Image Content

Image visual try-on aims at transferring a target clothing image onto a reference person, and has become a hot topic in recent years. Prior arts usually focus on preserving the character of a clothing image (e.g. texture, logo, embroidery) when warping it to arbitrary human pose. However, it remains a big challenge to generate photo-realistic try-on images when large occlusions and human poses are presented in the reference person. To address this issue, we propose a novel visual try-on network, namely Adaptive Content Generating and Preserving Network (ACGPN). In particular, ACGPN first predicts semantic layout of the reference image that will be changed after try-on (e.g. long sleeve shirt$\rightarrow$arm, arm$\rightarrow$jacket), and then determines whether its image content needs to be generated or preserved according to the predicted semantic layout, leading to photo-realistic try-on and rich clothing details. ACGPN generally involves three major modules. First, a semantic layout generation module utilizes semantic segmentation of the reference image to progressively predict the desired semantic layout after try-on. Second, a clothes warping module warps clothing images according to the generated semantic layout, where a second-order difference constraint is introduced to stabilize the warping process during training. Third, an inpainting module for content fusion integrates all information (e.g. reference image, semantic layout, warped clothes) to adaptively produce each semantic part of human body. In comparison to the state-of-the-art methods, ACGPN can generate photo-realistic images with much better perceptual quality and richer fine-details.

preprint2020arXiv

Towards Playing Full MOBA Games with Deep Reinforcement Learning

MOBA games, e.g., Honor of Kings, League of Legends, and Dota 2, pose grand challenges to AI systems such as multi-agent, enormous state-action space, complex action control, etc. Developing AI for playing MOBA games has raised much attention accordingly. However, existing work falls short in handling the raw game complexity caused by the explosion of agent combinations, i.e., lineups, when expanding the hero pool in case that OpenAI's Dota AI limits the play to a pool of only 17 heroes. As a result, full MOBA games without restrictions are far from being mastered by any existing AI system. In this paper, we propose a MOBA AI learning paradigm that methodologically enables playing full MOBA games with deep reinforcement learning. Specifically, we develop a combination of novel and existing learning techniques, including curriculum self-play learning, policy distillation, off-policy adaption, multi-head value estimation, and Monte-Carlo tree-search, in training and playing a large pool of heroes, meanwhile addressing the scalability issue skillfully. Tested on Honor of Kings, a popular MOBA game, we show how to build superhuman AI agents that can defeat top esports players. The superiority of our AI is demonstrated by the first large-scale performance test of MOBA AI agent in the literature.

preprint2020arXiv

Two Numerical Methods for the 3D Anisotropic Propagation of Galactic Cosmic Rays

Conventional cosmic-ray propagation models usually assume an isotropic diffusion coefficient to account for the random deflection of cosmic rays by the turbulent interstellar magnetic field. Such a picture is very successful in explaining many observational phenomena related to the propagation of Galactic cosmic rays, such as broken power-law energy spectra, secondary-to-primary ratios, etc. However, the isotropic diffusion presupposition is facing severe challenges from recent observations. In particular, such observations on the large-scale anisotropy of TeV cosmic rays show that the dipole direction differs from the prediction of the conventional model. One possible reason is that the large-scale regular magnetic field, which leads to an anisotropic diffusion of cosmic rays, has not been included in the model provided by the public numerical packages. In this work, we propose two numerical schemes to solve the $3$-dimensional anisotropic transport equation: the pseudo source method and Hundsdorfer-Verwer scheme. Both methods are verified by reproducing the measured B/C and proton spectrum and the radial variation of spectral index expected by former 2D simulation. As a demonstration of the prediction capability, dipole anisotropy is also calculated by a toy simulation with a rough magnetic field.

preprint2020arXiv

Understanding Distributional Ambiguity via Non-robust Chance Constraint

This paper provides a non-robust interpretation of the distributionally robust optimization (DRO) problem by relating the distributional uncertainties to the chance probabilities. Our analysis allows a decision-maker to interpret the size of the ambiguity set, which is often lack of business meaning, through the chance parameters constraining the objective function. We first show that, for general $ϕ$-divergences, a DRO problem is asymptotically equivalent to a class of mean-deviation problems. These mean-deviation problems are not subject to uncertain distributions, and the ambiguity radius in the original DRO problem now plays the role of controlling the risk preference of the decision-maker. We then demonstrate that a DRO problem can be cast as a chance-constrained optimization (CCO) problem when a boundedness constraint is added to the decision variables. Without the boundedness constraint, the CCO problem is shown to perform uniformly better than the DRO problem, irrespective of the radius of the ambiguity set, the choice of the divergence measure, or the tail heaviness of the center distribution. Thanks to our high-order expansion result, a notable feature of our analysis is that it applies to divergence measures that accommodate well heavy tail distributions such as the student $t$-distribution and the lognormal distribution, besides the widely-used Kullback-Leibler (KL) divergence, which requires the distribution of the objective function to be exponentially bounded. Using the portfolio selection problem as an example, our comprehensive testings on multivariate heavy-tail datasets, both synthetic and real-world, shows that this business-interpretation approach is indeed useful and insightful.

preprint2020arXiv

Unravelling the Architecture of Membrane Proteins with Conditional Random Fields

In this paper, we will show that the recently introduced graphical model: Conditional Random Fields (CRF) provides a template to integrate micro-level information about biological entities into a mathematical model to understand their macro-level behavior. More specifically, we will apply the CRF model to an important classification problem in protein science, namely the secondary structure prediction of proteins based on the observed primary structure. A comparison on benchmark data sets against twenty-eight other methods shows that not only does the CRF model lead to extremely accurate predictions but the modular nature of the model and the freedom to integrate disparate, overlapping and non-independent sources of information, makes the model an extremely versatile tool to potentially solve many other problems in bioinformatics.

preprint2020arXiv

Unsupervised Deep Representation Learning for Real-Time Tracking

The advancement of visual tracking has continuously been brought by deep learning models. Typically, supervised learning is employed to train these models with expensive labeled data. In order to reduce the workload of manual annotations and learn to track arbitrary objects, we propose an unsupervised learning method for visual tracking. The motivation of our unsupervised learning is that a robust tracker should be effective in bidirectional tracking. Specifically, the tracker is able to forward localize a target object in successive frames and backtrace to its initial position in the first frame. Based on such a motivation, in the training process, we measure the consistency between forward and backward trajectories to learn a robust tracker from scratch merely using unlabeled videos. We build our framework on a Siamese correlation filter network, and propose a multi-frame validation scheme and a cost-sensitive loss to facilitate unsupervised learning. Without bells and whistles, the proposed unsupervised tracker achieves the baseline accuracy as classic fully supervised trackers while achieving a real-time speed. Furthermore, our unsupervised framework exhibits a potential in leveraging more unlabeled or weakly labeled data to further improve the tracking accuracy.

preprint2020arXiv

Vatex Video Captioning Challenge 2020: Multi-View Features and Hybrid Reward Strategies for Video Captioning

This report describes our solution for the VATEX Captioning Challenge 2020, which requires generating descriptions for the videos in both English and Chinese languages. We identified three crucial factors that improve the performance, namely: multi-view features, hybrid reward, and diverse ensemble. Based on our method of VATEX 2019 challenge, we achieved significant improvements this year with more advanced model architectures, combination of appearance and motion features, and careful hyper-parameters tuning. Our method achieves very competitive results on both of the Chinese and English video captioning tracks.

preprint2020arXiv

Video Description: A Survey of Methods, Datasets and Evaluation Metrics

Video description is the automatic generation of natural language sentences that describe the contents of a given video. It has applications in human-robot interaction, helping the visually impaired and video subtitling. The past few years have seen a surge of research in this area due to the unprecedented success of deep learning in computer vision and natural language processing. Numerous methods, datasets and evaluation metrics have been proposed in the literature, calling the need for a comprehensive survey to focus research efforts in this flourishing new direction. This paper fills the gap by surveying the state of the art approaches with a focus on deep learning models; comparing benchmark datasets in terms of their domains, number of classes, and repository size; and identifying the pros and cons of various evaluation metrics like SPICE, CIDEr, ROUGE, BLEU, METEOR, and WMD. Classical video description approaches combined subject, object and verb detection with template based language models to generate sentences. However, the release of large datasets revealed that these methods can not cope with the diversity in unconstrained open domain videos. Classical approaches were followed by a very short era of statistical methods which were soon replaced with deep learning, the current state of the art in video description. Our survey shows that despite the fast-paced developments, video description research is still in its infancy due to the following reasons. Analysis of video description models is challenging because it is difficult to ascertain the contributions, towards accuracy or errors, of the visual features and the adopted language model in the final description. Existing datasets neither contain adequate visual diversity nor complexity of linguistic structures. Finally, current evaluation metrics ...

preprint2019arXiv

Deep Multiphase Level Set for Scene Parsing

Recently, Fully Convolutional Network (FCN) seems to be the go-to architecture for image segmentation, including semantic scene parsing. However, it is difficult for a generic FCN to discriminate pixels around the object boundaries, thus FCN based methods may output parsing results with inaccurate boundaries. Meanwhile, level set based active contours are superior to the boundary estimation due to the sub-pixel accuracy that they achieve. However, they are quite sensitive to initial settings. To address these limitations, in this paper we propose a novel Deep Multiphase Level Set (DMLS) method for semantic scene parsing, which efficiently incorporates multiphase level sets into deep neural networks. The proposed method consists of three modules, i.e., recurrent FCNs, adaptive multiphase level set, and deeply supervised learning. More specifically, recurrent FCNs learn multi-level representations of input images with different contexts. Adaptive multiphase level set drives the discriminative contour for each semantic class, which makes use of the advantages of both global and local information. In each time-step of the recurrent FCNs, deeply supervised learning is incorporated for model training. Extensive experiments on three public benchmarks have shown that our proposed method achieves new state-of-the-art performances.

preprint2019arXiv

Effects of four-wave-mixing in high-power Raman fiber amplifiers

In this work, we derive and present the coupled amplitude equations to describe the evolutions of different spectral components in different transverse modes for Raman fiber amplifiers (RFAs). Both the effects of the four-wave-mixing in the fundamental mode (FM FWM) and the inter-modal four-wave-mixing (IM FWM) on high-power RFAs are demonstrated through numerical simulations. Specifically, effective FM FWM interactions could occur and lead to a drop of the Raman threshold for RFAs by over 50%, despite that the corresponding wave-vector mismatch is rather big. In addition, the IM FWM could also impact the Raman threshold for RFAs with additional generation of the first order Raman Stokes light in the higher-order mode. We also investigate the effects of the intensity fluctuations in the initial inserted pump and seed lasers on high-power RFAs. It reveals that the temporal stability of the initial inserted pump laser have much more significant impacts on high-power RFAs than that of the initial inserted seed laser. Notably, through applying temporal stable laser as the initial inserted pump laser, both the FM FWM and IM FWM effects could be effectively suppressed, and the Raman threshold for high-power RFAs could be increased by over twice.

preprint2019arXiv

Electron and positron spectra in the three dimensional spatial-dependent propagation model

The spatial-dependent propagation model has been successfully used to explain diverse observational phenomena, including the spectral hardening of cosmic-ray nuclei above $200$ GV, the large-scale dipole anisotropy and the diffusive gamma distribution. In this work, we further apply the spatial-dependent propagation model to both electrons and positrons. To account for the excess of positrons above $10$ GeV, an additional local source is introduced. And we also consider a more realistic spiral distribution of background sources. We find that due to the gradual hardening above $10$ GeV, the hardening of electron spectrum above tens of GeV can be explained in the SDP model and both positron and electron spectra less than TeV energies could be naturally described. The spatial-dependent propagation with spiral-distributed sources could conforms with the total electron spectrum in the whole energy. Meanwhile compared with the conventional model, the spatial-dependent propagation with spiral-distributed sources could produce larger background positron flux, so that the multiplier of background positron flux is $1.42$, which is much smaller than the required value by the conventional model. Thus the shortage of background positron flux could be solved. Furthermore we compute the anisotropy of electron under spatial-dependent propagation model, which is well below the observational limit of Fermi-LAT experiment.

preprint2019arXiv

Kilowatt-level Yb-Raman fiber amplifier with narrow-linewidth and near-diffraction-limited beam quality

By focusing on a typical emitting wavelength of 1120 nm as an example, we present the first demonstration of a high-efficiency, narrow-linewidth kilowatt-level all-fiber amplifier based on hybrid ytterbium-Raman (Yb-Raman) gains. Notably, two temporally stable, phase-modulated single-frequency lasers operating at 1064 nm and 1120nm, respectively, were applied in the fiber amplifier, to alleviate the spectral broadening of the 1120 signal laser and suppress the stimulated Brillouin scattering (SBS) effect simultaneously. Over 1 kW narrow-linewidth 1120 nm signal laser was obtained with a slope efficiency of ~ 77% and a beam quality of M2~1.21. The amplified spontaneous emission (ASE) noise in the fiber amplifier was effectively suppressed by incorporating an ASE-filtering system between the seed laser and the main amplifier. Further examination of the influence of power ratios between the two seed lasers on the conversion efficiency had proved that the presented amplifier could work efficiently when the power ratio of 1120 nm seed laser ranged from 31% to 61%. Overall, this setup could provide a well reference for obtaining high power narrow-linewidth fiber lasers operating within 1100-1200 nm.

preprint2019arXiv

Line Singularities and Hopf Indices of Electromagnetic Multipoles

Electromagnetic multipoles can be continuously mapped to tangent vectors on the momentum sphere, the topology of which guarantees the existence of isolated singularities. For pure (real or imaginary) vectors, those singularities correspond to zeros of tangent fields, which can be classified by integer Poincaré indices. Nevertheless, electromagnetic fields are generally complex vectors, a comprehensive characterization of which requires the introduction of line fields and line singularities categorized by half-integer Hopf indices. Here we explore complex vectorial electromagnetic multipoles from the perspective of line singularities, focusing on the special case of polarization line field. Similar to the case of pure vectors, the Poincaré-Hopf theorem forces the index sum of all line singularities to be $2$, irrespective of the specific multipolar compositions. With this multipolar insight, we further unveil the underlying structures of radiative circularly-polarized Bloch modes of photonic crystal slabs, revealing their topological origins with line singularities of Hopf indices. Our work has established subtle connections between three seemingly unrelated but sweeping physical entities (line singularities of Hopf indices, electromagnetic multipoles, and Bloch modes), which can nourish new frames of visions and applications fertilizing many related fields.

preprint2019arXiv

Random attractors for locally monotone stochastic partial differential equations

We prove the existence of random dynamical systems and random attractors for a large class of locally monotone stochastic partial differential equations perturbed by additive Lévy noise. The main result is applicable to various types of SPDE such as stochastic Burgers type equations, stochastic 2D Navier-Stokes equations, the stochastic 3D Leray-$α$ model, stochastic power law fluids, the stochastic Ladyzhenskaya model, stochastic Cahn-Hilliard type equations, stochastic Kuramoto-Sivashinsky type equations, stochastic porous media equations and stochastic $p$-Laplace equations.

preprint2019arXiv

Scattering Activities Bounded by Reciprocity and Parity Conservation

Scattering activities are generally manifest through different optical responses of scattering bodies to circularly polarized light of opposite handedness. Similar to the ubiquitous roles played by scattering theory across different branches of photonics, scattering activities can serve as a fundamental concept to clarify underlying mechanisms of various chiroptical effects, both within and beyond scattering systems. In this work we investigate scattering activities for reciprocal systems that exhibit various geometric symmetries but are intrinsically achiral. We reveal how scattering activities are generally bounded by reciprocity and parity conservation, demonstrating that though extinction activity is usually eliminated by symmetry, scattering activities in forms of distinct absorptions, scatterings or angular scattering patterns can more widely emerge. Since our analyses are solely based on fundamental laws of reciprocity and parity conservation, regardless of geometric and optical parameters of the scattering systems studied, the principles revealed are generically applicable. The intuitive and pictorial framework we have established is beyond any specific coupling models, able to reveal hidden connections between seemingly unrelated chiral manifestations, and thus more accessible for a unified understanding of various chiroptical effects.

preprint2019arXiv

Small Time Asymptotics for SPDEs with Locally Monotone Coefficients

This work aims to prove the small time large deviation principle (LDP) for a class of stochastic partial differential equations (SPDEs) with locally monotone coefficients in generalized variational framework. The main result could be applied to demonstrate the small time LDP for various quasilinear and semilinear SPDEs such as stochastic porous media equations, stochastic $p$-Laplace equations, stochastic Burgers type equation, stochastic 2D Navier-Stokes equation, stochastic power law fluid equation and stochastic Ladyzhenskaya model. In particular, our small time LDP result seems to be new in the case of general quasilinear SPDEs with multiplicative noise.

preprint2019arXiv

Surface tension of the horizon

The idea of treating the horizon of a black hole as a stretched membrane with surface tension has a long history. In this work, we discuss the microscopic origin of the surface tension of the horizon in quantum pictures of spaces, which are Bose-Einstein condensates of gravitons. The horizon is a phase interface of gravitons, the surface tension of which is found to be a result of the difference in the strength of the interaction between the gravitons on its two sides. The gravitational source, such as a Schwarzschild black hole, creates a transitional zone by changing the energy and distribution of its surrounding gravitons. Archimedes' principle for gravity can be expressed as follows: "the gravity on an object is equal to the weight of the gravitons that it displaces."

preprint2019arXiv

Temperature dependent threshold for amplified emission from hybrid lead perovskite films

The optical amplification emission of hybrid lead perovskite attracted great research interests. We systematically examined and compared temperature dependent optical amplification behavior of a series of organic-inorganic hybrid perovskite films of (MA/FA)Pb(Br/I)3. The optical amplification threshold of the films showed considerable exponential increase towards the temperature increasing. We figured out that the critical temperature for the four films presented a sequence of FA+I < MA+I < FA+Br < MA+Br. Our systematical study is crucial for in depth understanding the fundamental mechanism of amplified emission of hybrid perovskite materials.

