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Charles L. A. Clarke

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Information Retrieval Computation and Language Digital Libraries Networking and Internet Architecture

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preprint2026arXiv

A Reproducibility Study of LLM-Based Query Reformulation

Large Language Models (LLMs) are now widely used for query reformulation and expansion in Information Retrieval, with many studies reporting substantial effectiveness gains. However, these results are typically obtained under heterogeneous experimental conditions, making it difficult to assess which findings are reproducible and which depend on specific implementation choices. In this work, we present a systematic reproducibility and comparative study of ten representative LLM-based query reformulation methods under a unified and strictly controlled experimental framework. We evaluate methods across two architectural LLM families at two parameter scales, three retrieval paradigms (lexical, learned sparse, and dense), and nine benchmark datasets spanning TREC Deep Learning and BEIR. Our results show that reformulation gains are strongly conditioned on the retrieval paradigm, that improvements observed under lexical retrieval do not consistently transfer to neural retrievers, and that larger LLMs do not uniformly yield better downstream performance. These findings clarify the stability and limits of reported gains in prior work. To enable transparent replication and ongoing comparison, we release all prompts, configurations, evaluation scripts, and run files through QueryGym, an open-source reformulation toolkit with a public leaderboard.\footnote{https://leaderboard.querygym.com}

preprint2026arXiv

Led to Mislead: Adversarial Content Injection for Attacks on Neural Ranking Models

Neural Ranking Models (NRMs) are central to modern information retrieval but remain highly vulnerable to adversarial manipulation. Existing attacks often rely on heuristics or surrogate models, limiting effectiveness and transferability. We propose CRAFT, a supervised framework for black-box adversarial rank attacks powered by large language models (LLMs). CRAFT operates in three stages: adversarial dataset generation via retrieval-augmented generation and self-refinement, supervised fine-tuning on curated adversarial examples, and preference-guided optimization to align generations with rank-promotion objectives. Extensive experiments on the MS MARCO passage dataset, TREC Deep Learning 2019, and TREC Deep Learning 2020 benchmarks show that CRAFT significantly outperforms state-of-the-art baselines, achieving higher promotion rates and rank boosts while preserving fluency and semantic fidelity. Moreover, CRAFT transfers effectively across diverse ranking architectures, including cross-encoder, embedding-based, and LLM-based rankers, underscoring vulnerabilities in real-world retrieval systems. This work provides a principled framework for studying adversarial threats in NRMs, underscores the risks of generative AI in rank manipulation, and provides a foundation for developing more robust retrieval systems. To support reproducibility, we publicly release our source code, trained models, and prompt templates.

preprint2022arXiv

Early Stage Sparse Retrieval with Entity Linking

Despite the advantages of their low-resource settings, traditional sparse retrievers depend on exact matching approaches between high-dimensional bag-of-words (BoW) representations of both the queries and the collection. As a result, retrieval performance is restricted by semantic discrepancies and vocabulary gaps. On the other hand, transformer-based dense retrievers introduce significant improvements in information retrieval tasks by exploiting low-dimensional contextualized representations of the corpus. While dense retrievers are known for their relative effectiveness, they suffer from lower efficiency and lack of generalization issues, when compared to sparse retrievers. For a lightweight retrieval task, high computational resources and time consumption are major barriers encouraging the renunciation of dense models despite potential gains. In this work, we propose boosting the performance of sparse retrievers by expanding both the queries and the documents with linked entities in two formats for the entity names: 1) explicit and 2) hashed. We employ a zero-shot end-to-end dense entity linking system for entity recognition and disambiguation to augment the corpus. By leveraging the advanced entity linking methods, we believe that the effectiveness gap between sparse and dense retrievers can be narrowed. We conduct our experiments on the MS MARCO passage dataset. Since we are concerned with the early stage retrieval in cascaded ranking architectures of large information retrieval systems, we evaluate our results using recall@1000. Our approach is also capable of retrieving documents for query subsets judged to be particularly difficult in prior work. We further demonstrate that the non-expanded and the expanded runs with both explicit and hashed entities retrieve complementary results. Consequently, we adopt a run fusion approach to maximize the benefits of entity linking.

