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Published work

255 published item(s)

preprint2026arXiv

A New Framework for Explainable Rare Cell Identification in Single-Cell Transcriptomics Data

The detection of rare cell types in single-cell transcriptomics data is crucial for elucidating disease pathogenesis and tissue development dynamics. However, a critical gap that persists in current methods is their inability to provide an explanation based on genes for each cell they have detected as rare. We identify three primary sources of this deficiency. First, the anomaly detectors often function as "black boxes", designed to detect anomalies but unable to explain why a cell is anomalous. Second, the standard analytical framework hinders interpretability by relying on dimensionality reduction techniques, such as Principal Component Analysis (PCA), which transform meaningful gene expression data into abstract, uninterpretable features. Finally, existing explanation algorithms cannot be readily applied to this domain, as single-cell data is characterized by high dimensionality, noise, and substantial sparsity. To overcome these limitations, we introduce a framework for explainable anomaly detection in single-cell transcriptomics data which not only identifies individual anomalies, but also provides a visual explanation based on genes that makes an instance anomalous. This framework has two key ingredients that are not existed in current methods applied in this domain. First, it eliminates the PCA step which is deemed to be an essential component in previous studies. Second, it employs the state-of-art anomaly detector and explainer as the efficient and effective means to find each rare cell and the relevant gene subspace in order to provide explanations for each rare cell as well as the typical normal cell associated with the rare cell's closest normal cells.

preprint2026arXiv

A Survey of Multimodal Hallucination Evaluation and Detection

Multi-modal Large Language Models (MLLMs) have emerged as a powerful paradigm for integrating visual and textual information, supporting a wide range of multi-modal tasks. However, these models often suffer from hallucination, producing content that appears plausible but contradicts the input content or established world knowledge. This survey offers an in-depth review of hallucination evaluation benchmarks and detection methods across Image-to-Text (I2T) and Text-to-image (T2I) generation tasks. Specifically, we first propose a taxonomy of hallucination based on faithfulness and factuality, incorporating the common types of hallucinations observed in practice. Then we provide an overview of existing hallucination evaluation benchmarks for both T2I and I2T tasks, highlighting their construction process, evaluation objectives, and employed metrics. Furthermore, we summarize recent advances in hallucination detection methods, which aims to identify hallucinated content at the instance level and serve as a practical complement of benchmark-based evaluation. Finally, we highlight key limitations in current benchmarks and detection methods, and outline potential directions for future research.

preprint2026arXiv

AI-Educational Development Loop (AI-EDL): A Conceptual Framework to Bridge AI Capabilities with Classical Educational Theories

This study introduces the AI-Educational Development Loop (AI-EDL), a theory-driven framework that integrates classical learning theories with human-in-the-loop artificial intelligence (AI) to support reflective, iterative learning. Implemented in EduAlly, an AI-assisted platform for writing-intensive and feedback-sensitive tasks, the framework emphasizes transparency, self-regulated learning, and pedagogical oversight. A mixed-methods study was piloted at a comprehensive public university to evaluate alignment between AI-generated feedback, instructor evaluations, and student self-assessments; the impact of iterative revision on performance; and student perceptions of AI feedback. Quantitative results demonstrated statistically significant improvement between first and second attempts, with agreement between student self-evaluations and final instructor grades. Qualitative findings indicated students valued immediacy, specificity, and opportunities for growth that AI feedback provided. These findings validate the potential to enhance student learning outcomes through developmentally grounded, ethically aligned, and scalable AI feedback systems. The study concludes with implications for future interdisciplinary applications and refinement of AI-supported educational technologies.

preprint2026arXiv

Applying contact angles based on a continuously moving contact line in 2D VOF simulations

A height-function-based numerical approach is developed for enforcing contact angles on flat and curved solid surfaces within two-dimensional volume-of-fluid simulations. This method incorporates the contact line position into the curvature estimation in the contact line cell, where the interface normal is constrained to the prescribed angle to ensure smooth contact line motion. On flat solid surfaces, the proposed model achieves higher accuracy than the conventional vertical height-function method for enforcing very small and very large contact angles. Moreover, it extends naturally to curved solid surfaces represented by the embedded boundary method, enabling the imposition of arbitrary contact angles without inducing significant spurious currents near the contact line. Numerical validations confirm the accuracy and robustness of the proposed method, demonstrating its applicability to multiphase flows involving complex wall geometries and contact-line dynamics.

preprint2026arXiv

Band-Structure-Independent Topology from Nonsymmorphic Wannier Complexes

Nonsymmorphic symmetries can enforce band connectivity that obstructs a single-band Wannier description. We show that a fractional translation $\mathcal{L}$ connecting distinct high-symmetry Wyckoff positions generically renders the Wannier center of an individual band gauge ill-defined, requiring a symmetry-enforced multiband object -- a Wannier complex. We formulate a real-space topological classification of Wannier complexes and show that, when $\mathcal{L}$ is combined with certain point-group symmetries (notably $C_4$ and $C_3$), all symmetry-allowed Wannier-complex configurations carry a nontrivial quantized total electric polarization. This yields boundary phenomena that persist across symmetry-preserving deformations of the Hamiltonian, including parameter regimes with and without bulk gaps. We demonstrate the mechanism in minimal tight-binding models exhibiting M{ö}bius-twisted Wilson-loop structures and higher-order corner modes, and propose experimental signatures in a dielectric photonic crystal and a first-principles electronic platform octa-graphene, accompanied by a three-dimensional extension.

preprint2026arXiv

Beyond Retrieval: Improving Evidence Quality for LLM-based Multimodal Fact-Checking

The increasing multimodal disinformation, where deceptive claims are reinforced through coordinated text and visual content, poses significant challenges to automated fact-checking. Recent efforts leverage Large Language Models (LLMs) for this task, capitalizing on their strong reasoning and multimodal understanding capabilities. Emerging retrieval-augmented frameworks further equip LLMs with access to open-domain external information, enabling evidence-based verification beyond their internal knowledge. Despite their promising gains, our empirical study reveals notable shortcomings in the external search coverage and evidence quality evaluation. To mitigate those limitations, we propose Aletheia, an end-to-end framework for automated multimodal fact-checking. It introduces a novel evidence retrieval strategy that improves evidence coverage and filters useless information from open-domain sources, enabling the extraction of high-quality evidence for verification. Extensive experiments demonstrate that Aletheia achieves an accuracy of 88.3% on two public multimodal disinformation datasets and 90.2% on newly emerging claims. Compared with existing evidence retrieval strategies, our approach improves verification accuracy by up to 30.8%, highlighting the critical role of evidence quality in LLM-based disinformation verification.

preprint2026arXiv

CAP-IQA: Context-Aware Prompt-Guided CT Image Quality Assessment

Prompt-based methods, which encode medical priors through descriptive text, have been only minimally explored for CT Image Quality Assessment (IQA). While such prompts can embed prior knowledge about diagnostic quality, they often introduce bias by reflecting idealized definitions that may not hold under real-world degradations such as noise, motion artifacts, or scanner variability. To address this, we propose the Context-Aware Prompt-guided Image Quality Assessment (CAP-IQA) framework, which integrates text-level priors with instance-level context prompts and applies causal debiasing to separate idealized knowledge from factual, image-specific degradations. Our framework combines a CNN-based visual encoder with a domain-specific text encoder to assess diagnostic visibility, anatomical clarity, and noise perception in abdominal CT images. The model leverages radiology-style prompts and context-aware fusion to align semantic and perceptual representations. On the 2023 LDCTIQA challenge benchmark, CAP-IQA achieves an overall correlation score of 2.8590 (sum of PLCC, SROCC, and KROCC), surpassing the top-ranked leaderboard team (2.7427) by 4.24%. Moreover, our comprehensive ablation experiments confirm that prompt-guided fusion and the simplified encoder-only design jointly enhance feature alignment and interpretability. Furthermore, evaluation on an in-house dataset of 91,514 pediatric CT images demonstrates the true generalizability of CAP-IQA in assessing perceptual fidelity in a different patient population.

preprint2026arXiv

Checkerboard: A Simple, Effective, Efficient and Learning-free Clean Label Backdoor Attack with Low Poisoning Budget

Backdoor attacks threaten the deep learning supply chain by poisoning a small fraction of the training data so that a model behaves normally on clean inputs but misclassifies trigger-carrying inputs to an attacker-chosen target class. Clean-label backdoor attacks are especially dangerous because poisoned samples remain label-consistent and are therefore harder to detect. Yet existing clean-label attacks typically rely on expensive optimization, surrogate-model training, or nontrivial data access. We present Checkerboard, a theoretically grounded, learning-free clean-label backdoor attack that is effective, efficient, and simple to implement. From a linear separability formulation, we derive a checkerboard trigger in closed form, removing the need for surrogate-model training and trigger optimization. For texture-rich datasets, we introduce Complexity-driven Sample Selection, which uses only target-class data to improve trigger-to-background contrast by selecting low-complexity images for poisoning. Across four benchmark datasets, Checkerboard outperforms 8 baseline attacks and achieves state-of-the-art performance under low poisoning budgets. For example, on CIFAR-10, under a trigger perturbation budget of $10/255$, poisoning 20 training samples achieves $99.99\%$ Attack Success Rate (ASR). On ImageNet-100, a poisoning rate of only $0.46\%$ yields over $94\%$ ASR without degrading clean accuracy. The proposed attack also remains effective against state-of-the-art backdoor defenses and shows strong resistance to adaptive defenses.

preprint2026arXiv

CXL-DMSim: A Full-System CXL Disaggregated Memory Simulator With Comprehensive Silicon Validation

Compute eXpress Link (CXL) has emerged as a key enabler of memory disaggregation for future heterogeneous computing systems to expand memory on-demand and improve resource utilization. However, CXL is still in its infancy stage and lacks commodity products on the market, thus necessitating a reliable system-level simulation tool for research and development. In this paper, we propose CXL-DMSim, an open-source full-system simulator to simulate CXL disaggregated memory systems with high fidelity at a gem5-comparable simulation speed. CXL-DMSim incorporates a flexible CXL memory expander model along with its associated device driver, and CXL protocol support with CXL.io and CXL.mem. It can operate in both app-managed mode and kernel-managed mode, with the latter using a dedicated NUMA-compatible mechanism. The simulator has been rigorously verified against a real hardware testbed with both FPGAand ASIC-based CXL memory devices, which demonstrates the qualification of CXL-DMSim in simulating the characteristics of various CXL memory devices at an average simulation error of 3.4%. The experimental results using LMbench and STREAM benchmarks suggest that the CXL-FPGA memory exhibits a ~2.88x higher latency than local DDR while the CXL-ASIC latency is ~2.18x; CXL-FPGA achieves 45-69% of local DDR memory bandwidth, whereas the number for CXLASIC is 82-83%. The study also reveals that CXL memory can significantly enhance the performance of memory-intensive applications, improved by 23x at most with limited local memory for Viper key-value database and approximately 60% in memorybandwidth-sensitive scenarios such as MERCI. Moreover, the simulator's observability and expandability are showcased with detailed case-studies, highlighting its great potential for research on future CXL-interconnected hybrid memory pool.

preprint2026arXiv

EntropyScan: Towards Model-level Backdoor Detection in LVLMs via Visual Attention Entropy

Large Vision-Language Models (LVLMs) have demonstrated remarkable capabilities across various tasks, yet they remain vulnerable to backdoor attacks. Existing defense methods predominantly focus on sample-level defense, which relies on the knowledge of training data or triggers. However, identifying whether a given model is backdoored remains a critical but unexplored task. To fill this gap, we propose EntropyScan, a lightweight and trigger-agnostic method for model-level backdoor detection in LVLMs. We first observe that backdoor injection disrupts the cross-modal alignment, resulting in pronounced structural anomalies in visual attention allocation on benign samples. Based on this insight, EntropyScan detects the backdoor models by quantifying such attention deviations. Specifically, it extracts visual attention distributions from the initial layers of the Large Language Model (LLM) and applies Tsallis entropy to capture these structural distortions. By employing a reference-anchored Z-score normalization on a small set of benign samples, it effectively identifies the backdoored model. Extensive experiments across two LVLMs architectures and three advanced attack scenarios show that EntropyScan achieves an F1 score of 98.5% in average and an AUC of 96.6%. Our code will be publicly available soon.

preprint2026arXiv

Evaluating Accounting Reasoning Capabilities of Large Language Models

Large language models are transforming learning, cognition, and research across many fields. Effectively integrating them into professional domains, such as accounting, is a key challenge for enterprise digital transformation. To address this, we define vertical domain accounting reasoning and propose evaluation criteria derived from an analysis of the training data characteristics of representative GLM models. These criteria support systematic study of accounting reasoning and provide benchmarks for performance improvement. Using this framework, we evaluate GLM-6B, GLM-130B, GLM-4, and OpenAI GPT-4 on accounting reasoning tasks. Results show that prompt design significantly affects performance, with GPT-4 demonstrating the strongest capability. Despite these gains, current models remain insufficient for real-world enterprise accounting, indicating the need for further optimization to unlock their full practical value.

preprint2026arXiv

Higher Satisfaction, Lower Cost: A Technical Report on How LLMs Revolutionize Meituan's Intelligent Interaction Systems

Enhancing customer experience is essential for business success, particularly as service demands grow in scale and complexity. Generative artificial intelligence and Large Language Models (LLMs) have empowered intelligent interaction systems to deliver efficient, personalized, and 24/7 support. In practice, intelligent interaction systems encounter several challenges: (1) Constructing high-quality data for cold-start training is difficult, hindering self-evolution and raising labor costs. (2) Multi-turn dialogue performance remains suboptimal due to inadequate intent understanding, rule compliance, and solution extraction. (3) Frequent evolution of business rules affects system operability and transferability, constraining low-cost expansion and adaptability. (4) Reliance on a single LLM is insufficient in complex scenarios, where the absence of multi-agent frameworks and effective collaboration undermines process completeness and service quality. (5) The open-domain nature of multi-turn dialogues, lacking unified golden answers, hampers quantitative evaluation and continuous optimization. To address these challenges, we introduce WOWService, an intelligent interaction system tailored for industrial applications. With the integration of LLMs and multi-agent architectures, WOWService enables autonomous task management and collaborative problem-solving. Specifically, WOWService focuses on core modules including data construction, general capability enhancement, business scenario adaptation, multi-agent coordination, and automated evaluation. Currently, WOWService is deployed on the Meituan App, achieving significant gains in key metrics, e.g., User Satisfaction Metric 1 (USM 1) -27.53% and User Satisfaction Metric 2 (USM 2) +25.51%, demonstrating its effectiveness in capturing user needs and advancing personalized service.

preprint2026arXiv

Laundering AI Authority with Adversarial Examples

Vision-language models (VLMs) are increasingly deployed as trusted authorities -- fact-checking images on social media, comparing products, and moderating content. Users implicitly trust that these systems perceive the same visual content as they do. We show that adversarial examples break this assumption, enabling \emph{AI authority laundering}: an attacker subtly perturbs an image so that the VLM produces confident and authoritative responses about the \emph{wrong} input. Unlike jailbreaks or prompt injections, our attacks do not compromise model alignment; the attack operates entirely at the perceptual level. We demonstrate that standard attacks against publicly available CLIP models transfer reliably to production VLMs -- including GPT-5.4, Claude Opus~4.6, Gemini~3, and Grok~4.2. Across four attack surfaces, we show that authority laundering can amplify misinformation, disparage individuals, evade content moderation, and manipulate product recommendations. Our attacks have high success rates: In hundreds of attacks targeting identity manipulation and NSFW evasion, we measure success rates of $22 - 100\%$ across six models. No novel attack algorithm is required: basic techniques known for over a decade suffice, establishing a lower bound on attacker capability that should concern defenders. Our results demonstrate that visual adversarial robustness is now a practical -- and still largely unsolved -- safety problem.

preprint2026arXiv

Learning Scenario Reduction for Two-Stage Robust Optimization with Discrete Uncertainty

Two-Stage Robust Optimization (2RO) with discrete uncertainty is challenging, often rendering exact solutions prohibitive. Scenario reduction alleviates this issue by selecting a small, representative subset of scenarios to enable tractable computation. However, existing methods are largely problem-agnostic, operating solely on the uncertainty set without consulting the feasible region or recourse structure. In this paper, we introduce PRISE, a problem-driven sequential lookahead heuristic that constructs reduced scenario sets by evaluating the marginal impact of each scenario. While PRISE yields high-quality scenario subsets, each selection step requires solving multiple subproblems, making it computationally expensive at scale. To address this, we propose NeurPRISE, a neural surrogate model built on a GNN-Transformer backbone that encodes the per-scenario structure via graph convolution and captures cross-scenario interactions through attention. NeurPRISE is trained via imitation learning with a gain-aware ranking objective, which distills marginal gain information from PRISE into a learned scoring function for scenario ranking and selection. Extensive results on three 2RO problems show that NeurPRISE consistently achieves competitive regret relative to comprehensive methods, maintains strong calability with varying numbers of scenarios, and delivers 7-200x speedup over PRISE. NeurPRISE also exhibits strong zero-shot generalization, effectively handling instances with larger problem scales (up to 5x), more scenarios (up to 4x), and distribution shifts.

preprint2026arXiv

Learning to Solve Compositional Geometry Routing Problems

We study the Compositional Geometry Routing Problem (CGRP), a unified superclass of traditional routing problems that covers point-only, line-only, area-only, and arbitrary hybrid task geometries, providing a broad abstraction for real-world routing scenarios. Beyond standard point-based routing, CGRP with non-point tasks can be inherently asymmetric, tightly coupled travel routes with the intrinsic path, and enlarges the action space with numerous feasible yet often irrelevant options, thereby posing significant challenges for both representation learning and decision-making. To address these challenges, we propose DiCon, a differential attention-assisted solver with contrastive learning, as a plug-and-play framework that tackles the problem from two complementary angles. First, we introduce a differential attention mechanism that actively suppresses the probability mass on less competitive candidate actions. Second, we design a double-level contrastive learning objective to promote robust global instance representations and regularize geometry-aware task representations. Extensive experiments demonstrate that DiCon achieves strong performance, broad versatility, and superior generalization across diverse CGRP instances with different compositions.

preprint2026arXiv

Pest-Thinker: Learning to Think and Reason like Entomologists via Reinforcement Learning

Pest-induced crop losses pose a major threat to global food security and sustainable agricultural development. While recent advances in Multimodal Large Language Models (MLLMs) have shown strong potential for visual understanding and smart agriculture, their direct application to pest recognition remains limited due to the domain's unique challenges such as high inter-species complexity, intra-species variability, and the scarcity of expert-annotated data. In this work, we introduce Pest-Thinker, a knowledge-driven reinforcement learning (RL) framework that enables MLLMs to reason over fine-grained pest morphology. We first construct two high-definition pest benchmarks, QFSD and AgriInsect, comprising diverse species and expert-annotated morphological traits. Leveraging these datasets, we synthesize Chain-of-Thought (CoT) reasoning trajectories to facilitate structured learning of pest-specific visual cues through Supervised Fine-Tuning (SFT). Subsequently, we employ Group Relative Policy Optimization (GRPO) with a novel feature reward that guides the model to focus on observable morphological evidence, assessed by an LLM-as-a-Judge strategy. Extensive experiments demonstrate that Pest-Thinker substantially improves both in-domain and out-of-domain morphological understanding, marking a step toward expert-level visual reasoning for intelligent agricultural pest analysis. The datasets and source code are available upon acceptance.

preprint2026arXiv

Phase transitions and crtical exponents in the six-vertex model on kagome lattices

Inspired by the experimental realization of direct kagome spin ice [Yue et al., Nat. Nanotechnol. 19, 1101 (2024)], the theoretical six-vertex model on the kagome lattice is systematically simulated using the directed loop Monte Carlo method. Four distinct vortex lattice phases are identified: (i) antiferromagnetic leg states and vortex lattice order on both triangular and honeycomb faces, with a winding number $k=1$. (ii) ferromagnetic leg states and vortex lattice order on both types of faces, with $k=-2$ on the honeycomb faces and $k=1$ on the triangular faces. (iii) paramagnetic leg states and vortex lattice order on the triangular faces with $k=1$; and (iv) paramagnetic leg states and vortex lattice order on the honeycomb faces with $k=1$. As for ferromagnetic to different types of paramagnetic phase, besides the Ising universality class with $y_t=1$, varying critical exponents have also been found with different values of vertex weights. The transition between the third type and fourth type of vortex lattice phases occurs with the new exponent $y_t=1.340(3)$. The third and fourth types of the vortex lattice phase to the vortex disorder phase are found to be of the Berezinskii-Kosterlitz-Thouless type. These findings contribute to the search for and understanding of ice on complex lattices.

preprint2026arXiv

PRISM: A Benchmark for Programmatic Spatial-Temporal Reasoning

Programmatic video generation through code offers geometric precision and temporal coherence beyond pixel-level diffusion models, yet rigorously evaluating whether language models can produce spatially correct animated outputs remains an open problem. We introduce PRISM, a large-scale benchmark of 10,372 human-calibrated instruction-code pairs (20 times larger than prior programmatic video generation benchmarks), grounded in real-world knowledge visualization scenarios across English and Chinese and spanning 437 subject categories. We further propose a funnel-style evaluation framework with four complementary metrics: Code-Level Reliability for executability, Spatial Reasoning for layout correctness over full animation sequences, and Prompt-Aware Dynamic Visual Complexity (PADVC) and Temporal Density (TD) for diagnosing dynamic expression and temporal activity. Systematic evaluation of seven mainstream LLMs reveals a striking Execution-Spatial Gap: the average drop from execution success rate to spatial pass rate is approximately 41%, showing that runnable code does not necessarily yield spatially coherent visual output. These findings show that programmatic video generation evaluation should go beyond executability. PRISM provides a principled benchmark for advancing spatially coherent code generation.

preprint2026arXiv

Qwen-Image-2.0 Technical Report

We present Qwen-Image-2.0, an omni-capable image generation foundation model that unifies high-fidelity generation and precise image editing within a single framework. Despite recent progress, existing models still struggle with ultra-long text rendering, multilingual typography, high-resolution photorealism, robust instruction following, and efficient deployment, especially in text-rich and compositionally complex scenarios. Qwen-Image-2.0 addresses these challenges by coupling Qwen3-VL as the condition encoder with a Multimodal Diffusion Transformer for joint condition-target modeling, supported by large-scale data curation and a customized multi-stage training pipeline. This enables strong multimodal understanding while preserving flexible generation and editing capabilities. The model supports instructions of up to 1K tokens for generating text-rich content such as slides, posters, infographics, and comics, while significantly improving multilingual text fidelity and typography. It also enhances photorealistic generation with richer details, more realistic textures, and coherent lighting, and follows complex prompts more reliably across diverse styles. Extensive human evaluations show that Qwen-Image-2.0 substantially outperforms previous Qwen-Image models in both generation and editing, marking a step toward more general, reliable, and practical image generation foundation models.

preprint2026arXiv

Qwen-Image-VAE-2.0 Technical Report

We present Qwen-Image-VAE-2.0, a suite of high-compression Variational Autoencoders (VAEs) that achieve significant advances in both reconstruction fidelity and diffusability. To address the reconstruction bottlenecks of high compression, we adopt an improved architecture featuring Global Skip Connections (GSC) and expanded latent channels. Moreover, we scale training to billions of images and incorporate a synthetic rendering engine to improve performance in text-rich scenarios. To tackle the convergence challenges of high-dimensional latent space, we implement an enhanced semantic alignment strategy to make the latent space highly amenable to diffusion modeling. To optimize computational efficiency, we leverage an asymmetric and attention-free encoder-decoder backbone to minimize encoding overhead. We present a comprehensive evaluation of Qwen-Image-VAE-2.0 on public reconstruction benchmarks. To evaluate performance in text-rich scenarios, we propose OmniDoc-TokenBench, a new benchmark comprising a diverse collection of real-world documents coupled with specialized OCR-based evaluation metrics. Qwen-Image-VAE-2.0 achieves state-of-the-art reconstruction performance, demonstrating exceptional capabilities in both general domains and text-rich scenarios at high compression ratio. Furthermore, downstream DiT experiments reveal our models possess superior diffusability, significantly accelerating convergence compared to existing high-compression baselines. These establish Qwen-Image-VAE-2.0 as a leading model with high compression, superior reconstruction, and exceptional diffusability.

preprint2026arXiv

ReasonTabQA: A Comprehensive Benchmark for Table Question Answering from Real World Industrial Scenarios

Recent advancements in Large Language Models (LLMs) have significantly catalyzed table-based question answering (TableQA). However, existing TableQA benchmarks often overlook the intricacies of industrial scenarios, which are characterized by multi-table structures, nested headers, and massive scales. These environments demand robust table reasoning through deep structured inference, presenting a significant challenge that remains inadequately addressed by current methodologies. To bridge this gap, we present ReasonTabQA, a large-scale bilingual benchmark encompassing 1,932 tables across 30 industry domains such as energy and automotive. ReasonTabQA provides high-quality annotations for both final answers and explicit reasoning chains, supporting both thinking and no-thinking paradigms. Furthermore, we introduce TabCodeRL, a reinforcement learning method that leverages table-aware verifiable rewards to guide the generation of logical reasoning paths. Extensive experiments on ReasonTabQA and 4 TableQA datasets demonstrate that while TabCodeRL yields substantial performance gains on open-source LLMs, the persistent performance gap on ReasonTabQA underscores the inherent complexity of real-world industrial TableQA.

preprint2026arXiv

Towards precision quantitative measurement of radiation reaction within the classical radiation-dominated regime

Radiation reaction (RR) is a fundamental yet incompletely validated process in laser-particle interactions, since it lacks quantitatively definitive experimental verifications, especially the transition from classical to quantum regime. Herein, we propose a novel experimental scenario for investigating radiation RR within the classical radiation-dominated regime (CRDR), via the collision of a high-intensity petawatt-class laser with a tens-of-MeV electron beam from a LINAC. This approach enables access to a distinct parameter regime wherein RR dominates electron dynamics while quantum effects remain modest. Numerical simulations demonstrate that three key observables exist for identifying the RR within this CRDR regime: (i) quantitative measurement of energy spectra to validate the quantum correction factor; (ii) control of the collision time delay with charge-counting to map intensity dependence of RR; and (iii) verification of large angle ($90^\circ$) photon emission under the recoil condition $2γ\gtrsim a_0$. These experimental measurements will establish the benchmarks for RR models spanning the classical-to-quantum regime, thereby providing critical insights into fundamental strong-field quantum electrodynamics.

preprint2026arXiv

TransFR: Transferable Federated Recommendation with Adapter Tuning on Pre-trained Language Models

Federated recommendations (FRs), facilitating multiple local clients to collectively learn a global model without disclosing user private data, have emerged as a prevalent on-device service. In conventional FRs, a dominant paradigm is to utilize discrete identities to represent clients and items, which are then mapped to domain-specific embeddings to participate in model training. Despite considerable performance, we reveal three inherent limitations that can not be ignored in federated settings, i.e., non-transferability across domains, ineffectiveness in cold-start settings, and potential privacy violations during federated training. To this end, we propose a transferable federated recommendation model, TransFR, which delicately incorporates the general capabilities empowered by pre-trained models and the personalized abilities by fine-tuning local private data. Specifically, it first learns domain-agnostic representations of items by exploiting pre-trained models with public textual corpora. To tailor for FR tasks, we further introduce efficient federated adapter-tuning and test-time adaptation mechanisms, which facilitate personalized local adapters for each client by fitting their private data distributions. We theoretically prove the advantages of incorporating adapter tuning in FRs regarding both effectiveness and privacy. Through extensive experiments, we show that our TransFR model surpasses several state-of-the-art FRs on transferability.

preprint2026arXiv

Watermarking Should Be Treated as a Monitoring Primitive

Watermarking is widely proposed for provenance, attribution, and safety monitoring in generative models, yet is typically evaluated only under adversaries who attempt to evade detection or induce false positives at the level of individual samples. We argue that watermarking should be treated as a monitoring primitive, and that internal monitoring is unavoidable given per-entity attribution keys and messages, as well as detector access. We introduce an observer-based threat model in which observers can aggregate watermark signals across outputs to infer entity-level information, showing that even zero-bit watermarking enables attribution under multi-key settings. We further show that external monitoring can emerge over time from persistent, key-dependent statistical structure, although this depends on watermark design and may be mitigated by distribution-preserving or undetectable schemes. Our findings reveal a fundamental dual-use tension between attribution and monitoring, motivating evaluation of watermarking beyond per-sample robustness to account for aggregation and observer-based capabilities.

preprint2026arXiv

What You Think is What You See: Driving Exploration in VLM Agents via Visual-Linguistic Curiosity

To navigate partially observable visual environments, recent VLM agents increasingly internalize world modeling capabilities into their policies via explicit CoT reasoning, enabling them to mentally simulate futures before acting. However, relying solely on passive reasoning over visited states is insufficient for sparse-reward tasks, as it lacks the epistemic drive to actively uncover the ``known unknown'' required for robust generalization. We ask: Can VLM agents actively find signals that challenge and refine their internal world model through curiosity-driven exploration? In this work, we propose GLANCE, a unified framework that bridges reasoning and exploration by grounding the agent's linguistic world model into the stable visual representations of an evolving target network. Crucially, GLANCE leverages the discrepancy between linguistic prediction and visual reality as an intrinsic curiosity signal within reinforcement learning, steering the agent to actively explore areas where its internal model is uncertain. Extensive experiments across a series of agentic tasks show the effectiveness of GLANCE, and demonstrate that aligning ``what the agent thinks'' with ``what the agent sees'' is key to solving complex or sparse agentic tasks.

preprint2025arXiv

Model Merging in LLMs, MLLMs, and Beyond: Methods, Theories, Applications and Opportunities

Model merging is an efficient empowerment technique in the machine learning community that does not require the collection of raw training data and does not require expensive computation. As model merging becomes increasingly prevalent across various fields, it is crucial to understand the available model merging techniques comprehensively. However, there is a significant gap in the literature regarding a systematic and thorough review of these techniques. This survey provides a comprehensive overview of model merging methods and theories, their applications in various domains and settings, and future research directions. Specifically, we first propose a new taxonomic approach that exhaustively discusses existing model merging methods. Secondly, we discuss the application of model merging techniques in large language models, multimodal large language models, and more than ten machine learning subfields, including continual learning, multi-task learning, few-shot learning, etc. Finally, we highlight the remaining challenges of model merging and discuss future research directions. A comprehensive list of papers about model merging is available at https://github.com/EnnengYang/Awesome-Model-Merging-Methods-Theories-Applications.

preprint2025arXiv

T2VAttack: Adversarial Attack on Text-to-Video Diffusion Models

The rapid evolution of Text-to-Video (T2V) diffusion models has driven remarkable advancements in generating high-quality, temporally coherent videos from natural language descriptions. Despite these achievements, their vulnerability to adversarial attacks remains largely unexplored. In this paper, we introduce T2VAttack, a comprehensive study of adversarial attacks on T2V diffusion models from both semantic and temporal perspectives. Considering the inherently dynamic nature of video data, we propose two distinct attack objectives: a semantic objective to evaluate video-text alignment and a temporal objective to assess the temporal dynamics. To achieve an effective and efficient attack process, we propose two adversarial attack methods: (i) T2VAttack-S, which identifies semantically or temporally critical words in prompts and replaces them with synonyms via greedy search, and (ii) T2VAttack-I, which iteratively inserts optimized words with minimal perturbation to the prompt. By combining these objectives and strategies, we conduct a comprehensive evaluation on the adversarial robustness of several state-of-the-art T2V models, including ModelScope, CogVideoX, Open-Sora, and HunyuanVideo. Our experiments reveal that even minor prompt modifications, such as the substitution or insertion of a single word, can cause substantial degradation in semantic fidelity and temporal dynamics, highlighting critical vulnerabilities in current T2V diffusion models.

preprint2025arXiv

Training Report of TeleChat3-MoE

TeleChat3-MoE is the latest series of TeleChat large language models, featuring a Mixture-of-Experts (MoE) architecture with parameter counts ranging from 105 billion to over one trillion,trained end-to-end on Ascend NPU cluster. This technical report mainly presents the underlying training infrastructure that enables reliable and efficient scaling to frontier model sizes. We detail systematic methodologies for operator-level and end-to-end numerical accuracy verification, ensuring consistency across hardware platforms and distributed parallelism strategies. Furthermore, we introduce a suite of performance optimizations, including interleaved pipeline scheduling, attention-aware data scheduling for long-sequence training,hierarchical and overlapped communication for expert parallelism, and DVM-based operator fusion. A systematic parallelization framework, leveraging analytical estimation and integer linear programming, is also proposed to optimize multi-dimensional parallelism configurations. Additionally, we present methodological approaches to cluster-level optimizations, addressing host- and device-bound bottlenecks during large-scale training tasks. These infrastructure advancements yield significant throughput improvements and near-linear scaling on clusters comprising thousands of devices, providing a robust foundation for large-scale language model development on hardware ecosystems.