preprint2016arXiv

Adsorption structures and energetics of molecules on metal surfaces: Bridging experiment and theory

Adsorption geometry and stability of organic molecules on surfaces are key parameters that determine the observable properties and functions of hybrid inorganic/organic systems (HIOSs). Despite many recent advances in precise experimental characterization and improvements in first-principles electronic structure methods, reliable databases of structures and energetics for large adsorbed molecules are largely amiss. In this review, we present such a database for a range of molecules adsorbed on metal single-crystal surfaces. The systems we analyze include noble-gas atoms, conjugated aromatic molecules, carbon nanostructures, and heteroaromatic compounds adsorbed on five different metal surfaces. The overall objective is to establish a diverse benchmark dataset that enables an assessment of current and future electronic structure methods, and motivates further experimental studies that provide ever more reliable data. Specifically, the benchmark structures and energetics from experiment are here compared with the recently developed van der Waals (vdW) inclusive density-functional theory (DFT) method, DFT+vdW$^{\mathrm{surf}}$. In comparison to 23 adsorption heights and 17 adsorption energies from experiment we find a mean average deviation of 0.06 Å and 0.16 eV, respectively. This confirms the DFT+vdW$^{\mathrm{surf}}$ method as an accurate and efficient approach to treat HIOSs. A detailed discussion identifies remaining challenges to be addressed in future development of electronic structure methods, for which the here presented benchmark database may serve as an important reference.

preprint2016arXiv

Data-driven Radiative Hydrodynamic Modeling of the 2014 March 29 X1.0 Solar Flare

Spectroscopic observations of solar flares provide critical diagnostics of the physical conditions in the flaring atmosphere. Some key features in observed spectra have not yet been accounted for in existing flare models. Here we report a data-driven simulation of the well-observed X1.0 flare on 2014 March 29 that can reconcile some well-known spectral discrepancies. We analyzed spectra of the flaring region from the Interface Region Imaging Spectrograph (IRIS) in MgII h&k, the Interferometric BIdimensional Spectropolarimeter at the Dunn Solar Telescope (DST/IBIS) in H$α$ 6563 Å and CaII 8542 Å, and the Reuven Ramaty High Energy Solar Spectroscope Imager (RHESSI) in hard X-rays. We constructed a multi-threaded flare loop model and used the electron flux inferred from RHESSI data as the input to the radiative hydrodynamic code RADYN to simulate the atmospheric response. We then synthesized various chromospheric emission lines and compared them with the IRIS and IBIS observations. In general, the synthetic intensities agree with the observed ones, especially near the northern footpoint of the flare. The simulated MgII line profile has narrower wings than the observed one. This discrepancy can be reduced by using a higher microturbulent velocity (27 km/s) in a narrow chromospheric layer. In addition, we found that an increase of electron density in the upper chromosphere within a narrow height range of $\approx$800 km below the transition region can turn the simulated MgII line core into emission and thus reproduce the single peaked profile, which is a common feature in all IRIS flares.

preprint2016arXiv

Deep Learning Driven Visual Path Prediction from a Single Image

Capabilities of inference and prediction are significant components of visual systems. In this paper, we address an important and challenging task of them: visual path prediction. Its goal is to infer the future path for a visual object in a static scene. This task is complicated as it needs high-level semantic understandings of both the scenes and motion patterns underlying video sequences. In practice, cluttered situations have also raised higher demands on the effectiveness and robustness of the considered models. Motivated by these observations, we propose a deep learning framework which simultaneously performs deep feature learning for visual representation in conjunction with spatio-temporal context modeling. After that, we propose a unified path planning scheme to make accurate future path prediction based on the analytic results of the context models. The highly effective visual representation and deep context models ensure that our framework makes a deep semantic understanding of the scene and motion pattern, consequently improving the performance of the visual path prediction task. In order to comprehensively evaluate the model's performance on the visual path prediction task, we construct two large benchmark datasets from the adaptation of video tracking datasets. The qualitative and quantitative experimental results show that our approach outperforms the existing approaches and owns a better generalization capability.

preprint2016arXiv

Dynamics of a prominence-horn structure during its evaporation in the solar corona

The physical connection among and formation mechanisms of various components of the prominence-horn cavity system remain elusive. Here we present observations of such a system, focusing on a section of the prominence that rises and separates gradually from the main body. This forms a configuration sufficiently simple to yield clues to the above issues. It is characterized by embedding horns, oscillations, and a gradual disappearance of the separated material. The prominence-horn structure exhibits a large amplitude longitudinal oscillation with a period of ~150 minutes and an amplitude of ~30 Mm along the trajectory defined by the concave horn structure. The horns also experience a simultaneous transverse oscillation with a much smaller amplitude (~3 Mm) and shorter period (~10-15 minutes), likely representative of a global mode of the large-scale magnetic structure. The gradual disappearance of the structure indicates that the horn, an observational manifestation of the field-aligned transition region separating the cool and dense prominence from the hot and tenuous corona, is formed due to the heating and diluting process of the central prominence mass, while most previous studies suggest that it is the opposite process, i.e., the cooling and condensation of coronal plasmas, to form the horn. This study also demonstrates how the prominence transports magnetic flux to the upper corona, a process essential for the gradual build-up of pre-eruption magnetic energy.

preprint2016arXiv

Fast Single Shot Detection and Pose Estimation

For applications in navigation and robotics, estimating the 3D pose of objects is as important as detection. Many approaches to pose estimation rely on detecting or tracking parts or keypoints [11, 21]. In this paper we build on a recent state-of-the-art convolutional network for slidingwindow detection [10] to provide detection and rough pose estimation in a single shot, without intermediate stages of detecting parts or initial bounding boxes. While not the first system to treat pose estimation as a categorization problem, this is the first attempt to combine detection and pose estimation at the same level using a deep learning approach. The key to the architecture is a deep convolutional network where scores for the presence of an object category, the offset for its location, and the approximate pose are all estimated on a regular grid of locations in the image. The resulting system is as accurate as recent work on pose estimation (42.4% 8 View mAVP on Pascal 3D+ [21] ) and significantly faster (46 frames per second (FPS) on a TITAN X GPU). This approach to detection and rough pose estimation is fast and accurate enough to be widely applied as a pre-processing step for tasks including high-accuracy pose estimation, object tracking and localization, and vSLAM.

preprint2016arXiv

Feature-Area Optimization: A Novel SAR Image Registration Method

This letter proposes a synthetic aperture radar (SAR) image registration method named Feature-Area Optimization (FAO). First, the traditional area-based optimization model is reconstructed and decomposed into three key but uncertain factors: initialization, slice set and regularization. Next, structural features are extracted by scale invariant feature transform (SIFT) in dual-resolution space (SIFT-DRS), a novel SIFT-Like method dedicated to FAO. Then, the three key factors are determined based on these features. Finally, solving the factor-determined optimization model can get the registration result. A series of experiments demonstrate that the proposed method can register multi-temporal SAR images accurately and efficiently.

preprint2016arXiv

Helical motions of fine-structure prominence threads observed by Hinode and IRIS

Fine-structure dynamics in solar prominences holds critical clues to understanding their physical nature of significant space-weather implications. We report evidence of rotational motions of horizontal helical threads in two active-region prominences observed by the \emph{Hinode} and/or \emph{IRIS} satellites at high resolution. In the first event, we found transverse motions of brightening threads at speeds up to 55~km~s$^{-1}$ seen in the plane of the sky. Such motions appeared as sinusoidal space--time trajectories with a typical period of $\sim$390~s, which is consistent with plane-of-sky projections of rotational motions. Phase delays at different locations suggest propagation of twists along the threads at phase speeds of 90--270~km~s$^{-1}$. At least 15 episodes of such motions occurred in two days, none associated with any eruption. For these episodes, the plane-of-sky speed is linearly correlated with the vertical travel distance, suggestive of a constant angular speed. In the second event, we found Doppler velocities of 30--40~km~s$^{-1}$ in opposite directions in the top and bottom portions of the prominence, comparable to the plane-of-sky speed. The moving threads have about twice broader line widths than stationary threads. These observations, when taken together, provide strong evidence for rotations of helical prominence threads, which were likely driven by unwinding twists triggered by magnetic reconnection between twisted prominence magnetic fields and ambient coronal fields.

preprint2016arXiv

Learning Binary Codes and Binary Weights for Efficient Classification

This paper proposes a generic formulation that significantly expedites the training and deployment of image classification models, particularly under the scenarios of many image categories and high feature dimensions. As a defining property, our method represents both the images and learned classifiers using binary hash codes, which are simultaneously learned from the training data. Classifying an image thereby reduces to computing the Hamming distance between the binary codes of the image and classifiers and selecting the class with minimal Hamming distance. Conventionally, compact hash codes are primarily used for accelerating image search. Our work is first of its kind to represent classifiers using binary codes. Specifically, we formulate multi-class image classification as an optimization problem over binary variables. The optimization alternatively proceeds over the binary classifiers and image hash codes. Profiting from the special property of binary codes, we show that the sub-problems can be efficiently solved through either a binary quadratic program (BQP) or linear program. In particular, for attacking the BQP problem, we propose a novel bit-flipping procedure which enjoys high efficacy and local optimality guarantee. Our formulation supports a large family of empirical loss functions and is here instantiated by exponential / hinge losses. Comprehensive evaluations are conducted on several representative image benchmarks. The experiments consistently observe reduced complexities of model training and deployment, without sacrifice of accuracies.

preprint2016arXiv

Long-term Optical Studies of the Be/X-ray Binary RX J0440.9+4431/LS V+44 17

We present the spectroscopic and photometric observations on the Be/X-ray binary RX~J0440.9+4431 from 2001 to 2014. The short-term and long-term variability of the H$α$ line profile indicates that one-armed global oscillations existed in the circumstellar disk. Several positive and negative correlations between the $V$-band brightness and the H$α$ intensity \textbf{were} found from the long-term photometric and spectroscopic observations. We suggest that the monotonic increase of the $V$-band brightness and the H$α$ brightness between our 2005-2007 observations might be the result of a continuous mass ejection from the central Be star, while the negative correlation in 2007-2010 should be caused by the cessation of mass loss from the Be star just before the decline in $V$-band brightness began (around our 2007 observations). With the extension of the ejection material, the largest circumstellar disk during the last two decades has been observed in our 2010 observations with an equivalent width of $\sim$$-12.88$ Å, which corresponds to a circumstellar disk with a size of 12.9 times the radius of the central Be star. Three consecutive X-ray outbursts peaking around MJD 55293, 55444, and 55591 might be connected with the largest circumstellar disk around the Be star. We also use the orbital motion of the neutron star as a probe to constrain the structure of the circumstellar disk and estimate the eccentricity of the binary system to be $\ge$ 0.4. After three years of the H$α$ intensity decline after the X-ray outbursts, a new circumstellar disk was being formed around the Be star after our 2013 observations.

preprint2016arXiv

Multimodal Emotion Recognition Using Multimodal Deep Learning

To enhance the performance of affective models and reduce the cost of acquiring physiological signals for real-world applications, we adopt multimodal deep learning approach to construct affective models from multiple physiological signals. For unimodal enhancement task, we indicate that the best recognition accuracy of 82.11% on SEED dataset is achieved with shared representations generated by Deep AutoEncoder (DAE) model. For multimodal facilitation tasks, we demonstrate that the Bimodal Deep AutoEncoder (BDAE) achieves the mean accuracies of 91.01% and 83.25% on SEED and DEAP datasets, respectively, which are much superior to the state-of-the-art approaches. For cross-modal learning task, our experimental results demonstrate that the mean accuracy of 66.34% is achieved on SEED dataset through shared representations generated by EEG-based DAE as training samples and shared representations generated by eye-based DAE as testing sample, and vice versa.

preprint2016arXiv

Multiple Watermarking Algorithm Based on Spread Transform Dither Modulation

Multiple watermarking technique, embedding several watermarks in one carrier, has enabled many interesting applications. In this study, a novel multiple watermarking algorithm is proposed based on the spirit of spread transform dither modulation (STDM). It can embed multiple watermarks into the same region and the same transform domain of one image; meanwhile, the embedded watermarks can be extracted independently and blindly in the detector without any interference. Furthermore, to improve the fidelity of the watermarked image, the properties of the dither modulation quantizer and the proposed multiple watermarks embedding strategy are investigated, and two practical optimization methods are proposed. Finally, to enhance the application flexibility, an extension of the proposed algorithm is proposed which can sequentially embeds different watermarks into one image during each stage of its circulation. Compared with the pioneering multiple watermarking algorithms, the proposed one owns more flexibility in practical application and is more robust against distortion due to basic operations such as random noise, JPEG compression and volumetric scaling.

preprint2016arXiv

On the evolution of a rogue wave along the orthogonal direction of the ($t,x$)-plane

The localization characters of the first-order rogue wave (RW) solution $u$ of the Kundu-Eckhaus equation is studied in this paper. We discover a full process of the evolution for the contour line with height $c^2+d$ along the orthogonal direction of the ($t,x$)-plane for a first-order RW $|u|^2$: A point at height $9c^2$ generates a convex curve for $3c^2\leq d<8c^2$, whereas it becomes a concave curve for $0<d<3c^2$, next it reduces to a hyperbola on asymptotic plane (i.e. equivalently $d=0$), and the two branches of the hyperbola become two separate convex curves when $-c^2<d<0$, and finally they reduce to two separate points at $d=-c^2$. Using the contour line method, the length, width, and area of the RW at height $c^2+d (0<d<8c^2)$ , i.e. above the asymptotic plane, are defined. We study the evolutions of three above-mentioned localization characters on $d$ through analytical and visual methods. The phase difference between the Kundu-Eckhaus and the nonlinear Schrodinger equation is also given by an explicit formula.

preprint2016arXiv

Q-factor and absorption enhancement for plasmonic anisotropic nanoparticles

We investigate the scattering and absorption properties of anisotropic metal-dielectric core-shell nanoparticles. It is revealed that the radially anisotropic dielectric layer can accelerate the evanescent decay of the localized resonant surface modes, leading to Q-factor and absorption rate enhancement. Moreover, the absorption cross section can be maximized to reach the single resonance absorption limit. We further show that such artificial anisotropic cladding materials can be realized by isotropic layered structures, which may inspire many applications based on scattering and absorption of plasmonic nanoparticles.

preprint2016arXiv

Q-factor enhancement in all-dielectric anisotropic nanoresonators

It is proposed and demonstrated that Q-factor of optical resonators can be significantly enhanced by introducing an extra anisotropic cladding. We study the optical resonances of all-dielectric core-shell nanoresonators and reveal that radially anisotropic claddings can be employed to squeeze more energy into the core area, leading to stronger light confinement and thus significant Q-factor enhancement. We further show that the required homogenous claddings of unusual anisotropy parameters can be realized through all-dielectric multi-layered isotropic structures, which offers realistic extra flexibilities of resonance manipulations for optical resonators.

preprint2016arXiv

Quaternion-Valued Single-Phase Model for Three-Phase Power Systems

In this work, a quaternion-valued model is proposed in lieu of the Clarke's α, βtransformation to convert three-phase quantities to a hypercomplex single-phase signal. The concatenated signal can be used for harmonic distortion detection in three-phase power systems. In particular, the proposed model maps all the harmonic frequencies into frequencies in the quaternion domain, while the Clarke's transformation-based methods will fail to detect the zero sequence voltages. Based on the quaternion-valued model, the Fourier transform, the minimum variance distortionless response (MVDR) algorithm and the multiple signal classification (MUSIC) algorithm are presented as examples to detect harmonic distortion. Simulations are provided to demonstrate the potentials of this new modeling method.

preprint2016arXiv

Revealing the spin optics of conics

Ellipse and hyperbola are two well-known curves in mathematics with numerous applications in various fields, but their properties and inherent differences in spin optics are less understood. Here, we investigate the peculiar optical spin properties of the two curves and establish a connection between their foci and the spin states of incident light. We show that the optical spin Hall effect is the intrinsic optical spin property of ellipse, where photons with different spin states can be exactly separated to each of its two foci. While a hyperbola exhibits optical spin-selective effect, where only photons with one particular spin state can be accumulated at its foci. These properties are then experimentally demonstrated in near field by arranging nanoslits in conic shape. Based on the spin properties of the curves, we design spin-based plasmonic devices with various functionalities. Our results reveal the intrinsic optical spin properties behind conic curves and provide a route for designing spin-based plasmonic device.

preprint2016arXiv

Some non-existence results for a class of stochastic partial differential equations

Consider the following stochastic partial differential equation, \begin{equation*} \partial_t u_t(x)= \mathcal{L}u_t(x)+ σ(u_t(x))\dot F(t,x)\quad{t>0}\quad\text{and}\quad x\in R^d. \end{equation*} The operator $\mathcal{L}$ is the generator of a strictly stable process and $\dot F$ is the random forcing term which is assumed to be Gaussian. Under some additional conditions, most notably on $σ$ and the initial condition, we show non-existence of global random field solutions. Our results are new and complement earlier works.