preprint2022arXiv

Human Preferences as Dueling Bandits

The dramatic improvements in core information retrieval tasks engendered by neural rankers create a need for novel evaluation methods. If every ranker returns highly relevant items in the top ranks, it becomes difficult to recognize meaningful differences between them and to build reusable test collections. Several recent papers explore pairwise preference judgments as an alternative to traditional graded relevance assessments. Rather than viewing items one at a time, assessors view items side-by-side and indicate the one that provides the better response to a query, allowing fine-grained distinctions. If we employ preference judgments to identify the probably best items for each query, we can measure rankers by their ability to place these items as high as possible. We frame the problem of finding best items as a dueling bandits problem. While many papers explore dueling bandits for online ranker evaluation via interleaving, they have not been considered as a framework for offline evaluation via human preference judgments. We review the literature for possible solutions. For human preference judgments, any usable algorithm must tolerate ties, since two items may appear nearly equal to assessors, and it must minimize the number of judgments required for any specific pair, since each such comparison requires an independent assessor. Since the theoretical guarantees provided by most algorithms depend on assumptions that are not satisfied by human preference judgments, we simulate selected algorithms on representative test cases to provide insight into their practical utility. Based on these simulations, one algorithm stands out for its potential. Our simulations suggest modifications to further improve its performance. Using the modified algorithm, we collect over 10,000 preference judgments for submissions to the TREC 2021 Deep Learning Track, confirming its suitability.

preprint2022arXiv

Shallow pooling for sparse labels

Recent years have seen enormous gains in core IR tasks, including document and passage ranking. Datasets and leaderboards, and in particular the MS MARCO datasets, illustrate the dramatic improvements achieved by modern neural rankers. When compared with traditional test collections, the MS MARCO datasets employ substantially more queries with substantially fewer known relevant items per query. Given the sparsity of these relevance labels, the MS MARCO leaderboards track improvements with mean reciprocal rank (MRR). In essence, a relevant item is treated as the "right answer", with rankers scored on their ability to place this item high in the ranking. In working with these sparse labels, we have observed that the top items returned by a ranker often appear superior to judged relevant items. To test this observation, we employed crowdsourced workers to make preference judgments between the top item returned by a modern neural ranking stack and a judged relevant item. The results support our observation. If we imagine a perfect ranker under MRR, with a score of 1 on all queries, our preference judgments indicate that a searcher would prefer the top result from a modern neural ranking stack more frequently than the top result from the imaginary perfect ranker, making our neural ranker "better than perfect". To understand the implications for the leaderboard, we pooled the top document from available runs near the top of the passage ranking leaderboard for over 500 queries. We employed crowdsourced workers to make preference judgments over these pools and re-evaluated the runs. Our results support our concerns that current MS MARCO datasets may no longer be able to recognize genuine improvements in rankers. In future, if rankers are measured against a single "right answer", this answer should be the best answer or most preferred answer, and maintained with ongoing judgments.

preprint2022arXiv

Unsupervised Question Clarity Prediction Through Retrieved Item Coherency

Despite recent progress on conversational systems, they still do not perform smoothly and coherently when faced with ambiguous requests. When questions are unclear, conversational systems should have the ability to ask clarifying questions, rather than assuming a particular interpretation or simply responding that they do not understand. Previous studies have shown that users are more satisfied when asked a clarifying question, rather than receiving an unrelated response. While the research community has paid substantial attention to the problem of predicting query ambiguity in traditional search contexts, researchers have paid relatively little attention to predicting when this ambiguity is sufficient to warrant clarification in the context of conversational systems. In this paper, we propose an unsupervised method for predicting the need for clarification. This method is based on the measured coherency of results from an initial answer retrieval step, under the assumption that a less ambiguous query is more likely to retrieve more coherent results when compared to an ambiguous query. We build a graph from retrieved items based on their context similarity, treating measures of graph connectivity as indicators of ambiguity. We evaluate our approach on two recently released open-domain conversational question answering datasets, ClariQ and AmbigNQ, comparing it with neural and non-neural baselines. Our unsupervised approach performs as well as supervised approaches while providing better generalization.

preprint2021arXiv

Assessing top-$k$ preferences

Assessors make preference judgments faster and more consistently than graded judgments. Preference judgments can also recognize distinctions between items that appear equivalent under graded judgments. Unfortunately, preference judgments can require more than linear effort to fully order a pool of items, and evaluation measures for preference judgments are not as well established as those for graded judgments, such as NDCG. In this paper, we explore the assessment process for partial preference judgments, with the aim of identifying and ordering the top items in the pool, rather than fully ordering the entire pool. To measure the performance of a ranker, we compare its output to this preferred ordering by applying a rank similarity measure.We demonstrate the practical feasibility of this approach by crowdsourcing partial preferences for the TREC 2019 Conversational Assistance Track, replacing NDCG with a new measure named "compatibility". This new measure has its most striking impact when comparing modern neural rankers, where it is able to recognize significant improvements in quality that would otherwise be missed by NDCG.