preprint2024arXiv

Enhancing RAW-to-sRGB with Decoupled Style Structure in Fourier Domain

RAW to sRGB mapping, which aims to convert RAW images from smartphones into RGB form equivalent to that of Digital Single-Lens Reflex (DSLR) cameras, has become an important area of research. However, current methods often ignore the difference between cell phone RAW images and DSLR camera RGB images, a difference that goes beyond the color matrix and extends to spatial structure due to resolution variations. Recent methods directly rebuild color mapping and spatial structure via shared deep representation, limiting optimal performance. Inspired by Image Signal Processing (ISP) pipeline, which distinguishes image restoration and enhancement, we present a novel Neural ISP framework, named FourierISP. This approach breaks the image down into style and structure within the frequency domain, allowing for independent optimization. FourierISP is comprised of three subnetworks: Phase Enhance Subnet for structural refinement, Amplitude Refine Subnet for color learning, and Color Adaptation Subnet for blending them in a smooth manner. This approach sharpens both color and structure, and extensive evaluations across varied datasets confirm that our approach realizes state-of-the-art results. Code will be available at ~\url{https://github.com/alexhe101/FourierISP}.

preprint2024arXiv

Frequency-Adaptive Pan-Sharpening with Mixture of Experts

Pan-sharpening involves reconstructing missing high-frequency information in multi-spectral images with low spatial resolution, using a higher-resolution panchromatic image as guidance. Although the inborn connection with frequency domain, existing pan-sharpening research has not almost investigated the potential solution upon frequency domain. To this end, we propose a novel Frequency Adaptive Mixture of Experts (FAME) learning framework for pan-sharpening, which consists of three key components: the Adaptive Frequency Separation Prediction Module, the Sub-Frequency Learning Expert Module, and the Expert Mixture Module. In detail, the first leverages the discrete cosine transform to perform frequency separation by predicting the frequency mask. On the basis of generated mask, the second with low-frequency MOE and high-frequency MOE takes account for enabling the effective low-frequency and high-frequency information reconstruction. Followed by, the final fusion module dynamically weights high-frequency and low-frequency MOE knowledge to adapt to remote sensing images with significant content variations. Quantitative and qualitative experiments over multiple datasets demonstrate that our method performs the best against other state-of-the-art ones and comprises a strong generalization ability for real-world scenes. Code will be made publicly at \url{https://github.com/alexhe101/FAME-Net}.

preprint2024arXiv

Multichannel AV-wav2vec2: A Framework for Learning Multichannel Multi-Modal Speech Representation

Self-supervised speech pre-training methods have developed rapidly in recent years, which show to be very effective for many near-field single-channel speech tasks. However, far-field multichannel speech processing is suffering from the scarcity of labeled multichannel data and complex ambient noises. The efficacy of self-supervised learning for far-field multichannel and multi-modal speech processing has not been well explored. Considering that visual information helps to improve speech recognition performance in noisy scenes, in this work we propose a multichannel multi-modal speech self-supervised learning framework AV-wav2vec2, which utilizes video and multichannel audio data as inputs. First, we propose a multi-path structure to process multichannel audio streams and a visual stream in parallel, with intra- and inter-channel contrastive losses as training targets to fully exploit the spatiotemporal information in multichannel speech data. Second, based on contrastive learning, we use additional single-channel audio data, which is trained jointly to improve the performance of speech representation. Finally, we use a Chinese multichannel multi-modal dataset in real scenarios to validate the effectiveness of the proposed method on audio-visual speech recognition (AVSR), automatic speech recognition (ASR), visual speech recognition (VSR) and audio-visual speaker diarization (AVSD) tasks.

preprint2024arXiv

SAME: Sample Reconstruction against Model Extraction Attacks

While deep learning models have shown significant performance across various domains, their deployment needs extensive resources and advanced computing infrastructure. As a solution, Machine Learning as a Service (MLaaS) has emerged, lowering the barriers for users to release or productize their deep learning models. However, previous studies have highlighted potential privacy and security concerns associated with MLaaS, and one primary threat is model extraction attacks. To address this, there are many defense solutions but they suffer from unrealistic assumptions and generalization issues, making them less practical for reliable protection. Driven by these limitations, we introduce a novel defense mechanism, SAME, based on the concept of sample reconstruction. This strategy imposes minimal prerequisites on the defender's capabilities, eliminating the need for auxiliary Out-of-Distribution (OOD) datasets, user query history, white-box model access, and additional intervention during model training. It is compatible with existing active defense methods. Our extensive experiments corroborate the superior efficacy of SAME over state-of-the-art solutions. Our code is available at https://github.com/xythink/SAME.

preprint2023arXiv

Boosting Pruned Networks with Linear Over-parameterization

Structured pruning compresses neural networks by reducing channels (filters) for fast inference and low footprint at run-time. To restore accuracy after pruning, fine-tuning is usually applied to pruned networks. However, too few remaining parameters in pruned networks inevitably bring a great challenge to fine-tuning to restore accuracy. To address this challenge, we propose a novel method that first linearly over-parameterizes the compact layers in pruned networks to enlarge the number of fine-tuning parameters and then re-parameterizes them to the original layers after fine-tuning. Specifically, we equivalently expand the convolution/linear layer with several consecutive convolution/linear layers that do not alter the current output feature maps. Furthermore, we utilize similarity-preserving knowledge distillation that encourages the over-parameterized block to learn the immediate data-to-data similarities of the corresponding dense layer to maintain its feature learning ability. The proposed method is comprehensively evaluated on CIFAR-10 and ImageNet which significantly outperforms the vanilla fine-tuning strategy, especially for large pruning ratio.

preprint2023arXiv

Clusters and collective motions in Brownian vibrators

Using Brownian vibrators, where single particles can undergo Brownian motion under vibration, we experimentally investigated self-organized structures and dynamics of quasi-two-dimensional (quasi-2d) granular materials with volume fractions $0.111\leϕ\le0.832$. We show rich structures and dynamics in hard-disk systems of inelastic particle collisions, with four phases corresponding to cluster fluid, collective fluid, poly-crystal, and crystal. While poly-crystal and crystal are strikingly similar to the equilibrium hard disks, the first two phases differ substantially from the equilibrium ones and the previous quasi-2d experiments of uniformly driven spheres. Our investigation provides single-particle-scale evidence that granular materials subject to uniform random forcing are weakly cohesive with complex internal structures and dynamics. Moreover, our experiment shows that large-scale collective motion can arise in a purely repulsive hard-disk system. The collective motion emerges near $ϕ=0.317$, where the most significant clusters span half of the system, and disappears near $ϕ=0.713$, around which the system crystallizes and the melting transition occurs in the equilibrium hard disks.

preprint2022arXiv

A Coalition Formation Game Approach for Personalized Federated Learning

Facing the challenge of statistical diversity in client local data distribution, personalized federated learning (PFL) has become a growing research hotspot. Although the state-of-the-art methods with model similarity-based pairwise collaboration have achieved promising performance, they neglect the fact that model aggregation is essentially a collaboration process within the coalition, where the complex multiwise influences take place among clients. In this paper, we first apply Shapley value (SV) from coalition game theory into the PFL scenario. To measure the multiwise collaboration among a group of clients on the personalized learning performance, SV takes their marginal contribution to the final result as a metric. We propose a novel personalized algorithm: pFedSV, which can 1. identify each client's optimal collaborator coalition and 2. perform personalized model aggregation based on SV. Extensive experiments on various datasets (MNIST, Fashion-MNIST, and CIFAR-10) are conducted with different Non-IID data settings (Pathological and Dirichlet). The results show that pFedSV can achieve superior personalized accuracy for each client, compared to the state-of-the-art benchmarks.

preprint2022arXiv

A Complementary Joint Training Approach Using Unpaired Speech and Text for Low-Resource Automatic Speech Recognition

Unpaired data has shown to be beneficial for low-resource automatic speech recognition~(ASR), which can be involved in the design of hybrid models with multi-task training or language model dependent pre-training. In this work, we leverage unpaired data to train a general sequence-to-sequence model. Unpaired speech and text are used in the form of data pairs by generating the corresponding missing parts in prior to model training. Inspired by the complementarity of speech-PseudoLabel pair and SynthesizedAudio-text pair in both acoustic features and linguistic features, we propose a complementary joint training~(CJT) method that trains a model alternatively with two data pairs. Furthermore, label masking for pseudo-labels and gradient restriction for synthesized audio are proposed to further cope with the deviations from real data, termed as CJT++. Experimental results show that compared to speech-only training, the proposed basic CJT achieves great performance improvements on clean/other test sets, and the CJT++ re-training yields further performance enhancements. It is also apparent that the proposed method outperforms the wav2vec2.0 model with the same model size and beam size, particularly in extreme low-resource cases.

preprint2022arXiv

A Noise-Robust Self-supervised Pre-training Model Based Speech Representation Learning for Automatic Speech Recognition

Wav2vec2.0 is a popular self-supervised pre-training framework for learning speech representations in the context of automatic speech recognition (ASR). It was shown that wav2vec2.0 has a good robustness against the domain shift, while the noise robustness is still unclear. In this work, we therefore first analyze the noise robustness of wav2vec2.0 via experiments. We observe that wav2vec2.0 pre-trained on noisy data can obtain good representations and thus improve the ASR performance on the noisy test set, which however brings a performance degradation on the clean test set. To avoid this issue, in this work we propose an enhanced wav2vec2.0 model. Specifically, the noisy speech and the corresponding clean version are fed into the same feature encoder, where the clean speech provides training targets for the model. Experimental results reveal that the proposed method can not only improve the ASR performance on the noisy test set which surpasses the original wav2vec2.0, but also ensure a tiny performance decrease on the clean test set. In addition, the effectiveness of the proposed method is demonstrated under different types of noise conditions.

preprint2022arXiv

Active Sampling for Min-Max Fairness

We propose simple active sampling and reweighting strategies for optimizing min-max fairness that can be applied to any classification or regression model learned via loss minimization. The key intuition behind our approach is to use at each timestep a datapoint from the group that is worst off under the current model for updating the model. The ease of implementation and the generality of our robust formulation make it an attractive option for improving model performance on disadvantaged groups. For convex learning problems, such as linear or logistic regression, we provide a fine-grained analysis, proving the rate of convergence to a min-max fair solution.

preprint2022arXiv

Adaptive Modulation for Wobbling UAV Air-to-Ground Links in Millimeter-wave Bands

The emerging millimeter-wave (mm-wave) unmanned aerial vehicle (UAV) air-to-ground (A2G) communications are facing the Doppler effect problem that arises from the inevitable wobbling of the UAV. The fast time-varying channel for UAV A2G communications may lead to the outdated channel state information (CSI) from the channel estimation. In this paper, we introduce two detectors to demodulate the received signal and get the instantaneous bit error probability (BEP) of a mm-wave UAV A2G link under imperfect CSI. Based on the designed detectors, we propose an adaptive modulation scheme to maximize the average transmission rate under imperfect CSI by optimizing the data transmission time subject to the maximum tolerable BEP. A power control policy is in conjunction with adaptive modulation to minimize the transmission power while maintaining both the BEP under the threshold and the maximized average transmission rate. Numerical results show that the proposed adaptive modulation scheme in conjunction with the power control policy could maximize the temporally averaged transmission rate, while saves as much as 50\% energy.

preprint2022arXiv

Adversarial Examples for Good: Adversarial Examples Guided Imbalanced Learning

Adversarial examples are inputs for machine learning models that have been designed by attackers to cause the model to make mistakes. In this paper, we demonstrate that adversarial examples can also be utilized for good to improve the performance of imbalanced learning. We provide a new perspective on how to deal with imbalanced data: adjust the biased decision boundary by training with Guiding Adversarial Examples (GAEs). Our method can effectively increase the accuracy of minority classes while sacrificing little accuracy on majority classes. We empirically show, on several benchmark datasets, our proposed method is comparable to the state-of-the-art method. To our best knowledge, we are the first to deal with imbalanced learning with adversarial examples.

preprint2022arXiv

An IRS Backscatter Enabled Integrated Sensing, Communication and Computation System

This paper proposes to leverage intelligent reflecting surface (IRS) backscatter to realize radio-frequency-chain-free uplink-transmissions (RFCF-UT). In this communication paradigm, IRS works as an information carrier, whose elements are capable of adjusting their amplitudes and phases to collaboratively portray an electromagnetic image like a dynamic quick response (QR) code, rather than a familiar reflection device, while a full-duplex base station (BS) is used as a scanner to collect and recognize the information on IRS. To elaborate it, an integrated sensing, communication and computation system as an example is presented, in which a dual-functional radar-communication BS simultaneously detects the target and collects the data from user equipments each connected to an IRS. Based on the established model, partial and binary data offloading strategies are respectively considered. By defining a performance metric named weighted throughput capacity (WTC), two maximization problems of WTC are formulated. According to the coupling degree of optimization variables in the objective function and the constraints, each optimization problem is firstly decomposed into two subproblems. Then, the methods of linear programming, fractional programming, integer programming and alternative optimization are developed to solve the subproblems. The simulation results demonstrate the achievable WTC of the considered system, thereby validating RFCF-UT.

preprint2022arXiv

Bunched proton acceleration from a laser-irradiated cone target

Laser-driven ion acceleration is an attractive technique for compact high-energy ion sources. Currently, among various physical and technical issues to be solved, the boost of ion energy and the reduction of energy spread represent the key challenges with this technique. Here we present a scheme to tackle these challenges by using a hundred-terawatt-class laser pulse irradiating a cone target. Three-dimensional particle-in-cell simulations show that a large number of electrons are dragged out of the cone walls and accelerated to hundreds of MeV by the laser fields inside the cone. When these energetic dense electron beams pass through the cone target tip into vacuum, a very high bunching acceleration field, up to tens of TV/m, quickly forms. Protons are accelerated and simultaneously bunched by this field, resulting in quasi-monoenergetic proton beams with hundred MeV energy and low energy spread of ~2%. Results exploring the scaling of the proton beam energy with laser and target parameters are presented, indicating that the scheme is robust. This opens a new route for compact high-energy proton sources from fundamental research to biomedical applications.

preprint2022arXiv

Collaborative Intelligent Reflecting Surface Networks with Multi-Agent Reinforcement Learning

Intelligent reflecting surface (IRS) is envisioned to be widely applied in future wireless networks. In this paper, we investigate a multi-user communication system assisted by cooperative IRS devices with the capability of energy harvesting. Aiming to maximize the long-term average achievable system rate, an optimization problem is formulated by jointly designing the transmit beamforming at the base station (BS) and discrete phase shift beamforming at the IRSs, with the constraints on transmit power, user data rate requirement and IRS energy buffer size. Considering time-varying channels and stochastic arrivals of energy harvested by the IRSs, we first formulate the problem as a Markov decision process (MDP) and then develop a novel multi-agent Q-mix (MAQ) framework with two layers to decouple the optimization parameters. The higher layer is for optimizing phase shift resolutions, and the lower one is for phase shift beamforming and power allocation. Since the phase shift optimization is an integer programming problem with a large-scale action space, we improve MAQ by incorporating the Wolpertinger method, namely, MAQ-WP algorithm to achieve a sub-optimality with reduced dimensions of action space. In addition, as MAQ-WP is still of high complexity to achieve good performance, we propose a policy gradient-based MAQ algorithm, namely, MAQ-PG, by mapping the discrete phase shift actions into a continuous space at the cost of a slight performance loss. Simulation results demonstrate that the proposed MAQ-WP and MAQ-PG algorithms can converge faster and achieve data rate improvements of 10.7% and 8.8% over the conventional multi-agent DDPG, respectively.

preprint2022arXiv

Combining the target trial and estimand frameworks to define the causal estimand: an application using real-world data to contextualize a single-arm trial

Single-arm trials (SATs) may be used to support regulatory submissions in settings where there is a high unmet medical need and highly promising early efficacy data undermine the equipoise needed for randomization. In this context, patient-level real-world data (RWD) may be used to create an external control arm (ECA) to contextualize the SAT results. However, naive comparisons of the SAT with its ECA will yield biased estimates of causal effects if groups are imbalanced with regards to (un)measured prognostic factors. Several methods are available to adjust for measured confounding, but the interpretation of such analyses is challenging unless the causal question of interest is clearly defined, and the estimator is aligned with the estimand. Additional complications arise when patients in the ECA are eligible for the SAT at multiple timepoints. In this paper, we use a case-study of a pivotal SAT of a novel CAR-T therapy for heavily pre-treated patients with follicular lymphoma to illustrate how a combination of the target trial and the ICH E9(R1) estimand frameworks can be used to define the target estimand and avoid common methodological pitfalls related to the design of the ECA and comparisons with the SAT. We also propose an approach to address the challenge of how to define an appropriate time zero for external controls who meet the SAT inclusion/exclusion criteria at several timepoints. Use of the target trial and estimand frameworks facilitates discussions amongst internal and external stakeholders, as well as an early assessment of the adequacy of the available RWD.

preprint2022arXiv

Deep Auto-encoder with Neural Response

Artificial neural network (ANN) is a versatile tool to study the neural representation in the ventral visual stream, and the knowledge in neuroscience in return inspires ANN models to improve performance in the task. However, it is still unclear how to merge these two directions into a unified framework. In this study, we propose an integrated framework called Deep Autoencoder with Neural Response (DAE-NR), which incorporates information from ANN and the visual cortex to achieve better image reconstruction performance and higher neural representation similarity between biological and artificial neurons. The same visual stimuli (i.e., natural images) are input to both the mice brain and DAE-NR. The encoder of DAE-NR jointly learns the dependencies from neural spike encoding and image reconstruction. For the neural spike encoding task, the features derived from a specific hidden layer of the encoder are transformed by a mapping function to predict the ground-truth neural response under the constraint of image reconstruction. Simultaneously, for the image reconstruction task, the latent representation obtained by the encoder is assigned to a decoder to restore the original image under the guidance of neural information. In DAE-NR, the learning process of encoder, mapping function and decoder are all implicitly constrained by these two tasks. Our experiments demonstrate that if and only if with the joint learning, DAE-NRs can improve the performance of visual image reconstruction and increase the representation similarity between biological neurons and artificial neurons. The DAE-NR offers a new perspective on the integration of computer vision and neuroscience.

preprint2022arXiv

Deep Reinforcement Learning for Solving the Heterogeneous Capacitated Vehicle Routing Problem

Existing deep reinforcement learning (DRL) based methods for solving the capacitated vehicle routing problem (CVRP) intrinsically cope with homogeneous vehicle fleet, in which the fleet is assumed as repetitions of a single vehicle. Hence, their key to construct a solution solely lies in the selection of the next node (customer) to visit excluding the selection of vehicle. However, vehicles in real-world scenarios are likely to be heterogeneous with different characteristics that affect their capacity (or travel speed), rendering existing DRL methods less effective. In this paper, we tackle heterogeneous CVRP (HCVRP), where vehicles are mainly characterized by different capacities. We consider both min-max and min-sum objectives for HCVRP, which aim to minimize the longest or total travel time of the vehicle(s) in the fleet. To solve those problems, we propose a DRL method based on the attention mechanism with a vehicle selection decoder accounting for the heterogeneous fleet constraint and a node selection decoder accounting for the route construction, which learns to construct a solution by automatically selecting both a vehicle and a node for this vehicle at each step. Experimental results based on randomly generated instances show that, with desirable generalization to various problem sizes, our method outperforms the state-of-the-art DRL method and most of the conventional heuristics, and also delivers competitive performance against the state-of-the-art heuristic method, i.e., SISR. Additionally, the results of extended experiments demonstrate that our method is also able to solve CVRPLib instances with satisfactory performance.

preprint2022arXiv

Direct numerical simulations of incompressible multiphase electrohydrodynamic flow with single-phase transportation schemes

In the present study, two schemes named face discernment and flux correction are proposed to achieve single-phase transportation of free charge in multiphase electrohydrodynamic(EHD) problems. Many EHD phenomena occur between air and another liquid while the free charge can only be transported in the liquid phase through ohmic conduction and convection due to the poor conductivity of air. However, the charge may be leaked into the dielectric air during the simulation due to the asynchronous transportation between interface and free charge. To avoid this unphysical error, a face discernment method is designed to produce an accurate ohmic conduction of free charge by providing a superior physical properties distribution at the interface. Subsequently the flux correction method is developed to correct the advection flux of charge density to prevent ions crossing the interface. These two schemes are based on the Volume of Fluid (VOF) model and independent with the specific interface updating method. The performance of the proposed methods are carefully validated with several test cases. The algorithms are implemented as an OpenFOAM extension and are published as open source.

preprint2022arXiv

Do Loyal Users Enjoy Better Recommendations? Understanding Recommender Accuracy from a Time Perspective

In academic research, recommender systems are often evaluated on benchmark datasets, without much consideration about the global timeline. Hence, we are unable to answer questions like: Do loyal users enjoy better recommendations than non-loyal users? Loyalty can be defined by the time period a user has been active in a recommender system, or by the number of historical interactions a user has. In this paper, we offer a comprehensive analysis of recommendation results along global timeline. We conduct experiments with five widely used models, i.e., BPR, NeuMF, LightGCN, SASRec and TiSASRec, on four benchmark datasets, i.e., MovieLens-25M, Yelp, Amazon-music, and Amazon-electronic. Our experiment results give an answer "No" to the above question. Users with many historical interactions suffer from relatively poorer recommendations. Users who stay with the system for a shorter time period enjoy better recommendations. Both findings are counter-intuitive. Interestingly, users who have recently interacted with the system, with respect to the time point of the test instance, enjoy better recommendations. The finding on recency applies to all users, regardless of users' loyalty. Our study offers a different perspective to understand recommender accuracy, and our findings could trigger a revisit of recommender model design. The code is available in \url{https://github.com/putatu/recommenderLoyalty.

preprint2022arXiv

Effective suppression of parametric instabilities with decoupled broadband lasers in plasma

A theoretical analysis for the stimulated Raman scattering (SRS) instability driven by two laser beams with certain frequency difference is presented. It is found that strong coupling and enhanced SRS take place only when the unstable regions corresponding respectively to the two beams are overlapped in the wavenumber space. Hence a threshold of the beam frequency difference for their decoupling is found as a function of their intensity and plasma density. Based upon this, a strategy to suppress the SRS instability with decoupled broadband lasers (DBLs) is proposed. A DBL can be composed of tens or even hundreds of beamlets, where the beamlets are distributed uniformly in a broad spectrum range such as over 10\% of the central frequency. Decoupling among the beamlets is found due to the limited beamlet energy and suitable frequency difference between neighboring beamlets. Particle-in-cell simulations demonstrate that SRS can be almost completely suppressed with DBLs at the laser intensity $\sim10^{15}$ W/cm$^2$. Moreover, stimulated Brillouin scattering (SBS) will be suppressed simultaneously with DBLs as long as SRS is suppressed. DBLs can be attractive for driving inertial confined fusion.

preprint2022arXiv

Experimental and Numerical Verification of Anomalous Screening Theory in Granular Matter

The concept of mechanical screening is widely applied in solid-state systems. Examples include nucleation of defects in crystalline materials, scars and pleats in curved crystals, wrinkles in strongly confined thin sheets, and cell-rearrangements in biological tissue. Available theories of such screening usually contain a crucial ingredient, which is the existence of an ordered reference state, with respect to which screening elements nucleate to release stresses. In contradistinction, amorphous materials in which a unique reference state does not exist, nevertheless exhibits plastic events that act as screening geometric charges with significant implications on the mechanical response. In a recent paper [Phys. Rev. E 104, 024904] it was proposed that mechanical strains in amorphous solids can be either weakly or strongly screened by the formation of low or high density of plastic events. At low densities the screening effect is reminiscent of the role of dipoles in dielectrics, in only renormalizing the elastic moduli. The effect of high density screening has no immediate electrostatic analog and is expected to change qualitatively the mechanical response, as seen for example in the displacement field. On the basis of experiments and simulations, we show that in granular matter, strong screening results in significant deviation from elasticity theory. The theoretical analysis, which accounts for an emergent inherent length scale, the experimental measurements and the numerical simulations of frictional granular amorphous assemblies are in agreement with each other, and provide a strong support for the novel continuum theory.

preprint2022arXiv

Experimental observations of marginal criticality in granular materials

Two drastically different theories predict the marginal criticality of jamming. The full replica symmetry breaking (fullRSB) theory [1-4] predicts the power-law distributions of weak contact forces and small inter-particle gaps in infinite-dimensional hard-sphere glass, with two nontrivial exponents $θ_f=0.42311...$ and $γ=0.41269...$, respectively. While the marginal mechanical stability (MMS) analysis [5-8] predicts that the isostatic random packings of hard frictionless spheres under external stress are marginally stable and provides inequality relationships for the exponents of the weak-force and inter-particle-gap distributions. Here we measure precisely contact forces and particle positions in isotropic jammed bidisperse photoelastic disks and find the clear power-law distributions of weak forces and small inter-particle gaps, with both exponents $θ_f=0.44(2)$ and $γ= 0.43(3) $ in an excellent agreement with the fullRSB theory. As the jammed packing subject to area-conserved cyclic pure shear approaches the yielding point, the two exponents change substantially from those of the isotropic case but they still satisfy the scaling relationship provided by the MMS argument. Our results provide strong experimental evidences for the robustness of the infinite-dimensional theory and the MMS analysis in real-world amorphous materials.

preprint2022arXiv

Femtosecond pumping of nuclear isomeric states by the Coulomb collision of ions with quivering electrons

Efficient production of nuclear isomers is critical for pioneering applications, like nuclear clocks, nuclear batteries, clean nuclear energy, and nuclear γ-ray lasers. However, due to small production cross sections and quick decays, it is extremely difficult to acquire a significant amount of isomers with short lifetimes via traditional accelerators or reactors because of low beam intensity. Here, for the first time, we experimentally present femtosecond pumping of nuclear isomeric states by the Coulomb excitation of ions with the quivering electrons induced by laser fields. Nuclei populated on the third excited state of 83Kr are generated with a peak efficiency of 2.34*10^15 particles=s from a tabletop hundred-TW laser system. It can be explained by the Coulomb excitation of ions with the quivering electrons during the interaction between laser pulses and clusters at nearly solid densities. This efficient and universal production method can be widely used for pumping isotopes with excited state lifetimes down to picoseconds, and could be a benefit for fields like nuclear transition mechanisms and nuclear γ-ray lasers.

preprint2022arXiv

From Personalized Medicine to Population Health: A Survey of mHealth Sensing Techniques

Mobile Sensing Apps have been widely used as a practical approach to collect behavioral and health-related information from individuals and provide timely intervention to promote health and well-beings, such as mental health and chronic cares. As the objectives of mobile sensing could be either \emph{(a) personalized medicine for individuals} or \emph{(b) public health for populations}, in this work we review the design of these mobile sensing apps, and propose to categorize the design of these apps/systems in two paradigms -- \emph{(i) Personal Sensing} and \emph{(ii) Crowd Sensing} paradigms. While both sensing paradigms might incorporate with common ubiquitous sensing technologies, such as wearable sensors, mobility monitoring, mobile data offloading, and/or cloud-based data analytics to collect and process sensing data from individuals, we present a novel taxonomy system with two major components that can specify and classify apps/systems from aspects of the life-cycle of mHealth Sensing: \emph{(1) Sensing Task Creation \& Participation}, \emph{(2) Health Surveillance \& Data Collection}, and \emph{(3) Data Analysis \& Knowledge Discovery}. With respect to different goals of the two paradigms, this work systematically reviews this field, and summarizes the design of typical apps/systems in the view of the configurations and interactions between these two components. In addition to summarization, the proposed taxonomy system also helps figure out the potential directions of mobile sensing for health from both personalized medicines and population health perspectives.

preprint2022arXiv

General inertial smoothing proximal gradient algorithm for the relaxation of matrix rank minimization problem

We consider the exact continuous relaxation model of matrix rank minimization problem proposed by Yu and Zhang (Comput.Optim.Appl. 1-20, 2022). Motivated by the inertial techinique, we propose a general inertial smoothing proximal gradient algorithm(GIMSPG) for this kind of problems. It is shown that the singular values of any accumulation point have a common support set and the nonzero singular values have a unified lower bound. Besides, the zero singular values of the accumulation point can be achieved within finite iterations. Moreover, we prove that any accumulation point of the sequence generated by the GIMSPG algorithm is a lifted stationary point of the continuous relaxation model under the flexible parameter constraint. Finally, we carry out numerical experiments on random data and image data respectively to illustrate the efficiency of the GIMSPG algorithm.

preprint2022arXiv

GraphCode2Vec: Generic Code Embedding via Lexical and Program Dependence Analyses

Code embedding is a keystone in the application of machine learning on several Software Engineering (SE) tasks. To effectively support a plethora of SE tasks, the embedding needs to capture program syntax and semantics in a way that is generic. To this end, we propose the first self-supervised pre-training approach (called GraphCode2Vec) which produces task-agnostic embedding of lexical and program dependence features. GraphCode2Vec achieves this via a synergistic combination of code analysis and Graph Neural Networks. GraphCode2Vec is generic, it allows pre-training, and it is applicable to several SE downstream tasks. We evaluate the effectiveness of GraphCode2Vec on four (4) tasks (method name prediction, solution classification, mutation testing and overfitted patch classification), and compare it with four (4) similarly generic code embedding baselines (Code2Seq, Code2Vec, CodeBERT, GraphCodeBERT) and 7 task-specific, learning-based methods. In particular, GraphCode2Vec is more effective than both generic and task-specific learning-based baselines. It is also complementary and comparable to GraphCodeBERT (a larger and more complex model). We also demonstrate through a probing and ablation study that GraphCode2Vec learns lexical and program dependence features and that self-supervised pre-training improves effectiveness.

preprint2022arXiv

High rectifying performance of heterojunctions with interface between armchair C$_3$N nanoribbons with and without edge H-passivation

Two-dimensional polyaniline with C$_3$N stoichiometry, is a newly fabricated layered material that has been expected to possess fascinating electronic, thermal, mechanical and chemical properties. The nature of its counterpart nano-ribbons/structures offering even more tunability in property because of the unique quantum confinement and edge effect, however, has not been revealed sufficiently. Here, using the first-principles calculation based on density functional theory and nonequilibrium Green's function technique, we first perform a study on the electron band structure of armchair C$_3$N nanoribbons (AC$_3$NNRs) without and with H-passivation. The calculated results show that the pristine AC$_3$NNRs are metal, while the H-passivated ones are either direct or indirect band gap semiconductors depending on the detailed edge atomic configurations. Then we propose a lateral planar homogenous junction with an interface between the pristine and H-passivated AC$_3$NNRs, in which forms a Schottky-like barrier. Interestingly, our further transport calculation demonstrates that this AC$_3$NNRs-based heterojunction exhibits a good rectification behavior. In specification, the average rectification ratio (RR) can reach up to $10^3$ in the bias regime from 0.2 to 0.4 V. Particularly, extending the length of semiconductor part in the heterojunction leads to the decrease of the current through the junction, but the RR can be enlarged obviously. The average RR increases to the order of $10^4$ in the bias from 0.25 to 0.40 V, with the boosted maximum up to $10^5$ at 0.35 V. The findings of this work may be serviceable for the design of functional nanodevices based on AC$_3$NNRs in the future.

preprint2022arXiv

High-Uniformity Calculation Method of Four-Coil Configuration in Large-Caliber Magnetic Field Immunity Testing System

Power electronic equipment regulated by the International Thermonuclear Experimental Reactor (ITER) organization must pass the relevant steady-state magnetic field immunity test. The main body of magnetic field immunity test is magnetic field generator coil. Through mathematical derivation in this paper, the magnetic field calculation formulas of four-coil configuration under ideal and actual models are obtained. The traditional method of magnetic field performance calculation is compared with the general formula method under the ideal model. A global parameter optimization method based on Lagrange Multiplier by KKT conditions is proposed to obtain the coil parameters of high-uniformity magnetic field. The magnetic field distribution in the uniform zone is revealed by the finite element method. The model analysis is proved to be correct and effective by experimental results. The research of this paper provides a practical scheme for the coil design with high magnetic field and high-quality uniformity.