preprint2016arXiv

SSD: Single Shot MultiBox Detector

We present a method for detecting objects in images using a single deep neural network. Our approach, named SSD, discretizes the output space of bounding boxes into a set of default boxes over different aspect ratios and scales per feature map location. At prediction time, the network generates scores for the presence of each object category in each default box and produces adjustments to the box to better match the object shape. Additionally, the network combines predictions from multiple feature maps with different resolutions to naturally handle objects of various sizes. Our SSD model is simple relative to methods that require object proposals because it completely eliminates proposal generation and subsequent pixel or feature resampling stage and encapsulates all computation in a single network. This makes SSD easy to train and straightforward to integrate into systems that require a detection component. Experimental results on the PASCAL VOC, MS COCO, and ILSVRC datasets confirm that SSD has comparable accuracy to methods that utilize an additional object proposal step and is much faster, while providing a unified framework for both training and inference. Compared to other single stage methods, SSD has much better accuracy, even with a smaller input image size. For $300\times 300$ input, SSD achieves 72.1% mAP on VOC2007 test at 58 FPS on a Nvidia Titan X and for $500\times 500$ input, SSD achieves 75.1% mAP, outperforming a comparable state of the art Faster R-CNN model. Code is available at https://github.com/weiliu89/caffe/tree/ssd .

preprint2016arXiv

Stochastic Gradient Made Stable: A Manifold Propagation Approach for Large-Scale Optimization

Stochastic gradient descent (SGD) holds as a classical method to build large scale machine learning models over big data. A stochastic gradient is typically calculated from a limited number of samples (known as mini-batch), so it potentially incurs a high variance and causes the estimated parameters bounce around the optimal solution. To improve the stability of stochastic gradient, recent years have witnessed the proposal of several semi-stochastic gradient descent algorithms, which distinguish themselves from standard SGD by incorporating global information into gradient computation. In this paper we contribute a novel stratified semi-stochastic gradient descent (S3GD) algorithm to this nascent research area, accelerating the optimization of a large family of composite convex functions. Though theoretically converging faster, prior semi-stochastic algorithms are found to suffer from high iteration complexity, which makes them even slower than SGD in practice on many datasets. In our proposed S3GD, the semi-stochastic gradient is calculated based on efficient manifold propagation, which can be numerically accomplished by sparse matrix multiplications. This way S3GD is able to generate a highly-accurate estimate of the exact gradient from each mini-batch with largely-reduced computational complexity. Theoretic analysis reveals that the proposed S3GD elegantly balances the geometric algorithmic convergence rate against the space and time complexities during the optimization. The efficacy of S3GD is also experimentally corroborated on several large-scale benchmark datasets.

preprint2016arXiv

Tailoring Thermal Conductivity of Single-stranded Carbon-chain Polymers through Atomic Mass Modification

Tailoring the thermal conductivity of polymers is central to enlarge their applications in the thermal management of flexible integrated circuits. Progress has been made over the past decade by fabricating materials with various nanostructures, but a clear relationship between various functional groups and thermal properties of polymers remains to be established. Here, we numerically study the thermal conductivity of single-stranded carbon-chain polymers with multiple substituents of hydrogen atoms through atomic mass modification. We find that their thermal conductivity can be tuned by atomic mass modifications as revealed through molecular dynamics simulations. The simulation results suggest that heavy homogeneous substituents do not assist heat transport and trace amounts of heavy substituents can in fact hinder heat transport substantially. Our analysis indicates that carbon chain has the biggest contribution (over 80%) to the thermal conduction in single-stranded carbon-chain polymers. We further demonstrate that atomic mass modifications influence the phonon bands of bonding carbon atoms, and the discrepancies of phonon bands between carbon atoms are responsible for the remarkable drops in thermal conductivity and large thermal resistances in carbon chains. Our study provides fundamental insight into how to tailor the thermal conductivity of polymers through variable substituents.

preprint2016arXiv

Thermal and electronic fluctuations of flexible adsorbed molecules: Azobenzene on Ag(111)

We investigate the thermal and electronic collective fluctuations that contribute to the finite-temperature adsorption properties of flexible adsorbates on surfaces on the example of the molecular switch azobenzene C$_{12}$H$_{10}$N$_{2}$ on the Ag(111) surface. Using first-principles molecular dynamics simulations we obtain the free energy of adsorption that accurately accounts for entropic contributions, whereas the inclusion of many-body dispersion interactions accounts for the electronic correlations that govern the adsorbate binding. We find the adsorbate properties to be strongly entropy-driven, as can be judged by a kinetic molecular desorption prefactor of 10$^{24}$ s$^{-1}$ that largely exceeds previously reported estimates. We relate this effect to sizable fluctuations across structural and electronic observables. Comparison of our calculations to temperature-programmed desorption measurements demonstrates that finite-temperature effects play a dominant role for flexible molecules in contact with polarizable surfaces, and that recently developed first-principles methods offer an optimal tool to reveal novel collective behavior in such complex systems.

preprint2016arXiv

Unidirectional superscattering by multilayered cavities of effective radial anisotropy

We achieve unidirectional forward superscattering by multilayered spherical cavities which are effectively radially anisotropic. It is demonstrated that, relying on the large effective anisotropy, the electric and magnetic dipoles can be tuned to spectrally overlap in such cavities, which satisfies the Kerker's condition of simultaneous backward scattering suppression and forward scattering enhancement. We show such scattering pattern shaping can be obtained in both all-dielectric and plasmonic multilayered cavities, and believe that the mechanism we have revealed provides extra freedom for scattering shaping, which may play a significant role in many scattering related applications and also in optoelectronic devices made up of intrinsically anisotropic two dimensional materials.

preprint2016arXiv

Visual Tracking via Reliable Memories

In this paper, we propose a novel visual tracking framework that intelligently discovers reliable patterns from a wide range of video to resist drift error for long-term tracking tasks. First, we design a Discrete Fourier Transform (DFT) based tracker which is able to exploit a large number of tracked samples while still ensures real-time performance. Second, we propose a clustering method with temporal constraints to explore and memorize consistent patterns from previous frames, named as reliable memories. By virtue of this method, our tracker can utilize uncontaminated information to alleviate drifting issues. Experimental results show that our tracker performs favorably against other state of-the-art methods on benchmark datasets. Furthermore, it is significantly competent in handling drifts and able to robustly track challenging long videos over 4000 frames, while most of others lose track at early frames.

preprint2015arXiv

A new hybrid metric for verifying parallel corpora of Arabic-English

This paper discusses a new metric that has been applied to verify the quality in translation between sentence pairs in parallel corpora of Arabic-English. This metric combines two techniques, one based on sentence length and the other based on compression code length. Experiments on sample test parallel Arabic-English corpora indicate the combination of these two techniques improves accuracy of the identification of satisfactory and unsatisfactory sentence pairs compared to sentence length and compression code length alone. The new method proposed in this research is effective at filtering noise and reducing mis-translations resulting in greatly improved quality.

preprint2015arXiv

A Revisit to High Thermoelectric Performance of Single-layer MoS2

Both electron and phonon transport properties of single layer MoS2 (SLMoS2) are studied. Based on first-principles calculations, the electrical conductivity of SLMoS2 is calculated by Boltzmann equations. The thermal conductivity of SLMoS2 is calculated to be as high as 116.8 Wm-1K-1 by molecular dynamics (MD) simulations. The predicted value of ZT is as high as 0.26 at 500K. As the thermal conductivity could be reduced largely by phonon engineering, there should be a high possibility to enhance ZT in the SLMoS2-based materials.

preprint2015arXiv

Antenna Array Signal Processing for Quaternion-Valued Wireless Communication Systems

Quaternion-valued wireless communication systems have been studied in the past. Although progress has been made in this promising area, a crucial missing link is lack of effective and efficient quaternion-valued signal processing algorithms for channel equalisation and beamforming. With most recent developments in quaternion-valued signal processing, in this work, we fill the gap to solve the problem and further derive the quaternion-valued Wiener solution for block-based calculation.

preprint2015arXiv

Channel Equalization and Beamforming for Quaternion-Valued Wireless Communication Systems

Quaternion-valued wireless communication systems have been studied in the past. Although progress has been made in this promising area, a crucial missing link is lack of effective and efficient quaternion-valued signal processing algorithms for channel equalization and beamforming. With most recent developments in quaternion-valued signal processing, in this work, we fill the gap to solve the problem by studying two quaternion-valued adaptive algorithms: one is the reference signal based quaternion-valued least mean square (QLMS) algorithm and the other one is the quaternion-valued constant modulus algorithm (QCMA). The quaternion-valued Wiener solution for possible block-based calculation is also derived. Simulation results are provided to show the working of the system.

preprint2015arXiv

Combined Modeling of Acceleration, Transport, and Hydrodynamic Response in Solar Flares. II. Inclusion of Radiative Transfer with RADYN

Solar flares involve complex processes that are coupled and span a wide range of temporal, spatial, and energy scales. Modeling such processes self-consistently has been a challenge in the past. Here we present results from simulations that couple particle kinetics with hydrodynamics of the atmospheric plasma. We combine the Stanford unified Fokker-Planck code that models particle acceleration and transport with the RADYN hydrodynamic code that models the atmospheric response to collisional heating by accelerated electrons through detailed radiative transfer calculations. We perform simulations using two different electron spectra, one an {\it ad hoc} power law and the other predicted by the model of stochastic acceleration by turbulence or plasma waves. Surprisingly, the later model, even with energy flux $\ll 10^{10}$ erg s$^{-1}$ cm$^{-2}$, can cause "explosive" chromospheric evaporation and drive stronger up- and downflows (and hydrodynamic shocks). This is partly because our acceleration model, like many others, produces a spectrum consisting of a quasi-thermal component plus a power-law tail. We synthesize emission line profiles covering different heights in the lower atmosphere, including H$α$ 6563 Å, HeII 304 Å, CaII K 3934 Å and SiIV 1393 Å. One interesting result is the unusual high temperature (up to a few $10^5$ K) of the formation site of HeII 304 Å, which is expected due to photoionization-recombination under flare conditions, compared to those in the quiet Sun dominated by collisional excitation. When compared with observations, our results can constrain the properties of non-thermal electrons and thus the poorly understood particle acceleration mechanism.

preprint2015arXiv

Cooperative Global Robust Stabilization for a Class of Nonlinear Multi-Agent Systems and its Application

This paper studies the cooperative global robust stabilization problem for a class of nonlinear multi-agent systems. The problem is motivated from the study of the cooperative global robust output regulation problem for the class of nonlinear multi-agent systems in normal form with unity relative degree which was studied recently under the conditions that the switching network is undirected and some nonlinear functions satisfy certain growth condition. We first solve the stabilization problem by using the multiple Lyapunov functions approach and the average dwell time method. Then, we apply this result to the cooperative global robust output regulation problem for the class of nonlinear systems in normal form with unity relative degree under directed switching network, and have removed the conditions that the switching network is undirected and some nonlinear functions satisfy certain growth condition.

preprint2015arXiv

Data Driven Robust Image Guided Depth Map Restoration

Depth maps captured by modern depth cameras such as Kinect and Time-of-Flight (ToF) are usually contaminated by missing data, noises and suffer from being of low resolution. In this paper, we present a robust method for high-quality restoration of a degraded depth map with the guidance of the corresponding color image. We solve the problem in an energy optimization framework that consists of a novel robust data term and smoothness term. To accommodate not only the noise but also the inconsistency between depth discontinuities and the color edges, we model both the data term and smoothness term with a robust exponential error norm function. We propose to use Iteratively Re-weighted Least Squares (IRLS) methods for efficiently solving the resulting highly non-convex optimization problem. More importantly, we further develop a data-driven adaptive parameter selection scheme to properly determine the parameter in the model. We show that the proposed approach can preserve fine details and sharp depth discontinuities even for a large upsampling factor ($8\times$ for example). Experimental results on both simulated and real datasets demonstrate that the proposed method outperforms recent state-of-the-art methods in coping with the heavy noise, preserving sharp depth discontinuities and suppressing the texture copy artifacts.

preprint2015arXiv

Efficient excitation and tuning of toroidal dipoles within individual homogenous nanoparticles

We revisit the fundamental topic of light scattering by single homogenous nanoparticles from the new perspective of excitation and manipulation of toroidal dipoles. It is revealed that besides within all-dielectric particles, toroidal dipoles can also be efficiently excited within homogenous metallic nanoparticles. Moreover, we show that those toroidal dipoles excited can be spectrally tuned through adjusting the radial anisotropy parameters of the materials, which paves the way for further more flexible manipulations of the toroidal responses within photonic systems. The study into toroidal multipole excitation and tuning within nanoparticles deepens our understanding of the seminal problem of light scattering, and may incubate many scattering related fundamental researches and applications.

preprint2015arXiv

Elusive pure anapole excitation in homogenous spherical nanoparticles with radial anisotropy

For homogenous isotropic dielectric nanospheres with incident plane waves, Cartesian electric and toroidal dipoles can be tunned to cancel each other in terms of far-field scattering, leading to the effective anopole excitation. At the same time however, other multipoles such as magnetic dipoles with comparable scattered power are simultanesouly excited, mixing with the anopole and leading to a non-negligible total scattering cross section. Here we show that for homogenous dielectric nanospheres, radial anisotropy can be employed to significantly suppress the other multipole excitation, which at the same time does not compromise the property of complete scattering cancallation between Cartesian electric and toroidal dipoles. This enables an elusive pure anopole excitation within radially anisotropic dielectric nanospheres, which may shed new light to many scattering related fundamental researches and applications.

preprint2015arXiv

Extremely High Thermal Conductivity of Aligned Bulk Carbon Nanotube-Polyethylene Composites

The poor thermal conductivity of bulk polymers may be enhanced by combining them with high thermal conductivity materials such as carbon nanotubes. Different from random doping, we find that the aligned carbon nanotube-polyethylene composites (ACPCs) has a high thermal conductivity by non-equilibrium molecular dynamics simulations. The analyses indicate that the aligned structure can not only take advantage of the high thermal conduction of carbon nanotubes, but enhance thermal conduction of polyethylene (PE) chains. Our predictions may inspire manufacturing aligned polymer-based composites for a wide variety of applications.

preprint2015arXiv

First detection of >100 MeV gamma rays associated with a behind-the-limb solar flare

We report the first detection of >100 MeV gamma rays associated with a behind-the-limb solar flare, which presents a unique opportunity to probe the underlying physics of high-energy flare emission and particle acceleration. On 2013 October 11 a GOES M1.5 class solar flare occurred ~ 9.9 degrees behind the solar limb as observed by STEREO-B. RHESSI observed hard X-ray emission above the limb, most likely from the flare loop-top, as the footpoints were occulted. Surprisingly, the Fermi Large Area Telescope (LAT) detected >100 MeV gamma-rays for ~30 minutes with energies up to GeV. The LAT emission centroid is consistent with the RHESSI hard X-ray source, but its uncertainty does not constrain the source to be located there. The gamma-ray spectra can be adequately described by bremsstrahlung radiation from relativistic electrons having a relatively hard power-law spectrum with a high-energy exponential cutoff, or by the decay of pions produced by accelerated protons and ions with an isotropic pitch-angle distribution and a power-law spectrum with a number index of ~3.8. We show that high optical depths rule out the gamma rays originating from the flare site and a high-corona trap model requires very unusual conditions, so a scenario in which some of the particles accelerated by the CME shock travel to the visible side of the Sun to produce the observed gamma rays may be at work.

preprint2015arXiv

First High-resolution Spectroscopic Observations of an Erupting Prominence Within a Coronal Mass Ejection by the Interface Region Imaging Spectrograph (IRIS)

Spectroscopic observations of prominence eruptions associated with coronal mass ejections (CMEs), although relatively rare, can provide valuable plasma and 3D geometry diagnostics. We report the first observations by the Interface Region Imaging Spectrograph (IRIS) mission of a spectacular fast CME/prominence eruption associated with an equivalent X1.6 flare on 2014 May 9. The maximum plane-of-sky and Doppler velocities of the eruption are 1200 and 460 km/s, respectively. There are two eruption components separated by ~200 km/s in Doppler velocity: a primary, bright component and a secondary, faint component, suggesting a hollow, rather than solid, cone-shaped distribution of material. The eruption involves a left-handed helical structure undergoing counter-clockwise (viewed top-down) unwinding motion. There is a temporal evolution from upward eruption to downward fallback with less-than-free-fall speeds and decreasing nonthermal line widths. We find a wide range of Mg II k/h line intensity ratios (less than ~2 expected for optically-thin thermal emission): the lowest ever-reported median value of 1.17 found in the fallback material and a comparably high value of 1.63 in nearby coronal rain and intermediate values of 1.53 and 1.41 in the two eruption components. The fallback material exhibits a strong ($> 5 σ$) linear correlation between the k/h ratio and the Doppler velocity as well as the line intensity. We demonstrate that Doppler dimming of scattered chromospheric emission by the erupted material can potentially explain such characteristics.

preprint2015arXiv

Geometric interpretations for resonances of plasmonic nanoparticles

The rapidly developing field of plasmonics can be roughly categorized into two branches: surface plasmon polaritons (SPPs) propagating in plasmonic waveguides and localized surface plasmons (LSPs) supported by scattering plasmonic particles. Investigations along these two directions usually employ quite different approaches and techniques, resulting in more or less a dogma that the two branches progress almost independently of each other, with few interactions. Here in this work we interpret LSPs from a Bohr model based geometric perspective relying on SPPs, thus establishing a connection between these two sub-fields. Besides the clear explanations of conventional scattering features of plasmonic nanoparticles, based on this geometric model we further demonstrate other anomalous scattering features (higher order modes supported at lower frequencies, and blueshift of the resonance with increasing particle sizes) and multiple electric resonances of the same order supported at different frequencies, which have been revealed to originate from backward SPP modes and multiple dispersion bands supported in the corresponding plasmonic waveguides, respectively. Inspired by this geometric model, it is also shown that, through solely geometric tuning, the absorption of each LSP resonance can be maximized to reach the single channel absorption limit, provided that the scattering and absorption rates are tuned to be equal. The Bohr model based geometric picture offers new insights into the understanding of the localized resonances, and may shed new light to many related applications based on particle scattering, such as biosensing, nanoantennas, photovoltaic devices and related medical treatment.