preprint2016arXiv

Dynamic Trade-Off Prediction in Multi-Stage Retrieval Systems

Modern multi-stage retrieval systems are comprised of a candidate generation stage followed by one or more reranking stages. In such an architecture, the quality of the final ranked list may not be sensitive to the quality of initial candidate pool, especially in terms of early precision. This provides several opportunities to increase retrieval efficiency without significantly sacrificing effectiveness. In this paper, we explore a new approach to dynamically predicting two different parameters in the candidate generation stage which can directly affect the overall efficiency and effectiveness of the entire system. Previous work exploring this tradeoff has focused on global parameter settings that apply to all queries, even though optimal settings vary across queries. In contrast, we propose a technique which makes a parameter prediction that maximizes efficiency within a effectiveness envelope on a per query basis, using only static pre-retrieval features. The query-specific tradeoff point between effectiveness and efficiency is decided using a classifier cascade that weighs possible efficiency gains against effectiveness losses over a range of possible parameter cutoffs to make the prediction. The interesting twist in our new approach is to train classifiers without requiring explicit relevance judgments. We show that our framework is generalizable by applying it to two different retrieval parameters - selecting k in common top-k query retrieval algorithms, and setting a quality threshold, $ρ$, for score-at-a-time approximate query evaluation algorithms. Experimental results show that substantial efficiency gains are achievable depending on the dynamic parameter choice. In addition, our framework provides a versatile tool that can be used to estimate the effectiveness-efficiency tradeoffs that are possible before selecting and tuning algorithms to make machine learned predictions.

preprint2016arXiv

Ten Blue Links on Mars

This paper explores a simple question: How would we provide a high-quality search experience on Mars, where the fundamental physical limit is speed-of-light propagation delays on the order of tens of minutes? On Earth, users are accustomed to nearly instantaneous response times from search engines. Is it possible to overcome orders-of-magnitude longer latency to provide a tolerable user experience on Mars? In this paper, we formulate the searching from Mars problem as a tradeoff between "effort" (waiting for responses from Earth) and "data transfer" (pre-fetching or caching data on Mars). The contribution of our work is articulating this design space and presenting two case studies that explore the effectiveness of baseline techniques, using publicly available data from the TREC Total Recall and Sessions Tracks. We intend for this research problem to be aspirational and inspirational - even if one is not convinced by the premise of Mars colonization, there are Earth-based scenarios such as searching from a rural village in India that share similar constraints, thus making the problem worthy of exploration and attention from researchers.

preprint2015arXiv

Assessing Efficiency-Effectiveness Tradeoffs in Multi-Stage Retrieval Systems Without Using Relevance Judgments

Large-scale retrieval systems are often implemented as a cascading sequence of phases -- a first filtering step, in which a large set of candidate documents are extracted using a simple technique such as Boolean matching and/or static document scores; and then one or more ranking steps, in which the pool of documents retrieved by the filter is scored more precisely using dozens or perhaps hundreds of different features. The documents returned to the user are then taken from the head of the final ranked list. Here we examine methods for measuring the quality of filtering and preliminary ranking stages, and show how to use these measurements to tune the overall performance of the system. Standard top-weighted metrics used for overall system evaluation are not appropriate for assessing filtering stages, since the output is a set of documents, rather than an ordered sequence of documents. Instead, we use an approach in which a quality score is computed based on the discrepancy between filtered and full evaluation. Unlike previous approaches, our methods do not require relevance judgments, and thus can be used with virtually any query set. We show that this quality score directly correlates with actual differences in measured effectiveness when relevance judgments are available. Since the quality score does not require relevance judgments, it can be used to identify queries that perform particularly poorly for a given filter. Using these methods, we explore a wide range of filtering options using thousands of queries, categorize the relative merits of the different approaches, and identify useful parameter combinations.

preprint2010arXiv

Efficient and Effective Spam Filtering and Re-ranking for Large Web Datasets

The TREC 2009 web ad hoc and relevance feedback tasks used a new document collection, the ClueWeb09 dataset, which was crawled from the general Web in early 2009. This dataset contains 1 billion web pages, a substantial fraction of which are spam --- pages designed to deceive search engines so as to deliver an unwanted payload. We examine the effect of spam on the results of the TREC 2009 web ad hoc and relevance feedback tasks, which used the ClueWeb09 dataset. We show that a simple content-based classifier with minimal training is efficient enough to rank the "spamminess" of every page in the dataset using a standard personal computer in 48 hours, and effective enough to yield significant and substantive improvements in the fixed-cutoff precision (estP10) as well as rank measures (estR-Precision, StatMAP, MAP) of nearly all submitted runs. Moreover, using a set of "honeypot" queries the labeling of training data may be reduced to an entirely automatic process. The results of classical information retrieval methods are particularly enhanced by filtering --- from among the worst to among the best.

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