preprint2022arXiv

HINet: Half Instance Normalization Network for Image Restoration

In this paper, we explore the role of Instance Normalization in low-level vision tasks. Specifically, we present a novel block: Half Instance Normalization Block (HIN Block), to boost the performance of image restoration networks. Based on HIN Block, we design a simple and powerful multi-stage network named HINet, which consists of two subnetworks. With the help of HIN Block, HINet surpasses the state-of-the-art (SOTA) on various image restoration tasks. For image denoising, we exceed it 0.11dB and 0.28 dB in PSNR on SIDD dataset, with only 7.5% and 30% of its multiplier-accumulator operations (MACs), 6.8 times and 2.9 times speedup respectively. For image deblurring, we get comparable performance with 22.5% of its MACs and 3.3 times speedup on REDS and GoPro datasets. For image deraining, we exceed it by 0.3 dB in PSNR on the average result of multiple datasets with 1.4 times speedup. With HINet, we won 1st place on the NTIRE 2021 Image Deblurring Challenge - Track2. JPEG Artifacts, with a PSNR of 29.70. The code is available at https://github.com/megvii-model/HINet.

preprint2022arXiv

Investigation of the Effect of Quantum Measurement on Parity-Time Symmetry

Symmetry, including the parity-time ($\mathcal{PT}$)-symmetry, is a striking topic, widely discussed and employed in many fields. It is well-known that quantum measurement can destroy or disturb quantum systems. However, can and how does quantum measurement destroy the symmetry of the measured system? To answer the pertinent question, we establish the correlation between the quantum measurement and Floquet $\mathcal{PT}$-symmetry and investigate for the first time how the measurement frequency and measurement strength affect the $\mathcal{PT}$-symmetry of the measured system using the $^{40}\mathrm{Ca}^{+}$ ion. It is already shown that the measurement at high frequencies would break the $\mathcal{PT}$ symmetry. Notably, even for an inadequately fast measurement frequency, if the measurement strength is sufficiently strong, the $\mathcal{PT}$ symmetry breaking can occur. The current work can enhance our knowledge of quantum measurement and symmetry and may inspire further research on the effect of quantum measurement on symmetry.

preprint2022arXiv

Joint Training of Speech Enhancement and Self-supervised Model for Noise-robust ASR

Speech enhancement (SE) is usually required as a front end to improve the speech quality in noisy environments, while the enhanced speech might not be optimal for automatic speech recognition (ASR) systems due to speech distortion. On the other hand, it was shown that self-supervised pre-training enables the utilization of a large amount of unlabeled noisy data, which is rather beneficial for the noise robustness of ASR. However, the potential of the (optimal) integration of SE and self-supervised pre-training still remains unclear. In order to find an appropriate combination and reduce the impact of speech distortion caused by SE, in this paper we therefore propose a joint pre-training approach for the SE module and the self-supervised model. First, in the pre-training phase the original noisy waveform or the waveform obtained by SE is fed into the self-supervised model to learn the contextual representation, where the quantified clean speech acts as the target. Second, we propose a dual-attention fusion method to fuse the features of noisy and enhanced speeches, which can compensate the information loss caused by separately using individual modules. Due to the flexible exploitation of clean/noisy/enhanced branches, the proposed method turns out to be a generalization of some existing noise-robust ASR models, e.g., enhanced wav2vec2.0. Finally, experimental results on both synthetic and real noisy datasets show that the proposed joint training approach can improve the ASR performance under various noisy settings, leading to a stronger noise robustness.

preprint2022arXiv

Laser plasma accelerated ultra-intense electron beam for efficiently exciting nuclear isomers

Utilizing laser plasma wakefield to accelerate ultra-high charge electron beam is critical for many pioneering applications, for example to efficiently produce nuclear isomers with short lifetimes which may be widely used. However, because of the beam loading effect, electron charge in a single plasma bubble is limited in level of hundreds picocoulomb. Here, we experimentally present that a hundred kilo-ampere, twenty nanocoulomb, tens of MeV collimated electron beam is produced from a chain of wakefield acceleration, via a tightly focused intense laser pulse transversely matched in dense plasma. This ultra-intense electron beam ascribes to a novel efficient injection that the nitrogen atom inner shell electrons are ionized and continuously injected into multiple plasma bubbles. This intense electron beam has been utilized to exciting nuclear isomers with an ultra-high peak efficiency of $1.76\times10^{15}$ particles/s via photonuclear reactions. This efficient production method of isomers can be widely used for pumping isotopes with excited state lifetimes down to picosecond, which is benefit for deep understanding nuclear transition mechanisms and stimulating gamma-ray lasers.

preprint2022arXiv

Layer-wised Model Aggregation for Personalized Federated Learning

Personalized Federated Learning (pFL) not only can capture the common priors from broad range of distributed data, but also support customized models for heterogeneous clients. Researches over the past few years have applied the weighted aggregation manner to produce personalized models, where the weights are determined by calibrating the distance of the entire model parameters or loss values, and have yet to consider the layer-level impacts to the aggregation process, leading to lagged model convergence and inadequate personalization over non-IID datasets. In this paper, we propose a novel pFL training framework dubbed Layer-wised Personalized Federated learning (pFedLA) that can discern the importance of each layer from different clients, and thus is able to optimize the personalized model aggregation for clients with heterogeneous data. Specifically, we employ a dedicated hypernetwork per client on the server side, which is trained to identify the mutual contribution factors at layer granularity. Meanwhile, a parameterized mechanism is introduced to update the layer-wised aggregation weights to progressively exploit the inter-user similarity and realize accurate model personalization. Extensive experiments are conducted over different models and learning tasks, and we show that the proposed methods achieve significantly higher performance than state-of-the-art pFL methods.

preprint2022arXiv

Learning Contextually Fused Audio-visual Representations for Audio-visual Speech Recognition

With the advance in self-supervised learning for audio and visual modalities, it has become possible to learn a robust audio-visual speech representation. This would be beneficial for improving the audio-visual speech recognition (AVSR) performance, as the multi-modal inputs contain more fruitful information in principle. In this paper, based on existing self-supervised representation learning methods for audio modality, we therefore propose an audio-visual representation learning approach. The proposed approach explores both the complementarity of audio-visual modalities and long-term context dependency using a transformer-based fusion module and a flexible masking strategy. After pre-training, the model is able to extract fused representations required by AVSR. Without loss of generality, it can be applied to single-modal tasks, e.g. audio/visual speech recognition by simply masking out one modality in the fusion module. The proposed pre-trained model is evaluated on speech recognition and lipreading tasks using one or two modalities, where the superiority is revealed.

preprint2022arXiv

Learning to Solve Multiple-TSP with Time Window and Rejections via Deep Reinforcement Learning

We propose a manager-worker framework based on deep reinforcement learning to tackle a hard yet nontrivial variant of Travelling Salesman Problem (TSP), \ie~multiple-vehicle TSP with time window and rejections (mTSPTWR), where customers who cannot be served before the deadline are subject to rejections. Particularly, in the proposed framework, a manager agent learns to divide mTSPTWR into sub-routing tasks by assigning customers to each vehicle via a Graph Isomorphism Network (GIN) based policy network. A worker agent learns to solve sub-routing tasks by minimizing the cost in terms of both tour length and rejection rate for each vehicle, the maximum of which is then fed back to the manager agent to learn better assignments. Experimental results demonstrate that the proposed framework outperforms strong baselines in terms of higher solution quality and shorter computation time. More importantly, the trained agents also achieve competitive performance for solving unseen larger instances.

preprint2022arXiv

Learning to Solve Routing Problems via Distributionally Robust Optimization

Recent deep models for solving routing problems always assume a single distribution of nodes for training, which severely impairs their cross-distribution generalization ability. In this paper, we exploit group distributionally robust optimization (group DRO) to tackle this issue, where we jointly optimize the weights for different groups of distributions and the parameters for the deep model in an interleaved manner during training. We also design a module based on convolutional neural network, which allows the deep model to learn more informative latent pattern among the nodes. We evaluate the proposed approach on two types of well-known deep models including GCN and POMO. The experimental results on the randomly synthesized instances and the ones from two benchmark dataset (i.e., TSPLib and CVRPLib) demonstrate that our approach could significantly improve the cross-distribution generalization performance over the original models.

preprint2022arXiv

Mass Testing and Characterization of 20-inch PMTs for JUNO

Main goal of the JUNO experiment is to determine the neutrino mass ordering using a 20kt liquid-scintillator detector. Its key feature is an excellent energy resolution of at least 3 % at 1 MeV, for which its instruments need to meet a certain quality and thus have to be fully characterized. More than 20,000 20-inch PMTs have been received and assessed by JUNO after a detailed testing program which began in 2017 and elapsed for about four years. Based on this mass characterization and a set of specific requirements, a good quality of all accepted PMTs could be ascertained. This paper presents the performed testing procedure with the designed testing systems as well as the statistical characteristics of all 20-inch PMTs intended to be used in the JUNO experiment, covering more than fifteen performance parameters including the photocathode uniformity. This constitutes the largest sample of 20-inch PMTs ever produced and studied in detail to date, i.e. 15,000 of the newly developed 20-inch MCP-PMTs from Northern Night Vision Technology Co. (NNVT) and 5,000 of dynode PMTs from Hamamatsu Photonics K. K.(HPK).

preprint2022arXiv

MGC: A Complex-Valued Graph Convolutional Network for Directed Graphs

Recent advancements in Graph Neural Networks have led to state-of-the-art performance on graph representation learning. However, the majority of existing works process directed graphs by symmetrization, which causes loss of directional information. To address this issue, we introduce the magnetic Laplacian, a discrete Schrödinger operator with magnetic field, which preserves edge directionality by encoding it into a complex phase with an electric charge parameter. By adopting a truncated variant of PageRank named Linear- Rank, we design and build a low-pass filter for homogeneous graphs and a high-pass filter for heterogeneous graphs. In this work, we propose a complex-valued graph convolutional network named Magnetic Graph Convolutional network (MGC). With the corresponding complex-valued techniques, we ensure our model will be degenerated into real-valued when the charge parameter is in specific values. We test our model on several graph datasets including directed homogeneous and heterogeneous graphs. The experimental results demonstrate that MGC is fast, powerful, and widely applicable.

preprint2022arXiv

Microwave QR Code: An IRS-Based Solution

This letter proposes to employ intelligent reflecting surface (IRS) as an information media to display a microwave quick response (QR) code for Internet-of-Things applications. To be specific, an IRS is used to form a dynamic bitmap image thanks to its tunable elements. With a QR code shown on the IRS, the transmitting and receiving antenna arrays are jointly designed to scan it by radiating electromagnetic wave as well as receiving and detecting the reflected signal. Based on such an idea, an IRS enabled information and communication system is modelled. Accordingly, some fundamental systematic operating mechanisms are investigated, involving derivation of average bit error probability for signal modulation, QR code implementation on an IRS, transmission design, detection, etc. The simulations are performed to show the achievable communication performance of system and confirm the feasibility of IRS-based microwave QR code.

preprint2022arXiv

Modeling of bound electron effects in particle-in-cell simulation

To include the bound electron effects in particle-in-cell (PIC) simulation, we propose a model in which the response of the dipole components of partially ionized ions to external electromagnetic fields can be included. Instead of treating the macro-ion particle as a single particle without an internal structure, the ions are considered to have a structure composed of a central nucleus and a bounded electron cloud in our model. The two parts experience the interactions of both the external electromagnetic fields and the internal Coulomb fields. In this way, the laser scattering effects by a partially ionized medium can be modeled properly in the PIC simulation. The laser propagation in a neutral medium and the Bragg scattering of the laser in crystal structure have been simulated with a PIC code modified based on our model as the benchmark. Our model may find applications to study some interesting problems, such as the x-ray laser-driven wakefield acceleration in crystals, the x-ray laser-driven high energy density physics, and intense laser propagation in partially ionized nonlinear optical materials, etc.

preprint2022arXiv

Multi-modal Transformer Path Prediction for Autonomous Vehicle

Reasoning about vehicle path prediction is an essential and challenging problem for the safe operation of autonomous driving systems. There exist many research works for path prediction. However, most of them do not use lane information and are not based on the Transformer architecture. By utilizing different types of data collected from sensors equipped on the self-driving vehicles, we propose a path prediction system named Multi-modal Transformer Path Prediction (MTPP) that aims to predict long-term future trajectory of target agents. To achieve more accurate path prediction, the Transformer architecture is adopted in our model. To better utilize the lane information, the lanes which are in opposite direction to target agent are not likely to be taken by the target agent and are consequently filtered out. In addition, consecutive lane chunks are combined to ensure the lane input to be long enough for path prediction. An extensive evaluation is conducted to show the efficacy of the proposed system using nuScene, a real-world trajectory forecasting dataset.

preprint2022arXiv

Multivariate Sparse Group Lasso Joint Model for Radiogenomics Data

Radiogenomics is an emerging field in cancer research that combines medical imaging data with genomic data to predict patients clinical outcomes. In this paper, we propose a multivariate sparse group lasso joint model to integrate imaging and genomic data for building prediction models. Specifically, we jointly consider two models, one regresses imaging features on genomic features, and the other regresses patients clinical outcomes on genomic features. The regularization penalties through sparse group lasso allow incorporation of intrinsic group information, e.g. biological pathway and imaging category, to select both important intrinsic groups and important features within a group. To integrate information from the two models, in each model, we introduce a weight in the penalty term of each individual genomic feature, where the weight is inversely correlated with the model coefficient of that feature in the other model. This weight allows a feature to have a higher chance of selection by one model if it is selected by the other model. Our model is applicable to both continuous and time to event outcomes. It also allows the use of two separate datasets to fit the two models, addressing a practical challenge that many genomic datasets do not have imaging data available. Simulations and real data analyses demonstrate that our method outperforms existing methods in the literature.

preprint2022arXiv

On Scheduling Mechanisms Beyond the Worst Case

The problem of scheduling unrelated machines has been studied since the inception of algorithmic mechanism design \cite{NR99}. It is a resource allocation problem that entails assigning $m$ tasks to $n$ machines for execution. Machines are regarded as strategic agents who may lie about their execution costs so as to minimize their allocated workload. To address the situation when monetary payment is not an option to compensate the machines' costs, \citeauthor{DBLP:journals/mst/Koutsoupias14} [2014] devised two \textit{truthful} mechanisms, K and P respectively, that achieve an approximation ratio of $\frac{n+1}{2}$ and $n$, for social cost minimization. In addition, no truthful mechanism can achieve an approximation ratio better than $\frac{n+1}{2}$. Hence, mechanism K is optimal. While approximation ratio provides a strong worst-case guarantee, it also limits us to a comprehensive understanding of mechanism performance on various inputs. This paper investigates these two scheduling mechanisms beyond the worst case. We first show that mechanism K achieves a smaller social cost than mechanism P on every input. That is, mechanism K is pointwise better than mechanism P. Next, for each task $j$, when machines' execution costs $t_i^j$ are independent and identically drawn from a task-specific distribution $F^j(t)$, we show that the average-case approximation ratio of mechanism K converges to a constant. This bound is tight for mechanism K. For a better understanding of this distribution dependent constant, on the one hand, we estimate its value by plugging in a few common distributions; on the other, we show that this converging bound improves a known bound \cite{DBLP:conf/aaai/Zhang18} which only captures the single-task setting. Last, we find that the average-case approximation ratio of mechanism P converges to the same constant.

preprint2022arXiv

On the Nature of the Three-part Structure of Solar Coronal Mass Ejections

Coronal mass ejections (CMEs) result from eruptions of magnetic flux ropes (MFRs) and can possess a three-part structure in white-light coronagraphs, including a bright front, dark cavity and bright core. In the traditional opinion, the bright front forms due to the plasma pileup along the MFR border, the cavity represents the cross section of the MFR, and the bright core corresponds to the erupted prominence. However, this explanation on the nature of the three-part structure is being challenged. In this paper, we report an intriguing event occurred on 2014 June 14 that was recorded by multiple space- and ground-based instruments seamlessly, clearly showing that the CME front originates from the plasma pileup along the magnetic arcades overlying the MFR, and the core corresponds to a hot-channel MFR. Thus the dark cavity is not an MFR, instead it is a low-density zone between the CME front and a trailing MFR. These observations are consistent with a new explanation on the CME structure. If the new explanation is correct, most (if not all) CMEs should exhibit the three-part appearance in their early eruption stage. To examine this prediction, we make a survey study of all CMEs in 2011 and find that all limb events have the three-part feature in the low corona, regardless of their appearances in the high corona. Our studies suggest that the three-part structure is the intrinsic structure of CMEs, which has fundamental importance for understanding CMEs.

preprint2022arXiv

On the Performance of Data Compression in Clustered Fog Radio Access Networks

The fog-radio-access-network (F-RAN) has been proposed to address the strict latency requirements, which offloads computation tasks generated in user equipments (UEs) to the edge to reduce the processing latency. However, it incorporates the task transmission latency, which may become the bottleneck of latency requirements. Data compression (DC) has been considered as one of the promising techniques to reduce the transmission latency. By compressing the computation tasks before transmitting, the transmission delay is reduced due to the shrink transmitted data size, and the original computing task can be retrieved by employing data decompressing (DD) at the edge nodes or the centre cloud. Nevertheless, the DC and DD incorporate extra processing latency, and the latency performance has not been investigated in the large-scale DC-enabled F-RAN. Therefore, in this work, the successful data compression probability (SDCP) is defined to analyse the latency performance of the F-RAN. Moreover, to analyse the effect of compression offloading ratio (COR), a novel hybrid compression mode is proposed based on the queueing theory. Based on this, the closed-form result of SDCP in the large-scale DC-enabled F-RAN is derived by combining the Matern cluster process and M/G/1 queueing model, and validated by Monte Carlo simulations. Based on the derived SDCP results, the effects of COR on the SDCP is analysed numerically. The results show that the SDCP with the optimal COR can be enhanced with a maximum value of 0.3 and 0.55 as compared with the cases of compressing all computing tasks at the edge and at the UE, respectively. Moreover, for the system requiring the minimal latency, the proposed hybrid compression mode can alleviate the requirement on the backhaul capacity.

preprint2022arXiv

Physics-informed Deep Learning for Musculoskeletal Modelling: Predicting Muscle Forces and Joint Kinematics from Surface EMG

Musculoskeletal models have been widely used for detailed biomechanical analysis to characterise various functional impairments given their ability to estimate movement variables (i.e., muscle forces and joint moment) which cannot be readily measured in vivo. Physics-based computational neuromusculoskeletal models can interpret the dynamic interaction between neural drive to muscles, muscle dynamics, body and joint kinematics and kinetics. Still, such set of solutions suffers from slowness, especially for the complex models, hindering the utility in real-time applications. In recent years, data-driven methods has emerged as a promising alternative due to the benefits in speedy and simple implementation, but they cannot reflect the underlying neuromechanical processes. This paper proposes a physics-informed deep learning framework for musculoskeletal modelling, where physics-based domain knowledge is brought into the data-driven model as soft constraints to penalise/regularise the data-driven model. We use the synchronous muscle forces and joint kinematics prediction from surface electromyogram (sEMG) as the exemplar to illustrate the proposed framework. Convolutional neural network (CNN) is employed as the deep neural network to implement the proposed framework. At the same time, the physics law between muscle forces and joint kinematics is used the soft constraint. Experimental validations on two groups of data, including one benchmark dataset and one self-collected dataset from six healthy subjects, are performed. The experimental results demonstrate the effectiveness and robustness of the proposed framework.

preprint2022arXiv

PICASSO: Unleashing the Potential of GPU-centric Training for Wide-and-deep Recommender Systems

The development of personalized recommendation has significantly improved the accuracy of information matching and the revenue of e-commerce platforms. Recently, it has 2 trends: 1) recommender systems must be trained timely to cope with ever-growing new products and ever-changing user interests from online marketing and social network; 2) SOTA recommendation models introduce DNN modules to improve prediction accuracy. Traditional CPU-based recommender systems cannot meet these two trends, and GPU- centric training has become a trending approach. However, we observe that GPU devices in training recommender systems are underutilized, and they cannot attain an expected throughput improvement as what it has achieved in CV and NLP areas. This issue can be explained by two characteristics of these recommendation models: First, they contain up to a thousand input feature fields, introducing fragmentary and memory-intensive operations; Second, the multiple constituent feature interaction submodules introduce substantial small-sized compute kernels. To remove this roadblock to the development of recommender systems, we propose a novel framework named PICASSO to accelerate the training of recommendation models on commodity hardware. Specifically, we conduct a systematic analysis to reveal the bottlenecks encountered in training recommendation models. We leverage the model structure and data distribution to unleash the potential of hardware through our packing, interleaving, and caching optimization. Experiments show that PICASSO increases the hardware utilization by an order of magnitude on the basis of SOTA baselines and brings up to 6x throughput improvement for a variety of industrial recommendation models. Using the same hardware budget in production, PICASSO on average shortens the walltime of daily training tasks by 7 hours, significantly reducing the delay of continuous delivery.

preprint2022arXiv

Poison Ink: Robust and Invisible Backdoor Attack

Recent research shows deep neural networks are vulnerable to different types of attacks, such as adversarial attack, data poisoning attack and backdoor attack. Among them, backdoor attack is the most cunning one and can occur in almost every stage of deep learning pipeline. Therefore, backdoor attack has attracted lots of interests from both academia and industry. However, most existing backdoor attack methods are either visible or fragile to some effortless pre-processing such as common data transformations. To address these limitations, we propose a robust and invisible backdoor attack called "Poison Ink". Concretely, we first leverage the image structures as target poisoning areas, and fill them with poison ink (information) to generate the trigger pattern. As the image structure can keep its semantic meaning during the data transformation, such trigger pattern is inherently robust to data transformations. Then we leverage a deep injection network to embed such trigger pattern into the cover image to achieve stealthiness. Compared to existing popular backdoor attack methods, Poison Ink outperforms both in stealthiness and robustness. Through extensive experiments, we demonstrate Poison Ink is not only general to different datasets and network architectures, but also flexible for different attack scenarios. Besides, it also has very strong resistance against many state-of-the-art defense techniques.

preprint2022arXiv

Radio detection of an elusive millisecond pulsar in the Globular Cluster NGC 6397

We report the discovery of a new 5.78 ms-period millisecond pulsar (MSP), PSR J1740-5340B (NGC 6397B), in an eclipsing binary system discovered with the Parkes radio telescope (now also known as Murriyang), Australia, and confirmed with the MeerKAT radio telescope in South Africa. The measured orbital period, 1.97 days, is the longest among all eclipsing binaries in globular clusters (GCs) and consistent with that of the coincident X-ray source U18, previously suggested to be a 'hidden MSP'. Our XMM-Newton observations during NGC 6397B's radio quiescent epochs detected no X-ray flares. NGC 6397B is either a transitional MSP or an eclipsing binary in its initial stage of mass transfer after the companion star left the main sequence. The discovery of NGC 6397B potentially reveals a subgroup of extremely faint and heavily obscured binary pulsars, thus providing a plausible explanation to the apparent dearth of binary neutron stars in core-collapsed GCs as well as a critical constraint on the evolution of GCs.

preprint2022arXiv

Sampling Efficient Deep Reinforcement Learning through Preference-Guided Stochastic Exploration

Massive practical works addressed by Deep Q-network (DQN) algorithm have indicated that stochastic policy, despite its simplicity, is the most frequently used exploration approach. However, most existing stochastic exploration approaches either explore new actions heuristically regardless of Q-values or inevitably introduce bias into the learning process to couple the sampling with Q-values. In this paper, we propose a novel preference-guided $ε$-greedy exploration algorithm that can efficiently learn the action distribution in line with the landscape of Q-values for DQN without introducing additional bias. Specifically, we design a dual architecture consisting of two branches, one of which is a copy of DQN, namely the Q-branch. The other branch, which we call the preference branch, learns the action preference that the DQN implicit follows. We theoretically prove that the policy improvement theorem holds for the preference-guided $ε$-greedy policy and experimentally show that the inferred action preference distribution aligns with the landscape of corresponding Q-values. Consequently, preference-guided $ε$-greedy exploration motivates the DQN agent to take diverse actions, i.e., actions with larger Q-values can be sampled more frequently whereas actions with smaller Q-values still have a chance to be explored, thus encouraging the exploration. We assess the proposed method with four well-known DQN variants in nine different environments. Extensive results confirm the superiority of our proposed method in terms of performance and convergence speed. Index Terms- Preference-guided exploration, stochastic policy, data efficiency, deep reinforcement learning, deep Q-learning.

preprint2022arXiv

Self-Testing of a Single Quantum System: Theory and Experiment

Certifying individual quantum devices with minimal assumptions is crucial for the development of quantum technologies. Here, we investigate how to leverage single-system contextuality to realize self-testing. We develop a robust self-testing protocol based on the simplest contextuality witness for the simplest contextual quantum system, the Klyachko-Can-Binicioğlu-Shumovsky (KCBS) inequality for the qutrit. We establish a lower bound on the fidelity of the state and the measurements (to an ideal configuration) as a function of the value of the witness under a pragmatic assumption on the measurements we call the KCBS orthogonality condition. We apply the method in an experiment with randomly chosen measurements on a single trapped $^{40}{\rm Ca}^+$ and near-perfect detection efficiency. The observed statistics allow us to self-test the system and provide the first experimental demonstration of quantum self-testing of a single system. Further, we quantify and report that deviations from our assumptions are minimal, an aspect previously overlooked by contextuality experiments.

preprint2022arXiv

Semi-Dirac and Weyl Fermions in Transition Metal Oxides

We show that a class of compounds with $I$4/$mcm$ crystalline symmetry hosts three-dimensional semi-Dirac fermions. Unlike the known two-dimensional semi-Dirac points, the degeneracy of these three-dimensional semi-Dirac points is not lifted by spin-orbit coupling due to the protection by a nonsymmorphic symmetry -- screw rotation in the $a-b$ plane and a translation along the $c$ axis. This crystalline symmetry is found in tetragonal perovskite oxides, realizable in thin films by epitaxial strain that results in a$^0$a$^0$c$^-$-type octahedral rotation. Interestingly, with broken time-reversal symmetry, two pairs of Weyl points emerge from the semi-Dirac points within the Brillouin zone, and an additional lattice distortion leads to enhanced intrinsic anomalous Hall effect. The ability to tune the Berry phase by epitaxial strain can be useful in novel oxide-based electronic devices.

preprint2022arXiv

Supervised and Self-supervised Pretraining Based COVID-19 Detection Using Acoustic Breathing/Cough/Speech Signals

In this work, we propose a bi-directional long short-term memory (BiLSTM) network based COVID-19 detection method using breath/speech/cough signals. By using the acoustic signals to train the network, respectively, we can build individual models for three tasks, whose parameters are averaged to obtain an average model, which is then used as the initialization for the BiLSTM model training of each task. This initialization method can significantly improve the performance on the three tasks, which surpasses the official baseline results. Besides, we also utilize a public pre-trained model wav2vec2.0 and pre-train it using the official DiCOVA datasets. This wav2vec2.0 model is utilized to extract high-level features of the sound as the model input to replace conventional mel-frequency cepstral coefficients (MFCC) features. Experimental results reveal that using high-level features together with MFCC features can improve the performance. To further improve the performance, we also deploy some preprocessing techniques like silent segment removal, amplitude normalization and time-frequency mask. The proposed detection model is evaluated on the DiCOVA dataset and results show that our method achieves an area under curve (AUC) score of 88.44% on blind test in the fusion track.

preprint2022arXiv

Tail-wave-assisted Positron Acceleration in Nonlinear Laser Plasma Wakefields

Relativistic laser wakefield acceleration is characterized by an unsurpassed accelerating gradient, which is very suitable for electron acceleration over short distances and could be a promising candidate for next-generation compact accelerators. However, using this technique for positron acceleration is still challenging because positively charged particles are naturally defocused in nonlinear wakefields. Here we propose and numerically demonstrate a scheme to accelerate an externally injected positron beam in a nonlinear laser wakefield in a regime where a tail wave is formed behind density cusps of the wakefield. This tail wave can provide a focusing force in addition to longitudinal acceleration for the positrons. Three-dimensional particle-in-cell simulations demonstrate that a trapping efficiency of positrons of nearly 100% in the nonlinear wakefield is possible. This scheme may open a simple way for compact positron acceleration to multi-100 MeV with terawatt-class laser systems at high repetition rates without the need for special laser modes and plasma structures.

preprint2022arXiv

The Preliminary design of DC Magnet Power Supply System for ITER Static Magnetic Field Test facility

ITER (International Thermonuclear Experimental Reactor) static magnetic field (SMF) test facility requires a DC power supply with low voltage, high current, and high stability. Due to the limitation ofswitching loss, there is a contradiction between the output current capability and the output ripple. Large output current usually leads to low switching frequency, and low switching frequency will generate a large number of harmonics. To solve the problems, a topology based on the interleaving parallel buck converter is used and tested in this paper. Moreover, the topology is realized with only a small number of switching metal-oxide-semiconductor field effect transistors (MOSFETs). This article introduces the system design scheme and control method in detail. The analysis of harmonic and simulation are carried out. The validity of proposed scheme and control strategy were confirmed by experiments, the power supply system can supply large current of 15kA and has ability of low ripple.

preprint2022arXiv

Three-dimensional dynamics of a pair of deformable bubbles rising initially in line. Part 2: Highly inertial regimes

The buoyancy-driven dynamics of a pair of gas bubbles released in line is investigated numerically, focusing on highly inertial conditions under which isolated bubbles follow non-straight paths. In an early stage, the second bubble always drifts out of the wake of the leading one. Then, depending on the ratios of the buoyancy, viscous and capillary forces which define the Galilei ($Ga$) and Bond ($Bo$) numbers of the system, five distinct regimes specific to such conditions are identified, in which the two bubbles may rise independently or continue to interact and possibly collide in the end. In the former case, they usually perform large-amplitude planar zigzags within the same plane or within two distinct planes, depending on the oblateness of the leading bubble. However, for large enough $Ga$ and low enough $Bo$, they follow nearly vertical paths with small-amplitude erratic horizontal deviations. Increasing $Bo$ makes the wake-induced attraction toward the leading bubble stronger, forcing the two bubbles to realign vertically one or more times along their ascent. During such sequences, wake vortices may hit the trailing bubble, deflecting its path and, depending on the case, promoting or hindering further possibilities of interaction. In some regimes, varying the initial distance separating the two bubbles modifies their lateral separation beyond the initial stage. Similarly, minute initial angular deviations favour the selection of a single vertical plane of rise common to both bubbles. These changes may dramatically affect the fate of the tandem as, depending on $Bo$, they promote or prevent future vertical realignments.

preprint2022arXiv

Time Efficient Joint UAV-BS Deployment and User Association based on Machine Learning

This paper proposes a time-efficient mechanism to decrease the on-line computing time of solving the joint unmanned aerial vehicle base station (UAV-BS) deployment and user/sensor association (UDUA) problem aiming at maximizing the downlink sum transmission throughput. The joint UDUA problem is decoupled into two sub-problems: one is the user association sub-problem, which gets the optimal matching strategy between aerial and ground nodes for certain UAV-BS positions; and the other is the UAV-BS deployment sub-problem trying to find the best position combination of the UAV-BSs that make the solution of the first sub-problem optimal among all the possible position combinations of the UAV-BSs. In the proposed mechanism, we transform the user association sub-problem into an equivalent bipartite matching problem and solve it using the Kuhn-Munkres algorithm. For the UAV-BS deployment sub-problem, we theoretically prove that adopting the best UAV-BS deployment strategy of a previous user distribution for each new user distribution will introduce little performance decline compared with the new user distribution's ground true best strategy if the two user distributions are similar enough. Based on our mathematical analyses, the similarity level between user distributions is well defined and becomes the key to solve the second sub-problem. Numerical results indicate that the proposed UDUA mechanism can achieve near-optimal system performance in terms of average downlink sum transmission throughput and failure rate with enormously reduced computing time compared with benchmark approaches.

preprint2022arXiv

Whale: Efficient Giant Model Training over Heterogeneous GPUs

The scaling up of deep neural networks has been demonstrated to be effective in improving model quality, but also encompasses several training challenges in terms of training efficiency, programmability, and resource adaptability. We present Whale, a general and efficient distributed training framework for giant models. To support various parallel strategies and their hybrids, Whale generalizes the programming interface by defining two new primitives in the form of model annotations, allowing for incorporating user hints. The Whale runtime utilizes those annotations and performs graph optimizations to transform a local deep learning DAG graph for distributed multi-GPU execution. Whale further introduces a novel hardware-aware parallel strategy, which improves the performance of model training on heterogeneous GPUs in a balanced manner. Deployed in a production cluster with 512 GPUs, Whale successfully trains an industry-scale multimodal model with over ten trillion model parameters, named M6, demonstrating great scalability and efficiency.