preprint2015arXiv

Globally Optimal Joint Uplink Base Station Association and Beamforming

The joint base station (BS) association and beamforming problem has been studied extensively in recent years, yet the computational complexity for even the simplest SISO case has not been fully characterized. In this paper, we consider the problems for an uplink SISO/SIMO cellular network under the max-min fairness criterion. We first prove that the problems for both the SISO and SIMO scenarios are polynomial time solvable. Secondly, we present a fixed point based binary search (BS-FP) algorithm for both SISO and SIMO scenarios whereby a QoS (Quality of Service) constrained subproblem is solved at each step by a fixed point method. Thirdly, we propose a normalized fixed point (NFP) iterative algorithm to directly solve the original problem and prove its geometric convergence to global optima. Although it is not known whether the NFP algorithm is a polynomial time algorithm, empirically it converges to the global optima orders of magnitude faster than the polynomial time algorithms, making it suitable for applications in huge-scale networks.

preprint2015arXiv

Graphene plasmonics for light trapping and absorption engineering

Plasmonics can be used to improve absorption in optoelectronic devices and has been intensively studied for solar cells and photodetectors. Graphene has recently emerged as a powerful plasmonic material. It shows significantly less losses compared to traditional plasmonic materials such as gold and silver and its plasmons can be tuned by changing the Fermi energy with chemical or electrical doping. Here we propose the usage of graphene plasmonics for light trapping in optoelectronic devices and show that the excitation of localized plasmons in doped, nanostructured graphene can enhance optical absorption in its surrounding media including both bulky and two-dimensional materials by tens of times, which may lead to a new generation of highly efficient, spectrally selective photodetectors in mid-infrared and THz ranges. The proposed concept could even revolutionize the field of plasmonic solar cells if graphene plasmons in the visible and near-infrared are realized.

preprint2015arXiv

Invisible nanowires with interfering electric and toroidal dipoles

By studying the scattering of normally incident planewaves by a single nanowire, we reveal the indispensable role of toroidal multipole excitation in multipole expansions of radiating sources. It is found that for both p-polarized and s-polarized incident waves, toroidal dipoles can be effectively excited within homogenous dielectric nanowires in the optical spectrum regime. We further demonstrate that the plasmonic core-shell nanowires can be rendered invisible through destructive interference of the electric and toroidal dipoles, which may inspire many nanowire based light-matter interaction studies, and incubate biological and medical applications that require non-invasive detections and measurements.

preprint2015arXiv

Learning to Hash for Indexing Big Data - A Survey

The explosive growth in big data has attracted much attention in designing efficient indexing and search methods recently. In many critical applications such as large-scale search and pattern matching, finding the nearest neighbors to a query is a fundamental research problem. However, the straightforward solution using exhaustive comparison is infeasible due to the prohibitive computational complexity and memory requirement. In response, Approximate Nearest Neighbor (ANN) search based on hashing techniques has become popular due to its promising performance in both efficiency and accuracy. Prior randomized hashing methods, e.g., Locality-Sensitive Hashing (LSH), explore data-independent hash functions with random projections or permutations. Although having elegant theoretic guarantees on the search quality in certain metric spaces, performance of randomized hashing has been shown insufficient in many real-world applications. As a remedy, new approaches incorporating data-driven learning methods in development of advanced hash functions have emerged. Such learning to hash methods exploit information such as data distributions or class labels when optimizing the hash codes or functions. Importantly, the learned hash codes are able to preserve the proximity of neighboring data in the original feature spaces in the hash code spaces. The goal of this paper is to provide readers with systematic understanding of insights, pros and cons of the emerging techniques. We provide a comprehensive survey of the learning to hash framework and representative techniques of various types, including unsupervised, semi-supervised, and supervised. In addition, we also summarize recent hashing approaches utilizing the deep learning models. Finally, we discuss the future direction and trends of research in this area.

preprint2015arXiv

Molecular Communications with Longitudinal Carrier Waves: Baseband to Passband Modulation

Traditional molecular communications via diffusion (MCvD) systems have used baseband modulation techniques by varying properties of molecular pulses such as the amplitude, the frequency of the transversal wave of the pulse, and the time delay between subsequent pulses. In this letter, we propose and implement passband modulation with molecules that exhibit longitudinal carrier wave properties. This is achieved through the oscillation of the transmitter. Frequency division multiplexing is employed to allow different molecular information streams to co-exist in the same space and time channel, creating an effective bandwidth for MCvD.

preprint2015arXiv

ParseNet: Looking Wider to See Better

We present a technique for adding global context to deep convolutional networks for semantic segmentation. The approach is simple, using the average feature for a layer to augment the features at each location. In addition, we study several idiosyncrasies of training, significantly increasing the performance of baseline networks (e.g. from FCN). When we add our proposed global feature, and a technique for learning normalization parameters, accuracy increases consistently even over our improved versions of the baselines. Our proposed approach, ParseNet, achieves state-of-the-art performance on SiftFlow and PASCAL-Context with small additional computational cost over baselines, and near current state-of-the-art performance on PASCAL VOC 2012 semantic segmentation with a simple approach. Code is available at https://github.com/weiliu89/caffe/tree/fcn .

preprint2015arXiv

Probing Anomalous FCNC Top-Higgs Yukawa Couplings at the Large Hadron Electron Collider

In this paper, we study the anomalous flavor changing neutral current Yukawa interactions between the top quark, the Higgs boson, and either an up or charm quark ($\rm tqH, q=u, c$). We probe these couplings in $\rm e^- p\rightarrow ν_e \bar{t} \rightarrow ν_e H \bar{q}$ and the channel $\rm e^- p \rightarrow ν_e H b$. Both channels are induced by charged current interactions through $\rm e^- p$ collision at the Large Hadron Electron Collider(LHeC). We study the signatures with the Higgs decay modes $\rm H\rightarrow γγ, b\bar{b}$ and $τ^+τ^-$. Our results show that the flavor changing couplings $\rm κ_{tqH}$ can be probed down to a value of 0.0162 in $\rm e^- p \rightarrow ν_e \bar{t} \rightarrow ν_e H \bar{q}$ with $\rm H\rightarrow b \bar{b}$ at a 14 TeV LHeC with a 150 GeV electron beam and 200 $\rm fb^{-1}$ luminosity. This value of the coupling corresponds to the branching ratio $\rm Br(t\rightarrow qH)=1.34 \times 0^{-4}$.

preprint2015arXiv

Quasi-periodic Fast-mode Magnetosonic Wave Trains Within Coronal Waveguides Associated with Flares and CMEs

Quasi-periodic, fast-mode, propagating wave trains (QFPs) are a new observational phenomenon recently discovered in the solar corona by the Solar Dynamics Observatory with extreme ultraviolet (EUV) imaging observations. They originate from flares and propagate at speeds up to ~2000 km/s within funnel-shaped waveguides in the wakes of coronal mass ejections (CMEs). QFPs can carry sufficient energy fluxes required for coronal heating during their occurrences. They can provide new diagnostics for the solar corona and their associated flares. We present recent observations of QFPs focusing on their spatio-temporal properties, temperature dependence, and statistical correlation with flares and CMEs. Of particular interest is the 2010-Aug-01 C3.2 flare with correlated QFPs and drifting zebra and fiber radio bursts, which might be different manifestations of the same fast-mode wave trains. We also discuss the potential roles of QFPs in accelerating and/or modulating the solar wind.

preprint2015arXiv

Robust High Quality Image Guided Depth Upsampling

Time-of-Flight (ToF) depth sensing camera is able to obtain depth maps at a high frame rate. However, its low resolution and sensitivity to the noise are always a concern. A popular solution is upsampling the obtained noisy low resolution depth map with the guidance of the companion high resolution color image. However, due to the constrains in the existing upsampling models, the high resolution depth map obtained in such way may suffer from either texture copy artifacts or blur of depth discontinuity. In this paper, a novel optimization framework is proposed with the brand new data term and smoothness term. The comprehensive experiments using both synthetic data and real data show that the proposed method well tackles the problem of texture copy artifacts and blur of depth discontinuity. It also demonstrates sufficient robustness to the noise. Moreover, a data driven scheme is proposed to adaptively estimate the parameter in the upsampling optimization framework. The encouraging performance is maintained even in the case of large upsampling e.g. $8\times$ and $16\times$.

preprint2015arXiv

Self-blocking of interstitial clusters near metallic grain boundaries

Nano-crystallize materials have been known for decades to potentially owe the novel self-healing ability for radiation damage, which has been demonstrated to be especially linked to preferential occupation of interstitials at grain boundary (GB) and promoted vacancy-interstitial annihilation. A major obstacle to better understanding the healing property is the lack of an atomistic picture of the interstitial states near GBs, due to severely separation of the timescale of interstitial segregation from other events and abundance of interstitials at the GB. Here, we report a generic "self-blocking" effect of the interstitial cluster (SIAn) near the metallic GB in W, Mo and Fe. Upon creating a SIAn near the GB, it is immediately trapped by the GB during the GB structural relaxation and blocks there, impeding GB's further spontaneous trapping of the SIAn in the vicinity and making these SIAns stuck nearby the GB. The SIAn in the stuck state surprisingly owes an exceptionally larger number of annihilation sites with vacancies near the GB than the SIAn trapped at the GB due to maintaining its bulk configuration basically. Besides, it also has an unexpectedly long-ranged repelling interaction with the SIA in the bulk region, which may further affect the GB's trap of the SIAn. The self-blocking effect might shed light on more critical and extended role of the GB in healing radiation-damage in NCs than previously recognized the GB's limited role based on GB's trap for the SIA and resulted vacancy-SIA recombination.

preprint2015arXiv

SIRF: Simultaneous Image Registration and Fusion in A Unified Framework

In this paper, we propose a novel method for image fusion with a high-resolution panchromatic image and a low-resolution multispectral image at the same geographical location. The fusion is formulated as a convex optimization problem which minimizes a linear combination of a least-squares fitting term and a dynamic gradient sparsity regularizer. The former is to preserve accurate spectral information of the multispectral image, while the latter is to keep sharp edges of the high-resolution panchromatic image. We further propose to simultaneously register the two images during the fusing process, which is naturally achieved by virtue of the dynamic gradient sparsity property. An efficient algorithm is then devised to solve the optimization problem, accomplishing a linear computational complexity in the size of the output image in each iteration. We compare our method against seven state-of-the-art image fusion methods on multispectral image datasets from four satellites. Extensive experimental results demonstrate that the proposed method substantially outperforms the others in terms of both spatial and spectral qualities. We also show that our method can provide high-quality products from coarsely registered real-world datasets. Finally, a MATLAB implementation is provided to facilitate future research.

preprint2015arXiv

Solar Flare Chromospheric Line Emission: Comparison Between IBIS High-resolution Observations and Radiative Hydrodynamic Simulations

Solar flares involve impulsive energy release, which results in enhanced radiation over a broad spectral range and a wide range of heights. In particular, line emission from the chromosphere can provide critical diagnostics of plasma heating processes. Thus, a direct comparison between high-resolution spectroscopic observations and advanced numerical modeling results could be extremely valuable, but has not yet been attempted. In this paper, we present in this paper such a self-consistent investigation of an M3.0 flare observed by the Dunn Solar Telescope's Interferometric Bi-dimensional Spectrometer (IBIS) on 2011 September 24 which we have modeled with the radiative hydrodynamic code RADYN. We obtained images and spectra of the flaring region with IBIS in H$α$ 6563 Å and Ca II 8542 Å, and with the Reuven Ramaty High Energy Solar Spectroscope Imager (RHESSI) in X-rays. The latter observations were used to infer the non-thermal electron population, which was passed to RADYN to simulate the atmospheric response to electron collisional heating. We then synthesized spectral lines and compared their shapes and intensities to those observed by IBIS and found a general agreement. In particular, the synthetic Ca II 8542 Å profile fits well to the observed profile, while the synthetic H$α$ profile is fainter in the core than for the observation. This indicates that H$α$ emission is more responsive to the non-thermal electron flux than the Ca II 8542 Å emission. We suggest that it is necessary to refine the energy input and other processes is necessary to resolve this discrepancy.

preprint2015arXiv

Temperature-induced spontaneous time-reversal symmetry breaking on the honeycomb lattice

Phase transitions involving spontaneous time-reversal symmetry breaking are studied on the honeycomb lattice at finite hole-doping with next-nearest-neighbor repulsion. We derive an exact expression for the mean-field equation of state in closed form, valid at temperatures much less than the Fermi energy. Contrary to standard expectations, we find that thermally induced intraband particle-hole excitations can create and stabilize a uniform metallic phase with broken time-reversal symmetry as the temperature is "raised" in a region where the groundstate is a trivial metal.

preprint2015arXiv

Temporal evolution of chromospheric evaporation: case studies of the M1.1 flare on 2014 September 6 and X1.6 flare on 2014 September 10

With observations from the Interface Region Imaging Spectrograph (IRIS), we track the complete evolution of $\sim$11 MK evaporation flows in an M1.1 flare on 2014 September 6 and an X1.6 flare on 2014 September 10. These hot flows, as indicated by the blueshifted Fe~{\sc{xxi}}~1354.08Å~line, evolve smoothly with a velocity decreasing exponentially from $\sim$200~km~s$^{-1}$ to almost stationary within a few minutes. We find a good correlation between the flow velocity and energy deposition rate as represented by the hard X-Ray flux observed with the Reuven Ramaty High Energy Solar Spectroscopic Imager (RHESSI), or time derivative of the soft X-Ray flux observed with the Geostationary Operational Environmental Satellites (GOES) and the HINODE X-ray Telescope (XRT), which is in general agreement with models of nonthermal electron heating. The maximum blue shift of Fe~{\sc{xxi}}~appears approximately at the same time as or slightly after the impulsive enhancement of the ultraviolet continuum and the Mg~{\sc{ii}}~2798.8Å~line emission, demonstrating that the evaporation flow is closely related to heating of the lower chromosphere. Finally, while the hot Fe~{\sc{xxi}}~1354.08Å line is entirely blueshifted with no obvious rest component, cool chromospheric and transition region lines like Si~{\sc{iv}}~1402.77Å are often not entirely redshifted but just reveal an obvious red wing enhancement at the ribbons, suggesting that the speed of chromospheric condensation might be larger than previously thought.

preprint2015arXiv

Three-Dimensional Wind Profile Prediction with Trinion-Valued Adaptive Algorithms

The problem of three-dimensional (3-D) wind profile prediction is addressed based a trinion wind model, which inherently reckons the coupling of the three perpendicular components of a wind field. The augmented trinion statistics are developed and employed to enhance the prediction performance due to its full exploitation of the second-order statistics. The proposed trinion domain processing can be regarded as a more compact version of the existing quaternion-valued approach, with a lower computational complexity. Simulations based on recorded wind data are provided to demonstrate the effectiveness of the proposed methods.

preprint2015arXiv

Toroidal dipole induced transparency for core-shell nanoparticles

We investigate the scattering properties of spherical nanoparticles by employing a Cartesian multipole expansion method which has incorporated radiating toroidal multipoles. It is shown that toroidal dipoles, which are negligible under long-wavelength approximations, can be excited within high-permittivity dielectric nanoparticles and significantly influence the scattering profile in the optical regime. We further reveal that the scattering transparencies of core-shell plasmonic nanoparticles can be classified into two categories: i) the trivial transparency with no effective multipole excitations within the particle, and ii) the non-trivial one induced by the destructive interferences of induced electric and toroidal multipoles. The incorporation of toroidal moments offers new insights into the study into nanoparticle scattering in both the near- and far-fields, which may shed new light to many related applications, such as biosensing, nanoantennas, photovoltaic devices and so on.

preprint2014arXiv

A broadband microwave Corbino spectrometer at $^3$He temperatures and high magnetic fields

We present the technical details of a broadband microwave spectrometer for measuring the complex conductance of thin films covering the range from 50 MHz up to 16 GHz in the temperature range 300 mK to 6 K and at applied magnetic fields up to 8 Tesla. We measure the complex reflection from a sample terminating a coaxial transmission line and calibrate the signals with three standards with known reflection coefficients. Thermal isolation of the heat load from the inner conductor is accomplished by including a section of NbTi superconducting cable (transition temperature around 8 $-$ 9 K) and hermetic seal glass bead adapters. This enables us to stabilize the base temperature of the sample stage at 300 mK. However, the inclusion of this superconducting cable complicates the calibration procedure. We document the effects of the superconducting cable on our calibration procedure and the effects of applied magnetic fields and how we control the temperature with great repeatability for each measurement. We have successfully extracted reliable data in this frequency, temperature and field range for thin superconducting films and highly resistive graphene samples.

preprint2014arXiv

A Compressive Sensing Based Approach to Sparse Wideband Array Design

Sparse wideband sensor array design for sensor location optimisation is highly nonlinear and it is traditionally solved by genetic algorithms, simulated annealing or other similar optimization methods. However, this is an extremely time-consuming process and more efficient solutions are needed. In this work, this problem is studied from the viewpoint of compressive sensing and a formulation based on a modified $l_1$ norm is derived. As there are multiple coefficients associated with each sensor, the key is to make sure that these coefficients are simultaneously minimized in order to discard the corresponding sensor locations. Design examples are provided to verify the effectiveness of the proposed methods.

preprint2014arXiv

A General Quaternion-valued Gradient Operator and Its Applications to Computational Fluid Dynamics and Adaptive Beamforming

Quaternion-valued signal processing has received increasing attention recently. One key operation involved in derivation of all kinds of adaptive algorithms is the gradient operator. Although there have been some derivations of this operator in literature with different level of details, it is still not fully clear how this operator can be derived in the most general case and how it can be applied to various signal processing problems. In this work, we will give a general derivation of the quaternion-valued gradient operator and then apply it to two different areas. One is to combine with the classic computational fluid dynamics (CFD) approach in wind profile prediction and the other one is to apply the result to the adaptive beamforming problem for vector sensor arrays.

preprint2014arXiv

A Zero-attracting Quaternion-valued Least Mean Square Algorithm for Sparse System Identification

Recently, quaternion-valued signal processing has received more and more attention. In this paper, the quaternion-valued sparse system identification problem is studied for the first time and a zero-attracting quaternion-valued least mean square (LMS) algorithm is derived by considering the $l_1$ norm of the quaternion-valued adaptive weight vector. By incorporating the sparsity information of the system into the update process, a faster convergence speed is achieved, as verified by simulation results.

preprint2014arXiv

Advances in Observing Various Coronal EUV Waves in the SDO Era and Their Seismological Applications (Invited Review)

Global extreme ultraviolet (EUV) waves are spectacular traveling disturbances in the solar corona associated with energetic eruptions such as coronal mass ejections (CMEs) and flares. Over the past 15 years, observations from three generations of space-borne EUV telescopes have shaped our understanding of this phenomenon and at the same time led to controversy about its physical nature. Since its launch in 2010, the Atmospheric Imaging Assembly (AIA) onboard the Solar Dynamics Observatory (SDO) has observed more than 210 global EUV waves in exquisite detail, thanks to its high spatio-temporal resolution and full-disk, wide-temperature coverage. A combination of statistical analysis of this large sample, 30 some detailed case studies, and data-driven MHD modeling, has been leading their physical interpretations to a convergence, favoring a bimodal composition of an outer, fast-mode magnetosonic wave component and an inner, non-wave CME component. Adding to this multifaceted picture, AIA has also discovered new EUV wave and wave-like phenomena associated with various eruptions, including quasi-periodic fast propagating (QFP) wave trains, magnetic Kelvin-Helmholtz instabilities (KHI) in the corona and associated nonlinear waves, and a variety of mini EUV waves. Seismological applications using such waves are now being actively pursued, especially for the global corona. We review such advances in EUV wave research focusing on recent SDO/AIA observations, their seismological applications, related data analysis techniques, and numerical and analytical models.

preprint2014arXiv

Converting a Systems Dynamic Model to an Agent-based model for studying the Bicoid morphogen gradient in Drosophila embryo

The concentration gradient of the Bicoid morphogen, which is established during the early stages of a Drosophila melanogaster embryonic development, determines the differential spatial patterns of gene expression and subsequent cell fate determination. This is mainly achieved by diffusion elicited by the different concentrations of the Bicoid protein in the embryo. Such chemical dynamic progress can be simulated by stochastic models, particularly the Gillespie alogrithm. However, as with various modelling approaches in biology, each technique involves drawing assumptions and reducing the model complexity sometimes limiting the model capability. This is mainly due to the complexity of the software modelling approaches to construct these models. Agent-based modelling is a technique which is becoming increasingly popular for modelling the behaviour of individual molecules or cells in computational biology. This paper attempts to compare these two popular modelling techniques of stochastic and agent-based modelling to show how the model can be studied in detail using the different approaches. This paper presents how to use these techniques with the advantages and disadvantages of using either of these. Through various comparisons, such as computation complexity and results obtained, we show that although the same model is implemented, both approaches can give varying results. The results of the paper show that the stochastic model is able to give smoother results compared to the agent-based model which may need further analysis at a later stage. We discuss the reasons for these results and how these could be rectified in systems biology research.

preprint2014arXiv

Evidence of Non-Thermal Particles in Coronal Loops Heated Impulsively by Nanoflares

The physical processes causing energy exchange between the Sun's hot corona and its cool lower atmosphere remain poorly understood. The chromosphere and transition region (TR) form an interface region between the surface and the corona that is highly sensitive to the coronal heating mechanism. High resolution observations with the Interface Region Imaging Spectrograph (IRIS) reveal rapid variability (about 20 to 60 seconds) of intensity and velocity on small spatial scales at the footpoints of hot dynamic coronal loops. The observations are consistent with numerical simulations of heating by beams of non-thermal electrons, which are generated in small impulsive heating events called "coronal nanoflares". The accelerated electrons deposit a sizable fraction of their energy in the chromosphere and TR. Our analysis provides tight constraints on the properties of such electron beams and new diagnostics for their presence in the nonflaring corona.

preprint2014arXiv

Excitonic instabilities and spontaneous time-reversal symmetry breaking on the honeycomb lattice

We elucidate the close relationship between spontaneous time-reversal symmetry breaking and the physics of excitonic instabilities in strongly correlated multiband systems. The underlying mechanism responsible for the spontaneous breaking of time-reversal symmetry in a many-body system is closely related to the Cooper-like pairing instability of interband particle-hole pairs involving higher order symmetries. Studies of such pairing instabilites have, however, mainly focused on the mean-field aspects of the virtual exciton condensate, which ignores the presence of the underlying collective Fermi liquid excitations. We show that this relationship can be exploited to systematically derive the coupling of the condensate order-parameter to the intraband Fermi liquid particle-hole excitations. Surprisingly, we find that the static susceptibility is negative in the ordered phase when the coupling to the Fermi liquid collective excitations are included, suggesting that a uniform condensate of virtual excitons, with or without time reversal breaking, is an unstable phase at T=0.

preprint2014arXiv

Extending Agents by Transmitting Protocols in Open Systems

Agents in an open system communicate using interaction protocols. Suppose that we have a system of agents and that we want to add a new protocol that all (or some) agents should be able to understand. Clearly, modifying the source code for each agent implementation is not practical. A solution to this problem of upgrading an open system is to have a mechanism that allows agents to receive a description of an interaction protocol and use it. In this paper we propose a representation for protocols based on extending Petri nets. However, this is not enough: in an open system the source of a protocol may not be trusted and a protocol that is received may contain steps that are erroneous or that make confidential information public. We therefore also describe an analysis method that infers whether a protocol is safe. Finally, we give an execution model for extended Petri nets.

preprint2014arXiv

Generalized Canonical Correlation Analysis and Its Application to Blind Source Separation Based on a Dual-Linear Predictor Structure

Blind source separation (BSS) is one of the most important and established research topics in signal processing and many algorithms have been proposed based on different statistical properties of the source signals. For second-order statistics (SOS) based methods, canonical correlation analysis (CCA) has been proved to be an effective solution to the problem. In this work, the CCA approach is generalized to accommodate the case with added white noise and it is then applied to the BSS problem for noisy mixtures. In this approach, the noise component is assumed to be spatially and temporally white, but the variance information of noise is not required. An adaptive blind source extraction algorithm is derived based on this idea and a further extension is proposed by employing a dual-linear predictor structure for blind source extraction (BSE).

preprint2014arXiv

Going Deeper with Convolutions

We propose a deep convolutional neural network architecture codenamed "Inception", which was responsible for setting the new state of the art for classification and detection in the ImageNet Large-Scale Visual Recognition Challenge 2014 (ILSVRC 2014). The main hallmark of this architecture is the improved utilization of the computing resources inside the network. This was achieved by a carefully crafted design that allows for increasing the depth and width of the network while keeping the computational budget constant. To optimize quality, the architectural decisions were based on the Hebbian principle and the intuition of multi-scale processing. One particular incarnation used in our submission for ILSVRC 2014 is called GoogLeNet, a 22 layers deep network, the quality of which is assessed in the context of classification and detection.

preprint2014arXiv

Imaging and spectroscopic observations of magnetic reconnection and chromospheric evaporation in a solar flare

Magnetic reconnection is believed to be the dominant energy release mechanism in solar flares. The standard flare model predicts both downward and upward outflow plasmas with speeds close to the coronal Alfvén speed. Yet, spectroscopic observations of such outflows, especially the downflows, are extremely rare. With observations of the newly launched Interface Region Imaging Spectrograph (IRIS), we report the detection of greatly redshifted ($\sim$125 km s$^{-1}$ along line of sight) Fe {\sc{xxi}} 1354.08Å emission line with a $\sim$100 km s$^{-1}$ nonthermal width at the reconnection site of a flare. The redshifted Fe {\sc{xxi}} feature coincides spatially with the loop-top X-Ray source observed by the Reuven Ramaty High Energy Solar Spectroscopic Imager (RHESSI). We interpret this large redshift as the signature of downward-moving reconnection outflow/hot retracting loops. Imaging observations from both IRIS and the Atmospheric Imaging Assembly (AIA) onboard the Solar Dynamics Observatory (SDO) also reveal the eruption and reconnection processes. Fast downward-propagating blobs along these loops are also found from cool emission lines (e.g., Si {\sc{iv}}, O {\sc{iv}}, C {\sc{ii}}, Mg {\sc{ii}}) and images of AIA and IRIS. Furthermore, the entire Fe {\sc{xxi}} line is blueshifted by $\sim$260 km s$^{-1}$ at the loop footpoints, where the cool lines mentioned above all exhibit obvious redshift, a result that is consistent with the scenario of chromospheric evaporation induced by downward-propagating nonthermal electrons from the reconnection site.

preprint2014arXiv

Insight into the description of van der Waals forces for benzene adsorption on transition metal (111) surfaces

Exploring the role of van der Waals (vdW) forces on the adsorption of molecules on extended metal surfaces has become possible in recent years thanks to exciting developments in density functional theory (DFT). Among these newly developed vdW-inclusive methods, interatomic vdW approaches that account for the nonlocal screening within the bulk [V. G. Ruiz, W. Liu, E. Zojer, M. Scheffler, and A. Tkatchenko, Phys. Rev. Lett. 108, 146103 (2012)] and improved nonlocal functionals [J. Klimes, D. R. Bowler, and A. Michaelides, J. Phys.: Condens. Matter 22, 022201(2010)] have emerged as promising candidates to account efficiently and accurately for the lack of long-range vdW forces in most popular DFT exchange-correlation functionals. Here we have used these two approaches to compute benzene adsorption on a range of close-packed (111) surfaces upon which it either physisorbs (Cu, Ag, and Au) or chemisorbs (Rh, Pd, Ir, and Pt). We have thoroughly compared the performance between the two classes of vdW-inclusive methods and when available compared the results obtained with experimental data. By examining the computed adsorption energies, equilibrium distances, and binding curves we conclude that both methods allow for an accurate treatment of adsorption at equilibrium adsorbate-substrate distances. To this end, explicit inclusion of electrodynamic screening in the interatomic vdW scheme and optimized exchange functionals in the case of nonlocal vdW density functionals is mandatory. Nevertheless, some discrepancies are found between these two classes of methods at large adsorbate-substrate separations.

preprint2014arXiv

Learning to Rank Binary Codes

Binary codes have been widely used in vision problems as a compact feature representation to achieve both space and time advantages. Various methods have been proposed to learn data-dependent hash functions which map a feature vector to a binary code. However, considerable data information is inevitably lost during the binarization step which also causes ambiguity in measuring sample similarity using Hamming distance. Besides, the learned hash functions cannot be changed after training, which makes them incapable of adapting to new data outside the training data set. To address both issues, in this paper we propose a flexible bitwise weight learning framework based on the binary codes obtained by state-of-the-art hashing methods, and incorporate the learned weights into the weighted Hamming distance computation. We then formulate the proposed framework as a ranking problem and leverage the Ranking SVM model to offline tackle the weight learning. The framework is further extended to an online mode which updates the weights at each time new data comes, thereby making it scalable to large and dynamic data sets. Extensive experimental results demonstrate significant performance gains of using binary codes with bitwise weighting in image retrieval tasks. It is appealing that the online weight learning leads to comparable accuracy with its offline counterpart, which thus makes our approach practical for realistic applications.

preprint2014arXiv

Maximum work for Carnot-like heat engines with infinite heat source

An analysis of efficiency and its bounds at maximum work output for Carnot-like heat engines is conducted. The heat transfer processes are described by the linear law with time-dependent heat conductance. The upper bound of efficiency is found to be the CA efficiency,and is independent of the time duration completing each process and the time-dependent conductance. We prove that even the working medium exchanges heat sufficiently with the heat reservoirs, the work which could be extracted is finite and limited. The optimal temperature profiles in the heat exchanging processes are also analyzed. When the dimensionless contact times satisfy certain relations,the endoreversible model is recovered.

preprint2014arXiv

Mean Square Polynomial Stability of Numerical Solutions to a Class of Stochastic Differential Equations

The exponential stability of numerical methods to stochastic differential equations (SDEs) has been widely studied. In contrast, there are relatively few works on polynomial stability of numerical methods. In this letter, we address the question of reproducing the polynomial decay of a class of SDEs using the Euler--Maruyama method and the backward Euler--Maruyama method. The key technical contribution is based on various estimates involving the gamma function.

preprint2014arXiv

Microwave Spectroscopy Evidence of Superconducting Pairing in the Magnetic-Field-Induced Metallic State of InO$_x$ Films at Zero Temperature

We investigate the field tuned quantum phase transition in a 2D low-disorder amorphous InO$_x$ film in the frequency range of 0.05 to 16 GHz employing microwave spectroscopy. In the zero temperature limit, the AC data are consistent with a scenario where this transition is from a superconductor to a metal instead of a direct transition to an insulator. The intervening metallic phase is unusual with a small but finite resistance that is much smaller than the normal state sheet resistance at the lowest measured temperatures. Moreover, it exhibits a superconducting response on short length and time scales while global superconductivity is destroyed. We present evidence that the true quantum critical point of this 2D superconductor metal transition is located at a field $B_{sm}$ far below the conventionally defined critical field $B_{cross}$ where different isotherms of magnetoresistance cross each other. The superfluid stiffness in the low frequency limit and the superconducting fluctuation frequency from opposite sides of the transition both vanish at B $\approx B_{sm}$. The lack of evidence for finite-frequency superfluid stiffness surviving $B_{cross}$ signifies that $B_{cross}$ is a crossover above which superconducting fluctuations make a vanishing contribution to DC and AC measurements.

preprint2014arXiv

Moment bounds for a class of fractional stochastic heat equations

We consider fractional stochastic heat equations of the form $\frac{\partial u_t(x)}{\partial t} = -(-Δ)^{α/2} u_t(x)+λσ(u_t(x)) \dot F(t,\, x)$. Here $\dot F$ denotes the noise term. Under suitable assumptions, we show that the second moment of the solution grows exponentially with time. In particular, this answers an open problem in \cite{CoKh}. Along the way, we prove a number of other interesting properties which extend and complement results in \cite{foonjose}, \cite{Khoshnevisan:2013aa} and \cite{Khoshnevisan:2013ab}.

preprint2014arXiv

NLO QCD corrections to Single Top and W associated production at the LHC with forward detector acceptances

In this paper we study the Single Top and W boson associated photoproduction via the main reaction $\rm pp\rightarrow pγp\rightarrow pW^{\pm}t+Y$ at the 14 TeV Large Hadron Collider (LHC) up to next-to-leading order (NLO) QCD level assuming a typical LHC multipurpose forward detector. We use the Five-Flavor-Number Schemes (5FNS) with massless bottom quark assumption in the whole calculation. Our results show that the QCD NLO corrections can reduce the scale uncertainty. The typical K-factors are in the range of 1.15 to 1.2 which lead to the QCD NLO corrections of 15$%$ to 20$%$ correspond to the leading-order (LO) predictions with our chosen parameters.

preprint2014arXiv

Numerical Simulation of Radio Signal from Extended Air Showers

The burst of radio emission by the extensive air shower provides a promising alternative for detecting ultra-high energy cosmic rays.We have developed an independent numerical program to simulate these radio signals. Our code is based on a microscopic treatment, with both the geosynchrotron radiation and charge excess effect included. Here we make a first presentation of our basic program and its results. The time signal for different polarizations are computed, we find that the pulses take on a bipolar pattern, the spectrum is suppressed towards the lower frequencies.We investigate how the shower at different heights in atmosphere contribute to the total signal, and examine the signal strength and distribution at sites of different elevations. We also study the signal from showers of different inclination angles and azimuth directions. In all these cases we find the charge excess effect important.

preprint2014arXiv

On some properties of a class of fractional stochastic heat equations

We consider nonlinear parabolic stochastic equations of the form $\partial_t u=\sL u + λσ(u)\dot ξ$ on the ball $B(0,\,R)$, where $\dot ξ$ denotes some Gaussian noise and $σ$ is Lipschitz continuous. Here $\sL$ corresponds to an $α$-stable process killed upon exiting $B(0, R)$. We will consider two types of noise; space-time white noise and spatially correlated noise. Under a linear growth condition on $σ$, we study growth properties of the second moment of the solutions.

preprint2014arXiv

Properties and Applications of a Restricted HR Gradient Operator

For quaternionic signal processing algorithms, the gradients of a quaternion-valued function are required for gradient-based methods. Given the non-commutativity of quaternion algebra, the definition of the gradients is non-trivial. The HR gradient operator provides a viable framework and has found a number of applications. However, the applications so far have been mainly limited to real-valued quaternion functions and linear quaternion-valued functions. To generalize the operator to nonlinear quaternion functions, we define a restricted version of the HR operator. The restricted HR gradient operator comes in two versions, the left and the right ones. We then present a detailed analysis of the properties of the operators, including several different product rules and chain rules. Using the new rules, we derive explicit expressions for the derivatives of a class of regular nonlinear quaternion-valued functions, and prove that the restricted HR gradients are consistent with the gradients in real domain.

preprint2014arXiv

Reconstructing evolving signalling networks by hidden Markov nested effects models

Inferring time-varying networks is important to understand the development and evolution of interactions over time. However, the vast majority of currently used models assume direct measurements of node states, which are often difficult to obtain, especially in fields like cell biology, where perturbation experiments often only provide indirect information of network structure. Here we propose hidden Markov nested effects models (HM-NEMs) to model the evolving network by a Markov chain on a state space of signalling networks, which are derived from nested effects models (NEMs) of indirect perturbation data. To infer the hidden network evolution and unknown parameter, a Gibbs sampler is developed, in which sampling network structure is facilitated by a novel structural Metropolis--Hastings algorithm. We demonstrate the potential of HM-NEMs by simulations on synthetic time-series perturbation data. We also show the applicability of HM-NEMs in two real biological case studies, in one capturing dynamic crosstalk during the progression of neutrophil polarisation, and in the other inferring an evolving network underlying early differentiation of mouse embryonic stem cells.