preprint2022arXiv

Wider: Scale Out Blockchain With Sharding by Account

The development of blockchain applications increased the demand for blockchain performance. Among the attempts of many blockchain scale-out solutions, sharding can improve performance and reduce the storage requirements of each node. Sharding enhances the throughput of the entire blockchain. Most sharding solutions have a fixed number of shards. We propose Wider chain with sharding by account. The number of shards is increased to unlimited. Meanwhile, Wider combines the idea of rollup and retains the main chain to confirm the status of the subchains. This design can avoid the Proof of Work computing power being scattered to the subchains and ensure the security of the blockchain.

preprint2021arXiv

BridgeDPI: A Novel Graph Neural Network for Predicting Drug-Protein Interactions

Motivation: Exploring drug-protein interactions (DPIs) work as a pivotal step in drug discovery. The fast expansion of available biological data enables computational methods effectively assist in experimental methods. Among them, deep learning methods extract features only from basic characteristics, such as protein sequences, molecule structures. Others achieve significant improvement by learning from not only sequences/molecules but the protein-protein and drug-drug associations (PPAs and DDAs). The PPAs and DDAs are generally obtained by using computational methods. However, existing computational methods have some limitations, resulting in low-quality PPAs and DDAs that hamper the prediction performance. Therefore, we hope to develop a novel supervised learning method to learn the PPAs and DDAs effectively and thereby improve the prediction performance of the specific task of DPI. Results: In this research, we propose a novel deep learning framework, namely BridgeDPI. BridgeDPI introduces a class of nodes named hyper-nodes, which bridge different proteins/drugs to work as PPAs and DDAs. The hyper-nodes can be supervised learned for the specific task of DPI since the whole process is an end-to-end learning. Consequently, such a model would improve prediction performance of DPI. In three real-world datasets, we further demonstrate that BridgeDPI outperforms state-of-the-art methods. Moreover, ablation studies verify the effectiveness of the hyper-nodes. Last, in an independent verification, BridgeDPI explores the candidate bindings among COVID-19's proteins and various antiviral drugs. And the predictive results accord with the statement of the World Health Organization and Food and Drug Administration, showing the validity and reliability of BridgeDPI.

preprint2021arXiv

Comparison of Helium Abundance between ICMEs and Solar Wind near 1 AU

The Helium abundance, defined as $A_{He}=n_{He}/n_{H}\times 100$, is $\sim$8.5 in the photosphere and seldom exceeds 5 in fast solar wind. Previous statistics have demonstrated that $A_{He}$ in slow solar wind correlates tightly with sunspot number. However, less attention is paid to the solar cycle dependence of $A_{He}$ within interplanetary coronal mass ejections (ICMEs) and comparing the $A_{He}$ characteristics of ICMEs and solar wind. In this paper we conduct a statistical comparison of Helium abundance between ICMEs and solar wind near 1 AU with observations of \textit{Advanced Composition Explorer} from 1998 to 2019, and find that the ICME $A_{He}$ also exhibits the obvious solar cycle dependence. Meanwhile, we find that the $A_{He}$ is obviously higher within ICMEs compared to solar wind, and the means within 37\% and 12\% of ICMEs exceed 5 and 8.5, respectively. It is interesting to answer where and how the high Helium abundance originates. Our statistics demonstrate that 21\% (3\%) of ICME (slow wind) $A_{He}$ data points exceed 8.5 around solar maximum, which decreases dramatically near minimum, while no such high $A_{He}$ values appear in the fast wind throughout the whole solar cycle. This indicates that the high $A_{He}$ (e.g., $>$8.5) emanates from active regions as more ICMEs and slow wind originates from active regions around maximum, and supports that both active regions and quiet-Sun regions are the sources of slow wind. We suggest that the high $A_{He}$ from active regions could be explained by means of the magnetic loop confinement model and/or photoionization effect.

preprint2021arXiv

Deep Model Intellectual Property Protection via Deep Watermarking

Despite the tremendous success, deep neural networks are exposed to serious IP infringement risks. Given a target deep model, if the attacker knows its full information, it can be easily stolen by fine-tuning. Even if only its output is accessible, a surrogate model can be trained through student-teacher learning by generating many input-output training pairs. Therefore, deep model IP protection is important and necessary. However, it is still seriously under-researched. In this work, we propose a new model watermarking framework for protecting deep networks trained for low-level computer vision or image processing tasks. Specifically, a special task-agnostic barrier is added after the target model, which embeds a unified and invisible watermark into its outputs. When the attacker trains one surrogate model by using the input-output pairs of the barrier target model, the hidden watermark will be learned and extracted afterwards. To enable watermarks from binary bits to high-resolution images, a deep invisible watermarking mechanism is designed. By jointly training the target model and watermark embedding, the extra barrier can even be absorbed into the target model. Through extensive experiments, we demonstrate the robustness of the proposed framework, which can resist attacks with different network structures and objective functions.

preprint2021arXiv

Distributionally Robust Bottleneck Combinatorial Problems: Uncertainty Quantification and Robust Decision Making

This paper studies data-driven distributionally robust bottleneck combinatorial problems (DRBCP) with stochastic costs, where the probability distribution of the cost vector is contained in a ball of distributions centered at the empirical distribution specified by the Wasserstein distance. We study two distinct versions of DRBCP from different applications: (i) Motivated by the multi-hop wireless network application, we first study the uncertainty quantification of DRBCP (denoted by DRBCP-U), where decision-makers would like to have an accurate estimation of the worst-case value of DRBCP. The difficulty of DRBCP-U is to handle its max-min-max form. Fortunately, the alternative forms of the bottleneck combinatorial problems from their blockers allow us to derive equivalent deterministic reformulations, which can be computed via mixed-integer programs. In addition, by drawing the connection between DRBCP-U and its sampling average approximation counterpart under empirical distribution, we show that the Wasserstein radius can be chosen in the order of negative square root of sample size, improving the existing known results; and (ii) Next, motivated by the ride-sharing application, decision-makers choose the best service-and-passenger matching that minimizes the unfairness. This gives rise to the decision-making DRBCP (denoted by DRBCP-D). For DRBCP-D, we show that its optimal solution is also optimal to its sampling average approximation counterpart, and the Wasserstein radius can be chosen in a similar order as DRBCP-U. When the sample size is small, we propose to use the optimal value of DRBCP-D to construct an indifferent solution space and propose an alternative decision-robust model, which finds the best indifferent solution to minimize the empirical variance. We further show that the decision robust model can be recast as a mixed-integer program.

preprint2021arXiv

Dynamic Virtual Graph Significance Networks for Predicting Influenza

Graph-structured data and their related algorithms have attracted significant attention in many fields, such as influenza prediction in public health. However, the variable influenza seasonality, occasional pandemics, and domain knowledge pose great challenges to construct an appropriate graph, which could impair the strength of the current popular graph-based algorithms to perform data analysis. In this study, we develop a novel method, Dynamic Virtual Graph Significance Networks (DVGSN), which can supervisedly and dynamically learn from similar "infection situations" in historical timepoints. Representation learning on the dynamic virtual graph can tackle the varied seasonality and pandemics, and therefore improve the performance. The extensive experiments on real-world influenza data demonstrate that DVGSN significantly outperforms the current state-of-the-art methods. To the best of our knowledge, this is the first attempt to supervisedly learn a dynamic virtual graph for time-series prediction tasks. Moreover, the proposed method needs less domain knowledge to build a graph in advance and has rich interpretability, which makes the method more acceptable in the fields of public health, life sciences, and so on.

preprint2021arXiv

JUNO Physics and Detector

The Jiangmen Underground Neutrino Observatory (JUNO) is a 20 kton LS detector at 700-m underground. An excellent energy resolution and a large fiducial volume offer exciting opportunities for addressing many important topics in neutrino and astro-particle physics. With 6 years of data, the neutrino mass ordering can be determined at 3-4 sigma and three oscillation parameters can be measured to a precision of 0.6% or better by detecting reactor antineutrinos. With 10 years of data, DSNB could be observed at 3-sigma; a lower limit of the proton lifetime of 8.34e33 years (90% C.L.) can be set by searching for p->nu_bar K^+; detection of solar neutrinos would shed new light on the solar metallicity problem and examine the vacuum-matter transition region. A core-collapse supernova at 10 kpc would lead to ~5000 IBD and ~2000 (300) all-flavor neutrino-proton (electron) scattering events. Geo-neutrinos can be detected with a rate of ~400 events/year. We also summarize the final design of the JUNO detector and the key R&D achievements. All 20-inch PMTs have been tested. The average photon detection efficiency is 28.9% for the 15,000 MCP PMTs and 28.1% for the 5,000 dynode PMTs, higher than the JUNO requirement of 27%. Together with the >20 m attenuation length of LS, we expect a yield of 1345 p.e. per MeV and an effective energy resolution of 3.02%/\sqrt{E (MeV)}$ in simulations. The underwater electronics is designed to have a loss rate <0.5% in 6 years. With degassing membranes and a micro-bubble system, the radon concentration in the 35-kton water pool could be lowered to <10 mBq/m^3. Acrylic panels of radiopurity <0.5 ppt U/Th are produced. The 20-kton LS will be purified onsite. Singles in the fiducial volume can be controlled to ~10 Hz. The JUNO experiment also features a double calorimeter system with 25,600 3-inch PMTs, a LS testing facility OSIRIS, and a near detector TAO.

preprint2021arXiv

Locality-aware Channel-wise Dropout for Occluded Face Recognition

Face recognition remains a challenging task in unconstrained scenarios, especially when faces are partially occluded. To improve the robustness against occlusion, augmenting the training images with artificial occlusions has been proved as a useful approach. However, these artificial occlusions are commonly generated by adding a black rectangle or several object templates including sunglasses, scarfs and phones, which cannot well simulate the realistic occlusions. In this paper, based on the argument that the occlusion essentially damages a group of neurons, we propose a novel and elegant occlusion-simulation method via dropping the activations of a group of neurons in some elaborately selected channel. Specifically, we first employ a spatial regularization to encourage each feature channel to respond to local and different face regions. In this way, the activations affected by an occlusion in a local region are more likely to be located in a single feature channel. Then, the locality-aware channel-wise dropout (LCD) is designed to simulate the occlusion by dropping out the entire feature channel. Furthermore, by randomly dropping out several feature channels, our method can well simulate the occlusion of larger area. The proposed LCD can encourage its succeeding layers to minimize the intra-class feature variance caused by occlusions, thus leading to improved robustness against occlusion. In addition, we design an auxiliary spatial attention module by learning a channel-wise attention vector to reweight the feature channels, which improves the contributions of non-occluded regions. Extensive experiments on various benchmarks show that the proposed method outperforms state-of-the-art methods with a remarkable improvement.

preprint2021arXiv

Meta-Path-Free Representation Learning on Heterogeneous Networks

Real-world networks and knowledge graphs are usually heterogeneous networks. Representation learning on heterogeneous networks is not only a popular but a pragmatic research field. The main challenge comes from the heterogeneity -- the diverse types of nodes and edges. Besides, for a given node in a HIN, the significance of a neighborhood node depends not only on the structural distance but semantics. How to effectively capture both structural and semantic relations is another challenge. The current state-of-the-art methods are based on the algorithm of meta-path and therefore have a serious disadvantage -- the performance depends on the arbitrary choosing of meta-path(s). However, the selection of meta-path(s) is experience-based and time-consuming. In this work, we propose a novel meta-path-free representation learning on heterogeneous networks, namely Heterogeneous graph Convolutional Networks (HCN). The proposed method fuses the heterogeneity and develops a $k$-strata algorithm ($k$ is an integer) to capture the $k$-hop structural and semantic information in heterogeneous networks. To the best of our knowledge, this is the first attempt to break out of the confinement of meta-paths for representation learning on heterogeneous networks. We carry out extensive experiments on three real-world heterogeneous networks. The experimental results demonstrate that the proposed method significantly outperforms the current state-of-the-art methods in a variety of analytic tasks.

preprint2021arXiv

Peer-to-Peer Energy Trading in a Microgrid Leveraged by Smart Contracts

The current electricity networks were not initially designed for the high integration of variable generation technologies. They suffer significant losses due to the combustion of fossil fuels, the long-distance transmission, and distribution of the power to the network. Recently, \emph{prosumers}, both consumers and producers, emerge with the increasing affordability to invest in domestic solar systems. Prosumers may trade within their communities to better manage their demand and supply as well as providing social and economic benefits. In this paper, we explore the use of Blockchain technologies and auction mechanisms to facilitate autonomous peer-to-peer energy trading within microgrids. We design two frameworks that utilize the smart contract functionality in Ethereum and employ the continuous double auction and uniform-price double-sided auction mechanisms, respectively. We validate our design by conducting A/B tests to compare the performance of different frameworks on a real-world dataset. The key characteristics of the two frameworks and several cost analyses are presented for comparison. Our results demonstrate that a P2P trading platform that integrates the blockchain technologies and agent-based systems is promising to complement the current centralized energy grid. We also identify a number of limitations, alternative solutions, and directions for future work.

preprint2021arXiv

Quivers with potentials for Grassmannian cluster algebras

We consider (iced) quiver with potential $(\bar{Q}(D), F(D), \bar{W}(D))$ associated to a Postnilov Diagram $D$ and prove the mutation of the quiver with potential $(\bare{Q}(D), F(D), \bar{W}(D))$ is compatible with the geometric exchange of the Postnikov diagram $D$. This ensures we may define a quiver with potential for a Grassmannian cluster algebra. We show such quiver with potential is always rigid (thus non-degenerate) and Jacobian-finite. And in fact, it is the unique non-degenerate (thus unique rigid) quiver with potential associated to the Grassmannian cluster algebra up to right-equivalence, by using a general result of Geiß-Labardini-Schröer. As an application, we verify that the auto-equivalence group of the generalized cluster category ${\mathcal{C}}_{(Q, W)}$ is isomorphic to the cluster automorphism group of the associated Grassmannian cluster algebra ${\mathcal{A}_{(Q, W)}}$ with trivial coefficients.

preprint2021arXiv

Resolving Two Distinct Thermal X-ray Components in A compound Solar Flare

X-ray emission provides the most direct diagnostics of the energy-release process in solar flares. Occasionally, a superhot X-ray source is found to be above hot flare loops of ~10 MK temperature. While the origin of the superhot plasma is still elusive, it has conjured up an intriguing image of in-situ plasma heating near the reconnection site high above the flare loops, in contrast to the conventional picture of chromospheric evaporation. Here we investigate an extremely long-duration solar flare, in which EUV images show two distinct flare loop systems that appear successively along a Gamma-shaped polarity inversion line (PIL). When both flare loop systems are present, the HXR spectrum is found to be well fitted by combining a hot component (Te ~12 MK) and a superhot component (Te ~30 MK). Associated with a fast CME, the superhot X-ray source is located at top of the flare arcade that appears earlier, straddling and extending along the long "arm" of the Gamma-shaped PIL. Associated with a slow CME, the hot X-ray source is located at the top of the flare arcade that appears later and sits astride the short "arm" of the Gamma-shaped PIL. Aided by observations from a different viewing angle, we are able to verify that the superhot X-ray source is above the hot one in projection, but the two sources belong to different flare loop systems. Thus, this case study provides a stereoscopic observation explaining the co-existence of superhot and hot X-ray emitting plasmas in solar flares.

preprint2021arXiv

Spatio-Temporal Multi-step Prediction of Influenza Outbreaks

Flu circulates all over the world. The worldwide infection places a substantial burden on people's health every year. Regardless of the characteristic of the worldwide circulation of flu, most previous studies focused on regional prediction of flu outbreaks. The methodology of considering the spatio-temporal correlation could help forecast flu outbreaks more precisely. Furthermore, forecasting a long-term flu outbreak, and understanding flu infection trends more accurately could help hospitals, clinics, and pharmaceutical companies to better prepare for annual flu outbreaks. Predicting a sequence of values in the future, namely, the multi-step prediction of flu outbreaks should cause concern. Therefore, we highlight the importance of developing spatio-temporal methodologies to perform multi-step prediction of worldwide flu outbreaks. We compared the MAPEs of SVM, RF, LSTM models of predicting flu data of the 1-4 weeks ahead with and without other countries' flu data. We found the LSTM models achieved the lowest MAPEs in most cases. As for countries in the Southern hemisphere, the MAPEs of predicting flu data with other countries are higher than those of predicting without other countries. For countries in the Northern hemisphere, the MAPEs of predicting flu data of the 2-4 weeks ahead with other countries are lower than those of predicting without other countries; and the MAPEs of predicting flu data of the 1-weeks ahead with other countries are higher than those of predicting without other countries, except for the UK. In this study, we performed the spatio-temporal multi-step prediction of influenza outbreaks. The methodology considering the spatio-temporal features improves the multi-step prediction of flu outbreaks.

preprint2021arXiv

TGCN: Time Domain Graph Convolutional Network for Multiple Objects Tracking

Multiple object tracking is to give each object an id in the video. The difficulty is how to match the predicted objects and detected objects in same frames. Matching features include appearance features, location features, etc. These features of the predicted object are basically based on some previous frames. However, few papers describe the relationship in the time domain between the previous frame features and the current frame features.In this paper, we proposed a time domain graph convolutional network for multiple objects tracking.The model is mainly divided into two parts, we first use convolutional neural network (CNN) to extract pedestrian appearance feature, which is a normal operation processing image in deep learning, then we use GCN to model some past frames' appearance feature to get the prediction appearance feature of the current frame. Due to this extension, we can get the pose features of the current frame according to the relationship between some frames in the past. Experimental evaluation shows that our extensions improve the MOTA by 1.3 on the MOT16, achieving overall competitive performance at high frame rates.

preprint2021arXiv

Topological defect states in elastic phononic plates

Topological defects (including disclinations and dislocations) which commonly exist in various materials have shown an amazing ability to produce excellent mechanical and physical properties of matters. In this paper, disclinations and dislocations are firstly introduced into the valley-polarized elastic phononic plate. Deformation of the lattice yields the interface expressing as the topologically protected wave guiding, due to the valley-polarized phase transition of phononic crystals (PnCs) across the interface. Then, disclinations are introduced into the Wannier-type elastic phononic plate. The deformation of the lattice yielded by disclinations produces a pentagonal core with the local five-fold symmetry. The topological bound states are well localized around the boundaries of the pentagonal cores with and without the hollow regions. The topological interface state and the topological bound state immunize against the finite sizes and the moderate disturbances of plates, essentially differing from the trivial defect states. The discovery of topological defect states unveils a new horizon in topological mechanics and physics, and it provides a novel platform to implement large-scale elastic devices with robust topological waveguides and resonators.

preprint2021arXiv

Transferrable Operative Difficulty Assessment in Robot-assisted Teleoperation: A Domain Adaptation Approach

Providing an accurate and efficient assessment of operative difficulty is important for designing robot-assisted teleoperation interfaces that are easy and natural for human operators to use. In this paper, we aim to develop a data-driven approach to numerically characterize the operative difficulty demand of complex teleoperation. In effort to provide an entirely task-independent assessment, we consider using only data collected from the human user including: (1) physiological response, and (2) movement kinematics. By leveraging an unsupervised domain adaptation technique, our approach learns the user information that defines task difficulty in a well-known source, namely, a Fitt's target reaching task, and generalizes that knowledge to a more complex human motor control scenario, namely, the teleoperation of a robotic system. Our approach consists of two main parts: (1) The first part accounts for the inherent variances of user physiological and kinematic response between these cross-domain motor control scenarios that are vastly different. (2) A stacked two-layer learner is designed to improve the overall modeling performance, yielding a 96.6% accuracy in predicting the known difficulty of a Fitts' reaching task when using movement kinematic features. We then validate the effectiveness of our model by investigating teleoperated robotic needle steering as a case study. Compared with a standard NASA TLX user survey, our results indicate significant differences in the difficulty demand for various choices of needle steering control algorithms, p<0.05, as well as the difficulty of steering the needle to different targets, p<0.05. The results highlight the potential of our approach to be used as a design tool to create more intuitive and natural teleoperation interfaces in robot-assisted systems.

preprint2020arXiv

A continuous contact force model for impact analysis in multibody dynamics

A new continuous contact force model for contacting problems with regular or irregular contacting surfaces and energy dissipations in multibody systems is presented and discussed in this work. The model is developed according to Hertz law and a hysteresis damping force is introduced for modeling the energy dissipation during the contact process. As it is almost impossible to obtain an analytical solution based on the system dynamic equation, an approximate dynamic equation for the collision system is proposed, achieving a good approximation of the system dynamic equation. An approximate function between deformation velocity and deformation is founded on the approximate dynamic equation, then it is utilized to calculate the energy loss due to the damping force. The model is established through modifying the original formula of the hysteresis damping parameter derived by combining the energy balance and the law of conservation of linear momentum. Numerical results of five different continuous contact models reveal the capability of our new model as well as the effect of the geometry of the contacting surfaces on the dynamic system response.

preprint2020arXiv

A Convolutional Neural Network with Parallel Multi-Scale Spatial Pooling to Detect Temporal Changes in SAR Images

In synthetic aperture radar (SAR) image change detection, it is quite challenging to exploit the changing information from the noisy difference image subject to the speckle. In this paper, we propose a multi-scale spatial pooling (MSSP) network to exploit the changed information from the noisy difference image. Being different from the traditional convolutional network with only mono-scale pooling kernels, in the proposed method, multi-scale pooling kernels are equipped in a convolutional network to exploit the spatial context information on changed regions from the difference image. Furthermore, to verify the generalization of the proposed method, we apply our proposed method to the cross-dataset bitemporal SAR image change detection, where the MSSP network (MSSP-Net) is trained on a dataset and then applied to an unknown testing dataset. We compare the proposed method with other state-of-arts and the comparisons are performed on four challenging datasets of bitemporal SAR images. Experimental results demonstrate that our proposed method obtains comparable results with S-PCA-Net on YR-A and YR-B dataset and outperforms other state-of-art methods, especially on the Sendai-A and Sendai-B datasets with more complex scenes. More important, MSSP-Net is more efficient than S-PCA-Net and convolutional neural networks (CNN) with less executing time in both training and testing phases.

preprint2020arXiv

A Re-visit of the Popularity Baseline in Recommender Systems

Popularity is often included in experimental evaluation to provide a reference performance for a recommendation task. To understand how popularity baseline is defined and evaluated, we sample 12 papers from top-tier conferences including KDD, WWW, SIGIR, and RecSys, and 6 open source toolkits. We note that the widely adopted MostPop baseline simply ranks items based on the number of interactions in the training data. We argue that the current evaluation of popularity (i) does not reflect the popular items at the time when a user interacts with the system, and (ii) may recommend items released after a user's last interaction with the system. On the widely used MovieLens dataset, we show that the performance of popularity could be significantly improved by 70% or more, if we consider the popular items at the time point when a user interacts with the system. We further show that, on MovieLens dataset, the users having lower tendencies on movies tend to follow the crowd and rate more popular movies. Movie lovers who rate a large number of movies, rate movies based on their own preferences and interests. Through this study, we call for a re-visit of the popularity baseline in recommender system to better reflect its effectiveness.

preprint2020arXiv

Achieving 50 femtosecond resolution in MeV ultrafast electron diffraction with a double bend achromat compressor

We propose and demonstrate a novel scheme to produce ultrashort and ultrastable MeV electron beam. In this scheme, the electron beam produced in a photocathode radio-frequency (rf) gun first expands under its own Coulomb force with which a positive energy chirp is imprinted in the beam longitudinal phase space. The beam is then sent through a double bend achromat with positive longitudinal dispersion where electrons at the bunch tail with lower energies follow shorter paths and thus catch up with the bunch head, leading to longitudinal bunch compression. We show that with optimized parameter sets, the whole beam path from the electron source to the compression point can be made isochronous such that the time of flight for the electron beam is immune to the fluctuations of rf amplitude. With a laser-driven THz deflector, the bunch length and arrival time jitter for a 20 fC beam after bunch compression are measured to be about 29 fs (FWHM) and 22 fs (FWHM), respectively. Such an ultrashort and ultrastable electron beam allows us to achieve 50 femtosecond (FWHM) resolution in MeV ultrafast electron diffraction where lattice oscillation at 2.6 THz corresponding to Bismuth A1g mode is clearly observed without correcting both the short-term timing jitter and long-term timing drift. Furthermore, oscillating weak diffuse scattering signal related to phonon coupling and decay is also clearly resolved thanks to the improved temporal resolution and increased electron flux. We expect that this technique will have a strong impact in emerging ultrashort electron beam based facilities and applications.

preprint2020arXiv

Application of Structural Similarity Analysis of Visually Salient Areas and Hierarchical Clustering in the Screening of Similar Wireless Capsule Endoscopic Images

Small intestinal capsule endoscopy is the mainstream method for inspecting small intestinal lesions,but a single small intestinal capsule endoscopy will produce 60,000 - 120,000 images, the majority of which are similar and have no diagnostic value. It takes 2 - 3 hours for doctors to identify lesions from these images. This is time-consuming and increase the probability of misdiagnosis and missed diagnosis since doctors are likely to experience visual fatigue while focusing on a large number of similar images for an extended period of time.In order to solve these problems, we proposed a similar wireless capsule endoscope (WCE) image screening method based on structural similarity analysis and the hierarchical clustering of visually salient sub-image blocks. The similarity clustering of images was automatically identified by hierarchical clustering based on the hue,saturation,value (HSV) spatial color characteristics of the images,and the keyframe images were extracted based on the structural similarity of the visually salient sub-image blocks, in order to accurately identify and screen out similar small intestinal capsule endoscopic images. Subsequently, the proposed method was applied to the capsule endoscope imaging workstation. After screening out similar images in the complete data gathered by the Type I OMOM Small Intestinal Capsule Endoscope from 52 cases covering 17 common types of small intestinal lesions, we obtained a lesion recall of 100% and an average similar image reduction ratio of 76%. With similar images screened out, the average play time of the OMOM image workstation was 18 minutes, which greatly reduced the time spent by doctors viewing the images.

preprint2020arXiv

Attentive Fusion Enhanced Audio-Visual Encoding for Transformer Based Robust Speech Recognition

Audio-visual information fusion enables a performance improvement in speech recognition performed in complex acoustic scenarios, e.g., noisy environments. It is required to explore an effective audio-visual fusion strategy for audiovisual alignment and modality reliability. Different from the previous end-to-end approaches where the audio-visual fusion is performed after encoding each modality, in this paper we propose to integrate an attentive fusion block into the encoding process. It is shown that the proposed audio-visual fusion method in the encoder module can enrich audio-visual representations, as the relevance between the two modalities is leveraged. In line with the transformer-based architecture, we implement the embedded fusion block using a multi-head attention based audiovisual fusion with one-way or two-way interactions. The proposed method can sufficiently combine the two streams and weaken the over-reliance on the audio modality. Experiments on the LRS3-TED dataset demonstrate that the proposed method can increase the recognition rate by 0.55%, 4.51% and 4.61% on average under the clean, seen and unseen noise conditions, respectively, compared to the state-of-the-art approach.

preprint2020arXiv

Benchmarking High Bandwidth Memory on FPGAs

FPGAs are starting to be enhanced with High Bandwidth Memory (HBM) as a way to reduce the memory bandwidth bottleneck encountered in some applications and to give the FPGA more capacity to deal with application state. However, the performance characteristics of HBM are still not well specified, especially in the context of FPGAs. In this paper, we bridge the gap between nominal specifications and actual performance by benchmarkingHBM on a state-of-the-art FPGA, i.e., a Xilinx Alveo U280 featuring a two-stack HBM subsystem. To this end, we propose Shuhai, a benchmarking tool that allows us to demystify all the underlying details of HBM on an FPGA. FPGA-based benchmarking should also provide a more accurate picture of HBM than doing so on CPUs/GPUs, since CPUs/GPUs are noisier systems due to their complex control logic and cache hierarchy. Since the memory itself is complex, leveraging custom hardware logic to benchmark inside an FPGA provides more details as well as accurate and deterministic measurements. We observe that 1) HBM is able to provide up to 425GB/s memory bandwidth, and 2) how HBM is used has a significant impact on performance, which in turn demonstrates the importance of unveiling the performance characteristics of HBM so as to select the best approach. As a yardstick, we also applyShuhaito DDR4to show the differences between HBM and DDR4.Shuhai can be easily generalized to other FPGA boards or other generations of memory, e.g., HBM3, and DDR3. We will makeShuhaiopen-source, benefiting the community

preprint2020arXiv

Bilinear Constraint based ADMM for Mixed Poisson-Gaussian Noise Removal

In this paper, we propose new operator-splitting algorithms for the total variation regularized infimal convolution (TV-IC) model [4] in order to remove mixed Poisson-Gaussian(MPG) noise. In the existing splitting algorithm for TV-IC, an inner loop by Newton method had to be adopted for one nonlinear optimization subproblem, which increased the computation cost per outer loop. By introducing a new bilinear constraint and applying the alternating direction method of multipliers (ADMM), all subproblems of the proposed algorithms named as BCA (short for Bilinear Constraint based ADMM algorithm) and BCAf(short for a variant of BCA with fully splitting form) can be very efficiently solved; especially for the proposed BCAf, they can be calculated without any inner iterations. Under mild conditions, the convergence of the proposed BCA is investigated. Numerically, compared to existing primal-dual algorithms for the TV-IC model, the proposed algorithms, with fewer tunable parameters, converge much faster and produce comparable results meanwhile.

preprint2020arXiv

Bounded Incentives in Manipulating the Probabilistic Serial Rule

The Probabilistic Serial mechanism is well-known for its desirable fairness and efficiency properties. It is one of the most prominent protocols for the random assignment problem. However, Probabilistic Serial is not incentive-compatible, thereby these desirable properties only hold for the agents' declared preferences, rather than their genuine preferences. A substantial utility gain through strategic behaviors would trigger self-interested agents to manipulate the mechanism and would subvert the very foundation of adopting the mechanism in practice. In this paper, we characterize the extent to which an individual agent can increase its utility by strategic manipulation. We show that the incentive ratio of the mechanism is $\frac{3}{2}$. That is, no agent can misreport its preferences such that its utility becomes more than 1.5 times of what it is when reports truthfully. This ratio is a worst-case guarantee by allowing an agent to have complete information about other agents' reports and to figure out the best response strategy even if it is computationally intractable in general. To complement this worst-case study, we further evaluate an agent's utility gain on average by experiments. The experiments show that an agent' incentive in manipulating the rule is very limited. These results shed some light on the robustness of Probabilistic Serial against strategic manipulation, which is one step further than knowing that it is not incentive-compatible.

preprint2020arXiv

Cascaded Semantic and Positional Self-Attention Network for Document Classification

Transformers have shown great success in learning representations for language modelling. However, an open challenge still remains on how to systematically aggregate semantic information (word embedding) with positional (or temporal) information (word orders). In this work, we propose a new architecture to aggregate the two sources of information using cascaded semantic and positional self-attention network (CSPAN) in the context of document classification. The CSPAN uses a semantic self-attention layer cascaded with Bi-LSTM to process the semantic and positional information in a sequential manner, and then adaptively combine them together through a residue connection. Compared with commonly used positional encoding schemes, CSPAN can exploit the interaction between semantics and word positions in a more interpretable and adaptive manner, and the classification performance can be notably improved while simultaneously preserving a compact model size and high convergence rate. We evaluate the CSPAN model on several benchmark data sets for document classification with careful ablation studies, and demonstrate the encouraging results compared with state of the art.

preprint2020arXiv

Class-incremental Learning via Deep Model Consolidation

Deep neural networks (DNNs) often suffer from "catastrophic forgetting" during incremental learning (IL) --- an abrupt degradation of performance on the original set of classes when the training objective is adapted to a newly added set of classes. Existing IL approaches tend to produce a model that is biased towards either the old classes or new classes, unless with the help of exemplars of the old data. To address this issue, we propose a class-incremental learning paradigm called Deep Model Consolidation (DMC), which works well even when the original training data is not available. The idea is to first train a separate model only for the new classes, and then combine the two individual models trained on data of two distinct set of classes (old classes and new classes) via a novel double distillation training objective. The two existing models are consolidated by exploiting publicly available unlabeled auxiliary data. This overcomes the potential difficulties due to the unavailability of original training data. Compared to the state-of-the-art techniques, DMC demonstrates significantly better performance in image classification (CIFAR-100 and CUB-200) and object detection (PASCAL VOC 2007) in the single-headed IL setting.

preprint2020arXiv

COBRA: Context-aware Bernoulli Neural Networks for Reputation Assessment

Trust and reputation management (TRM) plays an increasingly important role in large-scale online environments such as multi-agent systems (MAS) and the Internet of Things (IoT). One main objective of TRM is to achieve accurate trust assessment of entities such as agents or IoT service providers. However, this encounters an accuracy-privacy dilemma as we identify in this paper, and we propose a framework called Context-aware Bernoulli Neural Network based Reputation Assessment (COBRA) to address this challenge. COBRA encapsulates agent interactions or transactions, which are prone to privacy leak, in machine learning models, and aggregates multiple such models using a Bernoulli neural network to predict a trust score for an agent. COBRA preserves agent privacy and retains interaction contexts via the machine learning models, and achieves more accurate trust prediction than a fully-connected neural network alternative. COBRA is also robust to security attacks by agents who inject fake machine learning models; notably, it is resistant to the 51-percent attack. The performance of COBRA is validated by our experiments using a real dataset, and by our simulations, where we also show that COBRA outperforms other state-of-the-art TRM systems.

preprint2020arXiv

Connecting shear localization with the long-range correlated polarized stress fields in granular materials

One long-lasting puzzle in amorphous solids is shear localization, where local plastic deformation involves cooperative particle rearrangements in small regions of a few inter-particle distances, self-organizing into shear bands and eventually leading to the material failure. Understanding the connection between the structure and dynamics of amorphous solids is essential in physics, material sciences, geotechnical and civil engineering, and geophysics. Here we show a deep connection between shear localization and the intrinsic structures of internal stresses in an isotropically jammed granular material subject to shear. Specifically, we find strong (anti)correlations between the micro shear bands and two polarized stress fields along two directions of maximal shear. By exploring the tensorial characteristics and the rotational symmetry of force network, we reveal that such profound connection is a result of symmetry breaking by shear. Finally, we provide the solid experimental evidence of long-range correlated inherent shear stress in an isotropically jammed granular system.

preprint2020arXiv

Eruption of Solar Magnetic Flux Ropes Caused by Flux Feeding

Large-scale solar eruptions are believed to have a magnetic flux rope as the core structure. However, it remains elusive as to how the flux rope builds up and what triggers its eruption. Recent observations found that a prominence erupted following multiple episodes of "flux feeding". During each episode, a chromospheric fibril rose and merged with the prominence lying above. In this letter, we carried out 2.5-dimensional magnetohydrodynamic (MHD) numerical simulations to investigate whether the flux-feeding mechanism can explain such an eruption. The simulations demonstrate that the discrete emergence of small flux ropes can initiate eruptions by feeding axial flux into the preexistent flux rope until its total axial flux reaches a critical value. The onset of the eruption is dominated by an ideal MHD process. Our simulation results corroborate that the flux feeding is a viable mechanism to cause the eruption of solar magnetic flux ropes.

preprint2020arXiv

Estimation of the Laser Frequency Nosie Spectrum by Continuous Dynamical Decoupling

Decoherence induced by the laser frequency noise is one of the most important obstacles in the quantum information processing. In order to suppress this decoherence, the noise power spectral density needs to be accurately characterized. In particular, the noise spectrum measurement based on the coherence characteristics of qubits would be a meaningful and still challenging method. Here, we theoretically analyze and experimentally obtain the spectrum of laser frequency noise based on the continuous dynamical decoupling technique. We first estimate the mixture-noise (including laser and magnetic noises) spectrum up to $(2π)$530 kHz by monitoring the transverse relaxation from an initial state $+X$, followed by a gradient descent data process protocol. Then the contribution from the laser noise is extracted by enconding the qubits on different Zeeman sublevels. We also investigate two sufficiently strong noise components by making an analogy between these noises and driving lasers whose linewidth assumed to be negligible. This method is verified experimentally and finally helps to characterize the noise.

preprint2020arXiv

FastDrain: Removing Page Victimization Overheads in NVMe Storage Stack

Host-side page victimizations can easily overflow the SSD internal buffer, which interferes I/O services of diverse user applications thereby degrading user-level experiences. To address this, we propose FastDrain, a co-design of OS kernel and flash firmware to avoid the buffer overflow, caused by page victimizations. Specifically, FastDrain can detect a triggering point where a near-future page victimization introduces an overflow of the SSD internal buffer. Our new flash firmware then speculatively scrubs the buffer space to accommodate the requests caused by the page victimization. In parallel, our new OS kernel design controls the traffic of page victimizations by considering the target device buffer status, which can further reduce the risk of buffer overflow. To secure more buffer spaces, we also design a latency-aware FTL, which dumps the dirty data only to the fast flash pages. Our evaluation results reveal that FastDrain reduces the 99th response time of user applications by 84%, compared to a conventional system.

preprint2020arXiv

Feasibility and physics potential of detecting $^8$B solar neutrinos at JUNO

The Jiangmen Underground Neutrino Observatory~(JUNO) features a 20~kt multi-purpose underground liquid scintillator sphere as its main detector. Some of JUNO's features make it an excellent experiment for $^8$B solar neutrino measurements, such as its low-energy threshold, its high energy resolution compared to water Cherenkov detectors, and its much large target mass compared to previous liquid scintillator detectors. In this paper we present a comprehensive assessment of JUNO's potential for detecting $^8$B solar neutrinos via the neutrino-electron elastic scattering process. A reduced 2~MeV threshold on the recoil electron energy is found to be achievable assuming the intrinsic radioactive background $^{238}$U and $^{232}$Th in the liquid scintillator can be controlled to 10$^{-17}$~g/g. With ten years of data taking, about 60,000 signal and 30,000 background events are expected. This large sample will enable an examination of the distortion of the recoil electron spectrum that is dominated by the neutrino flavor transformation in the dense solar matter, which will shed new light on the tension between the measured electron spectra and the predictions of the standard three-flavor neutrino oscillation framework. If $Δm^{2}_{21}=4.8\times10^{-5}~(7.5\times10^{-5})$~eV$^{2}$, JUNO can provide evidence of neutrino oscillation in the Earth at the about 3$σ$~(2$σ$) level by measuring the non-zero signal rate variation with respect to the solar zenith angle. Moveover, JUNO can simultaneously measure $Δm^2_{21}$ using $^8$B solar neutrinos to a precision of 20\% or better depending on the central value and to sub-percent precision using reactor antineutrinos. A comparison of these two measurements from the same detector will help elucidate the current tension between the value of $Δm^2_{21}$ reported by solar neutrino experiments and the KamLAND experiment.

preprint2020arXiv

Federated Mutual Learning

Federated learning (FL) enables collaboratively training deep learning models on decentralized data. However, there are three types of heterogeneities in FL setting bringing about distinctive challenges to the canonical federated learning algorithm (FedAvg). First, due to the Non-IIDness of data, the global shared model may perform worse than local models that solely trained on their private data; Second, the objective of center server and clients may be different, where center server seeks for a generalized model whereas client pursue a personalized model, and clients may run different tasks; Third, clients may need to design their customized model for various scenes and tasks; In this work, we present a novel federated learning paradigm, named Federated Mutual Leaning (FML), dealing with the three heterogeneities. FML allows clients training a generalized model collaboratively and a personalized model independently, and designing their private customized models. Thus, the Non-IIDness of data is no longer a bug but a feature that clients can be personally served better. The experiments show that FML can achieve better performance than alternatives in typical FL setting, and clients can be benefited from FML with different models and tasks.

preprint2020arXiv

Fmax = 270 GHz InAlN/GaN HEMT on Si with forming gas/nitrogen two-step annealing

In this letter, N2 and forming gas (FG) were used during ohmic contact annealing of InAlN/GaN HEMTs on Si. It is found that N2 annealing offers lower ohmic contact resistance (RC) while FG annealing features lower sheet resistance (Rsheet). Then FG/N2 two-step annealing was used to achieve a subthreshold swing (SS) of 113 mV/dec, an on/off current (Ion/Ioff) ratio of ~ 106, a transconductance (gm) peak of 415 mS/mm, a record low drain-inducing barrier lowing (DIBL) of 65 mV/V, and a record high power gain cutoff frequency (fmax) of 270 GHz on 50-nm InAlN/GaN HEMT on Si.

preprint2020arXiv

Friction-controlled entropy-stability competition in granular systems

Using cyclic shear to drive a two dimensional granular system, we determine the structural characteristics for different inter-particle friction coefficients. These characteristics are the result of a competition between mechanical stability and entropy, with the latter's effect increasing with friction. We show that a parameter-free maximum-entropy argument alone predicts an exponential cell order distribution, with excellent agreement with the experimental observation. We show that friction only tunes the mean cell order and, consequently, the exponential decay rate and the packing fraction. We further show that cells, which can be very large in such systems, are short-lived, implying that our systems are liquid-like rather than glassy.

preprint2020arXiv

Frictional Granular Matter: Protocol Dependence of Mechanical Properties

Theoretical treatments of frictional granular matter often assume that it is legitimate to invoke classical elastic theory to describe its coarse-grained mechanical properties. Here we show, based on experiments and numerical simulations, that this is generically not the case since stress auto-correlation functions decay more slowly than the elastic Green's function. It was shown theoretically that standard elastic decay demands pressure and torque density fluctuations to be normal, with possibly one of them being hyperuniform. Generic compressed frictional assemblies exhibit however abnormal pressure fluctuations, failing to conform with the central limit theorem. The physics of this failure is linked to correlations built in the material during compression from a dilute configuration prior to jamming. By changing the protocol of compression one can observe different pressure fluctuations and stress auto-correlations decay at large scales.

preprint2020arXiv

Granular Segregation Mechanisms by Cyclic Shear

We present an X-ray tomography study of the segregation mechanisms of tracer particles in a three-dimensional cyclically sheared bi-disperse granular medium. Big tracers are dragged by convection to rise to the top surface and then remain trapped there due to the small downward convection cross-section, which leads to segregation. Additionally, we also find that the local structural up-down asymmetry due to arching effect around big tracers will induce the tracers to have a net upward displacement against its smaller neighbors, which is another mechanism for segregation.

preprint2020arXiv

Influence of Lorentz Invariation Violation on Arbitrarily Spin Fermions Tunneling Radiation in the Vaidya-Bonner Spacetime

In the spacetime of non-stationary spherical symmetry Vaidya-Bonner black hole, an accurate modification of Hawking tunneling radiation for fermions with arbitrarily spin is researched. Considering a light dispersion relationship derived from string theory, quantum gravitational theory and Rarita-Schwinger Equation in the non-stationary spherical symmetry spacetime, we derive an accurately modified dynamic equation for fermions with arbitrarily spin. By solving the equation, modified tunneling rate of fermions with arbitrarily spin, Hawking temperature and entropy at the event horizon of Vaidya-Bonner black hole are presented. We find the Hawking temperature will increase, but the the entropy will decrease comparing with the case without Lorentz Invariation Violation modification.

preprint2020arXiv

Learning Improvement Heuristics for Solving Routing Problems

Recent studies in using deep learning to solve routing problems focus on construction heuristics, the solutions of which are still far from optimality. Improvement heuristics have great potential to narrow this gap by iteratively refining a solution. However, classic improvement heuristics are all guided by hand-crafted rules which may limit their performance. In this paper, we propose a deep reinforcement learning framework to learn the improvement heuristics for routing problems. We design a self-attention based deep architecture as the policy network to guide the selection of next solution. We apply our method to two important routing problems, i.e. travelling salesman problem (TSP) and capacitated vehicle routing problem (CVRP). Experiments show that our method outperforms state-of-the-art deep learning based approaches. The learned policies are more effective than the traditional hand-crafted ones, and can be further enhanced by simple diversifying strategies. Moreover, the policies generalize well to different problem sizes, initial solutions and even real-world dataset.

preprint2020arXiv

Level statistics and Anderson delocalization in two-dimensional granular materials

Contrary to the theoretical predictions that all waves in two-dimensional disordered materials are localized, Anderson localization is observed only for sufficiently high frequencies in an isotropically jammed two-dimensional disordered granular packing of photoelastic disks. More specifically, we have performed an experiment in analyzing the level statistics of normal mode vibrations. We observe delocalized modes in the low-frequency boson-peak regime and localized modes in the high frequency regime with the crossover frequency just below the Debye frequency. We find that the level-distance distribution obeys Gaussian-Orthogonal-Ensemble (GOE) statistics, i.e. Wigner-Dyson distribution, in the boson-peak regime, whereas those in the high-frequency regime Poisson statistics is observed. The scenario is found to coincide with that of harmonic vibrational excitations in three-dimensional disordered solids.

preprint2020arXiv

Lorentz symmetry violation and the tunneling radiation of fermions with spin $1/2$ for Kerr Anti-de-Sitter black hole

We studied the correction of the quantum tunneling radiation of fermions with spin $1/2$ in Kerr Anti-de-Sitter black hole. First, the dynamic equation of spin $1/2$ fermions was corrected using Lorentz's violation theory. Second, the new expressions of the fermions quantum tunneling rate, the Hawking temperature of the black hole and the entropy of the black hole were obtained according to the corrected fermions dynamic equation. At last, some comments are made on the results of our work.

preprint2020arXiv

Low-Rank Reorganization via Proportional Hazards Non-negative Matrix Factorization Unveils Survival Associated Gene Clusters

One of the central goals in precision health is the understanding and interpretation of high-dimensional biological data to identify genes and markers associated with disease initiation, development, and outcomes. Though significant effort has been committed to harness gene expression data for multiple analyses while accounting for time-to-event modeling by including survival times, many traditional analyses have focused separately on non-negative matrix factorization (NMF) of the gene expression data matrix and survival regression with Cox proportional hazards model. In this work, Cox proportional hazards regression is integrated with NMF by imposing survival constraints. This is accomplished by jointly optimizing the Frobenius norm and partial log likelihood for events such as death or relapse. Simulation results on synthetic data demonstrated the superiority of the proposed method, when compared to other algorithms, in finding survival associated gene clusters. In addition, using human cancer gene expression data, the proposed technique can unravel critical clusters of cancer genes. The discovered gene clusters reflect rich biological implications and can help identify survival-related biomarkers. Towards the goal of precision health and cancer treatments, the proposed algorithm can help understand and interpret high-dimensional heterogeneous genomics data with accurate identification of survival-associated gene clusters.

preprint2020arXiv

Model Watermarking for Image Processing Networks

Deep learning has achieved tremendous success in numerous industrial applications. As training a good model often needs massive high-quality data and computation resources, the learned models often have significant business values. However, these valuable deep models are exposed to a huge risk of infringements. For example, if the attacker has the full information of one target model including the network structure and weights, the model can be easily finetuned on new datasets. Even if the attacker can only access the output of the target model, he/she can still train another similar surrogate model by generating a large scale of input-output training pairs. How to protect the intellectual property of deep models is a very important but seriously under-researched problem. There are a few recent attempts at classification network protection only. In this paper, we propose the first model watermarking framework for protecting image processing models. To achieve this goal, we leverage the spatial invisible watermarking mechanism. Specifically, given a black-box target model, a unified and invisible watermark is hidden into its outputs, which can be regarded as a special task-agnostic barrier. In this way, when the attacker trains one surrogate model by using the input-output pairs of the target model, the hidden watermark will be learned and extracted afterward. To enable watermarks from binary bits to high-resolution images, both traditional and deep spatial invisible watermarking mechanism are considered. Experiments demonstrate the robustness of the proposed watermarking mechanism, which can resist surrogate models learned with different network structures and objective functions. Besides deep models, the proposed method is also easy to be extended to protect data and traditional image processing algorithms.

preprint2020arXiv

Modulation of field-like spin orbit torque in heavy metal / ferromagnet heterostructure

Recent studies rediscovered the crucial role of field-like spin orbit torque (SOT) in nanosecond-timescale SOT dynamics. However, there is not yet an effective way to control its relative amplitude. Here, we experimentally modulate the field-like SOT in W/CoFeB/MgO trilayers through tuning the interfacial spin accumulation. By performing spin Hall magnetoresistance measurement, we find that the CoFeB with enhanced spin dephasing, either generated from larger layer thickness or from proper annealing, can distinctly boost the spin absorption and enhance the interfacial spin mixing conductance G_r. While the damping-like torque efficiency increases with G_r, the field-like torque efficiency turns out to decrease with it. The results suggest that the interfacial spin accumulation, which largely contributes to a field-like torque, is reduced by higher interfacial spin transparency. Our work shows a new path to further improve the performance of SOT-based magnetic devices.

preprint2020arXiv

Multiform Fonts-to-Fonts Translation via Style and Content Disentangled Representations of Chinese Character

This paper mainly discusses the generation of personalized fonts as the problem of image style transfer. The main purpose of this paper is to design a network framework that can extract and recombine the content and style of the characters. These attempts can be used to synthesize the entire set of fonts with only a small amount of characters. The paper combines various depth networks such as Convolutional Neural Network, Multi-layer Perceptron and Residual Network to find the optimal model to extract the features of the fonts character. The result shows that those characters we have generated is very close to real characters, using Structural Similarity index and Peak Signal-to-Noise Ratio evaluation criterions.

preprint2020arXiv

Privacy-Preserving Machine Learning Training in Aggregation Scenarios

To develop Smart City, the growing popularity of Machine Learning (ML) that appreciates high-quality training datasets generated from diverse IoT devices raises natural questions about the privacy guarantees that can be provided in such settings. Privacy-preserving ML training in an aggregation scenario enables a model demander to securely train ML models with the sensitive IoT data gathered from personal IoT devices. Existing solutions are generally server-aided, cannot deal with the collusion threat between the servers or between the servers and data owners, and do not match the delicate environments of IoT. We propose a privacy-preserving ML training framework named Heda that consists of a library of building blocks based on partial homomorphic encryption (PHE) enabling constructing multiple privacy-preserving ML training protocols for the aggregation scenario without the assistance of untrusted servers and defending the security under collusion situations. Rigorous security analysis demonstrates the proposed protocols can protect the privacy of each participant in the honest-but-curious model and defend the security under most collusion situations. Extensive experiments validate the efficiency of Heda which achieves the privacy-preserving ML training without losing the model accuracy.

preprint2020arXiv

Reconstructing normal section profiles of 3D revolving structures via pose-unconstrained multi-line structured-light vision

The wheel of the train is a 3D revolving geometrical structure. Reconstructing the normal section profile is an effective approach to determine the critical geometric parameter and wear of the wheel in the community of railway safety. The existing reconstruction methods typically require a sensor working in a constrained position and pose, suffering poor flexibility and limited viewangle. This paper proposes a pose-unconstrained normal section profile reconstruction framework for 3D revolving structures via multiple 3D general section profiles acquired by a multi-line structured light vision sensor. First, we establish a model to estimate the axis of 3D revolving geometrical structure and the normal section profile using corresponding points. Then, we embed the model into an iterative algorithm to optimize the corresponding points and finally reconstruct the accurate normal section profile. We conducted real experiment on reconstructing the normal section profile of a 3D wheel. The results demonstrate that our algorithm reaches the mean precision of 0.068mm and good repeatability with the STD of 0.007mm. It is also robust to varying pose variations of the sensor. Our proposed framework and models are generalized to any 3D wheeltype revolving components.

preprint2020arXiv

Region-of-interest micro-focus CT based on an all-optical inverse Compton scattering source

Micro-focus computed tomography (CT), enabling the reconstruction of hyperfine structure within objects, is a powerful nondestructive testing tool in many fields. Current X-ray sources for micro-focus CT are typically limited by their relatively low photon energy and low flux. An all-optical inverse Compton scattering source (AOCS) based on laser wakefield accelerator (LWFA) can generate intense quasi-monoenergetic X/gamma-ray pulses in the keV-MeV range with micron-level source size, and its potential application for micro-focus CT has become very attractive in recent years due to the fast pace progress made in LWFA. Here we report the first experimental demonstration of high-fidelity micro-focus CT using AOCS (~70 keV) by imaging and reconstructing a test object with complex inner structures. A region-of-interest (ROI) CT method is adopted to utilize the relatively small field-of-view (FOV) of AOCS to obtain high-resolution reconstruction. This demonstration of the ROI micro-focus CT based on AOCS is a key step for its application in the field of hyperfine nondestructive testing.

preprint2020arXiv

Self-supervised Equivariant Attention Mechanism for Weakly Supervised Semantic Segmentation

Image-level weakly supervised semantic segmentation is a challenging problem that has been deeply studied in recent years. Most of advanced solutions exploit class activation map (CAM). However, CAMs can hardly serve as the object mask due to the gap between full and weak supervisions. In this paper, we propose a self-supervised equivariant attention mechanism (SEAM) to discover additional supervision and narrow the gap. Our method is based on the observation that equivariance is an implicit constraint in fully supervised semantic segmentation, whose pixel-level labels take the same spatial transformation as the input images during data augmentation. However, this constraint is lost on the CAMs trained by image-level supervision. Therefore, we propose consistency regularization on predicted CAMs from various transformed images to provide self-supervision for network learning. Moreover, we propose a pixel correlation module (PCM), which exploits context appearance information and refines the prediction of current pixel by its similar neighbors, leading to further improvement on CAMs consistency. Extensive experiments on PASCAL VOC 2012 dataset demonstrate our method outperforms state-of-the-art methods using the same level of supervision. The code is released online.

preprint2020arXiv

Signal strength based scheme for following mobile IoT devices in dynamic environments

The increased maturity level of technological achievements towards the realization of the Internet of Things (IoT) vision allowed sophisticated solutions to emerge, offering reliable monitoring in highly dynamic environments that lack well-defined and well-designed infrastructures. In this paper, we use a bio-inspired IoT architecture, which allows flexible creation and discovery of sensor-based services offering self-organization and self-optimization properties to the dynamic network, in order to make the required monitoring information available. The main contribution of the paper is the introduction of a new algorithm for following mobile monitored targets/individuals in the context of an IoT system, especially a dynamic one as the aforementioned. The devised technique, called Hot-Cold, is able to ensure proximity maintenance by the tracking robotic device solely based on the strength of the RF signal broadcasted by the target to communicate its sensors' data. Complete geometrical, numerical, simulation, and convergence analyses of the proposed technique are thoroughly presented, along with a detailed simulation-based evaluation that reveals the higher following accuracy of Hot-Cold compared to the popular concept of trilateration-based tracking. Finally, a prototype of the full architecture was implemented not only to demonstrate the applicability of the presented approach for monitoring in dynamic environments, but also the operability of the introduced tracking technique.

preprint2020arXiv

Single-Side Domain Generalization for Face Anti-Spoofing

Existing domain generalization methods for face anti-spoofing endeavor to extract common differentiation features to improve the generalization. However, due to large distribution discrepancies among fake faces of different domains, it is difficult to seek a compact and generalized feature space for the fake faces. In this work, we propose an end-to-end single-side domain generalization framework (SSDG) to improve the generalization ability of face anti-spoofing. The main idea is to learn a generalized feature space, where the feature distribution of the real faces is compact while that of the fake ones is dispersed among domains but compact within each domain. Specifically, a feature generator is trained to make only the real faces from different domains undistinguishable, but not for the fake ones, thus forming a single-side adversarial learning. Moreover, an asymmetric triplet loss is designed to constrain the fake faces of different domains separated while the real ones aggregated. The above two points are integrated into a unified framework in an end-to-end training manner, resulting in a more generalized class boundary, especially good for samples from novel domains. Feature and weight normalization is incorporated to further improve the generalization ability. Extensive experiments show that our proposed approach is effective and outperforms the state-of-the-art methods on four public databases.

preprint2020arXiv

STAN-CT: Standardizing CT Image using Generative Adversarial Network

Computed tomography (CT) plays an important role in lung malignancy diagnostics and therapy assessment and facilitating precision medicine delivery. However, the use of personalized imaging protocols poses a challenge in large-scale cross-center CT image radiomic studies. We present an end-to-end solution called STAN-CT for CT image standardization and normalization, which effectively reduces discrepancies in image features caused by using different imaging protocols or using different CT scanners with the same imaging protocol. STAN-CT consists of two components: 1) a novel Generative Adversarial Networks (GAN) model that is capable of effectively learning the data distribution of a standard imaging protocol with only a few rounds of generator training, and 2) an automatic DICOM reconstruction pipeline with systematic image quality control that ensure the generation of high-quality standard DICOM images. Experimental results indicate that the training efficiency and model performance of STAN-CT have been significantly improved compared to the state-of-the-art CT image standardization and normalization algorithms.

preprint2020arXiv

Structural Landmarking and Interaction Modelling: on Resolution Dilemmas in Graph Classification

Graph neural networks are promising architecture for learning and inference with graph-structured data. Yet difficulties in modelling the ``parts'' and their ``interactions'' still persist in terms of graph classification, where graph-level representations are usually obtained by squeezing the whole graph into a single vector through graph pooling. From complex systems point of view, mixing all the parts of a system together can affect both model interpretability and predictive performance, because properties of a complex system arise largely from the interaction among its components. We analyze the intrinsic difficulty in graph classification under the unified concept of ``resolution dilemmas'' with learning theoretic recovery guarantees, and propose ``SLIM'', an inductive neural network model for Structural Landmarking and Interaction Modelling. It turns out, that by solving the resolution dilemmas, and leveraging explicit interacting relation between component parts of a graph to explain its complexity, SLIM is more interpretable, accurate, and offers new insight in graph representation learning.

preprint2020arXiv

Sub-60 mV/decade switching via high energy electrons tunneling in nanoscale gallium nitride field-effect transistors

Novel devices such as tunneling field-effect transistors (FETs) and ferroelectric FETs have been demonstrated to break the subthreshold swing (SS) limit with sub-60 mV/decade switching for further low voltage/low power applications. In this paper, SS of sub-60 mV/dec was firstly observed in InAlN/GaN high electron mobility transistors (HMETs): an average SS of 30 mV/dec over three orders of magnitude in drain-source (Ids) and a minimum point-by-point SS of 15 mV/dec were achieved in the InAlN/GaN HEMTs with gate length (Lg) of 40 nm. It is found that SS decreases with drain-source voltage (Vds) as well as Lg, and falls below 60 mV/dec when Lg < 100 nm. The decrease of SS as the device dimension scales down is attributed to the tunneling of high energy electrons from channel to the surface. The SS decreasing with the nanoscale gate length shows the great potential of the InAlN/GaN HEMTs to be applied in future logic switches.

preprint2020arXiv

TAO Conceptual Design Report: A Precision Measurement of the Reactor Antineutrino Spectrum with Sub-percent Energy Resolution

The Taishan Antineutrino Observatory (TAO, also known as JUNO-TAO) is a satellite experiment of the Jiangmen Underground Neutrino Observatory (JUNO). A ton-level liquid scintillator detector will be placed at about 30 m from a core of the Taishan Nuclear Power Plant. The reactor antineutrino spectrum will be measured with sub-percent energy resolution, to provide a reference spectrum for future reactor neutrino experiments, and to provide a benchmark measurement to test nuclear databases. A spherical acrylic vessel containing 2.8 ton gadolinium-doped liquid scintillator will be viewed by 10 m^2 Silicon Photomultipliers (SiPMs) of >50% photon detection efficiency with almost full coverage. The photoelectron yield is about 4500 per MeV, an order higher than any existing large-scale liquid scintillator detectors. The detector operates at -50 degree C to lower the dark noise of SiPMs to an acceptable level. The detector will measure about 2000 reactor antineutrinos per day, and is designed to be well shielded from cosmogenic backgrounds and ambient radioactivities to have about 10% background-to-signal ratio. The experiment is expected to start operation in 2022.

preprint2020arXiv

The Accurate Modification of Tunneling Radiation of Fermions with Arbitrary Spin in Kerr-de Sitter Black Hole Space-time

The quantum tunneling radiation of fermions with arbitrary spin at the event horizon of Kerr-de Sitter black hole is accurately modified by using the dispersion relation proposed in the study of string theory and quantum gravitational theory. The derived tunneling rate and temperature at the black hole horizons are analyzed and studied.

preprint2020arXiv

The Steiner Wiener index of trees with a given segment sequence

The Steiner distance of vertices in a set $S$ is the minimum size of a connected subgraph that contain these vertices. The sum of the Steiner distances over all sets $S$ of cardinality $k$ is called the Steiner $k$-Wiener index and studied as the natural generalization of the famous Wiener index in chemical graph theory. In this paper we study the extremal structures, among trees with a given segment sequence, that maximize or minimize the Steiner $k$-Wiener index. The same extremal problems are also considered for trees with a given number of segments.

preprint2020arXiv

The TianQin project: current progress on science and technology

TianQin is a planned space-based gravitational wave (GW) observatory consisting of three earth orbiting satellites with an orbital radius of about $10^5~{\rm km}$. The satellites will form a equilateral triangle constellation the plane of which is nearly perpendicular to the ecliptic plane. TianQin aims to detect GWs between $10^{-4}~{\rm Hz}$ and $1~{\rm Hz}$ that can be generated by a wide variety of important astrophysical and cosmological sources, including the inspiral of Galactic ultra-compact binaries, the inspiral of stellar-mass black hole binaries, extreme mass ratio inspirals, the merger of massive black hole binaries, and possibly the energetic processes in the very early universe or exotic sources such as cosmic strings. In order to start science operations around 2035, a roadmap called the 0123 plan is being used to bring the key technologies of TianQin to maturity, supported by the construction of a series of research facilities on the ground. Two major projects of the 0123 plan are being carried out. In this process, the team has created a new generation $17~{\rm cm}$ single-body hollow corner-cube retro-reflector which has been launched with the QueQiao satellite on 21 May 2018; a new laser ranging station equipped with a $1.2~{\rm m}$ telescope has been constructed and the station has successfully ranged to all the five retro-reflectors on the Moon; and the TianQin-1 experimental satellite has been launched on 20 December 2019 and the first round result shows that the satellite has exceeded all of its mission requirements.

preprint2020arXiv

X-ray tomography investigation of cyclically sheared granular materials

We perform combined X-ray tomography and shear force measurements on a cyclically sheared granular system with highly transient behaviors, and obtain the evolution of microscopic structures and the macroscopic shear force during the shear cycle. We explain the macroscopic behaviors of the system based on microscopic processes, including the particle level structural rearrangement and frictional contact variation. Specifically, we show how contact friction can induce large structural fluctuations and cause significant shear dilatancy effect for granular materials, and we also construct an empirical constitutive relationship for the macroscopic shear force.

preprint2020arXiv

ZnG: Architecting GPU Multi-Processors with New Flash for Scalable Data Analysis

We propose ZnG, a new GPU-SSD integrated architecture, which can maximize the memory capacity in a GPU and address performance penalties imposed by an SSD. Specifically, ZnG replaces all GPU internal DRAMs with an ultra-low-latency SSD to maximize the GPU memory capacity. ZnG further removes performance bottleneck of the SSD by replacing its flash channels with a high-throughput flash network and integrating SSD firmware in the GPU's MMU to reap the benefits of hardware accelerations. Although flash arrays within the SSD can deliver high accumulated bandwidth, only a small fraction of such bandwidth can be utilized by GPU's memory requests due to mismatches of their access granularity. To address this, ZnG employs a large L2 cache and flash registers to buffer the memory requests. Our evaluation results indicate that ZnG can achieve 7.5x higher performance than prior work.

preprint2019arXiv

All-optical frequency resolved optical gating for isolated attosecond pulse reconstruction

We demonstrate an all-optical approach for precise characterization of attosecond extreme ultraviolet pulses. Isolated attosecond pulse is produced from high order harmonics using intense driving pulse with proper gating technique. When a weak field is synchronized with the driver, it perturbs the harmonics generation process via altering the accumulated phase of the electron trajectories. The perturbed harmonic spectrum can be formulated as a convolution of the unperturbed dipole and a phase gate, implying the validity of complete reconstruction of isolated attosecond pulses using conventional frequency resolved optical gating method. This in situ measurement avoids the central momentum approximation assumed in the widely used attosecond streaking measurement, providing a simple and reliable metrology for isolated attosecond pulse.

preprint2019arXiv

Femtosecond relativistic electron beam with reduced timing jitter from THz-driven beam compression