preprint2014arXiv

Stochastic Quasi-Newton Methods for Nonconvex Stochastic Optimization

In this paper we study stochastic quasi-Newton methods for nonconvex stochastic optimization, where we assume that only stochastic information of the gradients of the objective function is available via a stochastic first-order oracle (SFO). Firstly, we propose a general framework of stochastic quasi-Newton methods for solving nonconvex stochastic optimization. The proposed framework extends the classic quasi-Newton methods working in deterministic settings to stochastic settings, and we prove its almost sure convergence to stationary points. Secondly, we propose a general framework for a class of randomized stochastic quasi-Newton methods, in which the number of iterations conducted by the algorithm is a random variable. The worst-case SFO-calls complexities of this class of methods are analyzed. Thirdly, we present two specific methods that fall into this framework, namely stochastic damped-BFGS method and stochastic cyclic Barzilai-Borwein method. Finally, we report numerical results to demonstrate the efficiency of the proposed methods.

preprint2014arXiv

TeV cosmic-ray proton and helium spectra in the myriad model II

Recent observations show that the cosmic ray nuclei spectra start to harden above 100 GeV, in contradiction with the conventional steady-state cosmic ray model. We had suggested that this anomaly is due to the propagation effect of cosmic rays released from local young cosmic ray sources, the total flux of the cosmic ray should be computed with the myriad model, where contribution from sources in local catalog is added to the background. However, while the hardening could be elegantly explained in this model, the model parameters obtained from the fit skew toward a region with fast diffusion and low supernova rate in the Galaxy, in tension with other observations. In this paper, we further explore this model in order to set up a concordant picture. Two possible improvements related to the cosmic ray sources have been considered. Firstly, instead of the usual axisymmetric disk model, we considered a spiral model of source distribution. Secondly, for the nearby and young sources which are paramount to the hardening, we allow for an energy-dependent escape time. We find that major improvement comes from the energy-dependent escape time of the local sources, and with both modifications, not only the cosmic ray proton and helium anomalies are solved, but also the parameters attain reasonable range values compatible with other analysis.

preprint2014arXiv

The Relation Between Large-Scale Coronal Propagating Fronts and Type II Radio Bursts

Large-scale, wave-like disturbances in extreme-ultraviolet (EUV) and type II radio bursts are often associated with coronal mass ejections (CMEs). Both phenomena may signify shock waves driven by CMEs. Taking EUV full-disk images at an unprecedented cadence, the Atmospheric Imaging Assembly (AIA) onboard the Solar Dynamics Observatory has observed the so-called EIT waves or large-scale coronal propagating fronts (LCPFs) from their early evolution, which coincides with the period when most metric type II bursts occur. This article discusses the relation of LCPFs as captured by AIA with metric type II bursts. We show examples of type II bursts without a clear LCPF and fast LCPFs without a type II burst. Part of the disconnect between the two phenomena may be due to the difficulty in identifying them objectively. Furthermore, it is possible that the individual LCPFs and type II bursts may reflect different physical processes and external factors. In particular, the type II bursts that start at low frequencies and high altitudes tend to accompany an extended arc- shaped feature, which probably represents the 3D structure of the CME and the shock wave around it, rather than its near-surface track, which has usually been identified with EIT waves. This feature expands and propagates toward and beyond the limb. These events may be characterized by stretching of field lines in the radial direction, and be distinct from other LCPFs, which may be explained in terms of sudden lateral expansion of the coronal volume. Neither LCPFs nor type II bursts by themselves serve as necessary conditions for coronal shock waves, but these phenomena may provide useful information on the early evolution of the shock waves in 3D when both are clearly identified in eruptive events.

preprint2014arXiv

Ultra-directional forward scattering by individual core-shell nanoparticles

We study the angular scattering properties of individual core-shell nanoparticles that support simultaneously both electric and optically-induced magnetic resonances of different orders. In contrast to the approach to suppress the backward scattering and enhance the forward scattering relying on overlapping electric and magnetic dipoles, we reveal that the directionality of the forward scattering can be further improved through the interferences of higher order electric and magnetic modes. Since the major contributing electric and magnetic responses can be tuned to close magnitudes, ultra-directional forward scattering can be achieved by single nanoparticles without compromising the feature of backward scattering suppression, which may offer new opportunities for nanoantennas, photovoltaic devices, bio-sensing and many other interdisciplinary researches.

preprint2013arXiv

Control of light scattering by nanoparticles with optically-induced magnetic responses

Conventional approaches to control and shape the scattering patterns of light generated by different nanostructures are mostly based on engineering of their electric response due to the fact that most metallic nanostructures support electric resonances in the optical frequency range. Recently, fuelled by the fast development in the fields of metamaterials and plasmonics, artificial optically-induced magnetic responses have been demonstrated for various nanostructures. This kind of response can be employed to provide an extra degree of freedom for the efficient control and shaping of the scattering patterns of nanoparticles and nanoantennas. Here we review the recent progress in this research direction of nanoparticle scattering shaping and control through the interference of both electric and optically-induced magnetic responses. We discuss the magnetic resonances supported by various structures in different spectral regimes, and then summarize the original results on the scattering shaping involving both electric and magnetic responses, based on the interference of both spectrally separated (with different resonant wavelengths) and overlapped dipoles (with the same resonant wavelength), and also other higher-order modes. Finally, we discuss the scattering control utilizing Fano resonances associated with the magnetic responses.

preprint2013arXiv

Joint DOA and Array Manifold Estimation for a MIMO Array Using Two Calibrated Antennas

A simple scheme for joint direction of arrival (DOA) and array manifold estimation for a MIMO array system is proposed, where only two transmit antennas are calibrated initially. It first obtains a set of initial DOA results by employing a rotational invariance property between two sets of received data, and then more accurate DOA and array manifold estimation is obtained through a local searching algorithm with several iterations. No strict half wavelength spacing is required for the uncalibrated antennas to avoid the spatial aliasing problem.

preprint2013arXiv

Large-scale Coronal Propagating Fronts in Solar Eruptions as Observed by the Atmospheric Imaging Assembly on Board the Solar Dynamics Observatory\,--\,An Ensemble Study

This paper presents a study of a large sample of global disturbances in the solar corona with characteristic propagating fronts as intensity enhancement, similar to the phenomena that have often been referred to as EIT waves or EUV waves. Now Extreme Ultraviolet (EUV) images obtained by the {\it Atmospheric Imaging Assembly} (AIA) on board the {\it Solar Dynamics Observatory} (SDO) provide a significantly improved view of these large-scale coronal propagating fronts (LCPFs). Between April 2010 and January 2013, a total of 171 LCPFs have been identified through visual inspection of AIA images in the 193 Å channel. Here we focus on the 138 LCPFs that are seen to propagate across the solar disk, first studying how they are associated with flares, coronal mass ejections (CMEs) and type II radio bursts. We measure the speed of the LCPF in various directions until it is clearly altered by active regions or coronal holes. The highest speed is extracted for each LCPF. It is often considerably higher than EIT waves. We do not find a pattern where faster LCPFs decelerate and slow LCPFs accelerate. Furthermore, the speeds are not strongly correlated with the flare intensity or CME magnitude, nor do they show an association with type II bursts. We do not find a good correlation either between the speeds of LCPFs and CMEs in a subset of 86 LCPFs observed by one or both of the {\it Solar and Terrestrial Relations Observatory} (STEREO) spacecraft as limb events.

preprint2013arXiv

Optically-isotropic responses induced by discrete rotational symmetry of nanoparticle clusters

Fostered by the recent progress of the fields of plasmonics and metamaterials, the seminal topic of light scattering by clusters of nanoparticles is attracting enormous renewed interest gaining more attention than ever before. Related studies have not only found various new applications in different branches of physics and chemistry, but also spread rapidly into other fields such as biology and medicine. Despite the significant achievements, there still exists unsolved but vitally important challenges of how to obtain robust polarisation-invariant responses of different types of scattering systems. In this paper, we demonstrate polarisation-independent responses of any scattering system with a rotational symmetry with respect to an axis parallel to the propagation direction of the incident wave. We demonstrate that the optical responses such as extinction, scattering, and absorption, can be made independent of the polarisation of the incident wave for all wavelengths. Such polarisation-independent responses are proven to be a robust and generic feature that is purely due to the rotational symmetry of the whole structure. We anticipate our finding will play a significant role in various applications involving light scattering such as sensing, nanoantennas, optical switches, and photovoltaic devices.

preprint2013arXiv

Plasmoid Ejections and Loop Contractions in an Eruptive M7.7 Solar Flare: Evidence of Particle Acceleration and Heating in Magnetic Reconnection Outflows

Where particle acceleration and plasma heating take place in relation to magnetic reconnection is a fundamental question for solar flares. We report analysis of an M7.7 flare on 2012 July 19 observed by SDO/AIA and RHESSI. Bi-directional outflows in forms of plasmoid ejections and contracting cusp-shaped loops originate between an erupting flux rope and underlying flare loops at speeds of typically 200-300 km/s up to 1050 km/s. These outflows are associated with spatially separated double coronal X-ray sources with centroid separation decreasing with energy. The highest temperature is located near the nonthermal X-ray loop-top source well below the original heights of contracting cusps near the inferred reconnection site. These observations suggest that the primary loci of particle acceleration and plasma heating are in the reconnection outflow regions, rather than the reconnection site itself. In addition, there is an initial ascent of the X-ray and EUV loop-top source prior to its recently recognized descent, which we ascribe to the interplay among multiple processes including the upward development of reconnection and the downward contractions of reconnected loops. The impulsive phase onset is delayed by 10 minutes from the start of the descent, but coincides with the rapid speed increases of the upward plasmoids, the individual loop shrinkages, and the overall loop-top descent, suggestive of an intimate relation of the energy release rate and reconnection outflow speed.

preprint2013arXiv

SDO/AIA and Hinode/EIS Observations of Interaction Between an EUV Wave and Active Region Loops

We present detailed analysis of an extreme ultraviolet (EUV) wave and its interaction with active region (AR) loops observed by the Solar Dynamics Observatory/Atmospheric Imaging Assembly and the Hinode EUV Imaging Spectrometer (EIS). This wave was initiated from AR 11261 on 2011 August 4 and propagated at velocities of 430--910 km\s. It was observed to traverse another AR and cross over a filament channel on its path. The EUV wave perturbed neighboring AR loops and excited a disturbance that propagated toward the footpoints of these loops. EIS observations of AR loops revealed that at the time of the wave transit, the original redshift increased by about 3 km\s, while the original blueshift decreased slightly. After the wave transit, these changes were reversed. When the EUV wave arrived at the boundary of a polar coronal hole, two reflected waves were successively produced and part of them propagated above the solar limb. The first reflected wave above the solar limb encountered a large-scale loop system on its path, and a secondary wave rapidly emerged 144 Mm ahead of it at a higher speed. These findings can be explained in the framework of a fast-mode magnetosonic wave interpretation for EUV waves, in which observed EUV waves are generated by expanding coronal mass ejections.

preprint2013arXiv

Strong solutions for SPDE with locally monotone coefficients driven by Lévy noise

Motivated by applications to a manifold of semilinear and quasilinear stochastic partial differential equations (SPDEs) we establish the existence and uniqueness of strong solutions to coercive and locally monotone SPDEs driven by Lévy processes. We illustrate the main result of our paper by showing how it can be applied to various types of SPDEs such as stochastic reaction-diffusion equations, stochastic Burgers type equations, stochastic 2D hydrodynamical systems and stochastic equations of non-Newtonian fluids, which generalize many existing results in the literature.

preprint2013arXiv

TeV cosmic-ray proton and helium spectra in the myriad model

Recent measurements of cosmic ray proton and helium spectra show a hardening above a few hundreds of GeV. This excess is hard to understand in the framework of the conventional models of Galactic cosmic ray production and propagation. We propose here to explain this anomaly by the presence of local sources (myriad model). Cosmic ray propagation is described as a diffusion process taking place inside a two-zone magnetic halo. We calculate the proton and helium fluxes at the Earth between 50 GeV and 100 TeV. Improving over a similar analysis, we consistently derive these fluxes by taking into account both local and remote sources for which a unique injection rate is assumed. We find cosmic ray propagation parameters compatible with B/C measurements and for which the proton and helium spectra remarkably agree with the PAMELA and CREAM measurements over four decades in energy.

preprint2013arXiv

The $k$-in-a-tree problem for graphs of girth at least~$k$

For all integers $k\geq 3$, we give an $O(n^4)$ time algorithm for the problem whose instance is a graph $G$ of girth at least $k$ together with $k$ vertices and whose question is "Does $G$ contains an induced subgraph containing the $k$ vertices and isomorphic to a tree?". This directly follows for $k=3$ from the three-in-a-tree algorithm of Chudnovsky and Seymour and for $k=4$ from a result of Derhy, Picouleau and Trotignon. Here we solve the problem for $k\geq 5$. Our algorithm relies on a structural description of graphs of girth at least $k$ that do not contain an induced tree covering $k$ given vertices ($k\geq 5$).

preprint2013arXiv

The Least Degraded and the Least Upgraded Channel with respect to a Channel Family

Given a family of binary-input memoryless output-symmetric (BMS) channels having a fixed capacity, we derive the BMS channel having the highest (resp. lowest) capacity among all channels that are degraded (resp. upgraded) with respect to the whole family. We give an explicit characterization of this channel as well as an explicit formula for the capacity of this channel.

preprint2013arXiv

Wyner's Common Information: Generalizations and A New Lossy Source Coding Interpretation

Wyner's common information was originally defined for a pair of dependent discrete random variables. Its significance is largely reflected in, hence also confined to, several existing interpretations in various source coding problems. This paper attempts to both generalize its definition and to expand its practical significance by providing a new operational interpretation. The generalization is two-folded: the number of dependent variables can be arbitrary, so are the alphabet of those random variables. New properties are determined for the generalized Wyner's common information of N dependent variables. More importantly, a lossy source coding interpretation of Wyner's common information is developed using the Gray-Wyner network. In particular, it is established that the common information equals to the smallest common message rate when the total rate is arbitrarily close to the rate distortion function with joint decoding. A surprising observation is that such equality holds independent of the values of distortion constraints as long as the distortions are within some distortion region. Examples about the computation of common information are given, including that of a pair of dependent Gaussian random variables.

preprint2012arXiv

A dynamical study of phase fluctuations and their critical slowing down in amorphous superconducting films

We report a comprehensive study of the complex AC conductance of amorphous superconducting InO$_x$ thin films. Using a novel broadband microwave `Corbino' spectrometer we measure the explicit frequency dependency of the complex conductance and the phase stiffness over a range from 0.21 GHz to 15 GHz at temperatures down to 350 mK. Dynamic AC measurements are sensitive to the temporal correlations of the superconducting order parameter in the fluctuation range above $T_c$. Among other aspects, we explicitly demonstrate the critical slowing down of the characteristic fluctuation rate on the approach to the superconducting state and show that its behavior is consistent with vortex-like phase fluctuations and a phase ordering scenario of the transition.

preprint2012arXiv

Benzene Adsorbed on Metals: Concerted Effect of Covalency and van der Waals Bonding

The adsorption of aromatic molecules on metal surfaces plays a key role in condensed matter physics and functional materials. Depending on the strength of the interaction between the molecule and the surface, the binding is typically classified as either physisorption or chemisorption. Van der Waals (vdW) interactions contribute significantly to the binding in physisorbed systems, but the role of the vdW energy in chemisorbed systems remains unclear. Here we study the interaction of benzene with the (111) surface of transition metals, ranging from weak adsorption (Ag and Au) to strong adsorption (Pt, Pd, Ir, and Rh). When vdW interactions are accurately accounted for, the barrier to adsorption predicted by standard density functional theory (DFT) calculations essentially vanishes, producing a metastable precursor state on Pt and Ir surfaces. Notably, vdW forces contribute more to the binding of covalently bonded benzene than they do when benzene is physisorbed. Comparison to experimental data demonstrates that some of the recently developed methods for including vdW interactions in DFT allow quantitative treatment of both weakly and strongly adsorbed aromatic molecules on metal surfaces, extending the already excellent performance found for gas-phase molecules.

preprint2012arXiv

Compact Hyperplane Hashing with Bilinear Functions

Hyperplane hashing aims at rapidly searching nearest points to a hyperplane, and has shown practical impact in scaling up active learning with SVMs. Unfortunately, the existing randomized methods need long hash codes to achieve reasonable search accuracy and thus suffer from reduced search speed and large memory overhead. To this end, this paper proposes a novel hyperplane hashing technique which yields compact hash codes. The key idea is the bilinear form of the proposed hash functions, which leads to higher collision probability than the existing hyperplane hash functions when using random projections. To further increase the performance, we propose a learning based framework in which the bilinear functions are directly learned from the data. This results in short yet discriminative codes, and also boosts the search performance over the random projection based solutions. Large-scale active learning experiments carried out on two datasets with up to one million samples demonstrate the overall superiority of the proposed approach.

preprint2012arXiv

First SDO AIA Observations of a Global Coronal EUV "Wave": Multiple Components and "Ripples"