We propose and demonstrate a novel method to reduce the pulse width and timing jitter of a relativistic electron beam through THz-driven beam compression. In this method the longitudinal phase space of a relativistic electron beam is manipulated by a linearly polarized THz pulse in a dielectric tube such that the bunch tail has a higher velocity than the bunch head, which allows simultaneous reduction of both pulse width and timing jitter after passing through a drift. In this experiment, the beam is compressed by more than a factor of four from 130 fs to 28 fs with the arrival time jitter also reduced from 97 fs to 36 fs, opening up new opportunities in using pulsed electron beams for studies of ultrafast dynamics. This technique extends the well known rf buncher to the THz frequency and may have a strong impact in accelerator and ultrafast science facilities that require femtosecond electron beams with tight synchronization to external lasers.

preprint2019arXiv

Guided propagation of extremely intense lasers in plasma via ion motion

The upcoming $10-100$ petawatt laser facilities may deliver laser pulses with unprecedented intensity of $10^{22}-10^{25}\rm~W cm^{-2}$, which can trigger various nonlinear quantum electrodynamic processes in plasma. For effective laser plasma interactions at such high intensity levels, guided laser propagation is critical. However, this becomes impossible via usual plasma electron response to laser fields due to electron cavitation by the laser ponderomotive force. Here, we find that ion response to the laser fields may effectively guide laser propagation at such high intensity levels. The corresponding conditions of the required ion density distribution and laser power are presented and verified by three-dimensional particle-in-cell simulations. Our theory shall serve as a guide for future experimental design involving ultrahigh intensity lasers.

preprint2019arXiv

Research Commentary on Recommendations with Side Information: A Survey and Research Directions

Recommender systems have become an essential tool to help resolve the information overload problem in recent decades. Traditional recommender systems, however, suffer from data sparsity and cold start problems. To address these issues, a great number of recommendation algorithms have been proposed to leverage side information of users or items (e.g., social network and item category), demonstrating a high degree of effectiveness in improving recommendation performance. This Research Commentary aims to provide a comprehensive and systematic survey of the recent research on recommender systems with side information. Specifically, we provide an overview of state-of-the-art recommendation algorithms with side information from two orthogonal perspectives. One involves the different methodologies of recommendation: the memory-based methods, latent factor, representation learning, and deep learning models. The others cover different representations of side information, including structural data (flat, network, and hierarchical features, and knowledge graphs); and non-structural data (text, image and video features). Finally, we discuss challenges and provide new potential directions in recommendation, along with the conclusion of this survey.

preprint2019arXiv

WISPR Imaging of a Pristine CME

The Wide-field Imager for Solar Probe (WISPR) on board the Parker Solar Probe (PSP) observed a CME on 2018 November 01, the first day of the initial PSP encounter. The speed of the CME, approximately 200-300 km s$^{-1}$ in the WISPR field of view, is typical of slow, streamer blowout CMEs. This event was also observed by the LASCO coronagraphs. WISPR and LASCO view remarkably similar structures that enable useful cross-comparison between the two data sets as well as stereoscopic imaging of the CME. Analysis is extended to lower heights by linking the white-light observations to EUV data from AIA, which reveal a structure that erupts more than a full day earlier before the CME finally gathers enough velocity to propagate outward. This EUV feature appears as a brightness enhancement in cooler temperatures such as 171 Å, but as a cavity in nominal coronal temperatures such as 193 Å. By comparing this circular, dark feature in 193 Å\ to the dark, white-light cavity at the center of the eruption in WISPR and LASCO, it can be seen that this is one coherent structure that exists prior to the eruption in the low corona before entering the heliosphere and likely corresponds to the core of the magnetic flux rope. It is also believed that the relative weakness of the event contributed to the clarity of the flux rope in WISPR, as the CME did not experience impulsive forces or strong interaction with external structures that can lead to more complex structural evolution.

preprint2018arXiv

Locating earthquakes with a network of seismic stations via a deep learning method

The accurate and automated determination of earthquake locations is still a challenging endeavor. However, such information is critical for monitoring seismic activity and assessing potential hazards in real time. Recently, a convolutional neural network was applied to detect earthquakes from single-station waveforms and approximately map events across several large surface areas. In this study, we locate 194 earthquakes induced during oil and gas operations in Oklahoma, USA, within an error range of approximately 4.9 km on average to the epicenter and 1.0 km to the depth in catalogs with data from 30 network stations by applying the fully convolutional network. The network is trained by 1,013 historic events, and the output is a 3D volume of the event location probability in the Earth. The trained system requires approximately one hundredth of a second to locate an event without the need for any velocity model or human interference.

preprint2016arXiv

A compact tunable polarized X-ray source based on laser-plasma helical undulators

Laser wakefield accelerators have great potential as the basis for next generation compact radiation sources because their accelerating gradients are three orders of magnitude larger than traditional accelerators. However, X-ray radiation from such devices still lacks of tunability, especially the intensity and polarization distribution. Here we propose a tunable polarized radiation source from a helical plasma undulator based on plasma channel guided wakefield accelerator. When a laser pulse is initially incident with a skew angle relative to the channel axis, the laser and accelerated electrons experience collective spiral motions, which leads to elliptically polarized synchrotron-like radiation with flexible tunability on radiation intensity, spectra and polarization. We demonstrate that a radiation source with millimeter size and peak brilliance of $2\times10^{19} photons/s/mm^{2}/mrad^{2}/0.1%$ bandwidth can be made with moderate laser and electron beam parameters. This brilliance is comparable with the third generation of synchrotron radiation facilities running at similar photon energies, suggesting that laser plasma based radiation sources are promising for advanced applications.

preprint2016arXiv

A Statistical Study of the Average Iron Charge Distributions inside Magnetic Clouds for Solar Cycle 23

Magnetic clouds (MCs) are the interplanetary counterpart of coronal magnetic flux ropes. They can provide valuable information to reveal the flux rope characteristics at their eruption stage in the corona, which are unable to be explored in situ at present. In this paper, we make a comprehensive survey of the average iron charge state (<Q>Fe) distributions inside 96 MCs for solar cycle 23 using ACE (Advanced Composition Explorer) data. As the <Q>Fe in the solar wind are typically around 9+ to 11+, the Fe charge state is defined as high when the <Q>Fe is larger than 12+, which implies the existence of a considerable amount of Fe ions with high charge states (e.g., \geq 16+). The statistical results show that the <Q>Fe distributions of 92 (~ 96%) MCs can be classified into four groups with different characteristics. In group A (11 MCs), the <Q>Fe shows a bimodal distribution with both peaks higher than 12+. Group B (4 MCs) presents a unimodal distribution of <Q>Fe with its peak higher than 12+. In groups C (29 MCs) and D (48 MCs), the <Q>Fe remains higher and lower than 12+ throughout ACE passage through the MC, respectively. Possible explanations to these distributions are discussed.

preprint2016arXiv

Carrier emission of n-type Gallium Nitride illuminated by femtosecond laser pulses

The carrier emission efficiency of light emitting diodes is of fundamental importance for many technological applications, including the performance of GaN and other semiconductor photocathodes. We have measured the evolution of the emitted carriers and the associated transient electric field after femtosecond laser excitation of n-type GaN single crystals. These processes were studied using subpicosecond, ultrashort, electron pulses and explained by means of a three-layer analytical model. We find that for pump laser intensities on the order of 10^11 W/cm^2, the electrons that escaped from the crystal surface have a charge of about 2.7 pc and a velocity of about 1.8 um/ps. The associated transient electrical field evolves at intervals ranging from picoseconds to nanoseconds. These results provide a dynamic perspective on the photoemission properties of semiconductor photocathodes.

preprint2016arXiv

Diversity Pulse Shaped Transmission in Ultra-Dense Small Cell Networks

In ultra-dense small cell networks, spatial multiplexing gain is a challenge because of the different propagation conditions. The channels associated with different transmitreceive pairs can be highly correlated due to the i) high probability of line-of-sight (LOS) communication between user equipment (UE) and base station (BS), and ii) insufficient spacing between antenna elements at both UE and BS. In this paper, we propose a novel transmission technique titled Diversity Pulse Shaped Transmission (DPST) to enhance the throughput over the correlated MIMO channels in an ultra-dense small cell network. The fundamental of DPST is to shape transmit signals at adjacent antennas with distinct interpolating filters, introducing pulse shaping diversity. In DPST, each antenna transmits its own data stream with a relative deterministic time offset-which must be a fraction of the symbol period-with respect to the adjacent antenna. The delay is interpolated with the pulse shaped signal generating a virtual MIMO channel that benefits from increased diversity from the receiver perspective. To extract the diversity, the receiver must operate in an over-sampled domain and hence a fractionally spaced equaliser (FSE) is proposed. The joint impact of DPST and FSE helps the receiver to sense a less correlated channel, eventually enhancing the UE's throughput. Moreover, in order to minimise the spatial correlation, we aim to optimise the deterministic fractional delay. Simulation results show that applying DPST to a correlated channel can approximately enhance the UE throughput by 1.93x and 3.76x in 2x2 and 4x4 MIMO systems, respectively.

preprint2016arXiv

Maximizing the thermoelectric performance of topological insulator Bi2Te3 films in the few-quintuple layer regime

Using first-principles calculations and Boltzmann theory, we explore the feasibility to maximize the thermoelectric figure of merit (ZT) of topological insulator Bi2Te3 films in the few-quintuple layer regime. We discover that the delicate competitions between the surface and bulk contributions, coupled with the overall quantum size effects, lead to a novel and generic non-monotonous dependence of ZT on the film thickness. In particular, when the system crosses into the topologically non-trivial regime upon increasing the film thickness, the much longer surface relaxation time associated with the robust nature of the topological surface states results in a maximal ZT value, which can be further optimized to ~2.0 under physically realistic conditions. We also reveal the appealing potential of bridging the long-standing ZT asymmetry of p- and n-type Bi2Te3 systems.

preprint2016arXiv

Natural selection in the colloid world: Active chiral spirals

We present a model system in which to study natural selection in the colloid world. In the assembly of active Janus particles into rotating pinwheels when mixed with trace amounts of homogeneous colloids in the presence of an AC electric field, broken symmetry in the rotation direction produces spiral, chiral shapes. Locked into a central rotation point by the center particle, the spiral arms are found to trail rotation of the overall cluster. To achieve a steady state, the spiral arms undergo an evolutionary process to coordinate their motion. Because all the particles as segments of the pinwheel arms are self-propelled, asymmetric arm lengths are tolerated. Reconfiguration of these structures can happen in various ways and various mechanisms of this directed structural change are analyzed in detail. We introduce the concept of VIP (very important particles) to express that sustainability of active structures is most sensitive to only a few particles at strategic locations in the moving self-assembled structures.

preprint2016arXiv

Navigation by anomalous random walks on complex networks

Anomalous random walks having long-range jumps are a critical branch of dynamical processes on networks, which can model a number of search and transport processes. However, traditional measurements based on mean first passage time are not useful as they fail to characterize the cost associated with each jump. Here we introduce a new concept of mean first traverse distance (MFTD) to characterize anomalous random walks that represents the expected traverse distance taken by walkers searching from source node to target node, and we provide a procedure for calculating the MFTD between two nodes. We use Levy walks on networks as an example, and demonstrate that the proposed approach can unravel the interplay between diffusion dynamics of Levy walks and the underlying network structure. Interestingly, applying our framework to the famous PageRank search, we can explain why its damping factor empirically chosen to be around 0.85. The framework for analyzing anomalous random walks on complex networks offers a new useful paradigm to understand the dynamics of anomalous diffusion processes, and provides a unified scheme to characterize search and transport processes on networks.

preprint2016arXiv

On the Propagation of a Geoeffective Coronal Mass Ejection during March 15 -- 17, 2015

The largest geomagnetic storm so far in the solar cycle 24 was produced by a fast coronal mass ejection (CME) originating on 2015 March 15. It was an initially west-oriented CME and expected to only cause a weak geomagnetic disturbance. Why did this CME finally cause such a large geomagnetic storm? We try to find some clues by investigating its propagation from the Sun to 1 AU. First, we reconstruct the CME's kinematic properties in the corona from the SOHO and SDO imaging data with the aid of the graduated cylindrical shell (GCS) model. It is suggested that the CME propagated to the west $\sim$$33^\circ$$\pm$$10^\circ$ away from the Sun-Earth line with a speed of about 817 km s$^{-1}$ before leaving the field of view of the SOHO/LASCO C3 camera. A magnetic cloud (MC) corresponding to this CME was measured in-situ by the Wind spacecraft two days later. By applying two MC reconstruction methods, we infer the configuration of the MC as well as some kinematic information, which implies that the CME possibly experienced an eastward deflection on its way to 1 AU. However, due to the lack of observations from the STEREO spacecraft, the CME's kinematic evolution in interplanetary space is not clear. In order to fill this gap, we utilize numerical MHD simulation, drag-based CME propagation model (DBM) and the model for CME deflection in interplanetary space (DIPS) to recover the propagation process, especially the trajectory, of the CME from $30 R_S$ to 1 AU. It is suggested that the trajectory of the CME was deflected toward the Earth by about $12^\circ$, consistent with the implication from the MC reconstruction at 1 AU. This eastward deflection probably contributed to the CME's unexpected geoeffectiveness by pushing the center of the initially west-oriented CME closer to the Earth.

preprint2016arXiv

On the route to shear jamming, are fragile states real?

Starting from an unjammed initial state, applying shear to a granular material of a fixed packing fraction below $ϕ_J$, i.e. the isotropic jamming density of frictionless spheres can produce shear jamming states, as have been discovered recently. In addition, it has also been discovered that the system will first experience a bulk fragile state before evolving into a shear jammed state. Due to the existence of friction between the system and the third dimension in the previous studies, it is unclear whether such fragile state would still exist on the route to shear jamming if the friction with the third dimension were completely eliminated and the background noise level were greatly reduced. Using a novel apparatus, we have completely eliminated the friction between particles and the third dimension by floating the particles on the surface of a shallow water layer thus revealing more details of the route of shear-jamming. We are able to measure weak boundary pressure of three orders of magnitude below the resolution of the photo-elastic method through the combination force-gauges of high sensitivity and a cantilever-like simple-beam apparatus. In a system with weak cohesion, we have indeed observed the bulk fragile states before the shear jamming; in addition, we have also discovered the boundary fragile states and regimes of negligible shear modus compared to bulk modulus. Most importantly, we now have a much better understanding of the bulk fragile state: its existence requires an auxiliary in some form, e.g. the weak cohesion in this experiment. By constructing a way to freely tune down the cohesion to more than six orders of magnitude smaller, to our surprise, we have discovered the complete vanishing of the bulk fragile states, which thus allows us to determine the plausible origin of the bulk fragile state.

preprint2016arXiv

Origin of Strong Magnetic Fields of Magnetars

Since there is 3P2 neutron superfluid in neutron star interior, it can be treated as a system of magnetic dipoles. Under the presence of background magnetic field, the magnetic dipoles tend to align in the same direction. When the temperature is lower than 10**7K, the strong magnetic fields of the magnetars may originate from the induced magnetic moment of the 3P2 neutron Cooper pairs in the anisotropic neutron superfluid. And this gives a convenient explanation of the strong magnetic field of magnetars.

preprint2016arXiv

Performance Impact of LOS and NLOS Transmissions in Dense Cellular Networks under Rician Fading

In this paper, we analyse the performance of dense small cell network (SCNs). We derive analytical expressions for both their coverage probability and their area spectral efficiency (ASE) using a path loss model that considers both line-of-sight (LOS) and non-LOS (NLOS) components. Due to the close proximity of small cell base stations (BSs) and user equipments (UEs) in such dense SCNs, we also consider Rician fading as the multi-path fading channel model for both the LOS and NLOS fading transmissions. The Rayleigh fading used in most of existing works analysing dense SCNs is not accurate enough. Then, we compare the performance impact of LOS and NLOS transmissions in dense SCNs under Rician fading with that based on Rayleigh fading. The analysis and the simulation results show that in dense SCNs where LOS transmissions dominate the performance, the impact of Rician fading on the overall system performance is minor, and does not help to address the performance losses brought by the transition of many interfering signals from NLOS to LOS.

preprint2016arXiv

Plasma optical modulators for intense lasers

Optical modulators can be made nowadays with high modulation speed, broad bandwidth, while being compact, owing to the recent advance in material science and microfabrication technology. However, these optical modulators usually work for low intensity light beams. Here, we present an ultrafast, plasma-based optical modulator, which can directly modulate high power lasers with intensity up to 10^16 W/cm^2 level to produce an extremely broad spectrum with a fractional bandwidth over 100%, extending to the mid-infrared regime in the low-frequency side. This concept relies on two co-propagating laser beams in a sub-mm-scale underdense plasma, where a drive laser pulse first excites an electron plasma wave in its wake while a following carrier laser beam is modulated by the plasma wave. The laser and plasma parameters suitable for the modulator to work are presented. Such optical modulators may enable new applications in the high field physics.

preprint2016arXiv

Pulse Shaping Diversity to Enhance Throughput in Ultra-Dense Small Cell Networks

Spatial multiplexing (SM) gains in multiple input multiple output (MIMO) cellular networks are limited when used in combination with ultra-dense small cell networks. This limitation is due to large spatial correlation among channel pairs. More specifically, it is due to i) line-of-sight (LOS) communication between user equipment (UE) and base station (BS) and ii) in-sufficient spacing between antenna elements. We propose to shape transmit signals at adjacent antennas with distinct interpolating filters which introduces pulse shaping diversity eventually leading to improved SINR and throughput at the UEs. In this technique, each antenna transmits its own data stream with a relative offset with respect to adjacent antenna. The delay which must be a fraction of symbol period is interpolated with the pulse shaped signal and generates a virtual MIMO channel that leads to improved diversity and SINR at the receiver. Note that non-integral sampling periods with inter-symbol interference (ISI) should be mitigated at the receiver. For this, we propose to use a fractionally spaced equalizer (FSE) designed based on the minimum mean squared error (MMSE) criterion. Simulation results show that for a 2x2 MIMO and with inter-site-distance (ISD) of 50 m, the median received SINR and throughput at the UE improves by a factor of 11 dB and 2x, respectively, which verifies that pulse shaping can overcome poor SM gains in ultra-dense small cell networks.

preprint2016arXiv

Seeing the Forest from the Trees in Two Looks: Matrix Sketching by Cascaded Bilateral Sampling

Matrix sketching is aimed at finding close approximations of a matrix by factors of much smaller dimensions, which has important applications in optimization and machine learning. Given a matrix A of size m by n, state-of-the-art randomized algorithms take O(m * n) time and space to obtain its low-rank decomposition. Although quite useful, the need to store or manipulate the entire matrix makes it a computational bottleneck for truly large and dense inputs. Can we sketch an m-by-n matrix in O(m + n) cost by accessing only a small fraction of its rows and columns, without knowing anything about the remaining data? In this paper, we propose the cascaded bilateral sampling (CABS) framework to solve this problem. We start from demonstrating how the approximation quality of bilateral matrix sketching depends on the encoding powers of sampling. In particular, the sampled rows and columns should correspond to the code-vectors in the ground truth decompositions. Motivated by this analysis, we propose to first generate a pilot-sketch using simple random sampling, and then pursue more advanced, "follow-up" sampling on the pilot-sketch factors seeking maximal encoding powers. In this cascading process, the rise of approximation quality is shown to be lower-bounded by the improvement of encoding powers in the follow-up sampling step, thus theoretically guarantees the algorithmic boosting property. Computationally, our framework only takes linear time and space, and at the same time its performance rivals the quality of state-of-the-art algorithms consuming a quadratic amount of resources. Empirical evaluations on benchmark data fully demonstrate the potential of our methods in large scale matrix sketching and related areas.

preprint2016arXiv

Social Welfare in One-Sided Matching Mechanisms

We study the Price of Anarchy of mechanisms for the well-known problem of one-sided matching, or house allocation, with respect to the social welfare objective. We consider both ordinal mechanisms, where agents submit preference lists over the items, and cardinal mechanisms, where agents may submit numerical values for the items being allocated. We present a general lower bound of $Ω(\sqrt{n})$ on the Price of Anarchy, which applies to all mechanisms. We show that two well-known mechanisms, Probabilistic Serial, and Random Priority, achieve a matching upper bound. We extend our lower bound to the Price of Stability of a large class of mechanisms that satisfy a common proportionality property, and show stronger bounds on the Price of Anarchy of all deterministic mechanisms.

preprint2016arXiv

The cosmic ray test of MRPCs for the BESIII ETOF upgrade

In order to improve the particle identification capability of the Beijing Spectrometer III (BESIII),t is proposed to upgrade the current endcap time-of-flight (ETOF) detector with multi-gap resistive plate chamber (MRPC) technology. Aiming at extending ETOF overall time resolution better than 100ps, the whole system including MRPC detectors, new-designed Front End Electronics (FEE), CLOCK module, fast control boards and time to digital modules (TDIG), was built up and operated online 3 months under the cosmic ray. The main purposes of cosmic ray test are checking the detectors' construction quality, testing the joint operation of all instruments and guaranteeing the performance of the system. The results imply MRPC time resolution better than 100$ps$, efficiency is about 98$\%$ and the noise rate of strip is lower than 1$Hz/$($scm^{2}$) at normal threshold range, the details are discussed and analyzed specifically in this paper. The test indicates that the whole ETOF system would work well and satisfy the requirements of upgrade.

preprint2016arXiv

The origin and nature of Boson Peak: the normal mode analysis of disordered granular crystals

Despite extensive theoretical \cite{GanterPRL1998, ElliotPRL2001,SchirmacherPRL2007, TanakaNatureM2008, MonacoPNAS2009, MarruzzoSCIRP2013} and experimental studies \cite{ChumakovPRL2011, ChumakovPRL2014, KayaScience2010,KChenPRL2010, LXuPRL2012, BonnPreprint2014}, a longstanding puzzle in condensed matter physics remains regarding the origin and nature of "Boson peak" (BP), where the vibrational density of states (DOS) in glasses possesses an excess of states compared with the crystalline counterpart. Here we show that BP is successfully observed in 2D hexagonal granular packing, where the disorder is due to the force network, i.e. the spatial heterogeneity of elasticity \cite{MarruzzoSCIRP2013}. Using photo-elastic techniques \cite{TrushNature2005}, the disordered particle interaction can be precisely measured to resolve the origin and nature of BP for the first time in a real scenario. We discover the structures of DOS of disordered crystals reminiscent of the corresponding perfect crystals, which is consistent with the recent studies in $SiO_2$\cite{ChumakovPRL2014} and in disordered gels\cite{LorenzoGelPaper2011}, notwithstanding the drastically different systems. Moreover, we propose a mechanism to clarify that BP is not merely a broadened and shifted van Hove singularity \cite{ElliotPRL2001, ChumakovPRL2011} but instead it is due to an interplay of the mesoscopic screening effect and the microscopic elasticity disorder -- causing, respectively, the broadening and the attenuation of the first and the second van Hove singularity. This may lead to an in-depth understanding of BP in structure glasses.

preprint2016arXiv

The Physics of Magnetars II - The Electron Fermi Energy of and the Origin of High X-ray Luminosity of Magnetars

In this paper we discuss in detail the quantization of Landau energy levels of a strongly magnetized and completely degenerate relativistic electron gas in neutron stars. In particular, we focus on the Fermi energy dependence of the magnetic field for a relativistic electron gas in the superstrong magnetic field of magnetars. We would like to point out that some of the results concerning the microscopic number density of states of a strongly magnetized electron gas given by well-known statistical physics text books are incorrect. The repeated use of these results in the last five decades probably seriously affects the physics of neutron stars and magnetars. The quantization of Landau energy levels is accurately delineated in terms of the Dirac (delta) function. Relatively simple calculation shows that the Fermi energy of relativistic electron gas in magnetars with superstrong magnetic fields( B > Bcr , here Bcr is the Landau critical magnetic field) increases with magnetic fieldstrength as B**(1/4). On the basis of this simple but importantnew result we are leading naturally to propose a new mechanism for the production of high X-ray luminosity from magnetars.

preprint2016arXiv

Thermodynamic Spectrum of Solar Flares Based on SDO/EVE Observations: Techniques and Statistical Results

SDO/EVE provides rich information of the thermodynamic processes of solar activities, particularly of solar flares. Here, we develop a method to construct thermodynamic spectrum (TDS) charts based on the EVE spectral lines. This tool could be potentially useful to the EUV astronomy to learn the eruptive activities on the distant astronomical objects. Through several cases, we illustrate what we can learn from the TDS charts. Furthermore, we apply the TDS method to 74 flares equal to or greater than M5.0-class, and reach the following statistical results. First, EUV peaks are always behind the soft X-ray (SXR) peaks and stronger flares tend to have a faster cooling rate. There is a power law correlation between the peak delay times and the cooling rates, suggesting a coherent cooling process of flares from SXR to EUV emissions. Second, there are two distinct temperature drift patterns, called Type I and Type II. For Type I flares, the enhanced emission drifts from high to low temperature like a quadrilateral, whereas for Type II flares, the drift pattern looks like a triangle. Statistical analysis suggests that Type II flares are more impulsive than Type I flares. Third, for late-phase flares, the peak intensity ratio of the late phase to the main phase is roughly correlated with the flare class, and the flares with a strong late phase are all confined. We believe that the re-deposition of the energy carried by a flux rope, that unsuccessfully erupts out, into thermal emissions is responsible for the strong late phase found in a confined flare. Besides, with some cases we illustrate the signatures of the flare thermodynamic process in the chromosphere and transition region in TDS charts. These results provide new clues to advance our understanding of the thermodynamic processes of solar flares and associated solar eruptions, e.g., coronal mass ejections.

preprint2015arXiv

600-T Magnetic Fields due to Cold Electron Flow in a simple Cu-Coil irradiated by High Power Laser pulses

A new simple mechanism due to cold electron flow to produce strong magnetic field is proposed. A 600-T strong magnetic field is generated in the free space at the laser intensity of 5.7x10^15 Wcm^-2. Theoretical analysis indicates that the magnetic field strength is proportional to laser intensity. Such a strong magnetic field offers a new experimental test bed to study laser-plasma physics, in particular, fast-ignition laser fusion research and laboratory astrophysics.

preprint2015arXiv

A Palmtop Synchrotron-like Radiation Source

Synchrotron radiation sources are immensely useful tools for scientific researches and many practical applications. Currently, the state-of-the-art synchrotrons rely on conventional accelerators, where electrons are accelerated in a straight line and radiate in bending magnets or other insertion devices. However, these facilities are usually large and costly. Here, we propose a compact all-optical synchrotron-like radiation source based on laser-plasma acceleration either in a straight or in a curved plasma channel. With the laser pulse off-axially injected in a straight channel, the centroid oscillation of the pulse causes a wiggler motion of the whole accelerating structure including the trapped electrons, leading to strong synchrotron-like radiations with tunable spectra. It is further shown that a ring-shaped synchrotron is possible in a curved plasma channel. Due to the intense acceleration and bending fields inside plasmas, the central part of the sources can be made within palm size. With its potential of high flexibility and tunability, such compact light sources once realized would find applications in wide areas and make up the shortage of large synchrotron radiation facilities.

preprint2015arXiv

Acceleration phases of a solar filament during its eruption

Filament eruptions often lead to coronal mass ejections (CMEs), which can affect critical technological systems in space and on the ground when they interact with the geo-magnetosphere in high speeds. Therefore, it is an important issue to investigate the acceleration mechanisms of CMEs in solar/space physics. Based on observations and simulations, the resistive magnetic reconnection and the ideal instability of magnetic flux rope have been proposed to accelerate CMEs. However, it remains elusive whether both of them play a comparable role during a particular eruption. It has been extremely difficult to separate their contributions as they often work in a close time sequence during one fast acceleration phase. Here we report an intriguing filament eruption event, which shows two apparently separated fast acceleration phases and provides us an excellent opportunity to address the issue. Through analyzing the correlations between velocity (acceleration) and soft (hard) X-ray profiles, we suggest that the instability and magnetic reconnection make a major contribution during the first and second fast acceleration phases, respectively. Further, we find that both processes have a comparable contribution to accelerate the filament in this event.

preprint2015arXiv

Contract-Based Interference Coordination in Heterogeneous Cloud Radio Access Networks

Heterogeneous cloud radio access networks (HCRANs) are potential solutions to improve both spectral and energy efficiencies by embedding cloud computing into heterogeneous networks (HetNets). The interference among remote radio heads (RRHs) can be suppressed with centralized cooperative processing in the base band unit (BBU) pool, while the intertier interference between RRHs and macro base stations (MBSs) is still challenging in H-CRANs. In this paper, to mitigate this inter-tier interference, a contract-based interference coordination framework is proposed, where three scheduling schemes are involved, and the downlink transmission interval is divided into three phases accordingly. The core idea of the proposed framework is that the BBU pool covering all RRHs is selected as the principal that would offer a contract to the MBS, and the MBS as the agent decides whether to accept the contract or not according to an individual rational constraint. An optimal contract design that maximizes the rate-based utility is derived when perfect channel state information (CSI) is acquired at both principal and agent. Furthermore, contract optimization under the situation where only the partial CSI can be obtained from practical channel estimation is addressed as well. Monte Carlo simulations are provided to confirm the analysis, and simulation results show that the proposed framework can significantly increase the transmission data rates over baselines, thus demonstrating the effectiveness of the proposed contract-based solution.

preprint2015arXiv

Demonstration of nonlinear-energy-spread compensation in relativistic electron bunches with corrugated structures

High quality electron beams with flat distributions in both energy and current are critical for many accelerator-based scientific facilities such as free-electron lasers and MeV ultrafast electron diffraction and microscopes. In this Letter we report on using corrugated structures to compensate for the beam nonlinear energy chirp imprinted by the curvature of the radio-frequency field, leading to a significant reduction in beam energy spread. By using a pair of corrugated structures with orthogonal orientations, we show that the quadrupole wake fields which otherwise increase beam emittance can be effectively canceled. This work also extends the applications of corrugated structures to the low beam charge (a few pC) and low beam energy (a few MeV) regime and may have a strong impact in many accelerator-based facilities.

preprint2015arXiv

Evidence of the Solar EUV hot channel as a magnetic flux rope from remote-sensing and in-situ observations

Hot channels (HCs), high temperature erupting structures in the lower corona of the Sun, have been proposed as a proxy of magnetic flux ropes (MFRs) since their initial discovery. However, it is difficult to make definitive proof given the fact that there is no direct measurement of magnetic field in the corona. An alternative way is to use the magnetic field measurement in the solar wind from in-situ instruments. On 2012 July 12, an HC was observed prior to and during a coronal mass ejection (CME) by the AIA high-temperature images. The HC is invisible in the EUVI low-temperature images, which only show the cooler leading front (LF). However, both the LF and an ejecta can be observed in the coronagraphic images. These are consistent with the high temperature and high density of the HC and support that the ejecta is the erupted HC. In the meanwhile, the associated CME shock was identified ahead of the ejecta and the sheath through the COR2 images, and the corresponding ICME was detected by \textit{ACE}, showing the shock, sheath and magnetic cloud (MC) sequentially, which agrees with the coronagraphic observations. Further, the MC contained a low-ionization-state center and a high-ionization-state shell, consistent with the pre-existing HC observation and its growth through magnetic reconnection. All of these observations support that the MC detected near the Earth is the counterpart of the erupted HC in the corona for this event. Therefore, our study provides strong observational evidence of the HC as an MFR.

preprint2015arXiv

Evolution of the 2012 July 12 CME from the Sun to the Earth: Data-Constrained Three-Dimensional MHD Simulations

The dynamic process of coronal mass ejections (CMEs) in the heliosphere provides us the key information for evaluating CMEs' geo-effectiveness and improving the accurate prediction of CME induced Shock Arrival Time (SAT) at the Earth. We present a data constrained three dimensional (3D) magnetohydrodynamic (MHD) simulation of the evolution of the CME in a realistic ambient solar wind for the July 12-16, 2012 event by using the 3D COIN-TVD MHD code. A detailed comparison of the kinematic evolution of the CME between the observations and the simulation is carried out, including the usage of the time-elongation maps from the perspectives of both Stereo A and Stereo B. In this case study, we find that our 3D COIN-TVD MHD model, with the magnetized plasma blob as the driver, is able to re-produce relatively well the real 3D nature of the CME in morphology and their evolution from the Sun to Earth. The simulation also provides a relatively satisfactory comparison with the in-situ plasma data from the Wind spacecraft.

preprint2015arXiv

Extremely Large EUV Late Phase of Solar Flares

The second peak in the Fe XVI 33.5 nm line irradiance observed during solar flares by Extreme ultraviolet Variability Experiment (EVE) is known as Extreme UltraViolet (EUV) late phase. Our previous paper (Liu et al. 2013) found that the main emissions in the late phase are originated from large-scale loop arcades that are closely connected to but different from the post flare loops (PFLs), and we also proposed that a long cooling process without additional heating could explain the late phase. In this paper, we define the extremely large late phase because it not only has a bigger peak in the warm 33.5 irradiance profile, but also releases more EUV radiative energy than the main phase. Through detailedly inspecting the EUV images from three point-of-view, it is found that, besides the later phase loop arcades, the more contribution of the extremely large late phase is from a hot structure that fails to erupt. This hot structure is identified as a flux rope, which is quickly energized by the flare reconnection and later on continuously produces the thermal energy during the gradual phase. Together with the late-phase loop arcades, the fail to erupt flux rope with the additional heating create the extremely large EUV late phase.

preprint2015arXiv

First Taste of Hot Channel in Interplanetary Space

Hot channel (HC) is a high temperature ($\sim$10 MK) structure in the inner corona revealed first by Atmospheric Imaging Assembly (AIA) on board \textit{Solar Dynamics Observatory}. Eruption of HC is often associated with flare and coronal mass ejection. Previous studies suggest that HC is a good proxy of magnetic flux rope (MFR) in the inner corona, in addition to another well-known MFR candidate, the prominence-cavity structure that is with a normal coronal temperature ($\sim$1-2 MK). In this paper, we report a high temperature structure (HTS, $\sim$1.5 MK) contained in an interplanetary coronal mass ejection induced by an HC eruption. According to the observations of bidirectional electrons, high temperature and density, strong magnetic field, and its association with the shock, sheath, and plasma pile-up region, we suggest that the HTS is the interplanetary counterpart of the HC. The scale of the measured HTS is around 14 R$_\odot$, and it maintained a much higher temperature than the background solar wind even at 1 AU. It is significantly different from the typical magnetic clouds (MCs), which usually have a much lower temperature. Our study suggests that the existence of a corotating interaction region ahead of the HC formed a magnetic container to inhibit the HC expansion and cooling down to a low temperature.

preprint2015arXiv

Fluctuations of particle motion in granular avalanches - from the microscopic to the macroscopic scales

In this study, we have investigated the fluctuations of particle motion, i.e. the non-affine motion, during the avalanche process, discovering a rich dynamics from the microscopic to the macroscopic scales. We find that there is strong correlation between the magnitude of the velocity fluctuation and the velocity magnitude in the spatial and temporal domains. The possible connection between this finding and STZ is discussed based on the direct measurement of the T1 events. In addition, the velocity magnitude of the system and the stress fluctuations of the system are strongly correlated temporally. Our finding will pose challenges to the development of more rigorous theories to describe the avalanche dynamics based on the microscopic approach. Moreover, our finding presents a plausible mechanism of the particle entrainment in a simple system.

preprint2015arXiv

Multi-chromatic narrow-energy-spread electron bunches from laser wakefield acceleration with dual-color lasers

A method based on laser wakefield acceleration with controlled ionization injection triggered by another frequency-tripled laser is proposed, which can produce electron bunches with low energy spread. As two color pulses co-propagate in the background plasma, the peak amplitude of the combined laser field is modulated in time and space during the laser propagation due to the plasma dispersion. Ionization injection occurs when the peak amplitude exceeds certain threshold. The threshold is exceeded for limited duration periodically at different propagation distances, leading to multiple ionization injections and separated electron bunches. The method is demonstrated through multi-dimensional particle-in-cell simulations. Such electron bunches may be used to generate multi-chromatic X-ray sources for a variety of applications.

preprint2015arXiv

On the origin of the Extreme-Ultraviolet late phase of solar flares

Solar flares typically have an impulsive phase that followed by a gradual phase as best seen in soft X-ray emissions. A recent discovery based on the EUV Variability Experiment (EVE) observations onboard the Solar Dynamics Observatory (SDO) reveals that some flares exhibit a second large peak separated from the first main phase peak by tens of minutes to hours, which is coined as the flare's EUV late phase. In this paper, we address the origin of the EUV late phase by analyzing in detail two late phase flares, an M2.9 flare on 2010 October 16 and an M1.4 flare on 2011 February 18, using multi-passband imaging observations from the Atmospheric Imaing Assembly (AIA) onboard SDO. We find that: (1) the late phase emission originates from a different magnetic loop system, which is much larger and higher than the main phase loop system. (2) The two loop systems have different thermal evolution. While the late phase loop arcade reaches its peak brightness progressively at a later time spanning for more than one hour from high to low temperatures, the main phase loop arcade reaches its peak brightness at almost the same time (within several minutes) in all temperatures. (3) Nevertheless, the two loop systems seem to be connected magnetically, forming an asymmetric magnetic quadruple configuration. (4) Further, the footpoint brightenings in UV wavelengths show a systematic delay of about one minute from the main flare region to the remote footpoint of the late phase arcade system. We argue that the EUV late phase is the result of a long-lasting cooling process in the larger magnetic arcade system.

preprint2015arXiv

Predicting the Arrival Time of Coronal Mass Ejections with the Graduated Cylindrical Shell and Drag Force Model

Accurately predicting the arrival of coronal mass ejections (CMEs) at the Earth based on remote images is of critical significance in the study of space weather. In this paper, we make a statistical study of 21 Earth directed CMEs, exploring in particular the relationship between CME initial speeds and transit times. The initial speed of a CME is obtained by fitting the CME with the Graduated Cylindrical Shell model and is thus free of projection effects. We then use the drag force model to fit results of the transit time versus the initial speed. By adopting different drag regimes, i.e., the viscous, aerodynamics, and hybrid regimes, we get similar results, with the least mean estimation error of the hybrid model of 12.9 hours. CMEs with a propagation angle (the angle between the propagation direction and the Sun-Earth line) larger than its half angular width arrive at the Earth with an angular deviation caused by factors other than the radial solar wind drag. The drag force model cannot be well applied to such events. If we exclude these events in the sample, the prediction accuracy can be improved, i.e., the estimation error reduces to 6.8 hours. This work suggests that it is viable to predict the arrival time of CMEs at the Earth based on the initial parameters with a fairly good accuracy. Thus, it provides a method of space weather forecast of 1--5 days following the occurrence of CMEs.

preprint2015arXiv

Rapid Co-optimization of Processing and Circuit Design to Overcome Carbon Nanotube Variations

Carbon nanotube field-effect transistors (CNFETs) are promising candidates for building energy-efficient digital systems at highly-scaled technology nodes. However, carbon nanotubes (CNTs) are inherently subject to variations that reduce circuit yield, increase susceptibility to noise, and severely degrade their anticipated energy and speed benefits. Joint exploration and optimization of CNT processing options and CNFET circuit design are required to overcome this outstanding challenge. Unfortunately, existing approaches for such exploration and optimization are computationally expensive, and mostly rely on trial-and-error-based ad hoc techniques. In this paper, we present a framework that quickly evaluates the impact of CNT variations on circuit delay and noise margin, and systematically explores the large space of CNT processing options to derive optimized CNT processing and CNFET circuit design guidelines. We demonstrate that our framework: 1) runs over 100x faster than existing approaches, and 2) accurately identifies the most important CNT processing parameters, together with CNFET circuit design parameters (e.g., for CNFET sizing and standard cell layouts), to minimize the impact of CNT variations on CNFET circuit speed with less than 5% energy cost, while simultaneously meeting circuit-level noise margin and yield constraints.

preprint2015arXiv

Scaling POMDPs For Selecting Sellers in E-markets-Extended Version

In multiagent e-marketplaces, buying agents need to select good sellers by querying other buyers (called advisors). Partially Observable Markov Decision Processes (POMDPs) have shown to be an effective framework for optimally selecting sellers by selectively querying advisors. However, current solution methods do not scale to hundreds or even tens of agents operating in the e-market. In this paper, we propose the Mixture of POMDP Experts (MOPE) technique, which exploits the inherent structure of trust-based domains, such as the seller selection problem in e-markets, by aggregating the solutions of smaller sub-POMDPs. We propose a number of variants of the MOPE approach that we analyze theoretically and empirically. Experiments show that MOPE can scale up to a hundred agents thereby leveraging the presence of more advisors to significantly improve buyer satisfaction.

preprint2015arXiv

Study on Scheduling Techniques for Ultra Dense Small Cell Networks

The most promising approach to enhance network capacity for the next generation of wireless cellular networks (5G) is densification, which benefits from the extensive spatial reuse of the spectrum and the reduced distance between transmitters and receivers. In this paper, we examine the performance of different schedulers in ultra dense small cell deployments. Due to the stronger line of sight (LOS) at low inter-site distances (ISDs), we discuss that the Rician fading channel model is more suitable to study network performance than the Rayleigh one, and model the Rician K factor as a function of distance between the user equipment (UE) and its serving base station (BS). We also construct a cross-correlation shadowing model that takes into account the ISD, and finally investigate potential multi-user diversity gains in ultra dense small cell deployments by comparing the performances of proportional fair (PF) and round robin (RR) schedulers. Our study shows that as network becomes denser, the LOS component starts to dominate the path loss model which significantly increases the interference. Simulation results also show that multi-user diversity is considerably reduced at low ISDs, and thus the PF scheduling gain over the RR one is small, around 10% in terms of cell throughput. As a result, the RR scheduling may be preferred for dense small cell deployments due to its simplicity. Despite both the interference aggravation as well as the multi-user diversity loss, network densification is still worth it from a capacity view point.

preprint2015arXiv

Two-stage acceleration of interstellar ions due to the interaction of high-energy lepton plasma flow

We present the particle-in-cell (PIC) simulation results of the interaction of a high-energy lepton plasma flow with background electron-proton plasma and focus on the acceleration processes of the protons. It is found that the acceleration follows a two-stage processes. In the first stage, protons are accelerated transversely (perpendicular to the lepton flow) by the turbulent magnetic field "islands" generated via the strong Weibel-type instabilities. The accelerated protons shows a perfect inverse-power energy spectrum. As the interaction continues, a shockwave structure forms and the protons in front of the shockwave are reflected at twice of the shock speed, resulting in a quasi-monoenergetic peak located near 200MeV under the simulation parameters.

preprint2015arXiv

Visible Light Assisted Gas Sensing with TiO2 Nanowires

Sensing response of individual single-crystal titania nanowires configured as chemiresistors for detecting reducing (CO, H2) and oxidizing (O2) gases is shown to be sensitive to visible light illumination. It is assumed that doping of the TiO2 nanowires with C and/or N during carbon assisted vapor-solid growth creates extrinsic states in the band gap close to the valence band maximum, which enables photoactivity at the photon energies of visible light. The inherently large surface-to-volume ratio of nanowires, along with facile transport of the photo-generated carriers to/from the nanowires surface promote the adsorption/desorption of donor/acceptor molecules, and therefore open the possibility for visible light assisted gas sensing. The photo-catalytic performance of TiO2 nanowire chemiresistors demonstrates the prospect of combining light harvesting and sensing action in a single nanostructure.

preprint2014arXiv

Contactless Probing of the Intrinsic Carrier Transport in Single-Walled Carbon Nanotubes

Intrinsic carrier transport properties of single-walled carbon nanotubes are probed by two parallel methods on the same individual tubes: the contactless dielectric force microscopy (DFM) technique and the conventional field-effect transistor (FET) method. The dielectric responses of SWNTs are strongly correlated with electronic transport of the corresponding FETs. The DC bias voltage in DFM plays a role analogous to the gate voltage in FET. A microscopic model based on the general continuity equation and numerical simulation is built to reveal the link between intrinsic properties such as carrier concentration and mobility and the macroscopic observable, i.e. dielectric responses, in DFM experiments. Local transport barriers in nanotubes, which influence the device transport behaviors, are also detected with nanometer scale resolution.

preprint2014arXiv

Direct observations of magnetic flux rope formation during a solar coronal mass ejection

Coronal mass ejections (CMEs) are the most spectacular eruptive phenomena in the solar atmosphere. It is generally accepted that CMEs are results of eruptions of magnetic flux ropes (MFRs). However, a heated debate is on whether MFRs pre-exist before the eruptions or they are formed during the eruptions. Several coronal signatures, \textit{e.g.}, filaments, coronal cavities, sigmoid structures and hot channels (or hot blobs), are proposed as MFRs and observed before the eruption, which support the pre-existing MFR scenario. There is almost no reported observation about MFR formation during the eruption. In this letter, we present an intriguing observation of a solar eruptive event occurred on 2013 November 21 with the Atmospheric Imaging Assembly on board the \textit{Solar Dynamic Observatory}, which shows a detailed formation process of the MFR during the eruption. The process started with the expansion of a low-lying coronal arcade, possibly caused by the flare magnetic reconnection underneath. The newly-formed ascending loops from below further pushed the arcade upward, stretching the surrounding magnetic field. The arcade and stretched magnetic field lines then curved-in just below the arcade vertex, forming an X-point. The field lines near the X-point continued to approach each other and a second magnetic reconnection was induced. It is this high-lying magnetic reconnection that led to the formation and eruption of a hot blob ($\sim$ 10 MK), presumably a MFR, producing a CME. We suggest that two spatially-separated magnetic reconnections occurred in this event, responsible for producing the flare and the hot blob (CME), respectively.

preprint2014arXiv

Enhanced electron yield from a laser-plasma accelerator using high-Z gas jet targets

An investigation of the multi-hundred MeV electron beam yield (charge) form helium, nitrogen, neon and argon gas jet plasmas in a laser-plasma wakefield acceleration experiment was carried out. The charge measurement has been made via imaging the electron beam intensity profile on a fluorescent screen into a 14-bit charge coupled device (CCD) which was cross-calibrated with nondestructive electronics-based method. Within given laser and plasma parameters, we found that laser-driven low Z- gas jet targets generate high-quality and well-collimated electron beams with reasonable yields at the level of 10-100 pC. On the other hand, filamentary electron beams which were observed from high-Z gas jets at higher densities reached much higher yield. Evidences for cluster formation were clearly observed in high-Z gases, especially in the argon gas jet target where we received the highest yield of ~ 3 nC

preprint2014arXiv

Enhanced laser-driven electron beam acceleration due to ionization-induced injection

We report an overall enhancement of a laser wakefield acceleration (LWFA) using the ionization injection in a mixture of 0.3 % nitrogen gas in 99.7 % helium gas. Upon the interaction of 30 TW, 30 fs laser pulses with a gas jet of the above gas mixture, > 300 MeV electron beams were generated at a helium plasma densities of 3.3-8.5*10^18 cm^{-3}. Compared with the electron self-injection in pure helium gas jet, the ionization injection has led to the generation of electron beams with higher energies, higher charge, lower density threshold for trapping, and a narrower energy spread without dark current (low energy electrons) or multiple bunches. It is foreseen that further optimization of such a scheme is expected to bring the electron beam energy-spread down to 1 %, making them suitable for driving ultra-compact free-electron lasers

preprint2014arXiv

Fragmentation of a spin-1 mixture in a magnetic field

We study the ground state quantum fragmentation in a mixture of a polar condensate and a ferromagnetic condensate when subject to an external magnetic field. We pay more attentions to the polar condensate and find that it will be less fragile in the mixture when perturbed by the magnetic field. Both atom numbers and the number fluctuations in the spin-0 component will keep in a high magnitude of order of $N$ when the magnetization of the system is increased. The role of the ferromagnetic condensate is to provide a uniform and stable background which can delay the rapid shrink of the 0-component population and make it possible to capture the \textquotedblleft super-fragmentation \textquotedblright. Our method has potential applications in measuring the inter-species spin-coupling interaction through adjusting the magnetic field.

preprint2014arXiv

Generation of electron beams from a laser-based advanced accelerator at Shanghai Jiao Tong University

At Shanghai Jiao Tong University, we have established a research laboratory for advanced acceleration research based on high-power lasers and plasma technologies. In a primary experiment based on the laser wakefield acceleration (LWFA) scheme, multi-hundred MeV electron beams having a reasonable quality are generated using 20-40 TW, 30 femtosecond laser pulses interacting independently with helium, neon, nitrogen and argon gas jet targets. The laser-plasma interaction conditions are optimized for stabilizing the electron beam generation from each type of gas. The electron beam pointing angle stability and divergence angle as well as the energy spectra from each gas jet are measured and compared.

preprint2014arXiv

Investigation of transient surface electric field induced by femtosecond laser irradiation of aluminum

Transient surface electric fields induced by femtosecond laser irradiation of an aluminum film were investigated directly by ultrashort electron pulses. At pump intensities of 2.9~7.1 * 10^10 W/cm2, the transient electric fields last at least one nanosecond with a maximum field strength of 3.2~5.3 * 10^4 V/m at 120 micro m above the aluminum surface. The transient electric fields and the associated evolution of photoelectrons were explained by a "three-layer" model. The potential influence of such fields on reflection ultrafast electron diffraction and time-resolved angle-resolved photoemission spectroscopy were evaluated.

preprint2014arXiv

Liquid Metal as Connecting or Functional Recovery Channel for the Transected Sciatic Nerve

In this article, the liquid metal GaInSn alloy (67% Ga, 20.5% In, and 12.5% Sn by volume) is proposed for the first time to repair the peripheral neurotmesis as connecting or functional recovery channel. Such material owns a group of unique merits in many aspects, such as favorable fluidity, super compliance, high electrical conductivity, which are rather beneficial for conducting the excited signal of nerve during the regeneration process in vivo. It was found that the measured electroneurographic signal from the transected bullfrog sciatic nerve reconnected by the liquid metal after the electrical stimulation was close to that from the intact sciatic nerve. The control experiments through replacement of GaInSn with the conventionally used Riger Solution revealed that Riger Solution could not be competitive with the liquid metal in the performance as functional recovery channel. In addition, through evaluation of the basic electrical property, the material GaInSn works more suitable for the conduction of the weak electroneurographic signal as its impedance was several orders lower than that of the well-known Riger Solution. Further, the visibility under the plain radiograph of such material revealed the high convenience in performing secondary surgery. This new generation nerve connecting material is expected to be important for the functional recovery during regeneration of the injured peripheral nerve and the optimization of neurosurgery in the near future.

preprint2014arXiv

Liquid Metal Transformers

The room temperature liquid metal is quickly emerging as an important functional material in a variety of areas like chip cooling, 3D printing or printed electronics etc. With diverse capabilities in electrical, thermal and flowing behaviors, such fluid owns many intriguing properties that had never been anticipated before. Here, we show a group of unconventional phenomena occurring on the liquid metal objects. Through applying electrical field on the liquid metals immersed in water, a series of complex transformation behaviors such as self-assembling of a sheet of liquid metal film into a single sphere, quick mergences of separate metal droplets, controlled self-rotation and planar locomotion of liquid metal objects can be realized. Meanwhile, it was also found that two accompanying water vortexes were induced and reliably swirled near the rotating liquid metal sphere. Further, effects of the shape, size, voltage, orientation and geometries of the electrodes to control the liquid metal transformers were clarified. Such events are hard to achieve otherwise on rigid metal or conventional liquid spheres. This finding has both fundamental and practical significances which suggest a generalized way of making smart soft machine, collecting discrete metal fluids, as well as flexibly manipulating liquid metal objects including accompanying devices.

preprint2014arXiv

Quasi-monoenergetic Electron Beams from Laser-plasma Acceleration by Ionization-induced Injection in Low- density Pure Nitrogen

We report a laser wakefield acceleration of electron beams up to 130 MeV from laser-driven 4-mm long nitrogen gas jet. By using a moderate laser intensity (3.5*10^18 W.cm^(-2)) and relatively low plasma densities (0.8*10^18 cm^(-3) to 2.7*10^18 cm^(-3)) we have achieved a stable regime for laser propagation and consequently a stable generation of electron beams. We experimentally studied the dependence of the drive laser energy on the laser-plasma channel and electron beam parameters. The quality of the generated electron beams is discussed within the framework of the ionization-induced injection mechanism.

preprint2014arXiv

Simultaneous Investigation of Ultrafast Structural Dynamics and Transient Electric Field by Sub-picosecond Electron Pulses

The ultrafast structure dynamics and surface transient electric field, which are concurrently induced by laser excited electrons of an aluminum nanofilm, have been investigated simultaneously by the same transmission electron diffraction patterns. These two processes are found to be significantly different and distinguishable by tracing the time dependent changes of electron diffraction and deflection angles, respectively. This study also provides a practical means to evaluate simultaneously the effect of transient electric field during the study of structural dynamics under low pump fluence by transmission ultrafast electron diffraction.

preprint2014arXiv

Social welfare in one-sided matchings: Random priority and beyond

We study the problem of approximate social welfare maximization (without money) in one-sided matching problems when agents have unrestricted cardinal preferences over a finite set of items. Random priority is a very well-known truthful-in-expectation mechanism for the problem. We prove that the approximation ratio of random priority is Theta(n^{-1/2}) while no truthful-in-expectation mechanism can achieve an approximation ratio better than O(n^{-1/2}), where n is the number of agents and items. Furthermore, we prove that the approximation ratio of all ordinal (not necessarily truthful-in-expectation) mechanisms is upper bounded by O(n^{-1/2}), indicating that random priority is asymptotically the best truthful-in-expectation mechanism and the best ordinal mechanism for the problem.

preprint2014arXiv

Spatiotemporal Chaotic unjamming and jamming in granular avalanches

We have investigated the spatiotemporal chaotic dynamics of unjamming and jamming of particles in a toy-model system -- a rotating drum partially filled with bidisperse disks to create avalanches. The magnitudes of the first Lyapunov vector $δu(t)$ and velocity $v(t)$ of particles are directly measured for the first time to yield insights into their spatial correlation $C_{δu,v}$, which is stronger near the unjamming but is weaker near the jamming transition, consistent with the recent work of Banigan et al., Nature Phys. $\bf{9}$, 288, (2013). $v(t)$ shows rich dynamics: it grows exponentially for unstable particles and keeps increasing despite stochastic interactions; after the maximum, it decays with large fluctuations. Hence the spatiotemporal chaotic dynamics of avalanche particles are entangled, causing temporal correlations of macroscopic quantities of the system. We propose a simple model for these observations.

preprint2014arXiv

Temperature evolution of magnetic flux rope in a failed solar eruption

In this presentation, we report for the first time the detailed temperature evolution process of the magnetic flux rope in a failed solar eruption. Occurred on January 05, 2013, the flux rope was impulsively accelerated to a speed of ~ 400 km/s in the first minute, then decelerated and came to a complete stop in two minutes. The failed eruption resulted in a large-size high-lying (~ 100 Mm above the surface) high-temperature "fire ball" sitting in the corona for more than two hours. The time evolution of the thermal structure of the flux rope was revealed through the differential emission measure analysis technique, which produced temperature maps using observations of the Atmospheric Imaging Assembly on board Solar Dynamic Observatory. The average temperature of the flux rope steadily increased from ~ 5 MK to ~ 10 MK during the first nine minutes of the evolution, which was much longer than the rise time (about three minutes) of the associated soft X-ray flare. We suggest that the flux rope be heated by the energy release of the continuing magnetic reconnection, different from the heating of the low-lying flare loops, which is mainly produced by the chromospheric plasma evaporation. The loop arcade overlying the flux rope was pushed up by ~ 10 Mm during the attempted eruption. The pattern of the velocity variation of the loop arcade strongly suggests that the failure of the eruption be caused by the strapping effect of the overlying loop arcade.

preprint2014arXiv

The factorization and simulation for fundamental solution of Cauchy problem

In this paper, we demonstrate the simulation of fundamental solution for the parabolic equation by the relationship with Ito diffusion. The factorization and Monte Carlo methods of the fundamental solution are considered. With the fact that the fundamental solution can be written as a product of the transition function and the expectation of a bridge path integral, we give an novel and efficient algorithm to simulate the fundamental solution by importance sampling method, especially for dealing with the multi-dimensional case.

preprint2013arXiv

A Universal Grammar-Based Code For Lossless Compression of Binary Trees

We consider the problem of lossless compression of binary trees, with the aim of reducing the number of code bits needed to store or transmit such trees. A lossless grammar-based code is presented which encodes each binary tree into a binary codeword in two steps. In the first step, the tree is transformed into a context-free grammar from which the tree can be reconstructed. In the second step, the context-free grammar is encoded into a binary codeword. The decoder of the grammar-based code decodes the original tree from its codeword by reversing the two encoding steps. It is shown that the resulting grammar-based binary tree compression code is a universal code on a family of probabilistic binary tree source models satisfying certain weak restrictions.

preprint2013arXiv

Automated Small-Cell Deployment for Heterogeneous Cellular Networks

Optimizing the cellular network's cell locations is one of the most fundamental problems of network design. The general objective is to provide the desired Quality-of-Service (QoS) with the minimum system cost. In order to meet a growing appetite for mobile data services, heterogeneous networks have been proposed as a cost- and energy-efficient method of improving local spectral efficiency. Whilst unarticulated cell deployments can lead to localized improvements, there is a significant risk posed to network-wide performance due to the additional interference. The first part of the paper focuses on state-of-the-art modelling and radio-planning methods based on stochastic geometry and Monte-Carlo simulations, and the emerging automatic deployment prediction technique for low-power nodes (LPNs) in heterogeneous networks. The technique advises a LPN where it should be deployed, given certain knowledge of the network. The second part of the paper focuses on algorithms that utilize interference and physical environment knowledge to assist LPN deployment. The proposed techniques can not only improve network performance, but also reduce radio-planning complexity, capital expenditure, and energy consumption of the cellular network. The theoretical work is supported by numerical results from system-level simulations that employ real cellular network data and physical environments.

preprint2013arXiv

Calibrating 100 Years of Polar Faculae Measurements: Implications for the Evolution of the Heliospheric Magnetic Field

Although the Sun's polar magnetic fields are thought to provide important clues for understanding the 11-year sunspot cycle, including the observed variations of its amplitude and period, the current database of high-quality polar-field measurements spans relatively few sunspot cycles. In this paper we address this deficiency by consolidating Mount Wilson Observatory polar faculae data from four data reduction campaigns, validating it through a comparison with facular data counted automatically from MDI intensitygrams, and calibrating it against polar field measurements taken by the Wilcox Solar Observatory and average polar field and total polar flux calculated using MDI line-of-sight magnetograms. Our results show that the consolidated polar facular measurements are in excellent agreement with both polar field and polar flux estimates, making them an ideal proxy to study the evolution of the polar magnetic field. Additionally, we combine this database with sunspot area measurements to study the role of the polar magnetic flux in the evolution of the heliospheric magnetic field (HMF). We find that there is a strong correlation between HMF and polar flux at solar minimum and that, taken together, polar flux and sunspot area are better at explaining the evolution of the HMF during the last century than sunspot area alone.

preprint2013arXiv

Fluctuations in Shear-Jammed States: A Statistical Ensemble Approach

Granular matter exists out of thermal equilibrium, i.e. it is athermal. While conventional equilibrium statistical mechanics is not useful for characterizing granular materials, the idea of constructing a statistical ensemble analogous to its equilibrium counterpart to describe static granular matter was proposed by Edwards and Oakshott more than two decades ago. Recent years have seen several implementations of this idea. One of these is the stress ensemble, which is based on properties of the force moment tensor, and applies to frictional and frictionless grains. We demonstrate the full utility of this statistical framework in shear jammed (SJ) experimental states [1,2], a special class of granular solids created by pure shear, which is a strictly non-equilbrium protocol for creating solids. We demonstrate that the stress ensemble provides an excellent quantitative description of fluctuations in experimental SJ states. We show that the stress fluctuations are controlled by a single tensorial quantity: the angoricity of the system, which is a direct analog of the thermodynamic temperature. SJ states exhibit significant correlations in local stresses and are thus inherently different from density-driven, isotropically jammed (IJ) states.

preprint2013arXiv

Influence of Magnetic Field Decay on Electron Capture in Magnetars

The de-excited energy of electron capture (EC) induced by magnetic field decay may be a new source for heating magnetar crust, so we do a quantitative calculation on the EC process near the outer crust and analyze their influence on persistent X-ray radiation of magnetars, adopting the experimental data or the results of theoretical model (including the large-scale shell model and quasi-particle random phase approximation).

preprint2013arXiv

Laplacian coefficients of unicyclic graphs with the number of leaves and girth

Let $G$ be a graph of order $n$ and let $\mathcal{L}(G,λ)=\sum_{k=0}^n (-1)^{k}c_{k}(G)λ^{n-k}$ be the characteristic polynomial of its Laplacian matrix. Motivated by Ilić and Ilić's conjecture [A. Ilić, M. Ilić, Laplacian coefficients of trees with given number of leaves or vertices of degree two, Linear Algebra and its Applications 431(2009)2195-2202.] on all extremal graphs which minimize all the Laplacian coefficients in the set $\mathcal{U}_{n,l}$ of all $n$-vertex unicyclic graphs with the number of leaves $l$, we investigate properties of the minimal elements in the partial set $(\mathcal{U}_{n,l}^g, \preceq)$ of the Laplacian coefficients, where $\mathcal{U}_{n,l}^g$ denote the set of $n$-vertex unicyclic graphs with the number of leaves $l$ and girth $g$. These results are used to disprove their conjecture. Moreover, the graphs with minimum Laplacian-like energy in $\mathcal{U}_{n,l}^g$ are also studied.

preprint2013arXiv

Multi-Wavelength Observations of the Spatio-Temporal Evolution of Solar Flares with AIA/SDO: I. Universal Scaling Laws of Space and Time Parameters

We extend a previous statistical solar flare study of 155 GOES M- and X-class flares observed with AIA/SDO (Aschwanden 2012) to all 7 coronal wavelengths (94, 131, 171, 193, 211, 304, 335 \ang) to test the wavelength-dependence of scaling laws and statistical distributions. Except for the 171 and 193 \ang\ wavelengths, which are affected by EUV dimming caused by coronal mass ejections (CMEs), we find near-identical size distributions of geometric (lengths $L$, flare areas $A$, volumes $V$, fractal dimension $D_2$), temporal (flare durations $T$), and spatio-temporal parameters (diffusion coefficient $κ$, spreading exponent $β$, and maximum expansion velocities $v_{max}$) in different wavelengths, which are consistent with the universal predictions of the fractal-diffusive avalanche model of a slowly-driven self-organized criticality (FD-SOC) system, i.e., $N(L) \propto L^{-3}$, $N(A) \propto A^{-2}$, $N(V) \propto V^{-5/3}$, $N(T) \propto T^{-2}$, $D_2=3/2$, for a Euclidean dimension $d=3$. Empirically we find also a new strong correlation $κ\propto L^{0.94\pm0.01}$ and the 3-parameter scaling law $L \propto κ T^{0.1}$, which is more consistent with the logistic-growth model than with classical diffusion. The findings suggest long-range correlation lengths in the FD-SOC system that operate in the vicinity of a critical state, which could be used for predictions of individual extreme events. We find also that eruptive flares (with accompanying CMEs), have larger volumes $V$, longer flare durations $T$, higher EUV and soft X-ray fluxes, and somewhat larger diffusion coefficients $κ$ than confined flares (without CMEs).

preprint2013arXiv

Origin of Rigidity in Dry Granular Solids

Solids are distinguished from fluids by their ability to resist shear. In traditional solids, the resistance to shear is associated with the emergence of broken translational symmetry as exhibited by a non-uniform density pattern. In this work, we focus on the emergence of shear-rigidity in a class of solids where this paradigm is challenged. Dry granular materials have no energetically or entropically preferred density modulations. We show that, in contrast to traditional solids, the emergence of shear rigidity in these granular solids is a collective process, which is controlled solely by boundary forces, the constraints of force and torque balance, and the positivity of the contact forces. We develop a theoretical framework based on these constraints, which connects rigidity to broken translational symmetry in the space of forces, not positions of grains. We apply our theory to experimentally generated shear-jammed (SJ) states and show that these states are indeed characterized by a persistent, non-uniform density modulation in force space, which emerges at the shear-jamming transition.

preprint2013arXiv

Reconstructing the Subsurface Three-Dimensional Magnetic Structure of A Solar Active Region Using SDO/HMI Observations