We present the first SDO AIA observations of a global coronal EUV disturbance (so-called "EIT wave") revealed in unprecedented detail. The disturbance observed on 2010 April 8 exhibits two components: one diffuse pulse superimposed on which are multiple sharp fronts that have slow and fast components. The disturbance originates in front of erupting coronal loops and some sharp fronts undergo accelerations, both effects implying that the disturbance is driven by a CME. The diffuse pulse, propagating at a uniform velocity of 204-238 km/s with very little angular dependence within its extent in the south, maintains its coherence and stable profile for ~30 minutes. Its arrival at increasing distances coincides with the onsets of loop expansions and the slow sharp front. The fast sharp front overtakes the slow front, producing multiple "ripples" and steepening the local pulse, and both fronts propagate independently afterwards. This behavior resembles the nature of real waves. Unexpectedly, the amplitude and FWHM of the diffuse pulse decrease linearly with distance. A hybrid model, combining both wave and non-wave components, can explain many, but not all, of the observations. Discoveries of the two-component fronts and multiple ripples were made possible for the first time thanks to AIA's high cadences (10-20 s) and high signal-to-noise ratio.

preprint2012arXiv

First SDO/AIA Observation of Solar Prominence Formation Following an Eruption: Magnetic Dips and Sustained Condensation and Drainage

Imaging solar coronal condensation forming prominences was difficult in the past, a situation recently changed by Hinode and SDO. We present the first example observed with SDO/AIA, in which material gradually cools through multiple EUV channels in a transequatorial loop system that confines an earlier eruption. Nine hours later, this leads to eventual condensation at the dip of these loops, forming a moderate-size prominence of ~$10^{14}$ gram, to be compared to the characteristic $10^{15}$ gram mass of a CME. The prominence mass is not static but maintained by condensation at a high estimated rate of $10^{10}$ gram/sec against a comparable, sustained drainage through numerous vertical downflow threads, such that 96% of the total condensation (~$10^{15}$ gram) is drained in approximately one day. The mass condensation and drainage rates temporally correlate with the total prominence mass. The downflow velocity has a narrow Gaussian distribution with a mean of 30 km/s, while the downward acceleration distribution has an exponential drop with a mean of ~1/6 $g_{Sun}$, indicating a significant canceling of gravity, possibly by the Lorentz force. Our observations show that a macroscopic quiescent prominence is microscopically dynamic, involving the passage of a significant mass through it, maintained by a continual mass supply against a comparable mass drainage, which bears important implications for CME initiation mechanisms in which mass unloading is important.

preprint2012arXiv

Local and global well-posedness of SPDE with generalized coercivity conditions

In this paper we establish local and global existence and uniqueness of solutions for general nonlinear evolution equations with coefficients satisfying some local monotonicity and generalized coercivity conditions. An analogous result is obtained for stochastic evolution equations in Hilbert space with general additive noise. As applications, the main results are applied to obtain simpler proofs in known cases as the stochastic 3D Navier-Stokes equation, the tamed 3D Navier-Stokes equation and the Cahn-Hilliard equation, but also to get new results for stochastic surface growth PDE and stochastic power law fluids.

preprint2012arXiv

Low energy electrodynamics of the Kondo-lattice antiferromagnet CeCu$_2$Ge$_2$

We present time-domain THz spectroscopy data of a thin film of the Kondo-lattice antiferromagnet CeCu$_2$Ge$_2$. The low frequency complex conductivity has been obtained down to temperatures below the onset of magnetic order. At low temperatures a narrow Drude-like peak forms, which is similar to ones found in other heavy fermion compounds that do not exhibit magnetic order. Using this data in conjunction with DC resistivity measurements, we obtain the frequency dependence of the scattering rate and effective mass through an extended Drude model analysis. The zero frequency limit of this analysis yields evidence for large mass renormalization even in the magnetic state, the scale of which agrees closely with that obtained from thermodynamic measurements.

preprint2012arXiv

Parametric or nonparametric? A parametricness index for model selection

In model selection literature, two classes of criteria perform well asymptotically in different situations: Bayesian information criterion (BIC) (as a representative) is consistent in selection when the true model is finite dimensional (parametric scenario); Akaike's information criterion (AIC) performs well in an asymptotic efficiency when the true model is infinite dimensional (nonparametric scenario). But there is little work that addresses if it is possible and how to detect the situation that a specific model selection problem is in. In this work, we differentiate the two scenarios theoretically under some conditions. We develop a measure, parametricness index (PI), to assess whether a model selected by a potentially consistent procedure can be practically treated as the true model, which also hints on AIC or BIC is better suited for the data for the goal of estimating the regression function. A consequence is that by switching between AIC and BIC based on the PI, the resulting regression estimator is simultaneously asymptotically efficient for both parametric and nonparametric scenarios. In addition, we systematically investigate the behaviors of PI in simulation and real data and show its usefulness.

preprint2012arXiv

Quasi-periodic Fast-mode Wave Trains Within a Global EUV Wave and Sequential Transverse Oscillations Detected by SDO/AIA

We present the first unambiguous detection of quasi-periodic wave trains within the broad pulse of a global EUV wave (so-called "EIT wave") occurring on the limb. These wave trains, running ahead of the lateral CME front of 2-4 times slower, coherently travel to distances $>R_{sun}/2$ along the solar surface, with initial velocities up to 1400 km/s decelerating to ~650 km/s. The rapid expansion of the CME initiated at an elevated height of 110 Mm produces a strong downward and lateral compression, which may play an important role in driving the primary EUV wave and shaping its front forwardly inclined toward the solar surface. The waves have a dominant 2 min periodicity that matches the X-ray flare pulsations, suggesting a causal connection. The arrival of the leading EUV wave front at increasing distances produces an uninterrupted chain sequence of deflections and/or transverse (likely fast kink mode) oscillations of local structures, including a flux-rope coronal cavity and its embedded filament with delayed onsets consistent with the wave travel time at an elevated (by ~50%) velocity within it. This suggests that the EUV wave penetrates through a topological separatrix surface into the cavity, unexpected from CME caused magnetic reconfiguration. These observations, when taken together, provide compelling evidence of the fast-mode MHD wave nature of the {\it primary (outer) fast component} of a global EUV wave, running ahead of the {\it secondary (inner) slow} component of CME-caused restructuring.

preprint2012arXiv

SDO/AIA Detection of Solar Prominence Formation within a Coronal Cavity

We report the first analyses of SDO/AIA observations of the formation of a quiescent polar crown prominence in a coronal cavity. The He II 304 Å (log T_{max} ~ 4.8 K) data show both the gradual disappearance of the prominence due to vertical drainage and lateral transport of plasma followed by the formation of a new prominence some 12 hours later. The formation of the prominence is preceded by the appearance of a bright emission "cloud" in the central region of the coronal cavity. The peak brightness of the cloud progressively shifts in time from the Fe XIV 211 Å channel, through the Fe XII 193 Å channel, to the Fe IX 171 Å channel (log T_{max} ~ 6.2, 6.1, 5.8 K, respectively) while simultaneously decreasing in altitude. Filter ratio analysis estimates the initial temperature of the cloud in the cavity to be approximately log T \sim 6.25 K with evidence of cooling over time. The subsequent growth of the prominence is accompanied by darkening of the cavity in the 211 Å channel. The observations imply the possibility of prominence formation via in situ condensation of hot plasma from the coronal cavity, in support of the proposed process of magneto-thermal convection in coronal magnetic flux ropes.

preprint2012arXiv

Video De-fencing

This paper describes and provides an initial solution to a novel video editing task, i.e., video de-fencing. It targets automatic restoration of the video clips that are corrupted by fence-like occlusions during capture. Our key observation lies in the visual parallax between fences and background scenes, which is caused by the fact that the former are typically closer to the camera. Unlike in traditional image inpainting, fence-occluded pixels in the videos tend to appear later in the temporal dimension and are therefore recoverable via optimized pixel selection from relevant frames. To eventually produce fence-free videos, major challenges include cross-frame sub-pixel image alignment under diverse scene depth, and "correct" pixel selection that is robust to dominating fence pixels. Several novel tools are developed in this paper, including soft fence detection, weighted truncated optical flow method and robust temporal median filter. The proposed algorithm is validated on several real-world video clips with fences.

preprint2011arXiv

A Meshless Method for Variational Nonrigid 2-D Shape Registration

We present a method for nonrigid registration of 2-D geometric shapes. Our contribution is twofold. First, we extend the classic chamfer-matching energy to a variational functional. Secondly, we introduce a meshless deformation model that can handle significant high-curvature deformations. We represent 2-D shapes implicitly using distance transforms, and registration error is defined based on the shape contours' mutual distances. In addition, we model global shape deformation as an approximation blended from local deformation fields using partition-of-unity. The global deformation field is regularized by penalizing inconsistencies between local fields. The representation can be made adaptive to shape's contour, leading to registration that is both flexible and efficient. Finally, registration is achieved by minimizing a variational chamfer-energy functional combined with the consistency regularizer. We demonstrate the effectiveness of our method on a number of experiments.

preprint2011arXiv

Direct Imaging by SDO AIA of Quasi-periodic Fast Propagating Waves of ~2000 km/s in the Low Solar Corona

Quasi-periodic, propagating fast mode magnetosonic waves in the corona were difficult to observe in the past due to relatively low instrument cadences. We report here evidence of such waves directly imaged in EUV by the new SDO AIA instrument. In the 2010 August 1 C3.2 flare/CME event, we find arc-shaped wave trains of 1-5% intensity variations (lifetime ~200 s) that emanate near the flare kernel and propagate outward up to ~400 Mm along a funnel of coronal loops. Sinusoidal fits to a typical wave train indicate a phase velocity of 2200 +/- 130 km/s. Similar waves propagating in opposite directions are observed in closed loops between two flare ribbons. In the k-$ω$ diagram of the Fourier wave power, we find a bright ridge that represents the dispersion relation and can be well fitted with a straight line passing through the origin. This k-$ω$ ridge shows a broad frequency distribution with indicative power at 5.5, 14.5, and 25.1 mHz. The strongest signal at 5.5 mHz (period 181 s) temporally coincides with quasi-periodic pulsations of the flare, suggesting a common origin. The instantaneous wave energy flux of $(0.1-2.6) \times 10^7 ergs/cm^2/s$ estimated at the coronal base is comparable to the steady-state heating requirement of active region loops.

preprint2011arXiv

Ideal magnetohydrodynamic simulations of unmagnetized dense plasma jet injection into a hot strongly magnetized plasma

We present results from three-dimensional ideal magnetohydrodynamic simulations of unmagnetized dense plasma jet injection into a uniform hot strongly magnetized plasma, with the aim of providing insight into core fueling of a tokamak with parameters relevant for ITER and NSTX (National Spherical Torus Experiment). Unmagnetized dense plasma jet injection is similar to compact toroid injection but with much higher plasma density and total mass, and consequently lower required injection velocity. Mass deposition of the jet into the background appears to be facilitated via magnetic reconnection along the jet's trailing edge. The penetration depth of the plasma jet into the background plasma is mostly dependent on the jet's initial kinetic energy, and a key requirement for spatially localized mass deposition is for the jet's slowing-down time to be less than the time for the perturbed background magnetic flux to relax due to magnetic reconnection. This work suggests that more accurate treatment of reconnection is needed to fully model this problem. Parameters for unmagnetized dense plasma jet injection are identified for localized core deposition as well as edge localized mode (ELM) pacing applications in ITER and NSTX-relevant regimes.

preprint2011arXiv

Implications of X-ray Observations for Electron Acceleration and Propagation in Solar Flares

High-energy X-rays and gamma-rays from solar flares were discovered just over fifty years ago. Since that time, the standard for the interpretation of spatially integrated flare X-ray spectra at energies above several tens of keV has been the collisional thick-target model. After the launch of the Reuven Ramaty High Energy Solar Spectroscopic Imager (RHESSI) in early 2002, X-ray spectra and images have been of sufficient quality to allow a greater focus on the energetic electrons responsible for the X-ray emission, including their origin and their interactions with the flare plasma and magnetic field. The result has been new insights into the flaring process, as well as more quantitative models for both electron acceleration and propagation, and for the flare environment with which the electrons interact. In this article we review our current understanding of electron acceleration, energy loss, and propagation in flares. Implications of these new results for the collisional thick-target model, for general flare models, and for future flare studies are discussed.

preprint2011arXiv

Particle Energization in 3D Magnetic Reconnection of Relativistic Pair Plasmas

We present large scale 3D particle-in-cell (PIC) simulations to examine particle energization in magnetic reconnection of relativistic electron-positron (pair) plasmas. The initial configuration is set up as a relativistic Harris equilibrium without a guide field. These simulations are large enough to accommodate a sufficient number of tearing and kink modes. Contrary to the non-relativistic limit, the linear tearing instability is faster than the linear kink instability, at least in our specific parameters. We find that the magnetic energy dissipation is first facilitated by the tearing instability and followed by the secondary kink instability. Particles are mostly energized inside the magnetic islands during the tearing stage due to the spatially varying electric fields produced by the outflows from reconnection. Secondary kink instability leads to additional particle acceleration. Accelerated particles are, however, observed to be thermalized quickly. The large amplitude of the vertical magnetic field resulting from the tearing modes by the secondary kink modes further help thermalizing the non-thermal particles generated from the secondary kink instability. Implications of these results for astrophysics are briefly discussed.

preprint2011arXiv

Random attractors for a class of stochastic partial differential equations driven by general additive noise

The existence of random attractors for a large class of stochastic partial differential equations (SPDE) driven by general additive noise is established. The main results are applied to various types of SPDE, as e.g. stochastic reaction-diffusion equations, the stochastic $p$-Laplace equation and stochastic porous media equations. Besides classical Brownian motion, we also include space-time fractional Brownian Motion and space-time Lévy noise as admissible random perturbations. Moreover, cases where the attractor consists of a single point are considered and bounds for the speed of attraction are obtained.

preprint2011arXiv

Role of Alloying-Atom Size Factor and System Shape Factor in Energetics of bcc Fe under Macroscopic Deformation

We present an \emph{ab initio} study of the effect of macroscopic deformation on energetics of twelve alloying elements in bcc Fe under three specially designed strain modes. We find that there exists a universal linear relation of describing the volume dependence of substitutional energy of alloying elements via introducing two factors --- the system shape factor ($f_{\scriptsize{ss}}$) and the size factor of alloying element $M$ ($Ω^{M}_{\scriptsize{sf}}$): $E_{\scriptsize{sub}} \sim f_{\scriptsize{ss}}Ω^{M}_{\scriptsize{sf}}V$. $Ω^{M}_{\scriptsize{sf}}$ well describes the effect of intrinsic alloying-atom size and the influence of chemical interaction with matrix atom, and $f_{\scriptsize{ss}}$ characterizes the degree of system lattice distortion under deformation. This relation is further validated using the published data of stained-modulated doping in GaP

preprint2011arXiv

SDO/AIA Observations of Secondary Waves Generated by Interaction of the 2011 June 7 Global EUV Wave With Solar Coronal Structures

We present SDO/AIA observations of the interaction of a global EUV wave on 2011 June 7 with active regions (ARs), coronal holes (CHs) and coronal bright structures. The primary global wave has a three-dimensional dome shape, with propagation speeds ranging from 430-780 km/s in different directions. The primary coronal wave runs in front of the expanding loops involved in the CME and its propagation speeds are approximately constant within 10-20 minutes. Upon arrival at an AR on its path, the primary EUV wave apparently disappears and a secondary wave rapidly reemerges 75 Mm within the AR boundary at a similar speed. When the EUV wave encounters a coronal bright structure, an additional wave front appears there and propagates in front of it at a velocity nearly a factor of 2 faster. Reflected waves from a polar CH and a coronal bright structure are observed and propagate fractionally slower than the primary waves. Some of these phenomena can be equally explained by either a wave or non-wave model alone. However, taken together, these observations provide new evidence for the multitudes of global EUV waves, in which a true MHD fast-mode wave or shock propagates in front of an expanding CME bubble.

preprint2011arXiv

Transport Model Studies of the Baryon-Rich Quark-Gluon Plasma formed in Heavy Ion Collisions

Heavy ion collisions in the low energy run at Relativistic Heavy Ion Collider (RHIC) and future Facility for Antiproton and Ion Research (FAIR) in Germany are expected to produce a quark-gluon plasma that has a finite baryon chemical potential, allowing thus the possibility to study the location of the critical endpoint in the QCD phase diagram. In this talk, using a multiphase transport model, that includes interactions in both initial partonic and final hadronic matters and the transition between these two phases of matter, we discuss the effects of partonic interactions on observables such as the elliptic flow that have played essential roles in studying the properties of the net baryon free quark-gluon plasma produced in heavy ion collisions at higher energies at RHIC. Also, we study the effect of density fluctuations due to a first-order transition between the quark-gluon plasma and hadronic matter on fluctuations of hadron mean transverse momentum and produced deuteron number as well as on two-pion correlations. We further discuss the possibility of studying the mechanism of charm energy loss in the baryon-rich quark-gluon plasma and the properties of phi mesons in hot-dense matter produced in these collisions.

preprint2010arXiv

Chromospheric Jet and Growing "Loop" Observed by Hinode: New Evidence of Fan-Spine Magnetic Topology Resulting From Flux Emergence

We present observations of a chromospheric jet and growing "loop" system that show new evidence of a fan-spine topology resulting from magnetic flux emergence. This event, occurring in an equatorial coronal hole on 2007 February 9, was observed by the Hinode Solar Optical Telescope in the Ca II H line in unprecedented detail. The predecessor of the jet is a bundle of fine material threads that extend above the chromosphere and appear to rotate about the bundle axis at ~50 km/s (period <200 s). These rotations or transverse oscillations propagate upward at velocities up to 786 km/s. The bundle first slowly and then rapidly swings up, with the transition occurring at the onset of an A4.9 flare. A loop expands simultaneously in these two phases (velocity: 16-135 km/s). Near the peak of the flare, the loop appears to rupture; simultaneous upward ejecta and mass downflows faster than free-fall appear in one of the loop legs. The material bundle then swings back in a whiplike manner and develops into a collimated jet, which is orientated along the inferred open field lines with transverse oscillations continuing at slower rates. Some material falls back along smooth streamlines, showing no more oscillations. At low altitudes, the streamlines bifurcate at presumably a magnetic null point and bypass an inferred dome, depicting an inverted-Y geometry. These streamlines closely match in space the late Ca II H loop and X-ray flare loop. These observations are consistent with the model that flux emergence in an open-field region leads to magnetic reconnection, forming a jet and fan-spine topology. We propose that the material bundle and collimated jet represent the outer spine in quasi-static and eruptive stages, respectively, and the growing loop is a 2D projection of the 3D fan surface.

preprint2010arXiv

Complete spectral gap in coupled dielectric waveguides embedded into metal

We study a plasmonic coupler involving backward (TM_01) and forward (HE_11) modes of dielectric waveguides embedded into infinite metal. The simultaneously achievable contradirectional energy flows and codirectional wavevectors in different channels lead to a spectral gap, despite the absence of periodic structures along the waveguide. We demonstrate that a complete spectral gap can be achieved in a symmetric structure composed of four coupled waveguides.

preprint2010arXiv

Contraction and expansion effects on the substitution-defect properties of thirteen alloying elements in bcc Fe

Proposed as blanket structural materials for fusion power reactors, reduced activation ferritic/martensitic (RAFM) steel undergoes volume expanding and contracting in a cyclic mode under service environment. Particularly, being subjected to significant fluxes of fusion neutrons RAFM steel suffers considerable local volume variations in the radiation damage involved regions. It is necessary to study the structure properties of the alloying elements in contraction and expansion states. In this paper we studied local substitution structures of thirteen alloying elements Al, Co, Cr, Cu, Mn, Mo, Nb, Ni, Si, Ta, Ti, V, and W in bcc Fe and calculated their substitutional energies in the volume variation range from -1.0% to 1.0%. From the structure relaxation results of the first five neighbor shells around the substitutional atom we find the relaxation in each neighbor shell keeps approximately uniform within the volume variation from -1.0% to 1.0% except those of Mn and the relaxation of the fifth neighbor shell is stronger than that of the third and forth, indicating that the lattice distortion due to the substitution atom is easier to spread in <111> direction than in other direction. The relaxation pattern and intensity are related to the size and electron structure of the substitutional atom. For some alloying elements, such as Mo, Nb, Ni, Ta, Ti and W, the substitutional energy decreases noticeably when the volume increases. Further analysis show that the substitutional energy comprises the energy variation originated from local structure relaxation and the chemical potential difference of the substitutional atom between its elemental crystalline state and the solid solution phase in bcc Fe. We think the approximately uniform relaxation of each neighbor shell around a substitutional atom give rise to a linear decrease in the substitutional energy with the increasing volume.

preprint2010arXiv

Existence and Uniqueness of Solutions to Nonlinear Evolution Equations with Locally Monotone Operators

In this paper we establish the existence and uniqueness of solutions for nonlinear evolution equations on Banach space with locally monotone operators, which is a generalization of the classical result by J.L. Lions for monotone operators. In particular, we show that local monotonicity implies the pseudo-monotonicity. The main result is applied to various types of PDE such as reaction-diffusion equations, generalized Burgers equation, Navier-Stokes equation, 3D Leray-$α$ model and $p$-Laplace equation with non-monotone perturbations.

preprint2010arXiv

Lepton flavor violation decays $τ^-\to μ^- P_1 P_2$ in the topcolor-assisted technicolor model and the littlest Higgs model with $T$ parity

The new particles predicted by the topcolor-assisted technicolor ($TC2$) model and the littlest Higgs model with T-parity (called $LHT$ model) can induce the lepton flavor violation ($LFV$) couplings at tree level or one loop level, which might generate large contributions to some $LFV$ processes. Taking into account the constraints of the experimental data on the relevant free parameters, we calculate the branching ratios of the $LFV$ decay processes $τ^-\toμ^- P_1 P_2 $ with $P_1 P_2$ = $π^+π^-$, $K^+K^-$ and $K^0\bar{K^0}$ in the context of these two kinds of new physics models. We find that the $TC2$ model and the $LHT$ model can indeed produce significant contributions to some of these $LFV$ decay processes.

preprint2010arXiv

Rare decays B\to Mν\barν in the TC2 model and the LHT model

In the framework of the topcolor-assisted technicolor ($TC2$) model and the littlest Higgs model with $T$-parity ($LHT$ model), we consider the rare B decays $B\to Mν\barν$ with $M=π,K,ρ,$ or $K^{\ast}$. We find that the contributions of the $TC2$ model to the branching ratios of these decay processes are larger than those for the $LHT$ model. The experimental upper limits for some branching ratios can give severe constraints on the free parameters of the $TC2$ model.

preprint2010arXiv

SPDE in Hilbert Space with Locally Monotone Coefficients

In this paper we prove the existence and uniqueness of strong solutions for SPDE in Hilbert space with locally monotone coefficients, which is a generalization of the classical result of Krylov and Rozovskii for monotone coefficients. Our main result can be applied to different types of SPDEs such as stochastic reaction-diffusion equations, stochastic Burgers type equation, stochastic 2-D Navier-Stokes equation, stochastic $p$-Laplace equation and stochastic porous media equation with some non-monotone perturbations.

preprint2010arXiv

Ternary Social Networks: Dynamic Balance and Self-Organized Criticality

Antal et al. [Phys. Rev. E \textbf{72}, 036121 (2005)] have studied the balance dynamics on the social networks. In this paper, based on the model proposed by Antal et al., we improve it and generalize the binary social networks to the ternary social networks. When the social networks get dynamically balanced, we obtain the distributions of each relation and the time needed for dynamic balance. Besides, we study the self-organized criticality on the ternary social networks based on our model. For the ternary social networks evolving to the sensitive state, any small disturbance may result in an avalanche. The occurrence of the avalanche satisfies the power-law form both spatially and temporally. Numerical results verify our theoretical expectations.

preprint2010arXiv

The Common Information of N Dependent Random Variables

This paper generalizes Wyner's definition of common information of a pair of random variables to that of $N$ random variables. We prove coding theorems that show the same operational meanings for the common information of two random variables generalize to that of $N$ random variables. As a byproduct of our proof, we show that the Gray-Wyner source coding network can be generalized to $N$ source squences with $N$ decoders. We also establish a monotone property of Wyner's common information which is in contrast to other notions of the common information, specifically Shannon's mutual information and Gács and Körner's common randomness. Examples about the computation of Wyner's common information of $N$ random variables are also given.

preprint2009arXiv

An Intriguing Chromospheric Jet Observed by Hinode: I. Fine Structure Kinematics and Evidence of Unwinding Twists

We report a chromospheric jet lasting for more than 1 hr observed by Hinode Solar Optical Telescope in unprecedented detail. The ejection occurred in three episodes separated by 12-14 min, with the amount and velocity of material decreasing with time. The upward velocities range from 438 to 33 km/s, while the downward velocities of the material falling back have smaller values (mean: -56 km/s) and a narrower distribution (standard deviation: 14 km/s). The average acceleration inferred from parabolic space-time tracks is 141 m/s^2, a fraction of the solar gravitational acceleration. The jet consists of fine threads (0.5-2.0 arcsec wide), which exhibit coherent, oscillatory transverse motions perpendicular to the jet axis and about a common equilibrium position. These motions propagate upward along the jet, with the maximum phase speed of 744 +/- 11 km/s at the leading front of the jet. The transverse oscillation velocities range from 151 to 26 km/s, amplitudes from 6.0 to 1.9 Mm, and periods from 250 to 536 s. The oscillations slow down with time and cease when the material starts to fall back. The falling material travels along almost straight lines in the original direction of ascent, showing no transverse motions. These observations are consistent with the scenario that the jet involves untwisting helical threads, which rotate about the axis of a single large cylinder and shed magnetic helicity into the upper atmosphere.

preprint2009arXiv

Episodic X-ray Emission Accompanying the Activation of an Eruptive Prominence: Evidence of Episodic Magnetic Reconnection

We present an X-ray imaging and spectroscopic study of a partially occulted C7.7 flare on 2003 April 24 observed by RHESSI that accompanied a prominence eruption observed by TRACE. (1) The activation and rise of the prominence occurs during the preheating phase of the flare. The initial X-ray emission appears as a single coronal source at one leg of the prominence and it then splits into a double source. Such a source splitting happens three times, each coinciding with an increased X-ray flux and plasma temperature, suggestive of fast reconnection in a localized current sheet and an enhanced energy release rate. In the late stage of this phase, the prominence displays a helical structure. These observations are consistent with the tether-cutting and/or kink instability model for triggering solar eruptions. (2) The eruption of the prominence takes place during the flare impulsive phase. Since then, there appear signatures predicted by the classical CSHKP model of two-ribbon flares occurring in a vertical current sheet trailing an eruption. These signatures include an EUV cusp and current-sheet-like feature (or ridge) above it. There is also X-ray emission along the EUV ridge both below and above the cusp, which in both regions appears closer to the cusp at higher energies in the thermal regime. This trend is reversed in the nonthermal regime. (3) Spectral analysis indicates thermal X-rays from all sources throughout the flare, while during the impulsive phase there is additional nonthermal emission which primarily comes from the coronal source below the cusp. This source also has a lower temperature, a higher emission measure, and a much harder nonthermal spectrum than the upper sources.

preprint2009arXiv

Harnack Inequality and Applications for Stochastic Evolution Equations with Monotone Drifts

In this paper, the dimension-free Harnack inequality is proved for the associated transition semigroups to a large class of stochastic evolution equations with monotone drifts. As applications, the ergodicity, hyper-(or ultra-)contractivity and compactness are established for the corresponding transition semigroups. Moreover, the exponential convergence of the transition semigroups to invariant measure and the existence of a spectral gap are also derived. The main results are applied to many concrete stochastic evolution equations such as stochastic reaction-diffusion equations, stochastic porous media equations and the stochastic p-Laplace equation in Hilbert space.

preprint2009arXiv

Ideal Magnetohydrodynamic Simulations of Low Beta Compact Toroid Injection into a Hot Strongly Magnetized Plasma

We present results from three-dimensional ideal magnetohydrodynamic simulations of low $β$ compact toroid (CT) injection into a hot strongly magnetized plasma, with the aim of providing insight into CT fueling of a tokamak with parameters relevant for ITER (International Thermonuclear Experimental Reactor). A regime is identified in terms of CT injection speed and CT-to-background magnetic field ratio that appears promising for precise core fueling. Shock-dominated regimes, which are probably unfavorable for tokamak fueling, are also identified. The CT penetration depth is proportional to the CT injection speed and density. The entire CT evolution can be divided into three stages: (1) initial penetration, (2) compression in the direction of propagation, and reconnection with the background magnetic field, and (3) coming to rest and spreading in the direction perpendicular to injection. Tilting of the CT is not observed due to the fast transit time of the CT across the background plasma.

preprint2009arXiv

Large Deviations for Stochastic Evolution Equations with Small Multiplicative Noise

The Freidlin-Wentzell large deviation principle is established for the distributions of stochastic evolution equations with general monotone drift and small multiplicative noise. As examples, the main results are applied to derive the large deviation principle for different types of SPDE such as stochastic reaction-diffusion equations, stochastic porous media equations and fast diffusion equations, and the stochastic p-Laplace equation in Hilbert space. The weak convergence approach is employed in the proof to establish the Laplace principle, which is equivalent to the large deviation principle in our framework.

preprint2009arXiv

Rare decays $B_s\to l^+l^-$ and $B\to Kl^+l^-$ in \the topcolor-assisted technicolor model

We examine the rare decays $B_s\to l^+l^-$ and $B\to Kl^+l^-$ in the framework of the topcolor-assisted technicolor ($TC2$) model. The contributions of the new particles predicted by this model to these rare decay processes are evaluated. We find that the values of their branching ratios are larger than the standard model predictions by one order of magnitude in wide range of the parameter space. The longitudinal polarization asymmetry of leptons in $B_s \to l^+l^-$ can approach $\ord(10^{-2})$. The forward-backward asymmetry of leptons in $B \to Kl^+l^-$ is not large enough to be measured in future experiments. We also give some discussions about the branching ratios and the asymmetry observables related to these rare decay processes in the littlest Higgs model with T-parity.

preprint2008arXiv

Conjugate Hard X-ray Footpoints in the 2003 October 29 X10 Flare: Unshearing Motions, Correlations, and Asymmetries

We present a detailed imaging and spectroscopic study of the conjugate hard X-ray (HXR) footpoints (FPs) observed with RHESSI in the 2003 October 29 X10 flare. The double FPs first move toward and then away from each other, mainly parallel and perpendicular to the magnetic neutral line, respectively. The transition of these two phases of FP unshearing motions coincides with the direction reversal of the motion of the loop-top (LT) source, and with the minima of the estimated loop length and LT height. The FPs show temporal correlations between HXR flux, spectral index, and magnetic field strength. The HXR flux exponentially correlates with the magnetic field strength, which also anti-correlates with the spectral index before the second HXR peak's maximum, suggesting that particle acceleration sensitively depends on the magnetic field strength and/or reconnection rate. Asymmetries are observed between the FPs: on average, the eastern FP is 2.2 times brighter in HXR flux and 1.8 times weaker in magnetic field strength, and moves 2.8 times faster away from the neutral line than the western FP; the estimated coronal column density to the eastern FP from the LT source is 1.7 times smaller. The two FPs have marginally different spectral indexes. The eastern-to-western FP HXR flux ratio and magnetic field strength ratio are anti-correlated only before the second HXR peak's maximum. Neither magnetic mirroring nor column density alone can explain the totality of these observations, but their combination, together with other transport effects, might provide a full explanation. We have also developed novel techniques to remove particle contamination from HXR counts and to estimate effects of pulse pileup in imaging spectroscopy, which can be applied to other RHESSI flares in similar circumstances.

preprint2008arXiv

Magnetic Graphene Nanohole Superlattices

We investigate the magnetic properties of nano-holes (NHs) patterned in graphene using first principles calculations. We show that superlattices consisting of a periodic array of NHs form a new family of 2D crystalline "bulk" magnets whose collective magnetic behavior is governed by inter-NH spin-spin interaction. They exhibit long-range magnetic order well above room temperature. Furthermore, magnetic semiconductors can be made by doping magnetic NHs into semiconducting NH superlattices. Our findings offer a new material system for fundamental studies of spin-spin interaction and magnetic ordering in low dimensions, and open up the exciting opportunities of making engineered magnetic materials for storage media and spintronics applications.

preprint2008arXiv

Noise-Sustained Convective Instability in a Magnetized Taylor-Couette Flow

The helical magnetorotational instability of the magnetized Taylor-Couette flow is studied numerically in a finite cylinder. A distant upstream insulating boundary is shown to stabilize the convective instability entirely while reducing the growth rate of the absolute instability. The reduction is less severe with larger height. After modeling the boundary conditions properly, the wave patterns observed in the experiment turn out to be a noise-sustained convective instability. After the source of the noise resulted from unstable Ekman and Stewartson layers is switched off, a slowly-decaying inertial oscillation is observed in the simulation. We reach the conclusion that the experiments completed to date have not yet reached the regime of absolute instability.

preprint2008arXiv

Production of the neutral top-pion $π_{t}^{0}$ in association with a high-$p_{T}$ jet at the $LHC$

In the framework of the topcolor-assisted technicolor $(TC2)$ model, we study production of the neutral top-pion $π_{t}^{0}$ in association with a high-$p_{T}$ jet at the $LHC$, which proceeds via the partonic processes $gg\longrightarrow π_{t}^{0}g$, $gq\longrightarrow π_{t}^{0}q$, $q\bar{q}\longrightarrow π_{t}^{0}g$, $gb(\bar{b})\longrightarrow π_{t}^{0}b(\bar{b})$, and $b\bar{b}\longrightarrow π_{t}^{0}g$. We find that it is very challenging to detect the neutral top-pion $π_{t}^{0}$ via the process $pp\longrightarrow π_{t}^{0}+jet+X\to t\bar{t}+jet+X$, while the possible signatures of $π_{t}^{0}$ might be detected via the process $pp\longrightarrow π_{t}^{0}+jet+X\to(\bar{t}c+t\bar{c})+jet+X$ at the $LHC$.

preprint2007arXiv

Harnack Inequality and Strong Feller Property for Stochastic Fast-Diffusion Equations

This paper presents analogous results for stochastic fast-diffusion equations. Since the fast-diffusion equation possesses weaker dissipativity than the porous medium one does, some technical difficulties appear in the study. As a compensation to the weaker dissipativity condition, a Sobolev-Nash inequality is assumed for the underlying self-adjoint operator in applications. Some concrete examples are constructed to illustrate the main results.

preprint2006arXiv

Massive Domain Wall Fermions on Four-dimensional Anisotropic Lattices

We formulate the massive domain wall fermions on anisotropic lattices. For the massive domain wall fermion, we find that the dispersion relation assumes the usual form in the low momentum region when the bare parameters are properly tuned. The quark self-energy and the quark field renormalization constants are calculated to one-loop in bare lattice perturbation theory. For light domain wall fermions, we verified that the chiral mode is stable against quantum fluctuations on anisotropic lattices. This calculation serves as a guidance for the tuning of the parameters in the quark action in future numerical simulations.

preprint2003arXiv

Charm production from proton-proton collisions

We evaluate the cross sections for charmed hadron production from proton-proton reactions $pp\to\bar D^0pΛ_c^+$ and $pp\to\bar D^{*0}pΛ_c^+$ using a hadronic Lagrangian. With empirical coupling constants and cutoff parameters in the form factors, sum of their cross sections at center-of-mass energy of 11.5 GeV is about 1 $μ$b and is comparable to measured inclusive cross section for charmed hadron production from proton-proton reactions. The cross section decreases to about 1 nb at 40 MeV above threshold.