A solar active region (AR) is a three-dimensional magnetic structure formed in the convection zone, whose property is fundamentally important for determining the coronal structure and solar activity when emerged. However, our knowledge on the detailed 3-D structure prior to its emergence is rather poor, largely limited by the low cadence and sensitivity of previous instruments. Here, using the 45-second high-cadence observations from the Helioseismic and Magnetic Imager (\emph{HMI}) onboard the Solar Dynamics Observatory (\emph{SDO}), we are able for the first time to reconstruct a 3-D datacube and infer the detailed subsurface magnetic structure of NOAA AR 11158 and to characterize its magnetic connectivity and topology. This task is accomplished with the aid of the image-stacking method and advanced 3-D visualization. We find that the AR consists of two major bipoles, or four major polarities. Each polarity in 3-D shows interesting tree-like structure, i.e. while the root of the polarity appears as a single tree-trunk-like tube, the top of the polarity has multiple branches consisting of smaller and thinner flux-tubes which connect to the branches of the opposite polarity that is similarly fragmented. The roots of the four polarities align well along a straight line, while the top branches are slightly non-coplanar. Our observations suggest that an active region, even appearing highly complicated on the surface, may originate from a simple straight flux-tube that undergoes both horizontal and vertical bifurcation processes during its rise through the convection zone.

preprint2013arXiv

Self-truncated ionization injection and consequent monoenergetic electron bunches in laser wakefield acceleration

The ionization-induced injection in laser wakefield acceleration has been recently demonstrated to be a promising injection scheme. However, the energy spread controlling in this mechanism remains a challenge because continuous injection in a mixed gas target is usually inevitable. Here we propose that by use of certain initially unmatched laser pulses, the electron injection can be constrained to the very front region of the mixed gas target, typically in a length of a few hundreds micro meters determined by laser-driven bubble deformation. Under some optimized conditions, the injection region is well limited within $200\rm μm$ and the electron beam with central energy of 383 MeV, energy spread of 3.33% in FWHM, normalized emittance of 3.12 mm mrad and charge of 14.58 pC can be obtained according to particle-in-cell simulations. Both multi-dimensional simulations and theoretical analysis illustrate the effectiveness of this scheme.

preprint2013arXiv

Spectrum bandwidth narrowing of Thomson scattering X-rays with energy chirped electron beams from laser wakefield acceleration

We study incoherent Thomson scattering between an ultrashort laser pulse and an electron beam accelerated from a laser wakefield. The energy chirp effects of the accelerated electron beam on the final radiation spectrum bandwidth are investigated. It is found that the scattered X-ray radiation has the minimum spectrum width and highest intensity as electrons are accelerated up to around the dephasing point. Furthermore, it is proposed the electron acceleration process inside the wakefield can be studied by use of $90^\circ$ Thomson scattering. The dephasing position and beam energy chirp can be deduced from the intensity and bandwidth of the scattered radiation.

preprint2012arXiv

A note on the bivariate distribution representation of two perfectly correlated random variables by Dirac's $δ$-function

In this paper we discuss the representation of the joint probability density function of perfectly correlated continuous random variables, i.e., with correlation coefficients $ρ=pm1$, by Dirac's $δ$-function. We also show how this representation allows to define Dirac's $δ$-function as the ratio between bivariate distributions and the marginal distribution in the limit $ρ\rightarrow \pm1$, whenever this limit exists. We illustrate this with the example of the bivariate Rice distribution

preprint2012arXiv

Balanced-heterodyne detection of sub-shot-noise optical signals

As part of the effort to make use of squeezed states of light for detection of sub-shot-noise optical signals, we study the balanced heterodyne scheme, for which the corresponding spectral density of the photocurrent fluctuations produced at the output of the detector is calculated as the Fourier transform of their autocorrelation function. Our analysis shows that, for maximal signal-to-noise ratio enhancement by use of squeezed states of light, an optical signal to be measured must be carried in the squeezed quadrature of the carrier field. We discuss how "the additional heterodyne noise" can be eliminated in this scheme and its potential application to gravitational-wave searching. To demonstrate the practical feasibility, we propose and study a phase-locking technique for this scheme.

preprint2012arXiv

Cotorsion pairs in the cluster category of a marked surface

We study extension spaces, cotorsion pairs and their mutations in the cluster category of a marked surface without punctures. Under the one-to-one correspondence between the curves, valued closed curves in the marked surface and the indecomposable objects in the associated cluster category, we prove that the dimension of extension space of two indecomposable objects in the cluster categories equals to the intersection number of the corresponding curves. By using this result, we prove that there are no non-trivial $t-$structures in the cluster categories when the surface is connected. Based on this result, we give a classification of cotorsion pairs in these categories. Moreover we define the notion of paintings of a marked surface without punctures and their rotations. They are a geometric model of cotorsion pairs and of their mutations respectively.

preprint2012arXiv

Multiscale characterization of recurrence-based phase space networks constructed from time series

Recently, a framework for analyzing time series by constructing an associated complex network has attracted significant research interest. One of the advantages of the complex network method for studying time series is that complex network theory provides a tool to describe either important nodes, or structures that exist in the networks, at different topological scale. This can then provide distinct information for time series of different dynamical systems. In this paper, we systematically investigate the recurrence-based phase space network of order $k$ that has previously been used to specify different types of dynamics in terms of the motif ranking from a different perspective. Globally, we find that the network size scales with different scale exponents and the degree distribution follows a quasi-symmetric bell shape around the value of $2k$ with different values of degree variance from periodic to chaotic Rössler systems. Local network properties such as the vertex degree, the clustering coefficients and betweenness centrality are found to be sensitive to the local stability of the orbits and hence contain complementary information.

preprint2012arXiv

On a Conjecture of Randić Index and Graph Radius

The Randić index $R(G)$ of a graph $G$ is defined as the sum of $(d_i d_j)^{-1/2}$ over all edges $v_i v_j$ of $G$, where $d_i$ is the degree of the vertex $v_i$ in $G$. The radius $r(G)$ of a graph $G$ is the minimum graph eccentricity of any graph vertex in $G$. Fajtlowicz(1988) conjectures $R(G) \ge r(G)-1$ for all connected graph $G$. A stronger version, $R(G) \ge r(G)$, is conjectured by Caporossi and Hansen(2000) for all connected graphs except even paths. In this paper, we make use of Harmonic index $H(G)$, which is defined as the sum of $\frac{2}{d_i+d_j}$ over all edges $v_i v_j$ of $G$, to show that $R(G) \ge r(G)-31/105(k-1)$ for any graph with cyclomatic number $k\ge 1$, and $R(T)> r(T)+1/15$ for any tree except even paths. These results improve and strengthen the known results on these conjectures.

preprint2012arXiv

On signless Laplacian coefficients of bicyclic graphs

Let $G$ be a graph of order $n$ and $Q_G(x)= det(xI-Q(G))= \sum_{i=1}^n (-1)^i φ_i x^{n-i}$ be the characteristic polynomial of the signless Laplacian matrix of a graph $G$. We give some transformations of $G$ which decrease all signless Laplacian coefficients in the set $\mathcal{B}(n)$ of all $n$-vertex bicyclic graphs. $\mathcal{B}^1(n)$ denotes all n-vertex bicyclic graphs with at least one odd cycle. We show that $B_n^1$ (obtained from $C_4$ by adding one edge between two non-adjacent vertices and adding $n-4$ pendent vertices at the vertex of degree 3) minimizes all the signless Laplacian coefficients in the set $\mathcal{B}^1(n)$. Moreover, we prove that $B_n^2$ (obtained from $K_{2,3}$ by adding $n-5$ pendent vertices at one vertex of degree 3) has minimum signless Laplacian coefficients in the set $\mathcal{B}^2(n)$ of all $n$-vertex bicyclic graphs with two even cycles.

preprint2012arXiv

On signless Laplacian coefficients of unicyclic graphs with given matching number

Let $G$ be an unicyclic graph of order $n$ and let $Q_G(x)= det(xI-Q(G))={matrix} \sum_{i=1}^n (-1)^i φ_i x^{n-i}{matrix}$ be the characteristic polynomial of the signless Laplacian matrix of a graph $G$. We give some transformations of $G$ which decrease all signless Laplacian coefficients in the set $\mathcal{G}(n,m)$. $\mathcal{G}(n,m)$ denotes all n-vertex unicyclic graphs with matching number $m$. We characterize the graphs which minimize all the signless Laplacian coefficients in the set $\mathcal{G}(n,m)$ with odd (resp. even) girth. Moreover, we find the extremal graphs which have minimal signless Laplacian coefficients in the set $\mathcal{G}(n)$ of all $n$-vertex unicyclic graphs with odd (resp. even) girth.

preprint2012arXiv

Plasmoid ejection and secondary current sheet generation from magnetic reconnection in laser-plasma interaction

Reconnection of the self-generated magnetic fields in laser-plasma interaction was first investigated experimentally by Nilson {\it et al.} [Phys. Rev. Lett. 97, 255001 (2006)] by shining two laser pulses a distance apart on a solid target layer. An elongated current sheet (CS) was observed in the plasma between the two laser spots. In order to more closely model magnetotail reconnection, here two side-by-side thin target layers, instead of a single one, are used. It is found that at one end of the elongated CS a fan-like electron outflow region including three well-collimated electron jets appears. The ($>1$ MeV) tail of the jet energy distribution exhibits a power-law scaling. The enhanced electron acceleration is attributed to the intense inductive electric field in the narrow electron dominated reconnection region, as well as additional acceleration as they are trapped inside the rapidly moving plasmoid formed in and ejected from the CS. The ejection also induces a secondary CS.

preprint2012arXiv

Quaternary-singlet State of Spin-1 Bosons in Optical Lattice

We present the quantum ground state properties of $^{23}$Na spinor condensates, which is confined in a periodic or double-well potential and subject to a magnetic dipole-dipole interaction between nearby wells. A novel singlet state arise in the system and can be discussed in explicit form. Caused by the competition between the intra-site spin exchange interactions and the inter-site dipole-dipole interactions, this quaternary-singlet\ state is a entangled state formed by at lest four particles and vanish the total spin. This is distinct from the direct product of the two conventional singlet pairs.

preprint2012arXiv

Research of the active reflector antenna using laser angle metrology system

Active reflector is one of the key technologies for constructing large telescopes, especially for the millimeter/sub-millimeter radio telescopes. This article introduces a new efficient laser angle metrology system for the active reflector antenna of the large radio telescopes, with a plenty of active reflector experiments mainly about the detecting precisions and the maintaining of the surface shape in real time, on the 65-meter radio telescope prototype constructed by Nanjing Institute of Astronomical Optics and Technology (NIAOT). The test results indicate that the accuracy of the surface shape segmenting and maintaining is up to micron dimension, and the time-response can be of the order of minutes. Therefore, it is proved to be workable for the sub-millimeter radio telescopes.

preprint2012arXiv

Secondary Waves, and/or the "Reflection" From and "Transmission" Through a Coronal Hole of an EUV Wave Associated With the 2011 February 15 X2.2 Flare Observed With SDO/AIA and STEREO/EUVI

For the first time, the kinematic evolution of a coronal wave over the entire solar surface is studied. Full Sun maps can be made by combining images from the Solar Terrestrial Relations Observatory satellites, Ahead and Behind, and the Solar Dynamics Observatory, thanks to the wide angular separation between them. We study the propagation of a coronal wave, also known as "EIT" wave, and its interaction with a coronal hole resulting in secondary waves and/or reflection and transmission. We explore the possibility of the wave obeying the law of reflection of waves. In a detailed example we find that a loop arcade at the coronal hole boundary cascades and oscillates as a result of the EUV wave passage and triggers a wave directed eastwards that appears to have reflected. We find that the speed of this wave decelerates to an asymptotic value, which is less than half of the primary EUV wave speed. Thanks to the full Sun coverage we are able to determine that part of the primary wave is transmitted through the coronal hole. This is the first observation of its kind. The kinematic measurements of the reflected and transmitted wave tracks are consistent with a fast-mode MHD wave interpretation. Eventually, all wave tracks decelerate and disappear at a distance. A possible scenario of the whole process is that the wave is initially driven by the expanding coronal mass ejection and subsequently decouples from the driver and then propagates at the local fast-mode speed.

preprint2012arXiv

Small Cell Deployments: Recent Advances and Research Challenges

This paper summarizes the outcomes of the 5th International Workshop on Femtocells held at King's College London, UK, on the 13th and 14th of February, 2012.The workshop hosted cutting-edge presentations about the latest advances and research challenges in small cell roll-outs and heterogeneous cellular networks. This paper provides some cutting edge information on the developments of Self-Organizing Networks (SON) for small cell deployments, as well as related standardization supports on issues such as carrier aggregation (CA), Multiple-Input-Multiple-Output (MIMO) techniques, and enhanced Inter-Cell Interference Coordination (eICIC), etc. Furthermore, some recent efforts on issues such as energy-saving as well as Machine Learning (ML) techniques on resource allocation and multi-cell cooperation are described. Finally, current developments on simulation tools and small cell deployment scenarios are presented. These topics collectively represent the current trends in small cell deployments.

preprint2011arXiv

A module-theoretic interpretation of Schiffler's expansion formula

We give a module-theoretic interpretation of Schiffler's expansion formula which is defined combinatorially in terms of complete (T,r)-paths in order to get the expansion of the cluster variables in the cluster algebra of a marked surface (S,M). Based on the geometric description of the indecomposable objects of the cluster category of the marked surface (S,M), we show the coincidence of Schiffler-Thomas' expansion formula and the cluster character defined by Palu.

preprint2011arXiv

Analysis and improvement of a strongly secure certificateless key exchange protocol without pairing

Recently, Yang and Tan proposed a certificateless key exchange protocol without pairing, and claimed their scheme satisfies forward secrecy, which means no adversary could derive an already-established session key unless the full user secret keys (including a private key and an ephemeral secret key) of both communication parties are compromised. However, in this paper, we point out their protocol is actually not secure as claimed by presenting an attack launched by an adversary who has learned the private key of one party and the ephemeral secret key of the other, but not the full user secret keys of both parties. Furthermore, to make up this flaw, we also provide an improved protocol in which the private key and the ephemeral secret key are closely intertwined with each other for generating the session key, thus above attack can be efficiently resisted.

preprint2011arXiv

Enhanced Inter-Cell Interference Coordination Challenges in Heterogeneous Networks

3GPP LTE-Advanced has started a new study item to investigate Heterogeneous Network (HetNet) deployments as a cost effective way to deal with the unrelenting traffic demand. HetNets consist of a mix of macrocells, remote radio heads, and low-power nodes such as picocells, femtocells, and relays. Leveraging network topology, increasing the proximity between the access network and the end-users, has the potential to provide the next significant performance leap in wireless networks, improving spatial spectrum reuse and enhancing indoor coverage. Nevertheless, deployment of a large number of small cells overlaying the macrocells is not without new technical challenges. In this article, we present the concept of heterogeneous networks and also describe the major technical challenges associated with such network architecture. We focus in particular on the standardization activities within the 3GPP related to enhanced inter-cell interference coordination.

preprint2011arXiv

Hierarchical organization of brain functional network during visual task

In this paper, the brain functional networks derived from high-resolution synchronous EEG time series during visual task are generated by calculating the phase synchronization among the time series. The hierarchical modular organizations of these networks are systematically investigated by the fast Girvan-Newman algorithm. At the same time, the spatially adjacent electrodes (corresponding to EEG channels) are clustered into functional groups based on anatomical parcellation of brain cortex, and this clustering information are compared to that of the functional network. The results show that the modular architectures of brain functional network are in coincidence with that from the anatomical structures over different levels of hierarchy, which suggests that population of neurons performing the same function excite and inhibit in identical rhythms. The structure-function relationship further reveals that the correlations among EEG time series in the same functional group are much stronger than those in different ones and that the hierarchical organization of brain functional network may be a consequence of functional segmentation of brain cortex.

preprint2011arXiv

Increased Coupling in the Saliency Network is the main cause/effect of Attention Deficit Hyperactivity Disorder

To uncover the underlying mechanisms of mental disorders such as attention deficit hyperactivity disorder (ADHD) for improving both early diagnosis and therapy, it is increasingly recognized that we need a better understanding of how the brain's functional connections are altered. A new brain wide association study (BWAS) has been developed and used to investigate functional connectivity changes in the brains of patients suffering from ADHD using resting state fMRI data. To reliably find out the most significantly altered functional connectivity links and associate them with ADHD, a meta-analysis on a cohort of ever reported largest population comprising 249 patients and 253 healthy controls is carried out. The greatest change in ADHD patients was the increased coupling of the saliency network involving the anterior cingulate gyrus and anterior insula. A voxel-based morphometry analysis was also carried out but this revealed no evidence in the ADHD patients for altered grey matter volumes in the regions showing altered functional connectivity. This is the first evidence for the involvement of the saliency network in ADHD and it suggests that this may reflect increased sensitivity over the integration of the incoming sensory information and his/her own thoughts and the network as a switch is bias towards to the central executive network.

preprint2011arXiv

Interspecies singlet pairing in a mixture of two spin-1 Bose condensates

We study the ground state properties of a mixture formed by two spin-1 condensates in the absence of an external magnetic field. As the collisional symmetry between interspecies bosonic atoms is broken, the interspecies coupling interaction ($β$) and interspecies singlet pairing interaction ($γ$) arise. The ground state can be calculated using the angular momentum theory analytically for $γ=0$. The full quantum approach of exact diagonalization is adopted numerically to consider the more general case as $γ\neq 0$. We illustrate the competition between the two interspecies interactions and find that as singlet pairing interaction dominates (or the total spin vanishes), there are still different types of singlet formations which are well determined by $β$.

preprint2011arXiv

Omni-tomography/Multi-tomography -- Integrating Multiple Modalities for Simultaneous Imaging

Current tomographic imaging systems need major improvements, especially when multi-dimensional, multi-scale, multi-temporal and multi-parametric phenomena are under investigation. Both preclinical and clinical imaging now depend on in vivo tomography, often requiring separate evaluations by different imaging modalities to define morphologic details, delineate interval changes due to disease or interventions, and study physiological functions that have interconnected aspects. Over the past decade, fusion of multimodality images has emerged with two different approaches: post-hoc image registration and combined acquisition on PET-CT, PET-MRI and other hybrid scanners. There are intrinsic limitations for both the post-hoc image analysis and dual/triple modality approaches defined by registration errors and physical constraints in the acquisition chain. We envision that tomography will evolve beyond current modality fusion and towards grand fusion, a large scale fusion of all or many imaging modalities, which may be referred to as omni-tomography or multi-tomography. Unlike modality fusion, grand fusion is here proposed for truly simultaneous but often localized reconstruction in terms of all or many relevant imaging mechanisms such as CT, MRI, PET, SPECT, US, optical, and possibly more. In this paper, the technical basis for omni-tomography is introduced and illustrated with a top-level design of a next generation scanner, interior tomographic reconstructions of representative modalities, and anticipated applications of omni-tomography.

preprint2011arXiv

Optimizing and controlling functions of complex networks by manipulating rich-club connections

Traditionally, there is no evidence suggesting that there are strong ties between the rich-club property and the function of complex networks. In this study, we find that whether a very small portion of rich nodes connected to each other or not can strongly affect the frequency of occurrence of basic building blocks (motif) within networks, and therefore the function, of a heterogeneous network. Conversely whether a homogeneous network has a rich-club property or not generally has no significant effect on its structure and function. These findings open the possibility to optimize and control the function of complex networks by manipulating rich-club connections. Furthermore, based on the subgraph ratio profile, we develop a more rigorous approach to judge whether a network has a rich-club or not. The new method does not calculate how many links there are among rich nodes but depends on how the links among rich nodes can affect the overall structure as well as function of a given network. These results can also help us to understand the evolution of dynamical networks and design new models for characterizing real-world networks.

preprint2011arXiv

Statistical Study of Coronal Mass Ejection Source Locations: II. Role of Active Regions in CME Production

This is the second paper of the statistical study of coronal mass ejection (CME) source locations, in which the relationship between CMEs and active regions (ARs) is statistically studied on the basis of the information of CME source locations and the ARs automatically extracted from magnetic synoptic charts of Michelson Doppler Imager (MDI) during 1997 -- 1998. It is found that about 63% of the CMEs are related with ARs, at least about 53% of the ARs produced one or more CMEs, and particularly about 14% of ARs are CME-rich (3 or more CMEs were generated) during one transit across the visible disk. Several issues are then tried to clarify: whether or not the CMEs originating from ARs are distinct from others, whether or not the CME kinematics depend on AR properties, and whether or not the CME productivity depends on AR properties. The statistical results suggest that (1) there is no evident difference between AR-related and non-AR-related CMEs in terms of CME speed, acceleration and width, (2) the size, strength and complexity of ARs do little with the kinematic properties of CMEs, but have significant effects on the CME productivity, and (3) the sunspots in all the most productive ARs at least belong to $βγ$ type, whereas 90% of those in CME-less ARs are $α$ or $β$ type only. A detailed analysis on CME-rich ARs further reveals that (1) the distribution of the waiting time of same-AR CMEs, consists of two parts with a separation at about 15 hours, which implies that the CMEs with a waiting time shorter than 15 hours are probably truly physical related, and (2) an AR tends to produce such related same-AR CMEs at a pace of 8 hours, but cannot produce two or more fast CMEs (>800 km/s) within a time interval of 15 hours. This interesting phenomenon is particularly discussed.

preprint2011arXiv

Unfolding Substructures of Complex Networks by Coupling Chaotic Oscillators beyond Global Synchronization Regime

In the past decade, synchronization on complex networks has attracted increasing attentions from various research disciplines. Most previous works, however, focus only on the dynamic behaviors of synchronization process in the stable region, i.e., global synchronization. In this letter, we demonstrate that synchronization process on complex networks can efficiently reveal the substructures of networks when the coupling strength of chaotic oscillators is under the lower boundary of stable region. Both analytic and numerical results show that the nodes belonging to the same component in the hierarchical network are tightly clustered according to the Euclidean distances between the state vectors of the corresponding oscillators, and different levels of hierarchy can be systematically unfolded by gradually tuning the coupling strength. When the coupling strengths exceed the upper boundary of stable region, the hierarchy of the network cannot be recognized by this approach. Extensive simulations suggest that our method may provide a powerful tool to detect the hierarchical community structure of complex systems and deep insight into the relationship between structure and dynamics of complex systems.

preprint2010arXiv

On the Cluster Category of a Marked Surface

We study in this paper the cluster category C(S,M) of a marked surface (S,M). We explicitly describe the objects in C(S,M) as direct sums of homotopy classes of curves in (S,M) and one-parameter families related to closed curves in (S,M). Moreover, we describe the Auslander-Reiten structure of the category C(S,M) in geometric terms and show that the objects without self-extensions in C(S,M) correspond to curves in (S,M) without self-intersections. As a consequence, we establish that every rigid indecomposable object is reachable from an initial triangulation.

preprint2010arXiv

Quantum states of a binary mixture of spinor Bose-Einstein condensates

We study the structure of quantum states for a binary mixture of spin-1 atomic Bose-Einstein condensates. In contrast to collision between identical bosons, the s-wave scattering channel between inter-species does not conform to a fixed symmetry. The spin-dependent Hamiltonian thus contains non-commuting terms, making the exact eigenstates more challenging to obtain because they now depend more generally on both the intra- and inter-species interactions. We discuss two limiting cases, where the spin-dependent Hamiltonian reduces respectively to sums of commuting operators. All eigenstates can then be directly constructed, and they are independent of the detailed interaction parameters.

preprint2010arXiv

Rich-club connectivity dominates assortativity and transitivity of complex networks

Rich-club, assortativity and clustering coefficients are frequently-used measures to estimate topological properties of complex networks. Here we find that the connectivity among a very small portion of the richest nodes can dominate the assortativity and clustering coefficients of a large network, which reveals that the rich-club connectivity is leveraged throughout the network. Our study suggests that more attention should be payed to the organization pattern of rich nodes, for the structure of a complex system as a whole is determined by the associations between the most influential individuals. Moreover, by manipulating the connectivity pattern in a very small rich-club, it is sufficient to produce a network with desired assortativity or transitivity. Conversely, our findings offer a simple explanation for the observed assortativity and transitivity in many real world networks --- such biases can be explained by the connectivities among the richest nodes.

preprint2010arXiv

Solar LImb Prominence CAtcher and Tracker (SLIPCAT): An Automated System and Its Preliminary Statistical Results

In this paper, we present an automated system, which has the capability to catch and track solar limb prominences based on observations from EUV 304 passband. The characteristic parameters and their evolution, including height, position angle, area, length and brightness, are obtained without manual interventions. By applying the system to the STEREO-B/SECCHI/EUVI 304 data during 2007 April -2009 October, we obtain a total of 9477 well-tracked prominences and a catalog of these events available online at http://space.ustc.edu.cn/dreams/slipcat/. A detailed analysis of these prominences suggests that the system has a rather good performance. We have obtained several interesting statistical results based on the catalog. Most prominences appear below the latitude of 60 degrees and at the height of about 26 Mm above the solar surface. Most of them are quite stable during the period they are tracked. Nevertheless, some prominences have an upward speed of more than 100 km/s, and some others show significant downward and/or azimuthal speeds. There are strong correlations among the brightness, area and height. The expansion of a prominence is probably one major cause of its fading during the rising or erupting process.

preprint2009arXiv

An Analytical Model Probing the Internal State of Coronal Mass Ejections Based on Observations of Their Expansions and Propagations

In this paper, a generic self-similar flux rope model is proposed to probe the internal state of CMEs in order to understand the thermodynamic process and expansion of CMEs in interplanetary space. Using this model, three physical parameters and their variations with heliocentric distance can be inferred based on coronagraph observations of CMEs' propagation and expansion. One is the polytropic index $Γ$ of the CME plasma, and the other two are the average Lorentz force and the thermal pressure force inside CMEs. By applying the model to the 2007 October 8 CME observed by STEREO/SECCHI, we find that (1) the polytropic index of the CME plasma increased from initially 1.24 to more than 1.35 quickly, and then slowly decreased to about 1.34; it suggests that there be continuously heat injected/converted into the CME plasma and the value of $Γ$ tends to be 4/3, a critical value inferred from the model for a force-free flux rope; (2) the Lorentz force directed inward while the thermal pressure force outward, and both of them decreased rapidly as the CME moved out; the direction of the two forces reveals that the thermal pressure force is the internal driver of the CME expansion whereas the Lorentz force prevented the CME from expanding. Some limitations of the model and approximations are discussed meanwhile.

preprint2009arXiv

Effect of Electron Screening on the Collapsing Process of Core-Collapse Supernovae

By using an average heavy nuclei model, the effects of the electron screening on electron capture (EC) in core-collapse supernovae are investigated. A one-dimension code based on the Ws15$M_{\sun}$ progenitor model is utilized to test the effects of electron screening during the collapsing process. The results show that, at high densities, the effects of EC on electron capture becomes significant. During the collapsing stage, the EC rate is decreased, the collapse timescale is prolonged and the leakage of the neutrino energy is increased. These effects lead to an appreciable decrease in the initial energy of the bounce shock wave. The effects of electron screeening in the other progenitor models are also discussed.

preprint2009arXiv

Entropic origin of stress correlations in granular materials

We study the response of granular materials to external stress using experiment, simulation, and theory. We derive an entropic, Ginzburg-Landau functional that enforces mechanical stability and positivity of contact forces. In this framework, the elastic moduli depend only on the applied stress. A combination of this feature and the positivity constraint leads to stress correlations whose shape and magnitude are extremely sensitive to the applied stress. The predictions from the theory describe the stress correlations for both simulations and experiments semiquantitatively.

preprint2009arXiv

Mapping from Architecture to Dynamics: A Unified View of Dynamical Processes on Networks

Although it is unambiguously agreed that structure plays a fundamental role in shaping the dynamics of complex systems, this intricate relationship still remains unclear. We investigate a general computational transformation by which we can map the network topology directly to the dynamical patterns emergent on it -- independent of the nature of the dynamical process. We find that many seemingly diverse dynamical processes such as coupled oscillators and diffusion phenomena can all be understood and unified through this same procedure. Using the multiscale complexity measure derived form the structure-dynamics transformation, we find that the topological features like hierarchy, heterogeneity and modularity all result in higher complexity. This result suggests a universal principle: it is the desire for functional diversity that drives the evolution of network architecture.

preprint2009arXiv

Revising the simple measures of assortativity in complex networks

We find that traditional statistics for measuring degree mixing are strongly affected by superrich nodes. To counteract and measure the effect of superrich nodes, we propose a paradigm to quantify the mixing pattern of a real network in which different mixing patterns may appear among low-degree nodes and among high-degree nodes. The new paradigm and the simple revised measure uncover the true complex degree mixing patterns of complex networks with superrich nodes. The new method indicates that some networks show a false disassortative mixing induced by superrich nodes, and have no tendency to be genuinely disassortative. Our results also show that the previously observed fragility of scale-free networks is actually greatly exacerbated by the presence of even a very small number of superrich nodes.

preprint2009arXiv

X-ray Astronomy in the Laboratory with a Miniature Compact Object Produced by Laser-Driven Implosion

Laboratory spectroscopy of non-thermal equilibrium plasmas photoionized by intense radiation is a key to understanding compact objects, such as black holes, based on astronomical observations. This paper describes an experiment to study photoionizing plasmas in laboratory under well-defined and genuine conditions. Photoionized plasma is here generated using a 0.5-keV Planckian x-ray source created by means of a laser-driven implosion. The measured x-ray spectrum from the photoionized silicon plasma resembles those observed from the binary stars Cygnus X-3 and Vela X-1 with the Chandra x-ray satellite. This demonstrates that an extreme radiation field was produced in the laboratory, however, the theoretical interpretation of the laboratory spectrum significantly contradicts the generally accepted explanations in x-ray astronomy. This model experiment offers a novel test bed for validation and verification of computational codes used in x-ray astronomy.

preprint2008arXiv

A Comparative Study Between Eruptive X-class Flares Associated with Coronal Mass Ejections and Confined X-class Flares

We examine the two kinds of major energetic phenomena that occur in the solar atmosphere: eruptive and confined events. The former describes flares with associated coronal mass ejections (CMEs), while the latter denotes flares without associated CMEs. We find that about 90% of X-class flares are eruptive, but the remaining 10% are confined. To probe why the largest energy releases could be either eruptive or confined, we investigate four X-class events from each of the two types. Both sets of events are selected to have very similar intensities (X1.0 to X3.6) and duration (rise time under 13 minutes and decay time not over 9 minutes) in soft X-ray observations, to reduce any bias due to flare size on CME occurrence. We find that the occurrence of eruption (or confinement) is sensitive to the displacement of the location of the energy release, defined as the distance between the flare site and the flux-weighted magnetic center of the source active region. The displacement is 6 - 17 Mm for confined events but as large as 22 - 37 Mm for eruptive events. This means that confined events occur closer to the magnetic center, while the eruptive events tend to occur close to the edge of active regions. We use the potential field source-surface model to infer the coronal magnetic field above the source active regions and calculate the flux ratio of low (<1.1 Rs) to high (>1.1 Rs) corona. We find that the confined events have a lower ratio (<5.7) than the eruptive events (>7.1). These results imply that a stronger overlying arcade field may prevent energy releases in the low corona from being eruptive, resulting in flares, but without CMEs.

preprint2008arXiv

A Statistical Study on Solar Active Regions Producing Extremely Fast Coronal Mass Ejections

We present a statistical result on the properties of solar source regions that have produced 57 fastest front-side coronal mass ejections (CMEs) (speed 1500 km/s) occurred from 1996 June to 2007 January. The properties of these fast-CME-producing regions, 35 in total, are compared with those of all 1143 active regions (ARs) in the period studied. An automated method, based on SOHO/MDI magnetic synoptic charts, is used to select and characterize the ARs. For each AR, a set of parameters are derived including the areas (positive, negative and total, denoted by A_P, A_N and A_T respectively), the magnetic fluxes (positive, negative and total, F_P, F_N and F_T respectively), the average magnetic field strength (B_avg), quasi-elongation (e) characterizing the overall shape of the AR, the number and length of polarity inversion lines (PILs, or neutral lines, N_PIL and L_PIL respectively), and the average and maximum of magnetic gradient on the PILs (GOP_avg and GOP_max respectively). Our statistical analysis shows a general trend between the scales of an AR and the likelihood of producing a fast CME, i.e., the larger the geometric size (A_T), the larger the magnetic flux (F_T), the stronger the magnetic field (B_avg), and/or the more complex the magnetic configuration (N_PIL and L_PIL), then the higher the possibility of producing a fast CME. When all ARs are sorted into three equally-numbered groups with low, middle and high values of these parameters, we find that, for all these AR parameters, more than 60% of extremely fast CMEs are from the high-value group. The two PIL parameters are the best indicators of producing fast CMEs, with more than 80% from the high value group.